13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 4,195 holding rows worth $87,148,462,000.
- Accession
- 0001140361-16-053421
- Filer
- CIK 824468
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 17,992 entries on the cover page, a total value of $87,148,462,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $87,148,462,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARCHROCK INC | 03957W106 | COM | 198,765 | $1,494,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,310,000 | $1,491,000 | thousands by filing date | principal |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 37,157 | $1,490,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 443,193 | $1,486,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 44,064 | $1,479,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 39,839 | $1,478,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 49,245 | $1,477,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 164,600 | $1,476,000 | thousands by filing date | call |
| COOPER TIRE & RUBR CO | 216831107 | COM | 38,974 | $1,475,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 64,977 | $1,470,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 39,303 | $1,468,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 278,345 | $1,467,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 91,788 | $1,466,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 48,371 | $1,464,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 42,855 | $1,464,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 63,597 | $1,462,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 1,525,000 | $1,458,000 | thousands by filing date | principal |
| AK STEEL HOLDING CORP | 001547108 | COM | 650,476 | $1,457,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 142,088 | $1,455,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 40,265 | $1,455,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 44,748 | $1,454,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 92,057 | $1,450,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 89,396 | $1,450,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 24,148 | $1,445,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 44,647 | $1,439,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 19,506 | $1,436,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 75,986 | $1,434,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 13,757 | $1,434,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 130,490 | $1,434,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 230,103 | $1,434,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 1,550,000 | $1,434,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075402 | COM | 108,340 | $1,431,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 31,496 | $1,425,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 55,179 | $1,422,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 129,560 | $1,421,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 29,233 | $1,419,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 20,985 | $1,416,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 59,955 | $1,413,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 13,844 | $1,412,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 97,962 | $1,412,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 70,304 | $1,409,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 22,567 | $1,409,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 29,664 | $1,408,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 299,577 | $1,405,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 63,369 | $1,402,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 30,271 | $1,401,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 46,424 | $1,399,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 39,393 | $1,399,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 209,843 | $1,398,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 48,816 | $1,398,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 1,598,000 | $1,398,000 | thousands by filing date | principal |
| PHARMERICA CORP | 71714F104 | COM | 39,760 | $1,392,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 33,159 | $1,391,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 2,000,000 | $1,390,000 | thousands by filing date | principal |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 16,971 | $1,388,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 17,895 | $1,388,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 20,000 | $1,385,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 23,037 | $1,385,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 34,501 | $1,377,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 47,174 | $1,375,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 26,571 | $1,371,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 20,654 | $1,368,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 71,038 | $1,368,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 739,050 | $1,367,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 20,152 | $1,366,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 60,315 | $1,366,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 110,498 | $1,364,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 73,965 | $1,364,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 20,950 | $1,363,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 30,000 | $1,362,000 | thousands by filing date | put |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 149,550 | $1,362,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 224,608 | $1,359,000 | thousands by filing date | |
| E HOUSE CHINA HOLDINGS LIMIT | G2952TAA1 | DEBT 2.750%12/1 | 1,400,000 | $1,359,000 | thousands by filing date | principal |
| FRESH MKT INC | 35804H106 | COM | 57,956 | $1,358,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 79,877 | $1,358,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 84,013 | $1,356,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 44,713 | $1,356,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 170,475 | $1,356,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 121,599 | $1,351,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 1,557,000 | $1,349,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 13,392 | $1,347,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 101,378 | $1,346,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 233,097 | $1,345,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 161,281 | $1,340,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 19,243 | $1,337,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 52,854 | $1,337,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 27,154 | $1,336,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 56,424 | $1,334,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 28,181 | $1,332,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 200,000 | $1,332,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 35,000 | $1,330,000 | thousands by filing date | call |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 63,165 | $1,329,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 39,794 | $1,328,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 31,972 | $1,327,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 70,114 | $1,326,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 38,575 | $1,322,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 36,633 | $1,321,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 69,711 | $1,321,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 30,194 | $1,319,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 35,267 | $1,319,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 16,954 | $1,318,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 96,986 | $1,315,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 106,738 | $1,312,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 409,900 | $1,312,000 | thousands by filing date | call |
| LENDINGTREE INC | 52603B107 | COM | 14,689 | $1,311,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 16,591 | $1,306,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 42,398 | $1,304,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 20,406 | $1,302,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 120,823 | $1,299,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 129,091 | $1,298,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 152,500 | $1,295,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 67,931 | $1,292,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 239,626 | $1,292,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 29,328 | $1,291,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 114,507 | $1,289,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 64,239 | $1,289,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 82,911 | $1,288,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 35,303 | $1,288,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 140,125 | $1,288,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 27,708 | $1,283,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 2,960 | $1,283,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 37,987 | $1,278,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 225,293 | $1,278,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 39,247 | $1,277,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 50,035 | $1,273,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 16,068 | $1,271,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 141,370 | $1,271,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 47,686 | $1,265,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 169,739 | $1,262,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 31,363 | $1,261,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 97,008 | $1,259,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 85,655 | $1,258,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 83,388 | $1,256,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 22,212 | $1,254,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 24,755 | $1,254,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 31,223 | $1,251,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 121,896 | $1,251,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 143,371 | $1,250,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 29,025 | $1,249,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 26,004 | $1,249,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 179,249 | $1,247,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 165,382 | $1,244,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 52,095 | $1,243,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 62,367 | $1,243,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 47,729 | $1,242,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 61,603 | $1,241,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 106,000 | $1,241,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 23,190 | $1,239,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 17,708 | $1,239,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 29,266 | $1,238,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 28,442 | $1,238,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 27,546 | $1,237,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 52,850 | $1,234,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 52,108 | $1,232,000 | thousands by filing date | |
| KANSAS CITY LIFE INSURANCE | 484836200 | SC | 32,158 | $1,232,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 49,758 | $1,231,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 56,207 | $1,230,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 153,638 | $1,230,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 28,529 | $1,227,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 71,368 | $1,225,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 96,655 | $1,225,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 29,784 | $1,225,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 28,000 | $1,225,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 43,839 | $1,224,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 162,275 | $1,222,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 13,153 | $1,221,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 42,846 | $1,220,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 70,999 | $1,218,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 29,077 | $1,216,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 89,429 | $1,214,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 27,889 | $1,211,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 81,268 | $1,211,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 32,161 | $1,210,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 111,079 | $1,210,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 306,223 | $1,206,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 49,600 | $1,204,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 69,636 | $1,204,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 22,917 | $1,203,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 33,968 | $1,202,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 244,078 | $1,201,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 13,569 | $1,199,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 55,867 | $1,198,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 143,120 | $1,196,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 53,978 | $1,192,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 77,633 | $1,192,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 36,546 | $1,184,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 39,121 | $1,184,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 23,058 | $1,184,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 19,994 | $1,184,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 1,180,000 | $1,182,000 | thousands by filing date | principal |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 40,710 | $1,180,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 69,672 | $1,177,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 288,498 | $1,177,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 48,193 | $1,177,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 128,907 | $1,174,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 27,134 | $1,171,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 8,000 | $1,171,000 | thousands by filing date | call |
| CHURCHILL DOWNS INC | 171484108 | COM | 8,257 | $1,168,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 253,766 | $1,167,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 87,705 | $1,166,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 13,757 | $1,164,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 33,914 | $1,164,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V863 | SSGA RISK AWAR | 31,358 | $1,163,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 39,844 | $1,160,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 6,328 | $1,156,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 4,464 | $1,154,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 52,871 | $1,154,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 18,045 | $1,145,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 34,428 | $1,144,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 37,936 | $1,144,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 17,132 | $1,143,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 35,618 | $1,143,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 57,569 | $1,142,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 72,001 | $1,141,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 48,121 | $1,141,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 27,066 | $1,140,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 50,000 | $1,140,000 | thousands by filing date | put |
| MARKETO INC | 57063L107 | COM | 39,700 | $1,140,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 1,131,000 | $1,139,000 | thousands by filing date | principal |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 95,228 | $1,138,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 432,469 | $1,137,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 23,853 | $1,136,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 159,341 | $1,134,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 19,279 | $1,133,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 29,488 | $1,133,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 37,465 | $1,133,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 320,738 | $1,133,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 48,785 | $1,131,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 32,330 | $1,127,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 24,211 | $1,127,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 203,365 | $1,123,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 157,190 | $1,121,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 69,220 | $1,121,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 60,842 | $1,121,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 45,434 | $1,117,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 25,007 | $1,117,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 22,477 | $1,116,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 12,000 | $1,115,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 115,016 | $1,115,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 42,472 | $1,112,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 32,936 | $1,108,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 477,782 | $1,108,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 89,283 | $1,108,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 35,557 | $1,107,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 14,078 | $1,106,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 58,693 | $1,105,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 43,497 | $1,104,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 29,193 | $1,103,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 31,796 | $1,088,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 640,173 | $1,088,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 49,155 | $1,087,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 25,098 | $1,086,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 16,801 | $1,085,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 42,963 | $1,084,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 24,910 | $1,083,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 67,392 | $1,083,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 45,761 | $1,077,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 56,058 | $1,073,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 21,814 | $1,073,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 71,676 | $1,071,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 50,901 | $1,071,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 35,045 | $1,066,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 31,771 | $1,066,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 82,557 | $1,062,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 1,080,000 | $1,062,000 | thousands by filing date | principal |
| COTERRA ENERGY INC COM | 127097103 | Stock | 60,000 | $1,061,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 25,661 | $1,061,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 123,353 | $1,058,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 29,370 | $1,057,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 43,284 | $1,054,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 79,991 | $1,054,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 131,836 | $1,053,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 25,432 | $1,052,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 100,097 | $1,052,000 | thousands by filing date | |
| HERCULES OFFSHORE INC. | 427093307 | COM | 483,963 | $1,050,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 81,536 | $1,049,000 | thousands by filing date | |
| CROSSROADS CAP INC COM | 227656105 | COM | 326,844 | $1,049,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 29,732 | $1,048,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 48,620 | $1,048,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 26,662 | $1,046,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 25,802 | $1,045,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 47,412 | $1,045,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 106,150 | $1,041,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 26,227 | $1,040,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,045,000 | $1,040,000 | thousands by filing date | principal |
| CENTERSTATE BK CORP | 15201P109 | COM | 66,434 | $1,040,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 42,849 | $1,038,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 36,353 | $1,038,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 53,651 | $1,035,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 100,583 | $1,034,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 43,935 | $1,032,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 169,676 | $1,032,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 33,408 | $1,030,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 25,226 | $1,023,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 49,455 | $1,022,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 44,524 | $1,019,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 48,898 | $1,018,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 28,773 | $1,017,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 22,783 | $1,017,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 18,116 | $1,014,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 5,644 | $1,012,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 29,088 | $1,010,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 13,031 | $1,010,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 96,362 | $1,009,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 1,036,000 | $1,009,000 | thousands by filing date | principal |
| EXPONENT INC | 30214U102 | COM | 20,161 | $1,007,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 50,933 | $1,006,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,600 | $1,005,000 | thousands by filing date | call |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 28,164 | $1,002,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 33,245 | $1,002,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 186,802 | $1,001,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 29,633 | $998,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 26,375 | $997,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 67,182 | $997,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 197,395 | $996,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 10,000 | $996,000 | thousands by filing date | call |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 21,182 | $991,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 688,863 | $991,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 156,730 | $989,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 36,610 | $988,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 57,271 | $987,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 34,201 | $987,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 30,000 | $982,000 | thousands by filing date | call |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 89,103 | $982,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 139,600 | $981,000 | thousands by filing date | call |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 23,471 | $979,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 45,790 | $979,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 157,038 | $979,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 37,000 | $978,000 | thousands by filing date | call |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 25,517 | $978,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 35,413 | $977,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 41,551 | $977,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 69,000 | $976,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 110,345 | $975,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 100,210 | $974,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 1,026,000 | $974,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 22,312 | $973,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 1,107,000 | $973,000 | thousands by filing date | principal |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 38,215 | $971,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 11,732 | $969,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 361,459 | $968,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 77,315 | $966,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 49,667 | $966,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 51,849 | $964,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 35,496 | $964,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 33,803 | $964,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 15,124 | $963,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 20,280 | $963,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 46,830 | $961,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 30,000 | $960,000 | thousands by filing date | call |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 27,856 | $957,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 324,247 | $956,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 30,000 | $954,000 | thousands by filing date | put |
| CELADON GROUP INC | 150838100 | COM | 96,233 | $953,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 44,653 | $952,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 76,900 | $950,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 26,538 | $950,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 24,145 | $949,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 38,954 | $948,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 95,950 | $948,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 15,528 | $947,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 38,115 | $947,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 41,449 | $944,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 30,198 | $940,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 13,261 | $939,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 150,270 | $939,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 13,966 | $936,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 113,025 | $936,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 453,000 | $933,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 51,891 | $932,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 18,698 | $932,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 14,796 | $931,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K786 | DL RUSS BEAR 3X | 24,750 | $929,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 28,288 | $927,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 130,260 | $926,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 9,308 | $925,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 72,426 | $924,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 44,142 | $921,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 581,681 | $921,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 38,307 | $919,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 20,270 | $919,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 64,886 | $917,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 25,520 | $916,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 20,085 | $916,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 86,992 | $915,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 20,759 | $915,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 18,484 | $913,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 23,900 | $912,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 28,054 | $910,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 8,028 | $906,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 16,004 | $905,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 43,810 | $904,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 12,482 | $903,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 15,893 | $903,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 132,098 | $903,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 63,447 | $901,000 | thousands by filing date | |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 985,000 | $901,000 | thousands by filing date | principal |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 44,831 | $900,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 29,168 | $898,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 36,175 | $897,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 24,547 | $897,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 16,114 | $896,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 94,928 | $894,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 95,851 | $894,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 1,076,000 | $894,000 | thousands by filing date | principal |
| M.D.C. HOLDINGS INC | 552676108 | COM | 34,961 | $893,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 103,647 | $892,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 39,139 | $892,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 6,893 | $890,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 872,498 | $890,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 31,433 | $890,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 63,897 | $890,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 55,266 | $890,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 251,387 | $889,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 76,743 | $888,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 44,386 | $888,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 40,450 | $886,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 39,173 | $881,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 31,631 | $881,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 8,008 | $878,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 49,426 | $878,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 26,103 | $876,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 44,093 | $875,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 36,492 | $875,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 26,284 | $873,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 25,635 | $871,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 55,605 | $871,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 53,264 | $869,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 385,743 | $868,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 25,405 | $867,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 32,053 | $866,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 26,671 | $866,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 36,162 | $865,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 78,800 | $863,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 1,087,000 | $862,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 300,000 | $861,000 | thousands by filing date | call |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 27,484 | $861,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 14,363 | $860,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 51,696 | $859,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 24,548 | $859,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 30,000 | $859,000 | thousands by filing date | call |
| Empire District Electric Co/Th | 291641108 | COM | 30,617 | $859,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 30,743 | $858,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 15,786 | $858,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 15,384 | $857,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 47,190 | $856,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 42,120 | $856,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 35,102 | $856,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 94,859 | $852,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 67,605 | $852,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 17,197 | $851,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 14,953 | $850,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 57,053 | $850,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 67,409 | $848,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 29,917 | $848,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 970,000 | $848,000 | thousands by filing date | principal |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 34,987 | $846,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 23,250 | $846,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 14,970 | $843,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 18,529 | $843,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 771 | $843,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 52,348 | $841,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 48,279 | $840,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 9,066 | $838,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 44,065 | $838,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 216,747 | $835,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 52,087 | $834,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 19,862 | $833,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 15,843 | $830,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 61,314 | $827,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 20,198 | $826,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 34,136 | $825,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 5,485 | $823,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 650,000 | $823,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 23,700 | $822,000 | thousands by filing date | call |
| PEGASYSTEMS INC COM | 705573103 | Stock | 29,844 | $820,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 50,212 | $820,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 815,000 | $820,000 | thousands by filing date | principal |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 32,664 | $820,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 68,440 | $820,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 80,066 | $819,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 119,000 | $819,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 8,000 | $818,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 50,808 | $815,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAH5 | NOTE 2.250% 3/3 | 815,000 | $814,000 | thousands by filing date | principal |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 18,323 | $813,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 496,125 | $813,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 263,712 | $812,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 25,379 | $811,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 16,644 | $811,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 57,595 | $810,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 65,357 | $810,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 33,757 | $809,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 29,468 | $808,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 15,384 | $808,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 23,767 | $807,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 39,561 | $807,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 45,498 | $807,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 64,327 | $807,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 108,509 | $805,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-053421 | this filing | 2016-02-16 | acceptance time not in the bulk data set |