13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 7,086 holding rows worth $411,067,460,000.
- Accession
- 0001140361-16-065123
- Filer
- CIK 70858
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 20,045 entries on the cover page, a total value of $411,067,460,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $411,067,460,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DYNEX CAP INC | 26817Q506 | COM NEW | 14,599 | $97,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 92,009 | $97,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 2,272 | $96,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 11,030 | $96,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 24,169 | $96,000 | thousands by filing date | |
| ABILITY INC | G8789K108 | SHS | 15,510 | $96,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 101,000 | $96,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 2,974 | $95,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 3,398 | $95,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 161,314 | $95,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 2,530 | $95,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 6,722 | $95,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 6,378 | $94,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 6,503 | $94,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 8,953 | $94,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 1,150 | $93,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 11,817 | $93,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 149,181 | $93,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 3,719 | $93,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 2,737 | $92,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 13,167 | $92,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 6,370 | $92,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 3,413 | $92,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 10,823 | $92,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 100,000 | $92,000 | thousands by filing date | principal |
| Real Industry Inc | 75601w104 | CS | 10,572 | $92,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 12,800 | $92,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 1,334 | $91,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 6,030 | $91,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 8,463 | $90,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 7,507 | $90,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 2,852 | $90,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 8,775 | $90,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 32,700 | $90,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 2,169 | $89,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 10,530 | $89,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 13,689 | $89,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 3,509 | $89,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 3,263 | $88,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 14,621 | $88,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 11,965 | $88,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 9,301 | $88,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 8,279 | $88,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 12,257 | $88,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 19,609 | $88,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 2,150 | $87,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 20,000 | $87,000 | thousands by filing date | put |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 60,000 | $87,000 | thousands by filing date | principal |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 241,862 | $87,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 5,032 | $86,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2,295 | $86,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 6,214 | $86,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,500 | $86,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 4,000 | $86,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 9,445 | $86,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 30,105 | $86,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 18,001 | $86,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 5,186 | $85,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 6,014 | $85,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 17,927 | $85,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 1,558 | $85,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 4,589 | $84,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 80,000 | $84,000 | thousands by filing date | principal |
| EDITAS MEDICINE INC | 28106W103 | COM | 2,403 | $83,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 3,455 | $83,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 9,440 | $83,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 3,303 | $83,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 9,000 | $83,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 3,557 | $83,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 5,942 | $83,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 6,039 | $83,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 1,825 | $83,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,200 | $82,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,400 | $82,000 | thousands by filing date | call |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 90,000 | $82,000 | thousands by filing date | principal |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 10,293 | $82,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X160 | S&P INTL DIVID | 2,100 | $82,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 4,658 | $81,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 3,758 | $81,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 4,929 | $81,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 3,988 | $81,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 6,592 | $81,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 15,821 | $81,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 5,577 | $81,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 1,435 | $81,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 5,412 | $81,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 2,404 | $80,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 1,040 | $80,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 3,350 | $80,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 4,543 | $80,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 161,465 | $80,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B472 | RUSEL 1000 LOW | 3,130 | $80,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 1,425 | $79,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 2,000 | $78,000 | thousands by filing date | put |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 4,800 | $78,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 3,235 | $78,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 3,361 | $78,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 9,522 | $77,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 9,691 | $77,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 15,007 | $77,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 3,619 | $77,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 2,900 | $77,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 103,000 | $77,000 | thousands by filing date | principal |
| YELP INC CL A | 985817105 | Stock | 3,800 | $76,000 | thousands by filing date | call |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 2,593 | $76,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 24,463 | $76,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,444 | $76,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 14,378 | $76,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 2,855 | $76,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 16,288 | $76,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 500 | $76,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2,000 | $75,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 6,000 | $75,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 3,017 | $75,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 4,972 | $75,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 10,456 | $75,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 3,000 | $75,000 | thousands by filing date | put |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 64,062 | $75,000 | thousands by filing date | |
| BARRETT BILL CORP | 06846NAA2 | NOTE 5.000% 3/1 | 75,000 | $75,000 | thousands by filing date | principal |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 6,352 | $74,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 3,915 | $74,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 7,375 | $74,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 38,400 | $73,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 10,940 | $73,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 18,215 | $73,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 5,000 | $73,000 | thousands by filing date | call |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 3,010 | $73,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 22,515 | $73,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 3,271 | $73,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 31,462 | $73,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 5,000 | $73,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 19,700 | $73,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 6,496 | $73,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,700 | $72,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 7,448 | $72,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 1,788 | $71,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 3,140 | $71,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 1,216 | $71,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 8,034 | $71,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 9,588 | $71,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 20,486 | $71,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 57,000 | $71,000 | thousands by filing date | principal |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 96,615 | $71,000 | thousands by filing date | principal |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 30,189 | $70,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 9,674 | $70,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 7,186 | $70,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,980 | $70,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 10,250 | $70,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 13,862 | $70,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 4,862 | $70,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 4,466 | $70,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 17,721 | $70,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B480 | FTSE INTL LOW | 2,815 | $70,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R704 | TIERRA LATIN RL | 2,500 | $70,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 2,631 | $69,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 3,350 | $69,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 10,100 | $69,000 | thousands by filing date | put |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 2,750 | $69,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 12,067 | $69,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 3,124 | $68,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 3,525 | $68,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 8,216 | $67,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 12,075 | $67,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 25,073 | $67,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 2,448 | $67,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 3,000 | $67,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 3,547 | $67,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 66,000 | $67,000 | thousands by filing date | principal |
| ETSY INC | 29786A106 | COM | 7,531 | $66,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 3,138 | $66,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1,000 | $66,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 26,412 | $65,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 28,174 | $65,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 33,000 | $65,000 | thousands by filing date | principal |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 2,400 | $65,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 61,000 | $65,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 794 | $64,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 5,081 | $64,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 68,667 | $64,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 3,941 | $64,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 3,389 | $64,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 11,900 | $64,000 | thousands by filing date | put |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 4,257 | $64,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 2,302 | $64,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 8,565 | $64,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 14,745 | $64,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1,000 | $63,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 4,088 | $63,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 2,897 | $63,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 4,681 | $63,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 50,000 | $63,000 | thousands by filing date | principal |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 3,042 | $63,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 6,445 | $62,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 5,237 | $62,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 13,830 | $62,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 5,819 | $62,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 4,000 | $62,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 22,314 | $62,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 28,000 | $62,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 8,206 | $62,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 6,733 | $62,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 20,311 | $62,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 800 | $61,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 2,000 | $61,000 | thousands by filing date | call |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 20,183 | $61,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 9,748 | $61,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 30,998 | $61,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 18,900 | $61,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 7,935 | $61,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 8,707 | $61,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 15,078 | $60,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 4,677 | $60,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 600 | $60,000 | thousands by filing date | call |
| SONIC CORP | 835451105 | COM | 1,700 | $60,000 | thousands by filing date | put |
| VITAL THERAPIES INC | 92847R104 | COM | 6,622 | $60,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 22,718 | $60,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 6,402 | $60,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 3,958 | $60,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 2,530 | $59,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 5,600 | $59,000 | thousands by filing date | put |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 7,503 | $59,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 3,802 | $59,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 4,470 | $59,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 20,017 | $59,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 10,000 | $58,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 3,892 | $58,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 2,955 | $58,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 700 | $58,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 22,401 | $58,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 5,887 | $58,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 6,977 | $58,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 19,681 | $58,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 3,250 | $58,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 2,803 | $57,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,000 | $57,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 9,468 | $57,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 10,771 | $57,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 3,365 | $57,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 1,172 | $57,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 1,300 | $56,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 2,085 | $56,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 5,104 | $56,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1,910 | $56,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 2,375 | $56,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 6,000 | $56,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 8,019 | $56,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 26,317 | $55,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 3,809 | $55,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 460 | $55,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 10,300 | $55,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 2,014 | $55,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 8,596 | $55,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 487,263 | $55,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 4,010 | $54,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 43,000 | $54,000 | thousands by filing date | principal |
| LUMOS NETWORKS CORP | 550283105 | COM | 4,180 | $54,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 56,094 | $54,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 36,800 | $54,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 3,943 | $54,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 19,958 | $54,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 1,949 | $53,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 1,286 | $53,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 2,863 | $53,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 7,650 | $53,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 11,725 | $53,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 27,962 | $53,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 41,660 | $53,000 | thousands by filing date | principal |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 3,000 | $53,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,600 | $52,000 | thousands by filing date | put |
| PENUMBRA INC COM | 70975L107 | Stock | 1,129 | $52,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 955 | $52,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 2,522 | $52,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 25,494 | $52,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,458 | $52,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 1,000 | $52,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 261,004 | $52,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 2,977 | $52,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 3,765 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 3,000 | $52,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 4,171 | $52,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 2,616 | $51,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 7,500 | $51,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 9,521 | $51,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 28,228 | $51,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,367 | $51,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 7,000 | $51,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 51,739 | $51,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 627 | $51,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 3,448 | $51,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 36,149 | $50,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 5,066 | $50,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1,977 | $50,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 2,066 | $50,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 25,000 | $50,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 5,076 | $50,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 32,118 | $50,000 | thousands by filing date | |
| FINANCIAL SERVICES SELECT SECTOR SPDR FUND | 81369Y878 | ETF | 1,776 | $50,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 15,240 | $50,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 7,400 | $50,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 786 | $49,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 3,740 | $49,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 12,383 | $49,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 1,935 | $49,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 2,511 | $49,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 125 | $48,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 395 | $48,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 2,036 | $48,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 2,650 | $48,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 1,510 | $48,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 20,000 | $48,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 600 | $47,000 | thousands by filing date | put |
| 1ST SOURCE CORP COM | 336901103 | Stock | 1,472 | $47,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 750 | $47,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 1,404 | $47,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 1,373 | $47,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 2,860 | $47,000 | thousands by filing date | |
| VRINGO INC | 92911N302 | Cmn | 28,821 | $47,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 2,855 | $46,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 5,462 | $46,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 8,454 | $46,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 9,000 | $46,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 3,074 | $46,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 1,012 | $46,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 6,820 | $46,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 1,220 | $45,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 2,434 | $45,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 6,013 | $45,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 32,184 | $45,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 3,343 | $45,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 9,600 | $45,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 3,086 | $45,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 2,268 | $44,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 3,700 | $44,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 4,960 | $44,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 700 | $44,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 5,106 | $44,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 4,025 | $44,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 1,000 | $44,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Japan ETF | 97717X503 | COM | 1,363 | $44,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 2,000 | $43,000 | thousands by filing date | call |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 1,000 | $43,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1,291 | $43,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 122,318 | $43,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 3,639 | $43,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 3,714 | $43,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 990 | $43,000 | thousands by filing date | |
| ISHARES B-CA | 46432F404 | COM | 999 | $43,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 2,500 | $42,000 | thousands by filing date | call |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 847 | $42,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 546 | $42,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 19,545 | $42,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 5,176 | $42,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 44,000 | $42,000 | thousands by filing date | principal |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 6,366 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X495 | US DOMESTIC ECNM | 1,700 | $42,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R312 | MORNSTAR INTL | 1,526 | $42,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 200 | $41,000 | thousands by filing date | call |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 2,102 | $41,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 75,716 | $41,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 7,972 | $41,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 1,867 | $41,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 2,250 | $41,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 14,500 | $41,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 70,784 | $41,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 2,735 | $40,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 400 | $40,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 20,551 | $40,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 5,014 | $40,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 5,163 | $40,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 6,300 | $40,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 14,579 | $40,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 2,312 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74347B797 | ULSHRT SEMIC NEW | 1,000 | $40,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 460 | $39,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 8,885 | $39,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,036 | $39,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 3,882 | $39,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 18,175 | $39,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 3,118 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347X476 | SHT KBW REGBNK | 1,500 | $39,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 3,250 | $38,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 4,381 | $38,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 8,936 | $38,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 2,343 | $38,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 47,642 | $38,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 1,675 | $38,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 5,365 | $38,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 19,325 | $38,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 33,000 | $38,000 | thousands by filing date | principal |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 1,712 | $38,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E176 | GURU INTL IDX | 2,984 | $38,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 3,800 | $37,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 659 | $37,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 2,500 | $37,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 2,400 | $37,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 2,597 | $37,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 680 | $37,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 2,000 | $37,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 29,382 | $37,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 950 | $37,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 2,700 | $37,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 4,094 | $37,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 6,997 | $37,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 3,692 | $37,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 927 | $36,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 946 | $36,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 22,928 | $36,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 2,634 | $36,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 4,654 | $36,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 4,175 | $36,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 3,000 | $36,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 745 | $36,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 10,747 | $36,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 7,763 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 1,330 | $35,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 6,043 | $35,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 1,421 | $35,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 1,439 | $35,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 1,966 | $35,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 5,000 | $35,000 | thousands by filing date | |
| IDI INC | 44938L108 | COM | 6,000 | $35,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 3,294 | $34,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 887 | $34,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 2,165 | $34,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 1,000 | $34,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 16,252 | $34,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 8,250 | $34,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 14,054 | $34,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 13,320 | $34,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 1,300 | $34,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 103,581 | $34,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 4,100 | $34,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 3,311 | $34,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 9,905 | $34,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 755 | $33,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 675 | $33,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 1,540 | $33,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 5,000 | $33,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 6,293 | $33,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 13,662 | $33,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 31,700 | $33,000 | thousands by filing date | call |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 11,945 | $33,000 | thousands by filing date | |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 1,300 | $33,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R338 | GLB SPIN OFF | 1,853 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 928 | $32,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 3,124 | $32,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 4,250 | $32,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 7,690 | $32,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 2,358 | $32,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 2,197 | $32,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 2,525 | $32,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 3,640 | $32,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 4,702 | $32,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 46,610 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 494 | $31,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 400 | $31,000 | thousands by filing date | put |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 3,393 | $31,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 948 | $31,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 312 | $31,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 4,470 | $31,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 949 | $31,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 9,944 | $31,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 7,000 | $31,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 2,003 | $31,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 3,820 | $31,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 2,783 | $31,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 2,633 | $31,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 95,106 | $31,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 5,000 | $31,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 488 | $30,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 6,349 | $30,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 16,299 | $30,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 5,134 | $30,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 2,490 | $30,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 2,905 | $30,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 3,200 | $30,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 2,017 | $30,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 6,609 | $30,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 843 | $30,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 2,500 | $30,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 5,443 | $30,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 2,586 | $30,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 23,137 | $30,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 35,789 | $30,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 2,108 | $30,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 18,489 | $30,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 2,000 | $30,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 13,533 | $30,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 7,000 | $30,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 4,000 | $30,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 2,528 | $29,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 738 | $29,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 813 | $29,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 1,922 | $29,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,986 | $29,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,000 | $29,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 1,667 | $29,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 4,778 | $29,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 1,067 | $29,000 | thousands by filing date | |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 1,038 | $29,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-065123 | this filing | 2016-05-13 | acceptance time not in the bulk data set |