13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 4,195 holding rows worth $87,148,462,000.
- Accession
- 0001140361-16-053421
- Filer
- CIK 824468
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 17,992 entries on the cover page, a total value of $87,148,462,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $87,148,462,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IXYS CORP | 46600W106 | COMMON STOCK | 33,671 | $425,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 500,000 | $425,000 | thousands by filing date | principal |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 18,318 | $424,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 66,764 | $424,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 474,000 | $424,000 | thousands by filing date | principal |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 7,786 | $422,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 129,876 | $421,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 64,749 | $421,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 4,143 | $421,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 35,188 | $420,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 24,372 | $420,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 22,760 | $418,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 38,076 | $418,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 6,135 | $415,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 18,824 | $414,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 190,387 | $414,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 10,406 | $414,000 | thousands by filing date | |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 676,922 | $413,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 43,605 | $412,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 17,851 | $411,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 13,069 | $411,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 78,043 | $409,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 44,548 | $409,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 22,951 | $406,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 41,447 | $405,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 26,783 | $403,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 24,620 | $402,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 8,000 | $402,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 20,741 | $401,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 14,165 | $399,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 39,373 | $397,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 400,000 | $397,000 | thousands by filing date | principal |
| TEXAS | 882610108 | COMMON STOCK | 3,018 | $395,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 12,940 | $394,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 30,280 | $394,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 200,000 | $394,000 | thousands by filing date | principal |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 29,562 | $393,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 46,386 | $393,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 27,403 | $391,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 410,000 | $391,000 | thousands by filing date | principal |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 82,191 | $391,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 41,855 | $390,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 47,361 | $389,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 6,665 | $388,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 138,270 | $388,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 23,099 | $387,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 11,413 | $386,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 33,656 | $386,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 13,807 | $384,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 11,900 | $381,000 | thousands by filing date | call |
| 1ST SOURCE CORP COM | 336901103 | Stock | 12,362 | $381,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 9,341 | $380,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 7,391 | $380,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 199,801 | $379,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 11,961 | $379,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 12,540 | $378,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 19,071 | $378,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 331,000 | $378,000 | thousands by filing date | principal |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 13,345 | $377,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,882,831 | $376,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 17,617 | $375,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 20,000 | $375,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 9,465 | $374,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 22,394 | $374,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 3,000 | $373,000 | thousands by filing date | put |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 21,288 | $373,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 38,179 | $373,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 7,008 | $371,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 14,643 | $371,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 8,952 | $371,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 26,135 | $369,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 16,530 | $368,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 7,624 | $368,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 375,000 | $368,000 | thousands by filing date | principal |
| NEVSUN RES LTD | 64156L101 | COM | 135,487 | $367,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 196,600 | $366,000 | thousands by filing date | call |
| BIOTELEMETRY INC | 090672106 | COM | 31,168 | $365,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 22,604 | $364,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 40,172 | $364,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 20,050 | $364,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 83,492 | $364,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 9,403 | $364,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 30,965 | $363,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 59,138 | $362,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 71,490 | $361,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 116,480 | $360,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 38,596 | $359,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 23,550 | $357,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 10,731 | $357,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 16,854 | $356,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 10,277 | $356,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 24,777 | $356,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 19,607 | $356,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 4,987 | $355,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 26,221 | $355,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 12,018 | $354,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 32,500 | $354,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 57,340 | $354,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 31,314 | $354,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 5,998 | $353,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 12,582 | $352,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 8,628 | $352,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 3,238 | $351,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 121 | $351,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 344,356 | $351,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 6,944 | $351,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 45,786 | $351,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 13,489 | $350,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 75,174 | $349,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 10,726 | $349,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 19,117 | $348,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 32,691 | $348,000 | thousands by filing date | |
| SWAY 4.5 10/17 | 85571WAD1 | Bond 30/360P2 U | 350,000 | $348,000 | thousands by filing date | principal |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 18,424 | $347,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 55,108 | $346,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 8,025 | $345,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 5,333 | $344,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 12,768 | $344,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 10,833 | $344,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 22,090 | $344,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 18,619 | $343,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 22,793 | $343,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 14,274 | $342,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 12,969 | $340,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 6,542 | $340,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 24,023 | $338,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 32,498 | $338,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 22,416 | $337,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 32,137 | $336,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 19,932 | $336,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 18,211 | $336,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 43,378 | $335,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 19,155 | $334,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 20,770 | $333,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 33,587 | $333,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 84,203 | $332,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 30,576 | $332,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 3,556 | $331,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 9,252 | $331,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 49,429 | $330,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 4,516 | $329,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 85,676 | $329,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 19,093 | $327,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 11,722 | $327,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 18,422 | $326,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 15,614 | $326,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 43,088 | $326,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 30,413 | $326,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 123,218 | $325,000 | thousands by filing date | |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 5,000,000 | $325,000 | thousands by filing date | principal |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 14,538 | $324,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 8,000 | $324,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 47,117 | $322,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 28,278 | $322,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 10,576 | $321,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,270 | $320,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 11,371 | $320,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 32,451 | $319,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 20,013 | $319,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 342,000 | $318,000 | thousands by filing date | principal |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 23,619 | $317,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 34,992 | $315,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,778 | $314,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 7,112 | $313,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 14,454 | $313,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 2,425 | $312,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 15,497 | $312,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 10,533 | $312,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 45,773 | $311,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 8,554 | $311,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 68,839 | $311,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 651,000 | $311,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 8,719 | $310,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 5,963 | $310,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 34,678 | $310,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 12,499 | $309,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 29,945 | $308,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 8,477 | $307,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 12,513 | $307,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 23,669 | $305,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 66,925 | $303,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 8,639 | $303,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 7,381 | $301,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 18,895 | $300,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 922 | $300,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 15,771 | $299,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 56,547 | $298,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 40,000 | $298,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 22,338 | $298,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 44,037 | $297,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 7,153 | $297,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 294,456 | $297,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 38,733 | $296,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 39,709 | $296,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 7,771 | $291,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 9,789 | $289,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 250,000 | $289,000 | thousands by filing date | principal |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 13,443 | $287,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 254,033 | $287,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 11,349 | $286,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,415 | $285,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 114,221 | $285,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 9,933 | $284,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 34,403 | $284,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 28,325 | $284,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 44,702 | $284,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 4,346 | $284,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 12,294 | $283,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 45,655 | $283,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 10,216 | $283,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 47,789 | $283,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 46,047 | $282,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 5,245 | $281,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 51,031 | $281,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 10,481 | $280,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 13,377 | $280,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 13,860 | $280,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 36,695 | $280,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 12,086 | $279,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 12,253 | $279,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 22,709 | $279,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 6,000 | $279,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 43,056 | $279,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 29,484 | $279,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 9,948 | $278,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 18,929 | $278,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 36,039 | $277,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 16,832 | $277,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 33,119 | $277,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 17,650 | $275,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 14,485 | $275,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 43,740 | $275,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 3,000 | $275,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 8,685 | $274,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 11,878 | $274,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 20,755 | $272,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 11,318 | $272,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 54,036 | $271,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 136,557 | $270,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 10,430 | $269,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 16,948 | $269,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 26,971 | $269,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 19,297 | $269,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 24,433 | $268,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 11,200 | $268,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 19,038 | $267,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 5,926 | $266,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 14,244 | $266,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 7,113 | $265,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 72,225 | $264,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 25,566 | $264,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 18,031 | $263,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 64,701 | $263,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 27,100 | $263,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,973 | $262,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 15,929 | $261,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 7,201 | $261,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 51,396 | $261,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 14,356 | $260,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 84,465 | $259,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 4,539 | $259,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 17,178 | $259,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 14,872 | $259,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 7,397 | $258,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 11,108 | $258,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 45,000 | $258,000 | thousands by filing date | put |
| UNIFI INC | 904677200 | COM NEW | 9,152 | $258,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 1,948 | $258,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 3,807 | $257,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 28,502 | $257,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 23,162 | $257,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 30,000 | $256,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 15,565 | $256,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 11,250 | $256,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 15,896 | $255,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,501 | $255,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 15,727 | $255,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 13,631 | $254,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 8,354 | $254,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 23,412 | $253,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 21,715 | $253,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 25,460 | $252,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 6,816 | $250,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 9,434 | $249,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 60,606 | $249,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 17,065 | $249,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 19,399 | $248,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 20,060 | $248,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 24,739 | $246,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 14,436 | $246,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,636 | $245,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 4,891,000 | $245,000 | thousands by filing date | principal |
| EP ENERGY CORP | 268785102 | CL A | 56,056 | $245,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 01167PAE1 | CV SR SUB NT | 245,000 | $245,000 | thousands by filing date | principal |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 35,772 | $244,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 33,981 | $243,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 8,940 | $243,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 11,079 | $243,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 3,304 | $242,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 9,611 | $242,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33739Q606 | HEITMAN GLOBAL | 12,020 | $242,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 22,981 | $240,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 64,326 | $240,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 25,562 | $240,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 9,593 | $239,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 67,588 | $238,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 10,069 | $238,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 5,565 | $237,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 30,000 | $237,000 | thousands by filing date | put |
| STAPLES INC | 855030102 | COM | 25,000 | $237,000 | thousands by filing date | call |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 51,175 | $237,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 112,336 | $236,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 13,622 | $236,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 3,250 | $233,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 10,362 | $233,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 5,287 | $229,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 4,381 | $229,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 10,022 | $228,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 12,020 | $228,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 22,495 | $228,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 8,987 | $227,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 2,115 | $227,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 8,079 | $227,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 8,746 | $226,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 29,667 | $226,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 41,262 | $226,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 10,605 | $225,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 17,114 | $224,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 23,495 | $223,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 15,767 | $223,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 26,720 | $222,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 3,571 | $221,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 19,467 | $221,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 17,152 | $221,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 28,344 | $221,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 1,920 | $220,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 4,872 | $220,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 154,747 | $220,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 3,753 | $220,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 27,543 | $220,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 63,054 | $219,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 30,725 | $219,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 13,613 | $219,000 | thousands by filing date | |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 69,504 | $219,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,329 | $218,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,539 | $218,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 7,664 | $217,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 10,525 | $216,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 6,671 | $215,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,847 | $215,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 15,979 | $215,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 5,825 | $215,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 55,357 | $214,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 18,608 | $214,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 40,267 | $213,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,806 | $213,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 10,734 | $213,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 27,831 | $212,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 14,686 | $212,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 29,341 | $212,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 15,855 | $211,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 46,451 | $211,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 5,810 | $211,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 32,884 | $211,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 12,626 | $211,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 10,000 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 10,343 | $209,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 29,529 | $209,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 18,800 | $209,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 265,000 | $209,000 | thousands by filing date | principal |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 6,543 | $209,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 31,941 | $207,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 47,273 | $207,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 15,500 | $207,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 230,000 | $206,000 | thousands by filing date | principal |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 11,220 | $205,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 32,754 | $205,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 12,755 | $204,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $204,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 43,588 | $204,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 235,000 | $204,000 | thousands by filing date | principal |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 26,667 | $204,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 6,809 | $202,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,160 | $201,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 50,654 | $201,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 22,127 | $201,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 135,013 | $201,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 40,893 | $200,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 13,000 | $200,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 13,647 | $199,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 55,223 | $199,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 15,334 | $198,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 18,103 | $198,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 13,577 | $197,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 20,100 | $197,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 11,298 | $197,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 54,640 | $196,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 11,779 | $195,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 26,806 | $195,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 44,270 | $195,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 34,770 | $195,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 26,040 | $194,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 15,561 | $194,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 12,815 | $194,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 32,779 | $193,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 20,278 | $193,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 36,286 | $192,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 28,278 | $191,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 24,323 | $191,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 82,886 | $191,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 12,834 | $190,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 31,109 | $190,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 15,886 | $189,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 16,741 | $189,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 107,452 | $188,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 12,100 | $188,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 15,145 | $188,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 23,286 | $187,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 13,707 | $187,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 19,001 | $186,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 16,255 | $186,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 27,559 | $185,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 18,414 | $184,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $184,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 41,561 | $182,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 2,001,769 | $182,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 10,662 | $182,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 15,028 | $181,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 29,780 | $180,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 16,398 | $180,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 20,556 | $179,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 13,892 | $179,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 23,683 | $179,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 10,144 | $178,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 28,172 | $178,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 48,191 | $178,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 13,440 | $178,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 10,137 | $177,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 10,274 | $176,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T100 | EXCH TRAD SPVXSP | 12,861 | $176,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 44,823 | $175,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 58,036 | $175,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 20,045 | $175,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 72,212 | $174,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 17,428 | $173,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 11,696 | $172,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T456 | ETN LKD 34 | 11,526 | $172,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 15,052 | $171,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 11,500 | $171,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 23,417 | $171,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 10,578 | $171,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 14,039 | $170,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 12,465 | $170,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 14,487 | $169,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 55,800 | $168,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 14,983 | $168,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 71,377 | $168,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 22,038 | $168,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 10,759 | $167,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 12,650 | $167,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 11,319 | $167,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 43,082 | $166,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 90,488 | $166,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 47,276 | $166,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $165,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 20,224 | $165,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 26,836 | $164,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 16,951 | $164,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 17,500 | $164,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 10,142 | $163,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 93,538 | $163,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 18,828 | $162,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 25,523 | $161,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 22,175 | $161,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 16,412 | $161,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 13,792 | $159,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 39,392 | $158,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 11,400 | $157,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 53,887 | $157,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 38,730 | $156,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 17,111 | $156,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 56,476 | $156,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 31,274 | $155,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 69,677 | $155,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 24,512 | $155,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 13,102 | $154,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 26,500 | $154,000 | thousands by filing date | call |
| China Yuchai Intl Ltd | G21082105 | COM | 14,121 | $152,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 150,000 | $152,000 | thousands by filing date | put |
| WHITESTONE REIT | 966084204 | COM | 12,537 | $151,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 17,955 | $151,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 10,007 | $150,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 41,159 | $150,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 10,000 | $150,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 11,502 | $149,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 47,610 | $148,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 19,068 | $148,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 18,727 | $148,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 35,980 | $147,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 10,626 | $147,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-053421 | this filing | 2016-02-16 | acceptance time not in the bulk data set |