13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 7,086 holding rows worth $411,067,460,000.
- Accession
- 0001140361-16-065123
- Filer
- CIK 70858
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 20,045 entries on the cover page, a total value of $411,067,460,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $411,067,460,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SNYDERS LANCE INC | 833551104 | COM | 215,675 | $6,790,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 3,800,000 | $6,778,000 | thousands by filing date | principal |
| ROLLINS INC COM | 775711104 | Stock | 249,871 | $6,776,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 460,218 | $6,775,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 600,000 | $6,774,000 | thousands by filing date | put |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 250,000 | $6,773,000 | thousands by filing date | call |
| XEROX CORP | 984121103 | COM | 606,800 | $6,772,000 | thousands by filing date | call |
| OUTERWALL INC | 690070107 | COM | 182,654 | $6,756,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 310,225 | $6,750,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 572,119 | $6,739,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 471,412 | $6,732,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 255,814 | $6,713,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 270,549 | $6,707,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 157,770 | $6,705,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 151,325 | $6,701,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 164,142 | $6,700,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 250,674 | $6,699,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 66,638 | $6,698,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 482,295 | $6,676,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 218,163 | $6,652,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 162,963 | $6,645,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 64,768 | $6,639,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 100,000 | $6,630,000 | thousands by filing date | put |
| KNOWLES CORP COM | 49926D109 | Stock | 503,003 | $6,630,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 169,657 | $6,622,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 272,292 | $6,618,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 129,350 | $6,598,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 109,153 | $6,589,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 130,401 | $6,585,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 176,910 | $6,577,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 236,836 | $6,575,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 60,195 | $6,568,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 530,692 | $6,564,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 114,244 | $6,556,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 258,350 | $6,532,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 494,795 | $6,531,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 139,291 | $6,520,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 32,900 | $6,511,000 | thousands by filing date | put |
| VIRGIN AMER INC | 92765X208 | COM VTG | 168,839 | $6,511,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 588,138 | $6,505,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 210,314 | $6,498,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 403,551 | $6,497,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 327,735 | $6,492,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 453,200 | $6,472,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 252,728 | $6,455,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,955,000 | $6,452,000 | thousands by filing date | put |
| Knight Capital Group, Inc. | 48244B100 | common stock | 539,900 | $6,452,000 | thousands by filing date | put |
| OSHKOSH CORP COM | 688239201 | Stock | 157,654 | $6,444,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 280,411 | $6,441,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 99,471 | $6,438,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 104,457 | $6,419,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 411,969 | $6,418,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 59,500 | $6,415,000 | thousands by filing date | call |
| TECH DATA CORP | 878237106 | COM | 83,554 | $6,415,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 48,800 | $6,411,000 | thousands by filing date | put |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 2,198,147 | $6,396,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 354,492 | $6,381,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 373,421 | $6,363,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 200,300 | $6,356,000 | thousands by filing date | put |
| MOBILE MINI INC | 60740F105 | COM | 192,441 | $6,355,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 156,796 | $6,349,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 100,000 | $6,335,000 | thousands by filing date | call |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 304,565 | $6,334,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 65,174 | $6,330,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 324,235 | $6,325,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 135,000 | $6,311,000 | thousands by filing date | call |
| LTC PPTYS INC COM | 502175102 | REIT | 139,397 | $6,306,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 401,049 | $6,305,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,072,946 | $6,301,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 5,169,000 | $6,300,000 | thousands by filing date | principal |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 410,847 | $6,291,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 67,200 | $6,278,000 | thousands by filing date | call |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 345,976 | $6,248,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 248,698 | $6,230,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 214,685 | $6,228,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 72,354 | $6,209,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 498,100 | $6,206,000 | thousands by filing date | call |
| HATTERAS FINL CORP | 41902R103 | COM | 433,841 | $6,204,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 200,000 | $6,196,000 | thousands by filing date | put |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 73,063 | $6,177,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 242,486 | $6,171,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 75,000 | $6,161,000 | thousands by filing date | put |
| CLECO CORP NEW | 12561W105 | COM | 111,584 | $6,160,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 171,615 | $6,143,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 130,648 | $6,119,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 78,500 | $6,115,000 | thousands by filing date | call |
| OXFORD INDS INC | 691497309 | COM | 90,875 | $6,110,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 127,826 | $6,097,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 187,600 | $6,086,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 100,000 | $6,079,000 | thousands by filing date | put |
| SANDERSON FARMS | 800013104 | COM | 67,220 | $6,062,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,258,857 | $6,055,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 69,021 | $6,054,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 172,427 | $6,052,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 200,000 | $6,046,000 | thousands by filing date | put |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 487,936 | $6,046,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 230,926 | $6,039,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 195,345 | $6,034,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 291,140 | $6,033,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 391,160 | $6,024,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 394,753 | $6,020,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 392,884 | $6,019,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 160,667 | $6,005,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 161,566 | $6,005,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 310,004 | $5,999,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 315,653 | $5,985,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 358,400 | $5,985,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 184,307 | $5,985,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 89,836 | $5,983,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 72,700 | $5,972,000 | thousands by filing date | call |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 2,309,000 | $5,970,000 | thousands by filing date | principal |
| ONE GAS INC COM | 68235P108 | Stock | 97,524 | $5,959,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 749,459 | $5,951,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 601,046 | $5,937,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 117,341 | $5,933,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 130,882 | $5,931,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 153,676 | $5,930,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 275,581 | $5,926,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 56,300 | $5,923,000 | thousands by filing date | put |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 416,744 | $5,922,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 200,331 | $5,921,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 68,826 | $5,920,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 113,507 | $5,915,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,434,299 | $5,910,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 192,080 | $5,906,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 100,000 | $5,900,000 | thousands by filing date | call |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 243,183 | $5,899,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 592,144 | $5,898,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 305,266 | $5,891,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 108,846 | $5,884,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 81,700 | $5,883,000 | thousands by filing date | call |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 120,310 | $5,866,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 148,752 | $5,859,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 65,300 | $5,858,000 | thousands by filing date | call |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 398,612 | $5,856,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 251,366 | $5,854,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 309,126 | $5,835,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 643,036 | $5,826,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 135,528 | $5,818,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 205,584 | $5,817,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 7,300 | $5,816,000 | thousands by filing date | call |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 200,579 | $5,801,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 484,470 | $5,794,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 289,994 | $5,788,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 99,286 | $5,775,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 75,000 | $5,763,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 99,450 | $5,750,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 384,866 | $5,742,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 259,345 | $5,735,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 263,600 | $5,728,000 | thousands by filing date | call |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 191,286 | $5,725,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 415,756 | $5,717,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 103,224 | $5,717,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 9,500 | $5,710,000 | thousands by filing date | put |
| FRESH MKT INC | 35804H106 | COM | 200,000 | $5,706,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 700,000 | $5,705,000 | thousands by filing date | call |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 99,705 | $5,704,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 515,700 | $5,704,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 68,303 | $5,701,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 234,343 | $5,694,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 184,794 | $5,682,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 999,746 | $5,679,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 269,179 | $5,678,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 5,849,000 | $5,674,000 | thousands by filing date | principal |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 305,953 | $5,651,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 243,834 | $5,650,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 462,613 | $5,635,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 235,509 | $5,633,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,779,707 | $5,623,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 819,295 | $5,620,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 77,200 | $5,612,000 | thousands by filing date | call |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 279,019 | $5,611,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 30,809 | $5,593,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 65,000 | $5,591,000 | thousands by filing date | put |
| AAON INC | 000360206 | COM PAR $0.004 | 199,651 | $5,590,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 318,419 | $5,573,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 199,105 | $5,567,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 461,224 | $5,567,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 261,008 | $5,562,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 1,020,315 | $5,561,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 207,984 | $5,561,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 40,000 | $5,560,000 | thousands by filing date | put |
| Duke Energy Corporation | 26441C204 | COM | 68,900 | $5,558,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 168,400 | $5,554,000 | thousands by filing date | call |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 73,357 | $5,541,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 96,100 | $5,532,000 | thousands by filing date | put |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 253,806 | $5,511,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 145,377 | $5,504,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 254,823 | $5,502,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 244,081 | $5,485,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 119,040 | $5,483,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 157,513 | $5,482,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 82,500 | $5,478,000 | thousands by filing date | call |
| WEBMD HEALTH CORP | 94770V102 | COM | 87,483 | $5,478,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 354,000 | $5,476,000 | thousands by filing date | put |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 247,307 | $5,468,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 106,938 | $5,467,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 128,710 | $5,464,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 134,600 | $5,463,000 | thousands by filing date | call |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 669,088 | $5,440,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 200,251 | $5,439,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 4,280,000 | $5,438,000 | thousands by filing date | principal |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,083,084 | $5,437,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 183,309 | $5,417,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 496,987 | $5,412,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 121,527 | $5,411,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 186,150 | $5,389,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 2,809,000 | $5,377,000 | thousands by filing date | principal |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 598,051 | $5,376,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 133,099 | $5,375,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 52,595 | $5,371,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 128,257 | $5,371,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 231,513 | $5,366,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 51,510 | $5,362,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 516,514 | $5,356,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 85,000 | $5,352,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 208,699 | $5,341,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 3,247,000 | $5,341,000 | thousands by filing date | principal |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 269,117 | $5,334,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 190,900 | $5,322,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 252,600 | $5,320,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 400,000 | $5,320,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 400,000 | $5,320,000 | thousands by filing date | call |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 124,426 | $5,320,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 380,582 | $5,313,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 360,087 | $5,308,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 161,174 | $5,305,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 172,200 | $5,302,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,325,220 | $5,301,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 188,253 | $5,298,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 128,379 | $5,298,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 342,598 | $5,290,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 99,147 | $5,288,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 99,688 | $5,282,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 95,000 | $5,272,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 69,500 | $5,265,000 | thousands by filing date | call |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 128,575 | $5,261,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 513,631 | $5,260,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 53,819 | $5,249,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 395,398 | $5,243,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 238,359 | $5,242,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 187,263 | $5,215,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 94,741 | $5,211,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 444,472 | $5,204,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 480,427 | $5,203,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 69,837 | $5,202,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 133,215 | $5,193,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 138,326 | $5,187,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 436,181 | $5,182,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,254,100 | $5,179,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902404 | COM | 1,522,700 | $5,177,000 | thousands by filing date | put |
| ENDOLOGIX INC | 29266S106 | COM | 619,027 | $5,176,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 109,174 | $5,167,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 4,025,000 | $5,167,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 170,000 | $5,163,000 | thousands by filing date | put |
| HIBBETT INC | 428567101 | COM | 143,739 | $5,159,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 408,821 | $5,152,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 131,739 | $5,152,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 55,129 | $5,150,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,478,500 | $5,145,000 | thousands by filing date | put |
| STRATASYS LTD | M85548101 | SHS | 198,090 | $5,134,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 455,704 | $5,123,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 71,800 | $5,111,000 | thousands by filing date | put |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 189,380 | $5,107,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 115,496 | $5,099,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 910,187 | $5,079,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 912,309 | $5,072,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 90,000 | $5,062,000 | thousands by filing date | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 300,000 | $5,061,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 100,000 | $5,055,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 25,500 | $5,046,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 128,941 | $5,033,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 59,228 | $5,026,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 50,300 | $5,022,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 440,967 | $5,014,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 146,423 | $5,012,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 118,810 | $5,012,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 369,514 | $5,003,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 5,195,000 | $4,997,000 | thousands by filing date | principal |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 99,305 | $4,995,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 122,408 | $4,993,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 3,139,000 | $4,993,000 | thousands by filing date | principal |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 115,251 | $4,992,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 330,670 | $4,990,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 415,884 | $4,987,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 182,209 | $4,986,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 264,435 | $4,963,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 100,685 | $4,962,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 201,961 | $4,962,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 131,683 | $4,933,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 269,066 | $4,927,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 109,225 | $4,926,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 275,000 | $4,912,000 | thousands by filing date | call |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 172,409 | $4,904,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 240,300 | $4,902,000 | thousands by filing date | call |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 173,618 | $4,900,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 278,359 | $4,896,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 192,511 | $4,893,000 | thousands by filing date | |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 198,337 | $4,893,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 137,086 | $4,886,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 252,000 | $4,872,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 34,400 | $4,871,000 | thousands by filing date | put |
| ENPRO INC | 29355X107 | COM | 84,419 | $4,869,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 79,600 | $4,868,000 | thousands by filing date | call |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 398,859 | $4,866,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 120,000 | $4,860,000 | thousands by filing date | call |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 405,072 | $4,860,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 114,521 | $4,855,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 298,560 | $4,851,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 182,953 | $4,843,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 130,995 | $4,842,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 71,707 | $4,830,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 232,381 | $4,827,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 235,524 | $4,817,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 106,146 | $4,816,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 163,939 | $4,815,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 1,170,500 | $4,815,000 | thousands by filing date | principal |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 132,363 | $4,811,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 97,751 | $4,810,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 72,400 | $4,807,000 | thousands by filing date | put |
| FERRARI N V | N3167Y103 | COM | 115,237 | $4,804,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 381,657 | $4,801,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 464,800 | $4,792,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 80,000 | $4,789,000 | thousands by filing date | put |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 95,807 | $4,780,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 55,500 | $4,774,000 | thousands by filing date | call |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 53,776 | $4,770,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 38,530 | $4,763,000 | thousands by filing date | |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 5,219,000 | $4,726,000 | thousands by filing date | principal |
| JUST ENERGY GROUP INC | 48213W101 | COM | 792,812 | $4,709,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 193,067 | $4,705,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 64,000 | $4,703,000 | thousands by filing date | call |
| AG MTG INVT TR INC | 001228105 | COM | 359,139 | $4,694,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 65,930 | $4,693,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 202,094 | $4,684,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 89,242 | $4,678,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 43,975 | $4,673,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 841,908 | $4,665,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 103,721 | $4,665,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 453,230 | $4,660,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 85,559 | $4,659,000 | thousands by filing date | |
| ISHARES TR | 46434VAJ9 | Cmn | 185,812 | $4,655,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 130,596 | $4,653,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 22,400 | $4,652,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354107 | COM | 517,566 | $4,632,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 52,500 | $4,631,000 | thousands by filing date | call |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 130,199 | $4,630,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 263,500 | $4,627,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 237,303 | $4,623,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 693,579 | $4,619,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 63,062 | $4,618,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 572,509 | $4,614,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 90,131 | $4,604,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 413,364 | $4,584,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 69,945 | $4,581,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 117,471 | $4,579,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 177,368 | $4,574,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 253,187 | $4,562,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 109,000 | $4,559,000 | thousands by filing date | put |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 183,873 | $4,559,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 448,508 | $4,530,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 593,622 | $4,517,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 2,402,000 | $4,513,000 | thousands by filing date | principal |
| HEARTLAND EXPRESS INC | 422347104 | COM | 242,928 | $4,507,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 50,758 | $4,502,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 89,832 | $4,485,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 295,256 | $4,475,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 341,791 | $4,470,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 775,687 | $4,468,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 189,475 | $4,463,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 537,517 | $4,462,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 5,600 | $4,461,000 | thousands by filing date | put |
| FULTON FINL CORP PA | 360271100 | COM | 333,426 | $4,461,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 76,577 | $4,459,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 131,600 | $4,459,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 171,647 | $4,458,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 167,792 | $4,438,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 321,256 | $4,430,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 60,200 | $4,417,000 | thousands by filing date | put |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 238,760 | $4,410,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 255,091 | $4,410,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 111,852 | $4,408,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 105,661 | $4,403,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 661,473 | $4,392,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 161,400 | $4,383,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 41,416 | $4,380,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 140,265 | $4,375,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 126,900 | $4,372,000 | thousands by filing date | put |
| HILLTOP HLDGS INC | 432748101 | COM | 231,483 | $4,370,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 71,100 | $4,364,000 | thousands by filing date | call |
| PAYCHEX INC | 704326107 | COM | 80,700 | $4,359,000 | thousands by filing date | put |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 686,353 | $4,358,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 269,562 | $4,347,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 57,659 | $4,345,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 740,511 | $4,317,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 187,855 | $4,313,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 300,011 | $4,306,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 129,300 | $4,297,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 2,895,000 | $4,286,000 | thousands by filing date | principal |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 294,831 | $4,281,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 163,530 | $4,278,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 84,549 | $4,270,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 185,341 | $4,269,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,293,886 | $4,269,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 374,470 | $4,265,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 136,504 | $4,263,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 127,446 | $4,260,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 173,300 | $4,260,000 | thousands by filing date | call |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 90,000 | $4,256,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 296,438 | $4,253,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 85,669 | $4,252,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 607,077 | $4,244,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 555,600 | $4,228,000 | thousands by filing date | call |
| BLACK KNIGHT INC | 09214X100 | COM | 135,954 | $4,219,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 109,500 | $4,216,000 | thousands by filing date | call |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 151,492 | $4,210,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 165,530 | $4,201,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 145,019 | $4,194,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 203,472 | $4,182,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 642,335 | $4,182,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 133,109 | $4,179,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 82,547 | $4,177,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 87,557 | $4,172,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 161,226 | $4,163,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 165,518 | $4,159,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 120,076 | $4,153,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 292,486 | $4,153,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 57,400 | $4,145,000 | thousands by filing date | put |
| FLEETMATICS GROUP PLC | G35569105 | COM | 101,772 | $4,143,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 69,521 | $4,133,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 316,034 | $4,131,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 78,982 | $4,117,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 3,906,000 | $4,114,000 | thousands by filing date | principal |
| SKECHERS U S A INC | 830566105 | CL A | 135,000 | $4,111,000 | thousands by filing date | put |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 180,487 | $4,110,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 991,500 | $4,095,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 136,187 | $4,092,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 155,849 | $4,090,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 247,061 | $4,086,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 991,020 | $4,083,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 49,461 | $4,079,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 135,227 | $4,076,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 190,812 | $4,072,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 106,400 | $4,070,000 | thousands by filing date | put |
| MITEL NETWORKS CORP | 60671Q104 | COM | 496,305 | $4,059,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 141,838 | $4,058,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 186,683 | $4,055,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 97,452 | $4,053,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 205,130 | $4,053,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,030,277 | $4,050,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 77,168 | $4,040,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 112,995 | $4,034,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 105,238 | $4,026,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 236,500 | $4,025,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 198,376 | $4,023,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 72,800 | $4,011,000 | thousands by filing date | put |
| AMBARELLA INC | G037AX101 | SHS | 89,548 | $4,003,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 229,974 | $3,997,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 205,974 | $3,997,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 233,342 | $3,994,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 77,513 | $3,990,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 135,492 | $3,986,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 103,921 | $3,985,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 133,559 | $3,984,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 167,856 | $3,983,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 70,704 | $3,977,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 73,357 | $3,975,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 87,584 | $3,969,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 778,970 | $3,965,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,603,661 | $3,961,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 272,234 | $3,955,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 66,800 | $3,954,000 | thousands by filing date | call |
| HOME BANCSHARES INC COM | 436893200 | Stock | 96,452 | $3,950,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 226,583 | $3,947,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 173,273 | $3,945,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 127,336 | $3,927,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 62,631 | $3,914,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 93,400 | $3,913,000 | thousands by filing date | call |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 57,448 | $3,902,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 563,832 | $3,902,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 598,291 | $3,901,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 84,200 | $3,895,000 | thousands by filing date | call |
| PLEXUS CORP COM | 729132100 | Stock | 98,209 | $3,882,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 251,909 | $3,880,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 96,637 | $3,877,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 137,594 | $3,873,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 276,500 | $3,866,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 120,817 | $3,865,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 184,990 | $3,861,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 41,670 | $3,858,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 33,700 | $3,854,000 | thousands by filing date | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 69,130 | $3,847,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 145,184 | $3,842,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 72,500 | $3,840,000 | thousands by filing date | put |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 162,992 | $3,840,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 496,298 | $3,831,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 115,438 | $3,828,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 383,934 | $3,828,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 3,900,000 | $3,827,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652406 | COM | 171,127 | $3,823,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-065123 | this filing | 2016-05-13 | acceptance time not in the bulk data set |