13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 7,328 holding rows worth $402,198,383,000.
- Accession
- 0001140361-15-041624
- Filer
- CIK 70858
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 20,359 entries on the cover page, a total value of $402,198,383,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $402,198,383,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TIFFANY & CO NEW | 886547108 | COM | 95,400 | $7,367,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 151,675 | $7,323,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 230,017 | $7,314,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 664,869 | $7,314,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 216,867 | $7,298,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 136,184 | $7,290,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 3,374,351 | $7,288,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 304,401 | $7,287,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 241,888 | $7,280,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 596,499 | $7,277,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 94,491 | $7,272,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 103,000 | $7,270,000 | thousands by filing date | put |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 297,884 | $7,268,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,065,820 | $7,258,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 4,882,000 | $7,254,000 | thousands by filing date | principal |
| ALLY FINL INC COM | 02005N100 | Stock | 355,500 | $7,245,000 | thousands by filing date | put |
| COACH INC | 189754104 | COM | 250,000 | $7,233,000 | thousands by filing date | call |
| ATWOOD OCEANICS INC | 050095108 | COM | 487,951 | $7,225,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 264,367 | $7,213,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 169,588 | $7,211,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 237,120 | $7,210,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 305,680 | $7,196,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 51,185 | $7,192,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 390,407 | $7,186,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 104,615 | $7,150,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 182,156 | $7,148,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 582,429 | $7,140,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 151,522 | $7,137,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,517,197 | $7,116,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 5,392,000 | $7,106,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 185,627 | $7,105,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 165,511 | $7,104,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 267,818 | $7,101,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 479,618 | $7,098,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 377,795 | $7,084,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 77,660 | $7,079,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 312,466 | $7,062,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 144,145 | $7,046,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 185,801 | $7,045,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 283,493 | $7,045,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 445,531 | $7,031,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 238,338 | $7,025,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 143,012 | $7,023,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 443,547 | $7,021,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 200,072 | $7,003,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 138,574 | $6,997,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 640,124 | $6,990,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 570,338 | $6,980,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 209,928 | $6,978,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 224,100 | $6,972,000 | thousands by filing date | call |
| COMMERCE BANCSHARES INC | 200525103 | COM | 153,030 | $6,971,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 117,040 | $6,969,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 241,926 | $6,965,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 57,100 | $6,963,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 245,984 | $6,955,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 270,012 | $6,942,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 85,859 | $6,935,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 482,496 | $6,933,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 145,431 | $6,924,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 77,534 | $6,924,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 171,600 | $6,890,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 325,000 | $6,887,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 863,959 | $6,886,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 143,501 | $6,885,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 225,185 | $6,875,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 498,340 | $6,872,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 477,330 | $6,865,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 707,885 | $6,860,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 1,071,498 | $6,847,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 136,421 | $6,833,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 195,097 | $6,817,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 185,000 | $6,808,000 | thousands by filing date | call |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 155,397 | $6,799,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 1,104,193 | $6,780,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 157,100 | $6,779,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 164,161 | $6,776,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 519,080 | $6,763,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 139,992 | $6,742,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 152,645 | $6,741,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 489,485 | $6,735,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 45,700 | $6,730,000 | thousands by filing date | call |
| MANNKIND CORP | 56400P201 | COM | 2,096,400 | $6,729,000 | thousands by filing date | put |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 247,379 | $6,729,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 608,619 | $6,725,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 168,796 | $6,719,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 44,127 | $6,719,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 482,573 | $6,713,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 261,894 | $6,713,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 133,973 | $6,703,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 573,529 | $6,687,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 84,100 | $6,672,000 | thousands by filing date | call |
| NEW JERSEY RES CORP | 646025106 | COM | 222,143 | $6,671,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 133,300 | $6,665,000 | thousands by filing date | put |
| SANMINA CORP COM | 801056102 | Stock | 311,856 | $6,665,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 385,791 | $6,662,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 414,200 | $6,656,000 | thousands by filing date | call |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 245,696 | $6,646,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 485,505 | $6,627,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 194,676 | $6,608,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 458,747 | $6,606,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 99,069 | $6,601,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 148,105 | $6,600,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 165,100 | $6,578,000 | thousands by filing date | put |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 118,881 | $6,575,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 120,900 | $6,568,000 | thousands by filing date | call |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 390,895 | $6,560,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 748,492 | $6,549,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 134,392 | $6,543,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 14,200 | $6,526,000 | thousands by filing date | put |
| BANCORPSOUTH INC | 059692103 | COM | 273,401 | $6,499,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 78,200 | $6,498,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 148,451 | $6,493,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 408,683 | $6,474,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 156,054 | $6,474,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 70,329 | $6,467,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 89,956 | $6,467,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 3,802,761 | $6,465,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 75,553 | $6,448,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 99,600 | $6,446,000 | thousands by filing date | call |
| CMB.TECH NV SHS | B38564108 | Stock | 463,197 | $6,438,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 94,400 | $6,438,000 | thousands by filing date | put |
| NISOURCE INC COM | 65473P105 | Stock | 346,832 | $6,435,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 272,781 | $6,435,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 2,818,949 | $6,427,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 257,173 | $6,419,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 893,852 | $6,417,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 154,742 | $6,413,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 422,291 | $6,402,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 108,235 | $6,395,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 179,614 | $6,395,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 577,298 | $6,391,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 89,200 | $6,371,000 | thousands by filing date | put |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 292,859 | $6,358,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 70,092 | $6,357,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 433,623 | $6,356,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 407,473 | $6,349,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 205,192 | $6,343,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 85,790 | $6,339,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 254,639 | $6,335,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,949,060 | $6,334,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 253,200 | $6,330,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 310,500 | $6,328,000 | thousands by filing date | call |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 441,837 | $6,327,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 139,010 | $6,325,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 159,412 | $6,325,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 246,370 | $6,325,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 505,105 | $6,314,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 137,746 | $6,306,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 357,310 | $6,300,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 225,424 | $6,296,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 64,000 | $6,289,000 | thousands by filing date | call |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 2,278,244 | $6,288,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 116,498 | $6,285,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 151,279 | $6,284,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 526,881 | $6,280,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 136,030 | $6,278,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 250,000 | $6,275,000 | thousands by filing date | call |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 591,172 | $6,261,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 78,844 | $6,258,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 108,494 | $6,257,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 651,002 | $6,255,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 110,516 | $6,254,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 638,100 | $6,253,000 | thousands by filing date | call |
| DYCOM INDS INC COM | 267475101 | Stock | 86,384 | $6,250,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 46,668 | $6,240,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 56,967 | $6,238,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 219,241 | $6,234,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 310,197 | $6,232,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 300,430 | $6,230,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 95,143 | $6,230,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 4,604,500 | $6,225,000 | thousands by filing date | principal |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 37,500 | $6,223,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 161,171 | $6,220,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 615,869 | $6,220,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 211,525 | $6,214,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 61,576 | $6,206,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 500,316 | $6,204,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 655,700 | $6,196,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 50,300 | $6,186,000 | thousands by filing date | put |
| STERIS CORP | 859152100 | COMMON STOCK | 95,200 | $6,185,000 | thousands by filing date | call |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 302,428 | $6,181,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 57,866 | $6,180,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 229,795 | $6,170,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 50,400 | $6,163,000 | thousands by filing date | call |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 69,000 | $6,155,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 888,485 | $6,139,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 80,500 | $6,135,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 401,763 | $6,135,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 243,009 | $6,132,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 53,327 | $6,119,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 88,535 | $6,116,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 147,226 | $6,115,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 205,401 | $6,114,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 347,344 | $6,113,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 153,726 | $6,108,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 725,000 | $6,097,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 1,378,494 | $6,093,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 298,887 | $6,088,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,002,600 | $6,086,000 | thousands by filing date | put |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 122,683 | $6,081,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 397,288 | $6,074,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 670,000 | $6,064,000 | thousands by filing date | call |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 143,996 | $6,053,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 57,488 | $6,053,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 279,300 | $6,049,000 | thousands by filing date | call |
| WEBSTER FINL CORP | 947890109 | COM | 169,789 | $6,049,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 330,228 | $6,040,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 155,770 | $6,035,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 208,200 | $6,029,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 521,940 | $6,027,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 51,000 | $6,026,000 | thousands by filing date | put |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 202,375 | $6,025,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 174,078 | $6,015,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 524,806 | $5,999,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 68,986 | $5,991,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 62,101 | $5,991,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 434,999 | $5,990,000 | thousands by filing date | |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 2,894,000 | $5,988,000 | thousands by filing date | principal |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 333,715 | $5,977,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 253,458 | $5,971,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 141,096 | $5,969,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 254,044 | $5,967,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 157,054 | $5,962,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 97,497 | $5,950,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 115,918 | $5,947,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,450,840 | $5,936,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 185,597 | $5,936,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 214,041 | $5,935,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 165,337 | $5,929,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 199,375 | $5,921,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 211,820 | $5,921,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 488,916 | $5,916,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 138,018 | $5,899,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 251,291 | $5,893,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 541,140 | $5,893,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 240,421 | $5,878,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 241,155 | $5,870,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,006,467 | $5,868,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 329,818 | $5,864,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 230,981 | $5,844,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 135,592 | $5,834,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 719,757 | $5,829,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 176,900 | $5,820,000 | thousands by filing date | put |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 204,628 | $5,819,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 157,400 | $5,811,000 | thousands by filing date | call |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 738,169 | $5,809,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 255,211 | $5,791,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 261,171 | $5,791,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 253,077 | $5,780,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 105,106 | $5,775,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 99,886 | $5,771,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 492,531 | $5,763,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 459,929 | $5,745,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 87,100 | $5,740,000 | thousands by filing date | put |
| TAHOE RES INC | 873868103 | COM | 740,000 | $5,728,000 | thousands by filing date | call |
| NEW YORK REIT INC | 64976L109 | COM | 568,607 | $5,720,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 130,535 | $5,717,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 70,823 | $5,716,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 169,013 | $5,706,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 192,262 | $5,705,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 286,060 | $5,705,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 222,863 | $5,704,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 3,046,000 | $5,697,000 | thousands by filing date | principal |
| APOGEE ENTERPRISES INC | 037598109 | COM | 127,444 | $5,691,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 276,995 | $5,681,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 347,236 | $5,674,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 120,000 | $5,671,000 | thousands by filing date | put |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 110,067 | $5,661,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 949,050 | $5,657,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 429,783 | $5,622,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 98,492 | $5,608,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 146,559 | $5,607,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 442,887 | $5,607,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 240,936 | $5,603,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 168,044 | $5,588,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 210,697 | $5,588,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 473,430 | $5,587,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 169,969 | $5,583,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 251,249 | $5,583,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 38,600 | $5,580,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 945,800 | $5,580,000 | thousands by filing date | call |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 87,256 | $5,576,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 73,100 | $5,571,000 | thousands by filing date | put |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 386,328 | $5,559,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 140,930 | $5,558,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 110,246 | $5,542,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 304,273 | $5,541,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 120,245 | $5,540,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 5,500,000 | $5,534,000 | thousands by filing date | principal |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 424,086 | $5,530,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 124,800 | $5,509,000 | thousands by filing date | call |
| SOLERA HOLDINGS INC | 83421A104 | COM | 101,919 | $5,504,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 256,186 | $5,492,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 96,242 | $5,491,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 3,412,000 | $5,482,000 | thousands by filing date | principal |
| FASTENAL CO COM | 311900104 | Stock | 149,700 | $5,481,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 145,000 | $5,480,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 119,400 | $5,466,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 164,400 | $5,465,000 | thousands by filing date | put |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 99,000 | $5,455,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 42,303 | $5,450,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 122,453 | $5,442,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 326,672 | $5,442,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 171,807 | $5,433,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 151,822 | $5,427,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 50,000 | $5,424,000 | thousands by filing date | put |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 368,978 | $5,413,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 130,135 | $5,394,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 430,600 | $5,383,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 263,603 | $5,372,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 30,000 | $5,370,000 | thousands by filing date | put |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 53,900 | $5,365,000 | thousands by filing date | put |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 52,672 | $5,365,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 96,975 | $5,355,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 65,261 | $5,355,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 394,900 | $5,347,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 300,000 | $5,343,000 | thousands by filing date | put |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 38,729 | $5,337,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 82,216 | $5,323,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 462,824 | $5,322,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 102,300 | $5,319,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 127,963 | $5,318,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 29,600 | $5,309,000 | thousands by filing date | put |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 558,301 | $5,304,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 277,511 | $5,298,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 351,305 | $5,295,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 157,304 | $5,295,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 42,400 | $5,292,000 | thousands by filing date | call |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 58,876 | $5,288,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 221,843 | $5,287,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 152,382 | $5,277,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 480,700 | $5,273,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 164,100 | $5,271,000 | thousands by filing date | put |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 331,988 | $5,262,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 96,191 | $5,242,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 4,314,660 | $5,240,000 | thousands by filing date | principal |
| BLACK KNIGHT INC | 09214X100 | COM | 160,645 | $5,230,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 55,308 | $5,223,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 381,970 | $5,223,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 397,749 | $5,222,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 335,548 | $5,222,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 194,106 | $5,221,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 126,700 | $5,218,000 | thousands by filing date | call |
| PACCAR INC COM | 693718108 | Stock | 100,000 | $5,217,000 | thousands by filing date | put |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 124,834 | $5,199,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 140,502 | $5,195,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 202,700 | $5,191,000 | thousands by filing date | call |
| ISHARES | 464286848 | EXCHANGE TRADED | 453,900 | $5,188,000 | thousands by filing date | put |
| OPHTHOTECH CORP | 683745103 | COM | 128,045 | $5,188,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 125,600 | $5,185,000 | thousands by filing date | put |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 46,325 | $5,183,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 163,700 | $5,181,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 4,557,000 | $5,173,000 | thousands by filing date | principal |
| PHILLIPS 66 COM | 718546104 | Stock | 67,300 | $5,171,000 | thousands by filing date | call |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 80,000 | $5,168,000 | thousands by filing date | call |
| CHOICE HOTELS INTL INC | 169905106 | COM | 108,180 | $5,155,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 229,237 | $5,150,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 123,747 | $5,139,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 391,416 | $5,132,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 178,149 | $5,128,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 405,852 | $5,126,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 117,313 | $5,121,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 37,100 | $5,118,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 163,900 | $5,117,000 | thousands by filing date | call |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 159,649 | $5,113,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 100,000 | $5,104,000 | thousands by filing date | put |
| WINTHROP REALTY TRUST | 976391300 | SH B | 355,427 | $5,104,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 370,585 | $5,092,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 705,952 | $5,090,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 240,000 | $5,086,000 | thousands by filing date | call |
| WERNER ENTERPRISES INC | 950755108 | COM | 202,405 | $5,081,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 145,154 | $5,081,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 335,255 | $5,079,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 87,200 | $5,069,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 70,000 | $5,063,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 101,600 | $5,061,000 | thousands by filing date | call |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 126,163 | $5,053,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 357,457 | $5,051,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 135,457 | $5,044,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,050,700 | $5,043,000 | thousands by filing date | put |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 201,348 | $5,037,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 647,853 | $5,021,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 655,483 | $5,021,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 530,533 | $5,019,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 384,040 | $5,019,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 847,360 | $5,009,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 2,472,000 | $5,006,000 | thousands by filing date | principal |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 479,367 | $5,000,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 197,928 | $4,998,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 228,500 | $4,995,000 | thousands by filing date | put |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 2,900,000 | $4,993,000 | thousands by filing date | principal |
| METHANEX CORP COM | 59151K108 | Stock | 150,535 | $4,992,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 98,653 | $4,983,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 568,710 | $4,983,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 245,833 | $4,978,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 325,198 | $4,976,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 157,831 | $4,973,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 107,762 | $4,973,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 63,160 | $4,972,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 164,585 | $4,971,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 64,468 | $4,969,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 257,361 | $4,967,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 5,242,000 | $4,961,000 | thousands by filing date | principal |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 181,485 | $4,947,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 407,768 | $4,942,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 26,700 | $4,940,000 | thousands by filing date | put |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 71,189 | $4,939,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 124,838 | $4,933,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 284,504 | $4,933,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 367,499 | $4,932,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 401,190 | $4,927,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 197,104 | $4,916,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 278,486 | $4,904,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 284,010 | $4,893,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 126,063 | $4,887,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 196,052 | $4,864,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 239,370 | $4,864,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 213,633 | $4,841,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 344,520 | $4,834,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 179,308 | $4,834,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 269,766 | $4,821,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 80,000 | $4,818,000 | thousands by filing date | call |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 299,628 | $4,812,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 267,415 | $4,811,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 118,808 | $4,803,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 72,100 | $4,793,000 | thousands by filing date | put |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 995,977 | $4,790,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 197,667 | $4,787,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 382,645 | $4,787,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 54,900 | $4,780,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 98,682 | $4,771,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 395,012 | $4,748,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 310,300 | $4,738,000 | thousands by filing date | put |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 64,449 | $4,731,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 282,725 | $4,727,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 48,000 | $4,718,000 | thousands by filing date | call |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 4,100,000 | $4,718,000 | thousands by filing date | principal |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 72,790 | $4,710,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 1,338,000 | $4,710,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 435,176 | $4,709,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 103,889 | $4,708,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,225,021 | $4,704,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 203,208 | $4,704,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 471,772 | $4,694,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 206,721 | $4,686,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,216,071 | $4,682,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 93,087 | $4,677,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 420,060 | $4,676,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 113,315 | $4,671,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 380,389 | $4,667,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 112,685 | $4,666,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 83,972 | $4,655,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 470,515 | $4,653,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 259,478 | $4,647,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 175,224 | $4,640,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 344,484 | $4,633,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 140,900 | $4,629,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W101 | COM | 751,044 | $4,627,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 263,366 | $4,619,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 233,807 | $4,609,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 350,688 | $4,607,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 91,531 | $4,605,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 89,445 | $4,602,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 2,408,500 | $4,600,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 3,500,000 | $4,597,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 166,384 | $4,590,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 120,800 | $4,587,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 943,851 | $4,587,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 144,976 | $4,582,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 378,411 | $4,579,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 219,588 | $4,576,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 256,457 | $4,567,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 353,617 | $4,565,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 383,383 | $4,562,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 739,065 | $4,560,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 205,804 | $4,554,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 346,887 | $4,551,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 338,293 | $4,543,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 208,164 | $4,542,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 350,041 | $4,530,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 219,022 | $4,526,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 3,352,000 | $4,521,000 | thousands by filing date | principal |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 174,694 | $4,512,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 40,900 | $4,512,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 88,311 | $4,510,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 203,878 | $4,509,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 151,995 | $4,505,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 3,002,000 | $4,503,000 | thousands by filing date | principal |
| COPA HOLDINGS SA | P31076105 | CL A | 107,334 | $4,501,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 75,000 | $4,497,000 | thousands by filing date | put |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 213,791 | $4,496,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 224,162 | $4,496,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 125,064 | $4,490,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 25,500 | $4,483,000 | thousands by filing date | call |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 92,058 | $4,474,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 3,637,500 | $4,474,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909108 | COM | 429,300 | $4,473,000 | thousands by filing date | call |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 212,938 | $4,472,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 46,336 | $4,463,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 305,566 | $4,462,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-041624 | this filing | 2015-11-16 | acceptance time not in the bulk data set |