13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 4,195 holding rows worth $87,148,462,000.
- Accession
- 0001140361-16-053421
- Filer
- CIK 824468
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 17,992 entries on the cover page, a total value of $87,148,462,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $87,148,462,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRUECAR INC | 89785L107 | COM | 15,138 | $145,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 165,000 | $145,000 | thousands by filing date | principal |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 25,422 | $144,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 31,969 | $144,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 13,501 | $144,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 116,914 | $144,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 19,707 | $142,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 22,237 | $142,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 28,000 | $142,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 56,369 | $141,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 61,383 | $141,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 19,407 | $140,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 181,645 | $140,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 63,499 | $140,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 10,267 | $140,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 11,503 | $140,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 17,627 | $139,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 40,082 | $139,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 56,428 | $137,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 12,582 | $136,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 14,843 | $135,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 12,442 | $134,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 14,342 | $134,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 197,978 | $132,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 10,721 | $131,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 13,252 | $131,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 17,494 | $131,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 11,326 | $131,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 12,746 | $130,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 432,763 | $129,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 11,662 | $128,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 17,049 | $128,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 20,970 | $128,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 43,165 | $128,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 84,500 | $128,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 251,506 | $126,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 18,554 | $126,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 16,101 | $125,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 18,496 | $125,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 34,052 | $125,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 11,470 | $124,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 25,000 | $124,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 19,974 | $124,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 10,731 | $124,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 67,893 | $123,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 19,849 | $123,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 20,733 | $122,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 88,305 | $120,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 28,233 | $120,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 27,401 | $119,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 22,057 | $119,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 15,118 | $119,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 13,553 | $118,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 27,037 | $117,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 39,472 | $116,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 61,737 | $115,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 32,835 | $115,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 10,896 | $114,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 24,507 | $112,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 14,196 | $111,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 82,716 | $110,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 26,345 | $108,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 10,758 | $107,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 17,720 | $107,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 14,619 | $107,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 18,390 | $105,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 40,979 | $105,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 62,985 | $103,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 39,503 | $103,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 26,174 | $103,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 22,104 | $102,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 109,943 | $102,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 10,605 | $102,000 | thousands by filing date | |
| AMRN 3.5 1/32 | 220480AB3 | Bond 30/360P2 U | 110,000 | $100,000 | thousands by filing date | principal |
| A10 NETWORKS INC | 002121101 | COM | 14,801 | $97,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 167,958 | $96,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 11,777 | $95,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 92,000 | $93,000 | thousands by filing date | call |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 10,242 | $92,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 13,952 | $91,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 26,817 | $90,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 11,976 | $89,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 59,723 | $88,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 180,585 | $87,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 37,800 | $86,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 19,651 | $85,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 58,365 | $85,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 70,375 | $85,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 165,313 | $84,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 14,556 | $81,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 15,202 | $80,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 13,109 | $79,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 44,906 | $79,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 55,419 | $79,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 14,067 | $79,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 10,713 | $78,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 28,775 | $77,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 10,001 | $77,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 14,787 | $76,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 10,067 | $76,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 11,755 | $76,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 157,001 | $75,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 69,440 | $74,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 12,371 | $73,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 14,377 | $73,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 10,513 | $73,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 218,968 | $72,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 18,952 | $72,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 10,567 | $71,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 10,082 | $71,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 11,177 | $71,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 35,333 | $71,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 11,548 | $70,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 82,668 | $69,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 13,078 | $69,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 41,816 | $68,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 20,225 | $67,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 18,882 | $65,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 16,780 | $65,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 11,550 | $65,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 13,584 | $64,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 24,029 | $64,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 40,068 | $63,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 22,857 | $62,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 56,985 | $62,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 72,187 | $58,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 21,981 | $57,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 10,211 | $57,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 10,997 | $57,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 44,517 | $55,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 13,284 | $54,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 19,094 | $53,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 27,038 | $52,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 43,948 | $51,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 13,500 | $49,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 98,060 | $48,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 30,049 | $48,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 36,895 | $48,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 13,384 | $46,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T308 | COMMON | 22,568 | $46,000 | thousands by filing date | |
| Great Basin Scientif | 39013L403 | COM | 49,324 | $46,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 49,709 | $44,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 13,001 | $43,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 19,414 | $42,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 33,945 | $41,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 11,594 | $41,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 30,154 | $40,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 24,337 | $39,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 12,290 | $39,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 13,857 | $37,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 10,467 | $37,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 10,148 | $37,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 10,817 | $37,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 21,242 | $35,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 70,305 | $35,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 21,033 | $34,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 26,289 | $34,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 14,018 | $34,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 14,098 | $33,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 29,824 | $31,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 100,000 | $30,000 | thousands by filing date | put |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 14,336 | $30,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 17,194 | $30,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 30,000 | $30,000 | thousands by filing date | put |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 39,559 | $29,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 25,525 | $28,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 12,128 | $27,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 10,281 | $25,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 16,705 | $23,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 15,366 | $22,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 70,661 | $22,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 20,642 | $22,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 17,100 | $22,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 19,577 | $21,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 23,065 | $21,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 10,268 | $19,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 25,604 | $17,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 14,133 | $17,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 91,999 | $17,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 12,202 | $16,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 57,345 | $16,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 35,048 | $16,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 15,724 | $15,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 235,845 | $14,000 | thousands by filing date | call |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 24,265 | $14,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 100,640 | $14,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 11,867 | $12,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 31,921 | $11,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 11,067 | $8,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 14,588 | $7,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,026 | $3,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 10,887 | $3,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 16,549 | $3,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 17,768 | $2,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 24,215 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-053421 | this filing | 2016-02-16 | acceptance time not in the bulk data set |