13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 4,195 holding rows worth $87,148,462,000.
- Accession
- 0001140361-16-053421
- Filer
- CIK 824468
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 17,992 entries on the cover page, a total value of $87,148,462,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $87,148,462,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 311,710 | $5,580,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 50,840 | $5,576,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 50,000 | $5,574,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 450,000 | $5,571,000 | thousands by filing date | call |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 5,584,000 | $5,560,000 | thousands by filing date | principal |
| UNISYS CORP | 909214306 | COMMON STOCK | 503,054 | $5,559,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AR0 | DBCV 5.625%12/3 | 5,550,000 | $5,557,000 | thousands by filing date | principal |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 348,570 | $5,525,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 136,940 | $5,519,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 258,133 | $5,516,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 43,337 | $5,498,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 200,000 | $5,496,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 138,795 | $5,496,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 44,623 | $5,491,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 596,383 | $5,475,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 156,988 | $5,474,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 144,084 | $5,458,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 450,000 | $5,454,000 | thousands by filing date | call |
| NEUSTAR INC | 64126X201 | CL A | 227,380 | $5,450,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 50,835 | $5,441,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 98,606 | $5,439,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 4,559,000 | $5,437,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 5,060,000 | $5,430,000 | thousands by filing date | principal |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 57,981 | $5,421,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 272,265 | $5,421,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 77,781 | $5,417,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 477,307 | $5,412,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 5,425,000 | $5,412,000 | thousands by filing date | principal |
| NEW YORK REIT INC | 64976L109 | COM | 470,587 | $5,411,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 41,131 | $5,407,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 371,494 | $5,395,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 64,043 | $5,385,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 114,109 | $5,367,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 296,290 | $5,354,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 277,577 | $5,354,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 5,555,000 | $5,354,000 | thousands by filing date | principal |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 98,607 | $5,350,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 117,632 | $5,339,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 204,702 | $5,328,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 95,805 | $5,328,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 33,048 | $5,319,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 6,356,000 | $5,319,000 | thousands by filing date | principal |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 199,444 | $5,315,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 98,471 | $5,274,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 50,000 | $5,254,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 654,997 | $5,253,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 47,611 | $5,248,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 50,000 | $5,233,000 | thousands by filing date | put |
| IMPAX LABORATORIES INC | 45256B101 | COM | 122,249 | $5,227,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 260,068 | $5,227,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 103,551 | $5,220,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 251,500 | $5,216,000 | thousands by filing date | call |
| ANGIES LIST INC | 034754101 | COM | 556,244 | $5,200,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 300,000 | $5,199,000 | thousands by filing date | put |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 64,463 | $5,181,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 69,104 | $5,160,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 106,106 | $5,147,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 57,835 | $5,131,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 163,445 | $5,121,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 107,223 | $5,109,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 150,000 | $5,102,000 | thousands by filing date | put |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 188,199 | $5,093,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 89,519 | $5,087,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 223,904 | $5,085,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 714,705 | $5,082,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 330,392 | $5,081,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 351,646 | $5,074,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 350,100 | $5,066,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 55,049 | $5,044,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 261,949 | $5,029,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 48,844 | $5,027,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 193,600 | $5,027,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 76,140 | $5,025,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 25,779 | $5,022,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 167,053 | $5,017,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 4,983,000 | $5,008,000 | thousands by filing date | principal |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 386,720 | $5,000,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 733,842 | $4,990,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 266,134 | $4,980,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 781,036 | $4,975,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 176,660 | $4,971,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 211,377 | $4,964,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 17,647 | $4,962,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 503,974 | $4,939,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 186,406 | $4,927,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 59,376 | $4,925,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 667,200 | $4,924,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,274,675 | $4,920,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 45,413 | $4,918,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 34,522 | $4,918,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 161,568 | $4,909,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 122,372 | $4,908,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 216,163 | $4,896,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 347,840 | $4,891,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 518,355 | $4,887,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 239,017 | $4,886,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 67,301 | $4,875,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 114,153 | $4,856,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 127,695 | $4,853,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 379,329 | $4,844,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 436,472 | $4,841,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 367,018 | $4,826,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 100,000 | $4,821,000 | thousands by filing date | put |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 222,560 | $4,821,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 142,333 | $4,819,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 915,496 | $4,816,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 224,086 | $4,815,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 652,828 | $4,812,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 88,119 | $4,806,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 2,250,000 | $4,801,000 | thousands by filing date | principal |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 150,000 | $4,800,000 | thousands by filing date | put |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 397,527 | $4,794,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 79,584 | $4,793,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 76,254 | $4,790,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 50,771 | $4,782,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 434,500 | $4,780,000 | thousands by filing date | call |
| FIBROGEN INC | 31572Q808 | COM | 156,862 | $4,779,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 170,204 | $4,763,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 4,966,269 | $4,762,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 52,722 | $4,760,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 65,000 | $4,748,000 | thousands by filing date | put |
| Vanguard Extended Market ETF | 922908652 | SHS | 56,626 | $4,745,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 23,146 | $4,745,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,595,839 | $4,740,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 177,948 | $4,731,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 157,549 | $4,731,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 60,307 | $4,729,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 448,051 | $4,728,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 166,841 | $4,727,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 77,713 | $4,725,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 150,000 | $4,713,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 50,000 | $4,696,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 59,000 | $4,685,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 101,486 | $4,679,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 99,249 | $4,668,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,286,576 | $4,657,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,833,791 | $4,657,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 173,341 | $4,650,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 114,094 | $4,648,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 181,202 | $4,644,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 389,622 | $4,640,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 125,488 | $4,636,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 76,583 | $4,629,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 71,883 | $4,616,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 133,707 | $4,603,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 706,824 | $4,595,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 381,311 | $4,594,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D654 | 3X INVERS SILV | 64,000 | $4,588,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 51,847 | $4,583,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 46,171 | $4,582,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 84,241 | $4,576,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 172,583 | $4,572,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 118,579 | $4,571,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 308,007 | $4,570,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 51,059 | $4,561,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 81,524 | $4,555,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 247,205 | $4,554,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 4,073,000 | $4,549,000 | thousands by filing date | principal |
| OCWEN FINL CORP | 675746309 | COM NEW | 651,712 | $4,544,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 4,861,000 | $4,539,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K604 | Cmn | 200,000 | $4,532,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 127,943 | $4,529,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 3,936,000 | $4,526,000 | thousands by filing date | principal |
| IDEX CORP COM | 45167R104 | Stock | 59,007 | $4,521,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 88,175 | $4,515,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 92,360 | $4,503,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 129,621 | $4,489,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 500,000 | $4,485,000 | thousands by filing date | put |
| TRIANGLE CAP CORP | 895848109 | COM | 234,298 | $4,478,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 51,214 | $4,477,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 125,447 | $4,469,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 50,000 | $4,467,000 | thousands by filing date | put |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 71,484 | $4,464,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 267,948 | $4,456,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 100,000 | $4,447,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 126,156 | $4,445,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 169,820 | $4,432,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 553,899 | $4,432,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 50,175 | $4,430,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 3,334,000 | $4,418,000 | thousands by filing date | principal |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 44,543 | $4,400,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 40,699 | $4,395,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 151,796 | $4,395,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 94,567 | $4,392,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 505,985 | $4,388,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 207,447 | $4,387,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 85,210 | $4,386,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 150,489 | $4,378,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,124,931 | $4,376,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 125,000 | $4,375,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 96,246 | $4,375,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 4,421,000 | $4,374,000 | thousands by filing date | principal |
| AVIS BUDGET GROUP INC | 053774105 | COM | 120,460 | $4,372,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 62,464 | $4,370,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 80,078 | $4,369,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 192,189 | $4,350,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 2,699,903 | $4,347,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 73,744 | $4,343,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 333,201 | $4,336,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 47,014 | $4,322,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 48,786 | $4,319,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 36,774 | $4,308,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 232,757 | $4,293,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 254,561 | $4,292,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 70,000 | $4,281,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 99,655 | $4,276,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 272,858 | $4,263,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 2,475,245 | $4,258,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 120,483 | $4,256,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 300,000 | $4,248,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,476,929 | $4,238,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 832,250 | $4,237,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 180,275 | $4,235,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D399 | NT LKD 32 | 1,072,100 | $4,235,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 150,884 | $4,228,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 62,500 | $4,227,000 | thousands by filing date | put |
| AVIVA PLC | 05382A104 | ADR | 277,705 | $4,224,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 99,020 | $4,223,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 46,879 | $4,220,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 315,010 | $4,218,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 42,710 | $4,214,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 428,941 | $4,207,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 71,551 | $4,187,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781268AB3 | Bond | 3,655,000 | $4,185,000 | thousands by filing date | principal |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 34,122 | $4,179,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 98,611 | $4,178,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 119,698 | $4,171,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 96,638 | $4,169,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 4,505,000 | $4,164,000 | thousands by filing date | principal |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 5,720 | $4,158,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 220,825 | $4,140,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 39,600 | $4,134,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 383,368 | $4,133,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 43,836 | $4,132,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 468,510 | $4,131,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 122,964 | $4,130,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 630,338 | $4,110,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 178,061 | $4,106,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 226,000 | $4,102,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 72,646 | $4,092,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 455,309 | $4,085,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 83,356 | $4,083,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 152,105 | $4,079,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 153,496 | $4,073,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 50,000 | $4,071,000 | thousands by filing date | call |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 1,004,619 | $4,069,000 | thousands by filing date | |
| SOUFUN HLDGS LTD | 836034AB4 | NOTE 2.000%12/1 | 4,248,000 | $4,065,000 | thousands by filing date | principal |
| FIRSTMERIT CORP | 337915102 | COM | 217,883 | $4,064,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 600,000 | $4,062,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 60,000 | $4,057,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 47,200 | $4,057,000 | thousands by filing date | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 57,568 | $4,056,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 195,354 | $4,038,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 376,856 | $4,021,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 71,329 | $4,013,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 494,612 | $4,007,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 65,777 | $4,006,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 147,200 | $3,998,000 | thousands by filing date | put |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 4,325,000 | $3,995,000 | thousands by filing date | principal |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 104,091 | $3,991,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 1,232,265 | $3,991,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 500,000 | $3,990,000 | thousands by filing date | put |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 283,015 | $3,988,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 212,714 | $3,984,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 153,725 | $3,981,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 210,787 | $3,978,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 200,000 | $3,972,000 | thousands by filing date | call |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 336,286 | $3,972,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 55,151 | $3,968,000 | thousands by filing date | |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 4,025,000 | $3,967,000 | thousands by filing date | principal |
| HILLENBRAND INC | 431571108 | COM | 133,466 | $3,955,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 137,948 | $3,955,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 156,054 | $3,950,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 117,600 | $3,940,000 | thousands by filing date | call |
| TIME INC NEW | 887228104 | COM | 250,995 | $3,934,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 291,366 | $3,930,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 3,852,388 | $3,929,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 107,448 | $3,927,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 85,519 | $3,926,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 65,255 | $3,924,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 138,545 | $3,922,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 92,231 | $3,913,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 112,062 | $3,912,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 41,406 | $3,899,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 367,075 | $3,898,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 50,733 | $3,897,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 1,187,110 | $3,894,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 88,692 | $3,893,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 24,381 | $3,893,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 1,144,119 | $3,889,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 74,891 | $3,886,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 100,000 | $3,862,000 | thousands by filing date | call |
| Intuit Inc. | 461202103 | COM | 40,000 | $3,860,000 | thousands by filing date | put |
| TCF FINL CORP | 872275102 | COM | 272,563 | $3,849,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 552,000 | $3,847,000 | thousands by filing date | call |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 346,994 | $3,845,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 65,522 | $3,843,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 4,541,000 | $3,837,000 | thousands by filing date | principal |
| QIWI PLC | 74735M108 | SPON ADR REP B | 213,507 | $3,833,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 613,040 | $3,819,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 134,489 | $3,812,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 3,350,000 | $3,811,000 | thousands by filing date | principal |
| DEXCOM INC COM | 252131107 | Stock | 46,385 | $3,800,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 7,305,000 | $3,799,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 85,330 | $3,793,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 178,935 | $3,788,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 146,205 | $3,787,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 170,612 | $3,769,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 113,997 | $3,767,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 84,472 | $3,763,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 169,237 | $3,758,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 110,385 | $3,747,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 196,030 | $3,742,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 107,342 | $3,739,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 56,829 | $3,734,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 331,758 | $3,733,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 137,300 | $3,728,000 | thousands by filing date | call |
| CONVERGYS CORP | 212485106 | COM | 149,518 | $3,722,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 62,152 | $3,717,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 77,570 | $3,712,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 73,555 | $3,711,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 205,614 | $3,704,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 300,690 | $3,702,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 82,034 | $3,701,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 146,336 | $3,682,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 102,837 | $3,679,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 73,185 | $3,672,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 57,229 | $3,672,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 31,418 | $3,665,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 50,000 | $3,653,000 | thousands by filing date | call |
| CABOT CORP | 127055101 | COM | 89,288 | $3,651,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 50,572 | $3,645,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 241,509 | $3,642,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 3,517,000 | $3,642,000 | thousands by filing date | principal |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 120,000 | $3,636,000 | thousands by filing date | call |
| FELCOR LODGING TR INC | 31430F101 | COM | 497,484 | $3,632,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 85,841 | $3,629,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 46,563 | $3,619,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 224,053 | $3,619,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 367,181 | $3,616,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 29,035 | $3,610,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 145,334 | $3,608,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 45,213 | $3,608,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 24,027 | $3,604,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 683,714 | $3,603,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 278,811 | $3,598,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 27,063 | $3,596,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 80,540 | $3,594,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 327,155 | $3,592,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 195,963 | $3,590,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 110,822 | $3,588,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 438,576 | $3,583,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 31,663 | $3,579,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 283,802 | $3,579,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 236,815 | $3,572,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 58,118 | $3,562,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 48,216 | $3,540,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 98,326 | $3,538,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 145,193 | $3,529,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 200,920 | $3,522,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,933,037 | $3,519,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 224,395 | $3,519,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 361,763 | $3,509,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 75,293 | $3,507,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 102,763 | $3,504,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 271,538 | $3,503,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 37,690 | $3,497,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 63,948 | $3,493,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 1,370,074 | $3,493,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 148,816 | $3,487,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 260,095 | $3,485,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 41,167 | $3,484,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 96,178 | $3,480,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 50,000 | $3,478,000 | thousands by filing date | call |
| VISTA OUTDOOR INC | 928377100 | COM | 78,059 | $3,474,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 376,220 | $3,472,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 112,798 | $3,459,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 189,292 | $3,448,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 394,570 | $3,445,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 116,666 | $3,419,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 208,449 | $3,412,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 21,152 | $3,406,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 52,428 | $3,403,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 143,241 | $3,403,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 56,256 | $3,399,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 217,102 | $3,393,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 155,689 | $3,379,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 43,203 | $3,378,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 342,802 | $3,377,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 59,944 | $3,373,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 152,324 | $3,347,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 126,783 | $3,341,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 27,000 | $3,340,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 137,582 | $3,338,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 258,450 | $3,334,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 43,184 | $3,330,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 128,457 | $3,327,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 2,436,000 | $3,323,000 | thousands by filing date | principal |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 48,424 | $3,318,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 235,000 | $3,311,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 101,455 | $3,311,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 16,370 | $3,305,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 70,000 | $3,305,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 101,494 | $3,303,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 260,285 | $3,303,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 49,181 | $3,302,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 72,049 | $3,299,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 69,153 | $3,297,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 78,426 | $3,294,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 497,770 | $3,286,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 257,560 | $3,286,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 105,801 | $3,284,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 141,807 | $3,277,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 71,433 | $3,276,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 58,277 | $3,273,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 3,395,000 | $3,272,000 | thousands by filing date | principal |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 3,146,000 | $3,266,000 | thousands by filing date | principal |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 40,908 | $3,255,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 126,148 | $3,250,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 2,915,000 | $3,250,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 132,249 | $3,249,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 29,102 | $3,248,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 1,500,000 | $3,244,000 | thousands by filing date | principal |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 315,102 | $3,242,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 70,764 | $3,240,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 359,249 | $3,240,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 506,822 | $3,233,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 8,478 | $3,228,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 203,092 | $3,228,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 140,984 | $3,217,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 38,114 | $3,215,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 194,600 | $3,215,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 182,577 | $3,208,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 117,087 | $3,196,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 96,920 | $3,195,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 157,703 | $3,191,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 95,317 | $3,186,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 3,394,000 | $3,182,000 | thousands by filing date | principal |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 299,843 | $3,178,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 99,923 | $3,174,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 87,350 | $3,173,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 236,876 | $3,172,000 | thousands by filing date | |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 3,170,000 | $3,170,000 | thousands by filing date | principal |
| RADWARE LTD | M81873107 | COMMON STOCK | 206,341 | $3,165,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 254,300 | $3,160,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 411,992 | $3,160,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 43,402 | $3,154,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 37,618 | $3,148,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 312,986 | $3,146,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 90,415 | $3,136,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 2,607,000 | $3,130,000 | thousands by filing date | principal |
| ZYNGA INC. | 98986T108 | CL A | 1,161,663 | $3,113,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 201,270 | $3,099,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 46,669 | $3,098,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 101,878 | $3,087,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 70,582 | $3,083,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 150,007 | $3,082,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 106,462 | $3,068,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 61,769 | $3,067,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 50,000 | $3,065,000 | thousands by filing date | call |
| DECKERS OUTDOOR CORP | 243537107 | COM | 64,933 | $3,065,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 3,175,000 | $3,064,000 | thousands by filing date | principal |
| KIRBY CORP | 497266106 | COM | 58,203 | $3,063,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 114,816 | $3,062,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 106,692 | $3,061,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 55,508 | $3,056,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 56,354 | $3,053,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 626,625 | $3,051,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 70,980 | $3,046,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 36,597 | $3,040,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 296,030 | $3,034,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y140 | DLY RUSSIA BUL14 | 271,239 | $3,030,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 123,137 | $3,026,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 152,460 | $3,022,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 158,140 | $3,019,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 158,766 | $3,019,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 190,120 | $3,019,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 115,927 | $3,018,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 58,923 | $3,013,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 133,099 | $3,012,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 85,892 | $3,009,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 177,406 | $3,007,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 134,073 | $3,002,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 92,078 | $3,001,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 137,666 | $2,996,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 116,695 | $2,993,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 125,553 | $2,992,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 49,134 | $2,985,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 3,000,000 | $2,982,000 | thousands by filing date | principal |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 61,220 | $2,979,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 47,297 | $2,979,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 96,733 | $2,977,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 56,438 | $2,977,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 3,034,000 | $2,975,000 | thousands by filing date | principal |
| CINER RES LP | 172464109 | COM UNIT LTD | 133,223 | $2,974,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 79,795 | $2,968,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 260,640 | $2,964,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 19,773 | $2,963,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 300,000 | $2,961,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 444,419 | $2,959,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-053421 | this filing | 2016-02-16 | acceptance time not in the bulk data set |