13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 4,195 holding rows worth $87,148,462,000.
- Accession
- 0001140361-16-053421
- Filer
- CIK 824468
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 17,992 entries on the cover page, a total value of $87,148,462,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $87,148,462,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVISTA CORP COM | 05379B107 | Stock | 22,709 | $803,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 54,405 | $802,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 26,813 | $801,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 7,984 | $800,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 26,539 | $800,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 27,458 | $799,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 35,826 | $796,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D456 | BACK ETN LK IDX | 62,249 | $796,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 7,184 | $795,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 39,240 | $795,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 152,673 | $795,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 28,788 | $792,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 72,041 | $792,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 10,256 | $791,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 13,606 | $790,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 46,700 | $790,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 10,000 | $790,000 | thousands by filing date | call |
| NIC INC | 62914B100 | COM | 40,104 | $789,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 416,010 | $787,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 24,913 | $787,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 8,690 | $786,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 176,231 | $785,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 53,734 | $785,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 500,000 | $785,000 | thousands by filing date | principal |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 35,596 | $784,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 241,375 | $784,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 29,457 | $782,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 60,869 | $782,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 33,929 | $780,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 835,000 | $780,000 | thousands by filing date | principal |
| STEPAN CO | 858586100 | COM | 15,661 | $779,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 48,923 | $778,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 46,524 | $778,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 115,917 | $778,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 25,154 | $776,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 42,705 | $774,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 40,037 | $773,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 42,615 | $772,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 36,952 | $770,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 124,858 | $767,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 61,575 | $764,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 37,094 | $763,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 14,799 | $760,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 54,439 | $760,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 95,723 | $758,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 12,550 | $757,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 27,857 | $756,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 105,924 | $755,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 71,420 | $754,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 501,369 | $753,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 48,099 | $753,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 34,750 | $752,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 17,238 | $750,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 25,990 | $749,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 20,555 | $749,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 195,731 | $748,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 26,456 | $748,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 39,521 | $748,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 33,556 | $747,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 929,000 | $746,000 | thousands by filing date | principal |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 35,616 | $745,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 86,218 | $744,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 15,287 | $743,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 59,803 | $743,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 72,635 | $743,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 101,747 | $741,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 25,477 | $741,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 47,076 | $741,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 37,994 | $741,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 73,789 | $741,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 116,765 | $741,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 94,931 | $741,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 40,860 | $739,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 29,509 | $738,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 21,506 | $737,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 104,311 | $736,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 521,406 | $735,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D472 | CMDT BCH TOT RET | 70,621 | $734,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 35,620 | $733,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 745,000 | $733,000 | thousands by filing date | principal |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 23,374 | $732,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 313,152 | $730,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 6,007 | $729,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 26,712 | $729,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 43,565 | $726,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 109,875 | $726,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 20,166 | $726,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 15,586 | $724,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 15,992 | $724,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 30,097 | $723,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 63,122 | $723,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 740,000 | $723,000 | thousands by filing date | principal |
| MUELLER INDS INC COM | 624756102 | Stock | 26,634 | $722,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 106,375 | $719,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 111,051 | $719,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 79,254 | $717,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 52,768 | $716,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 24,922 | $716,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 15,802 | $715,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 19,407 | $715,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 393,240 | $715,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 14,680 | $714,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 41,034 | $714,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 56,137 | $712,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 25,315 | $712,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 8,294 | $711,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 67,856 | $710,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 284,192 | $710,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 33,449 | $708,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 26,003 | $707,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 147,696 | $707,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 110,884 | $704,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 215,116 | $704,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 40,371 | $704,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 61,379 | $703,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 68,608 | $702,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,842 | $701,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 32,310 | $699,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 19,394 | $698,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 74,061 | $698,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 79,035 | $696,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 696,000 | $695,000 | thousands by filing date | principal |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 33,452 | $692,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 25,869 | $691,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 35,988 | $691,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 192,012 | $691,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 14,875 | $690,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 41,194 | $689,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 72,019 | $687,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 116,700 | $686,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 41,786 | $685,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 25,930 | $685,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 112,390 | $684,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 6,580 | $683,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 12,160 | $683,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 36,641 | $683,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 21,325 | $682,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 68,669 | $681,000 | thousands by filing date | |
| RAS 4 10/1/33 | 749227AB0 | Bond 30/360P2 U | 860,000 | $680,000 | thousands by filing date | principal |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 166,666 | $680,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 22,849 | $679,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 700,000 | $676,000 | thousands by filing date | principal |
| ENNIS INC COM | 293389102 | Stock | 35,022 | $674,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 35,968 | $671,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 116,844 | $671,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 1,042,000 | $671,000 | thousands by filing date | principal |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 50,310 | $670,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 20,649 | $668,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 15,107 | $666,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 15,174 | $665,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 39,996 | $665,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 28,071 | $664,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 89,048 | $663,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 11,796 | $663,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 21,643 | $663,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 32,658 | $662,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 15,501 | $662,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 21,307 | $661,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 20,881 | $661,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 67,519 | $661,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 53,709 | $661,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 49,104 | $660,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 20,664 | $660,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 17,342 | $659,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 531,117 | $658,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 7,908 | $657,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 23,324 | $657,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 22,595 | $657,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 19,852 | $657,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 38,198 | $655,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 101,795 | $655,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 38,427 | $654,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 37,846 | $654,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 115,813 | $653,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 55,419 | $653,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 48,561 | $652,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 20,219 | $649,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 321,107 | $648,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 30,871 | $644,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 660,000 | $644,000 | thousands by filing date | principal |
| METALLUS INC | 887399103 | COMMON STOCK | 76,674 | $643,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 9,240 | $643,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 21,262 | $642,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 13,316 | $641,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 22,839 | $640,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 20,073 | $639,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 73,665 | $639,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 25,649 | $639,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 18,431 | $638,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 26,891 | $637,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 58,985 | $637,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 38,644 | $637,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 16,494 | $636,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 14,360 | $633,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 102,928 | $633,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 22,341 | $631,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 47,579 | $630,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 22,100 | $629,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 81,730 | $628,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 10,733 | $627,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 43,723 | $627,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 54,663 | $625,000 | thousands by filing date | |
| GCAP 4.1250 18 | 36268WAB6 | Bond 30/360P2 U | 625,000 | $625,000 | thousands by filing date | principal |
| Lineage, Inc. | 536020100 | COM | 483,895 | $624,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 37,185 | $623,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 8,067 | $622,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 39,185 | $622,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 14,302 | $621,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 7,678 | $620,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 38,578 | $620,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 12,989 | $617,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 11,625 | $613,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 3,243 | $613,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 213,300 | $612,000 | thousands by filing date | put |
| ENDO INTL PLC | G30401106 | SHS | 10,000 | $612,000 | thousands by filing date | put |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 49,037 | $611,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 38,678 | $609,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 10,000 | $608,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 141,320 | $606,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 7,264 | $605,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 30,000 | $605,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 13,391 | $603,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 36,754 | $603,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 15,836 | $603,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 44,945 | $603,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 55,098 | $602,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 26,064 | $599,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 4,875 | $597,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 12,762 | $597,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 10,972 | $596,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 38,500 | $596,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 34,718 | $596,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 50,176 | $594,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 8,655 | $594,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 32,245 | $594,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 117,551 | $594,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 176,218 | $594,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 28,899 | $594,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 31,126 | $594,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 57,410 | $593,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 138,466 | $593,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 75,038 | $593,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 32,774 | $593,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 15,050 | $591,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 54,142 | $591,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 31,013 | $591,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 70,733 | $590,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 44,808 | $589,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 1,205,000 | $587,000 | thousands by filing date | principal |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 37,542 | $586,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 19,405 | $585,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 14,105 | $584,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 5,299 | $583,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 42,683 | $581,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 26,509 | $580,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 45,892 | $580,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 33,580 | $580,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 694,931 | $580,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 24,246 | $579,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 29,119 | $579,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 22,961 | $579,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 27,735 | $578,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 75,015 | $578,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 20,671 | $578,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 25,638 | $578,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 109,563 | $577,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 18,149 | $575,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 19,169 | $575,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 16,806 | $574,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 39,100 | $574,000 | thousands by filing date | call |
| MOVADO GROUP INC COM | 624580106 | Stock | 22,202 | $571,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 62,214 | $570,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 612,000 | $570,000 | thousands by filing date | principal |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 10,582 | $569,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 28,747 | $569,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 9,187 | $568,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 468,944 | $567,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 8,773 | $566,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 39,031 | $566,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 44,766 | $564,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 30,121 | $564,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 23,292 | $564,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 40,405 | $563,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 21,529 | $563,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 250,500 | $561,000 | thousands by filing date | put |
| RELYPSA INC | 759531106 | Common Stock | 19,825 | $561,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 169,876 | $559,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 20,884 | $559,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 29,881 | $559,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 17,110 | $558,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 16,916 | $558,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 697,000 | $558,000 | thousands by filing date | principal |
| WORLD ACCEP CORPORATION | 981419104 | COM | 15,014 | $557,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 20,037 | $557,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 23,718 | $556,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 60,441 | $556,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 12,784 | $555,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 21,865 | $555,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 131,181 | $554,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 60,656 | $554,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 39,167 | $554,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 86,727 | $553,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 38,873 | $553,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 17,017 | $551,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 39,030 | $550,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 21,853 | $549,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 19,477 | $549,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 10,465 | $548,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 66,482 | $548,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 29,939 | $547,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 34,233 | $547,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 15,627 | $546,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 19,574 | $546,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 6,635 | $546,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 778,097 | $545,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 963,000 | $545,000 | thousands by filing date | principal |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 300,000 | $545,000 | thousands by filing date | principal |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 75,639 | $544,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 97,439 | $543,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 44,731 | $543,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 289,839 | $543,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 11,640 | $542,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 26,120 | $541,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 27,738 | $540,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 13,891 | $540,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 484,000 | $539,000 | thousands by filing date | principal |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 15,200 | $538,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 7,561 | $538,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 48,344 | $536,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 20,450 | $536,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 25,039 | $536,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 5,124 | $534,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 25,617 | $534,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 47,601 | $534,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 116,273 | $533,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 18,183 | $531,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 13,868 | $530,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 24,563 | $528,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 50,771 | $527,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 25,570 | $526,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 24,799 | $526,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 58,162 | $526,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 14,817 | $525,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 39,594 | $525,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 45,677 | $525,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 10,529 | $524,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 16,718 | $522,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 54,099 | $522,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 11,101 | $521,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 83,954 | $521,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 72,851 | $520,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 50,749 | $519,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 173,465 | $518,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 13,580 | $518,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 27,689 | $516,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 17,300 | $516,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 42,149 | $516,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 28,910 | $515,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 30,294 | $515,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 6,543 | $513,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 114,989 | $513,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 13,817 | $512,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 15,493 | $511,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 5,481 | $511,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 23,518 | $511,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 18,924 | $510,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 21,406 | $509,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 29,703 | $509,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 500,000 | $509,000 | thousands by filing date | principal |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 9,350 | $508,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 16,062 | $508,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 30,494 | $505,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 5,694 | $505,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 29,442 | $504,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 20,633 | $503,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 449,000 | $502,000 | thousands by filing date | principal |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 12,518 | $501,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 113,252 | $501,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 201,607 | $500,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 19,898 | $499,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 540,000 | $499,000 | thousands by filing date | principal |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 93,378 | $498,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 204,818 | $498,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 108,653 | $498,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 4,492 | $497,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 36,713 | $497,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 23,042 | $497,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 27,191 | $496,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 22,085 | $496,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 472,020 | $496,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,576 | $495,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 102,210 | $495,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 40,620 | $494,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 8,413 | $493,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 52,629 | $493,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 1,000,000 | $493,000 | thousands by filing date | principal |
| KINDRED HEALTHCARE INC | 494580103 | COM | 41,300 | $492,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 28,498 | $492,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 50,000 | $491,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 10,823 | $490,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 26,244 | $490,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 15,200 | $489,000 | thousands by filing date | call |
| EMCORE CORP | 290846203 | COM | 79,812 | $489,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 39,416 | $488,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 12,950 | $487,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 45,444 | $485,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 16,234 | $485,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 14,483 | $485,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 12,674 | $483,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 21,691 | $483,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 178,462 | $483,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 12,792 | $482,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 35,727 | $482,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 96,405 | $480,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 48,706 | $479,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 73,798 | $478,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 220,567 | $478,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 51,438 | $478,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 13,571 | $478,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 16,135 | $477,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 26,729 | $477,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 25,043 | $476,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 45,370 | $475,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 48,494 | $475,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 20,850 | $474,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 13,255 | $474,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 67,324 | $474,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 15,048 | $473,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 26,044 | $471,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 74,487 | $471,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 510,000 | $470,000 | thousands by filing date | principal |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 19,503 | $469,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 25,592 | $469,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 42,600 | $469,000 | thousands by filing date | put |
| YY INC | 98426TAB2 | NOTE 2.250 4/0 | 485,000 | $467,000 | thousands by filing date | principal |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 17,105 | $466,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 16,606 | $465,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 25,035 | $465,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 7,763 | $463,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 42,140 | $462,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 5,555 | $462,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 20,455 | $462,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 26,364 | $461,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 11,836 | $461,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,700 | $460,000 | thousands by filing date | call |
| FABRINET SHS | G3323L100 | Stock | 19,297 | $460,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 19,824 | $459,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 316,533 | $459,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 626,086 | $459,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 53,965 | $458,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 9,919 | $458,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 6,140 | $458,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 27,710 | $457,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 31,503 | $456,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 11,158 | $453,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 13,711 | $453,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 38,289 | $453,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 17,723 | $450,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 4,451 | $450,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 114,350 | $450,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 27,370 | $450,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 7,054 | $449,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 42,618 | $447,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 10,273 | $446,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 29,425 | $446,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 217,349 | $446,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 204,854 | $445,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 52,821 | $444,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 10,880 | $444,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 12,487 | $443,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 13,976 | $442,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 49,337 | $442,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 8,536 | $441,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 21,956 | $441,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 50,248 | $440,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 72,902 | $440,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 6,940 | $440,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 6,072 | $439,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 20,534 | $438,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 41,550 | $438,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 44,394 | $438,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 88,290 | $438,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 21,549 | $437,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 9,811 | $435,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 87,239 | $435,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 43,992 | $435,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 64,221 | $432,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 83,474 | $432,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 17,435 | $431,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 68,639 | $431,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,656 | $429,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 22,787 | $429,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 35,789 | $429,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 33,234 | $428,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 26,831 | $427,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 26,094 | $427,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 34,521 | $426,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 140,517 | $426,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 13,542 | $425,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 184,185 | $425,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-053421 | this filing | 2016-02-16 | acceptance time not in the bulk data set |