13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 4,234 holding rows worth $83,442,731,000.
- Accession
- 0001140361-15-041209
- Filer
- CIK 824468
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 17,092 entries on the cover page, a total value of $83,442,731,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $83,442,731,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 17,982 | $1,458,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 79,097 | $1,458,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 115,297 | $1,457,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 34,578 | $1,456,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 66,825 | $1,453,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 184,952 | $1,450,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 143,973 | $1,447,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 125,553 | $1,444,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D845 | ETN IDX-LKD 20 | 74,989 | $1,444,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 135,066 | $1,436,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 46,329 | $1,435,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 30,054 | $1,435,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 31,518 | $1,435,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 54,139 | $1,434,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 27,859 | $1,433,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 95,138 | $1,429,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 125,723 | $1,428,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 1,726,000 | $1,423,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 60,147 | $1,421,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 52,098 | $1,416,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 111,683 | $1,412,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 134,691 | $1,411,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 33,061 | $1,404,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 35,385 | $1,398,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 30,750 | $1,395,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 570,671 | $1,392,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 18,019 | $1,391,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 47,290 | $1,390,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 18,778 | $1,390,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 421,147 | $1,390,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 1,409,000 | $1,390,000 | thousands by filing date | principal |
| ERIE INDTY CO CL A | 29530P102 | Stock | 16,730 | $1,387,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 87,978 | $1,387,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 169,450 | $1,387,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 132,007 | $1,386,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 129,741 | $1,385,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 53,073 | $1,384,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 227,879 | $1,379,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 30,521 | $1,377,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 131,222 | $1,376,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 1,525,000 | $1,376,000 | thousands by filing date | principal |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 45,745 | $1,373,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 149,175 | $1,370,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 53,343 | $1,370,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 69,757 | $1,368,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 82,423 | $1,368,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 38,967 | $1,364,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 42,866 | $1,363,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 187,936 | $1,363,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 34,437 | $1,361,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 225,912 | $1,360,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T563 | BG CP GRTH ETN | 25,851 | $1,357,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 150,000 | $1,352,000 | thousands by filing date | put |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 101,851 | $1,351,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 233,181 | $1,347,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 101,060 | $1,347,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 31,277 | $1,346,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 85,575 | $1,345,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 16,733 | $1,344,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 35,353 | $1,343,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 20,000 | $1,339,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 37,256 | $1,338,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 52,953 | $1,334,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 368,912 | $1,332,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 121,394 | $1,330,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 26,809 | $1,328,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 800,000 | $1,327,000 | thousands by filing date | principal |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 70,771 | $1,326,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 55,439 | $1,325,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 34,645 | $1,325,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 1,443,000 | $1,324,000 | thousands by filing date | principal |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 355,529 | $1,323,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 136,932 | $1,322,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 178,937 | $1,321,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 47,530 | $1,321,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 49,321 | $1,316,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 40,348 | $1,311,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 48,764 | $1,310,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 45,499 | $1,309,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 48,478 | $1,307,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 149,275 | $1,306,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 88,862 | $1,306,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 19,583 | $1,304,000 | thousands by filing date | |
| E HOUSE CHINA HOLDINGS LIMIT | G2952TAA1 | DEBT 2.750%12/1 | 1,400,000 | $1,303,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 12,323 | $1,300,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 35,516 | $1,298,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 24,222 | $1,297,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 78,485 | $1,296,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 167,386 | $1,295,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 115,016 | $1,293,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 22,394 | $1,293,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 161,880 | $1,292,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 24,992 | $1,292,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 19,165 | $1,290,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 82,146 | $1,290,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 38,021 | $1,289,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 22,599 | $1,289,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 17,264 | $1,288,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 57,416 | $1,286,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 56,262 | $1,284,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 197,755 | $1,279,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 31,800 | $1,278,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 14,005 | $1,277,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 32,079 | $1,277,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 70,936 | $1,276,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 521,852 | $1,274,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 136,553 | $1,273,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 171,483 | $1,272,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 46,593 | $1,271,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 47,673 | $1,270,000 | thousands by filing date | |
| SUNGY MOBILE LTD | 86737M100 | ADR | 283,988 | $1,267,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 15,440 | $1,266,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 100,559 | $1,265,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 67,950 | $1,265,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 28,377 | $1,263,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 110,084 | $1,262,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 24,595 | $1,262,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 74,615 | $1,258,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 55,686 | $1,258,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 192,885 | $1,258,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 44,120 | $1,257,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 37,369 | $1,254,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 29,277 | $1,254,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 135,004 | $1,254,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 54,071 | $1,252,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 62,967 | $1,251,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 11,919 | $1,249,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 35,741 | $1,249,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 47,615 | $1,246,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 15,000 | $1,245,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 31,000 | $1,244,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 31,000 | $1,244,000 | thousands by filing date | call |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 42,076 | $1,244,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 77,169 | $1,243,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 40,000 | $1,242,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 85,018 | $1,238,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 64,156 | $1,238,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 46,559 | $1,236,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 27,766 | $1,234,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 21,870 | $1,233,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 37,036 | $1,231,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 2,936 | $1,231,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 157,885 | $1,229,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 88,048 | $1,227,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 87,385 | $1,226,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 119,000 | $1,223,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 67,633 | $1,222,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 8,554 | $1,222,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 58,995 | $1,221,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 151,750 | $1,217,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 37,000 | $1,215,000 | thousands by filing date | put |
| MCCLATCHY CO | 579489105 | CL A | 1,250,086 | $1,213,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 120,038 | $1,213,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 26,293 | $1,212,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 68,731 | $1,212,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 73,664 | $1,210,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 25,236 | $1,209,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 68,858 | $1,209,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 18,429 | $1,209,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 117,205 | $1,205,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 53,915 | $1,204,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 21,971 | $1,202,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 28,000 | $1,198,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 250,068 | $1,197,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 26,337 | $1,196,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V863 | SSGA RISK AWAR | 33,264 | $1,196,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 35,662 | $1,195,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 74,792 | $1,195,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 17,606 | $1,192,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 52,750 | $1,192,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 50,869 | $1,191,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 34,631 | $1,191,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 42,568 | $1,191,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 14,295 | $1,190,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 97,113 | $1,189,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 32,492 | $1,187,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 456,006 | $1,186,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 28,567 | $1,185,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 521,380 | $1,184,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 24,228 | $1,183,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 89,581 | $1,182,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 34,979 | $1,181,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 18,240 | $1,180,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 42,915 | $1,180,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 12,087 | $1,179,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 200,000 | $1,178,000 | thousands by filing date | put |
| MOBILE MINI INC | 60740F105 | COM | 38,230 | $1,178,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 35,595 | $1,177,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 161,410 | $1,177,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 61,216 | $1,176,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 49,551 | $1,169,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 51,837 | $1,167,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 655,056 | $1,166,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 434,879 | $1,161,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 17,101 | $1,160,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 607,560 | $1,160,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 92,408 | $1,155,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 19,387 | $1,154,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 58,084 | $1,154,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 34,358 | $1,152,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 14,839 | $1,148,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 44,280 | $1,148,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 35,903 | $1,145,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 1,692,828 | $1,145,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 45,944 | $1,144,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 76,942 | $1,143,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 28,421 | $1,140,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 193,500 | $1,140,000 | thousands by filing date | call |
| FINISH LINE/THE CL A | 317923100 | COM | 58,978 | $1,138,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 25,473 | $1,137,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 94,820 | $1,137,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 128,027 | $1,134,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 23,988 | $1,133,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 39,755 | $1,131,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 107,600 | $1,127,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 22,975 | $1,123,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 30,424 | $1,122,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 31,078 | $1,121,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 46,725 | $1,121,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 70,845 | $1,120,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 101,703 | $1,118,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 65,914 | $1,118,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 40,508 | $1,116,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 20,205 | $1,116,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 20,960 | $1,115,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 50,943 | $1,115,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 48,424 | $1,114,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 180,879 | $1,114,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 34,107 | $1,113,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 32,903 | $1,110,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 181,652 | $1,107,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 34,701 | $1,107,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 57,992 | $1,106,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 26,578 | $1,106,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 31,076 | $1,102,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 48,968 | $1,099,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 43,036 | $1,098,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 18,333 | $1,097,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 1,378,000 | $1,096,000 | thousands by filing date | principal |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 28,943 | $1,095,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 137,406 | $1,094,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 22,894 | $1,092,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 72,803 | $1,092,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 57,056 | $1,091,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 101,111 | $1,091,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 50,475 | $1,091,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 34,900 | $1,089,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 37,757 | $1,088,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 1,116,000 | $1,088,000 | thousands by filing date | principal |
| BLOUNT INTL INC NEW | 095180105 | COM | 195,039 | $1,087,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 20,701 | $1,086,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 41,109 | $1,084,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 50,511 | $1,083,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 18,554 | $1,081,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 1,080,000 | $1,080,000 | thousands by filing date | principal |
| QUAKER HOUGHTON | 747316107 | COM | 13,976 | $1,077,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 21,985 | $1,077,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 33,220 | $1,076,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 97,169 | $1,074,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 15,723 | $1,071,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 382,229 | $1,070,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 82,013 | $1,070,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 54,602 | $1,068,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 61,132 | $1,067,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 12,153 | $1,065,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 35,009 | $1,065,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 82,658 | $1,065,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 25,406 | $1,064,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 57,754 | $1,063,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 31,856 | $1,062,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 39,393 | $1,062,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 102,628 | $1,062,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 20,086 | $1,061,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 122,495 | $1,061,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 217,062 | $1,060,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 43,492 | $1,058,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 39,117 | $1,056,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 61,164 | $1,055,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 103,745 | $1,055,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 103,795 | $1,053,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 20,536 | $1,051,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 30,538 | $1,051,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 13,728 | $1,051,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 47,675 | $1,048,000 | thousands by filing date | |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 500,000 | $1,048,000 | thousands by filing date | principal |
| GROUPON INC | 399473107 | COMMON STOCK | 321,500 | $1,047,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 22,558 | $1,044,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 43,492 | $1,043,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 42,339 | $1,041,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 99,600 | $1,041,000 | thousands by filing date | call |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 35,917 | $1,040,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 661,924 | $1,040,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 34,162 | $1,039,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 7,753 | $1,037,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 106,460 | $1,037,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 25,607 | $1,035,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 35,850 | $1,030,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 36,162 | $1,028,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 60,467 | $1,027,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 50,073 | $1,023,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 76,163 | $1,023,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 19,887 | $1,022,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 46,339 | $1,021,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 24,934 | $1,020,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 80,900 | $1,018,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 8,391 | $1,017,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 26,728 | $1,016,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 42,334 | $1,016,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 79,116 | $1,014,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 910,000 | $1,014,000 | thousands by filing date | principal |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 53,696 | $1,012,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 1,035,000 | $1,012,000 | thousands by filing date | principal |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 1,147,000 | $1,011,000 | thousands by filing date | principal |
| CVB FINL CORP COM | 126600105 | Stock | 60,463 | $1,009,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 38,209 | $1,009,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 35,105 | $1,009,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K786 | DL RUSS BEAR 3X | 24,750 | $1,009,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 62,582 | $1,008,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 3,726,154 | $1,007,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 44,761 | $1,006,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 223,784 | $1,006,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 47,507 | $1,001,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 38,185 | $1,000,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 79,010 | $1,000,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 1,000,000 | $998,000 | thousands by filing date | principal |
| MODINE MFG CO COM | 607828100 | Stock | 126,595 | $996,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 19,677 | $996,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 68,615 | $994,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 17,955 | $993,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 17,425 | $992,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 75,007 | $991,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 80,454 | $989,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 10,000 | $989,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 186,255 | $988,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 37,310 | $986,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 34,196 | $983,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 80,496 | $983,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 14,297 | $980,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 38,141 | $980,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 127,758 | $979,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 64,435 | $979,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 17,588 | $979,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 173,757 | $975,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 29,317 | $974,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 52,600 | $974,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 168,674 | $974,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 35,893 | $973,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 80,157 | $972,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 35,962 | $972,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 26,025 | $968,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 224,609 | $966,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 27,857 | $966,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 68,770 | $965,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 26,501 | $964,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 783,342 | $964,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 77,315 | $962,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 28,206 | $962,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 106,105 | $961,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 30,320 | $960,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 29,657 | $960,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 25,958 | $959,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 116,644 | $959,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 36,505 | $958,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 12,949 | $956,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D654 | 3X INVERS SILV | 14,000 | $954,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 937,000 | $952,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 11,914 | $950,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 114,746 | $949,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 19,813 | $948,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 10,339 | $947,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 60,565 | $946,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 50,000 | $944,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 50,000 | $944,000 | thousands by filing date | call |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 2,776,305 | $944,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 29,658 | $942,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 103,680 | $942,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 54,662 | $941,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 62,088 | $941,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 44,792 | $940,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 39,842 | $940,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 57,781 | $935,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 54,653 | $934,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 4,828 | $933,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 18,915 | $932,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 10,000 | $931,000 | thousands by filing date | call |
| UNIFIRST CORP MASS | 904708104 | COM | 8,691 | $928,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 17,105 | $927,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 12,500 | $926,000 | thousands by filing date | call |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 780,000 | $925,000 | thousands by filing date | principal |
| MSA SAFETY INC COM | 553498106 | Stock | 23,117 | $924,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 40,235 | $922,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 19,959 | $919,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 24,011 | $912,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 35,295 | $911,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 20,991 | $910,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 50,894 | $910,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 25,944 | $909,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 71,976 | $908,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 115,050 | $908,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 34,522 | $907,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 70,006 | $905,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 21,913 | $903,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 43,920 | $902,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 514,809 | $901,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 191,950 | $900,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 154,017 | $899,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 71,964 | $899,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 22,694 | $898,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 94,956 | $896,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 915,000 | $896,000 | thousands by filing date | principal |
| HILLTOP HLDGS INC | 432748101 | COM | 45,076 | $893,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 32,123 | $893,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 24,839 | $892,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 63,778 | $892,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 24,565 | $891,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 54,966 | $889,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 51,032 | $887,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 147,601 | $886,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 29,823 | $885,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 32,453 | $884,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 63,846 | $884,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y355 | DLY DEV MKT BEAR | 25,000 | $883,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 22,590 | $882,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 49,277 | $880,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 9,453 | $879,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 134,545 | $879,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 46,136 | $878,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 66,380 | $878,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 33,211 | $877,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 51,465 | $877,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 59,428 | $875,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 22,203 | $875,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 44,950 | $874,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 24,300 | $871,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 500,000 | $870,000 | thousands by filing date | principal |
| DENNYS CORP | 24869P104 | COM | 78,686 | $868,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 15,022 | $866,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 26,956 | $865,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 25,435 | $865,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 29,178 | $865,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,600 | $863,000 | thousands by filing date | call |
| SIMPSON MFG INC | 829073105 | COM | 25,714 | $862,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 73,150 | $861,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 54,015 | $860,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 27,646 | $859,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 49,080 | $856,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 22,400 | $856,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 24,409 | $855,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 63,220 | $855,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 83,391 | $855,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 21,259 | $853,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 22,235 | $853,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 831,000 | $852,000 | thousands by filing date | principal |
| NAVIGATORS GROUP INC | 638904102 | COM | 10,885 | $849,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 31,717 | $847,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 125,000 | $846,000 | thousands by filing date | put |
| RUBICON MINERALS CORP | 780911103 | COM | 1,158,537 | $846,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 25,854 | $844,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 42,504 | $842,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 13,920 | $841,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 23,700 | $841,000 | thousands by filing date | call |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 23,243 | $841,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 29,294 | $840,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 12,602 | $840,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 77,551 | $839,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 28,315 | $838,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 296,857 | $837,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 77,623 | $837,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 840,000 | $836,000 | thousands by filing date | principal |
| INPHI CORP | 45772F107 | COM | 34,702 | $835,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 18,110 | $835,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 881,000 | $835,000 | thousands by filing date | principal |
| SAIA INC | 78709Y105 | COM | 26,949 | $834,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 32,295 | $833,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 47,027 | $833,000 | thousands by filing date | |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 9,010,000 | $833,000 | thousands by filing date | principal |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 125,090 | $833,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 16,831 | $832,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 101,248 | $831,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 25,361 | $830,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 31,276 | $830,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 18,800 | $830,000 | thousands by filing date | call |
| STANDEX INTL CORP | 854231107 | COM | 10,993 | $829,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 70,841 | $829,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 910,000 | $828,000 | thousands by filing date | principal |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 75,795 | $827,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 38,672 | $826,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 378,875 | $826,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 99,015 | $826,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 15,473 | $825,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 35,662 | $825,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 52,350 | $825,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D472 | CMDT BCH TOT RET | 67,977 | $825,000 | thousands by filing date | |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 985,000 | $825,000 | thousands by filing date | principal |
| INSPERITY INC | 45778Q107 | COM | 18,777 | $824,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 23,592 | $824,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 500,000 | $824,000 | thousands by filing date | principal |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 1,107,000 | $822,000 | thousands by filing date | principal |
| CHILDRENS PL INC NEW | 168905107 | COM | 14,209 | $820,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 13,713 | $819,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-041209 | this filing | 2015-11-13 | acceptance time not in the bulk data set |