13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 4,234 holding rows worth $83,442,731,000.
- Accession
- 0001140361-15-041209
- Filer
- CIK 824468
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 17,092 entries on the cover page, a total value of $83,442,731,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $83,442,731,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 334,139 | $5,526,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 336,535 | $5,509,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 809,243 | $5,479,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 69,300 | $5,475,000 | thousands by filing date | put |
| ARRIS GROUP INC | 04270V106 | COM | 209,508 | $5,440,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 55,718 | $5,420,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 6,808,000 | $5,413,000 | thousands by filing date | principal |
| Vanguard Materials ETF | 92204A801 | SHS | 61,958 | $5,411,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 321,163 | $5,398,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC COM NEW | 38489R605 | REIT | 259,932 | $5,398,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 160,656 | $5,390,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 872,996 | $5,387,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 241,441 | $5,348,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 153,374 | $5,337,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 459,107 | $5,331,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 7,089,000 | $5,317,000 | thousands by filing date | principal |
| ATWOOD OCEANICS INC | 050095108 | COM | 358,623 | $5,311,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 415,211 | $5,303,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 342,291 | $5,295,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 48,242 | $5,286,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 8,385,000 | $5,283,000 | thousands by filing date | principal |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 5,245,000 | $5,271,000 | thousands by filing date | principal |
| RACKSPACE HOSTING INC | 750086100 | COM | 213,544 | $5,269,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 651,916 | $5,261,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 154,844 | $5,259,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 255,559 | $5,247,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 239,093 | $5,244,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 5,866,000 | $5,239,000 | thousands by filing date | principal |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 436,922 | $5,234,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 54,297 | $5,229,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 60,214 | $5,229,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 150,139 | $5,228,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 173,449 | $5,216,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 5,002,000 | $5,211,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 201,618 | $5,208,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 114,847 | $5,207,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 45,928 | $5,205,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 104,263 | $5,198,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 63,562 | $5,189,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 98,361 | $5,180,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 78,064 | $5,172,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 57,027 | $5,169,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 97,933 | $5,166,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 184,356 | $5,164,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 64,205 | $5,162,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 285,519 | $5,159,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 89,690 | $5,156,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 216,213 | $5,147,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 450,000 | $5,144,000 | thousands by filing date | call |
| REGAL REXNORD CORPORATION | 758750103 | COM | 91,087 | $5,143,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 65,609 | $5,136,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 115,971 | $5,121,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 144,131 | $5,119,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 58,114 | $5,106,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 86,339 | $5,103,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 80,483 | $5,095,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 62,905 | $5,085,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 58,997 | $5,084,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 101,684 | $5,082,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 757,726 | $5,077,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 115,280 | $5,047,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 46,020 | $5,042,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 259,160 | $5,031,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 5,412,000 | $5,017,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 4,967,000 | $5,010,000 | thousands by filing date | principal |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 5,117,426 | $5,005,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 73,137 | $4,984,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 351,300 | $4,982,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 192,766 | $4,967,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 193,600 | $4,956,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 207,702 | $4,948,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 4,900,000 | $4,946,000 | thousands by filing date | principal |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 132,621 | $4,934,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 77,530 | $4,930,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 488,552 | $4,915,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 216,854 | $4,907,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 176,301 | $4,904,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 142,127 | $4,894,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 200,000 | $4,888,000 | thousands by filing date | call |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 122,396 | $4,882,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 50,000 | $4,878,000 | thousands by filing date | put |
| iShares Global Healthcare ETF | 464287325 | SHS | 49,512 | $4,875,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 273,274 | $4,864,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 371,796 | $4,859,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 62,490 | $4,857,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 157,298 | $4,854,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 598,799 | $4,850,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 194,600 | $4,847,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 500,000 | $4,845,000 | thousands by filing date | call |
| iShares S&P 500 Value ETF | 464287408 | SHS | 57,588 | $4,839,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 76,806 | $4,836,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 62,500 | $4,835,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 192,519 | $4,835,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 297,307 | $4,834,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 321,939 | $4,833,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 386,200 | $4,828,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 1,366,513 | $4,824,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 376,850 | $4,820,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 255,201 | $4,818,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 464,078 | $4,794,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 267,691 | $4,791,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 64,460 | $4,777,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 463,135 | $4,776,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 437,533 | $4,774,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 564,225 | $4,773,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 160,549 | $4,742,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 65,915 | $4,739,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 258,272 | $4,721,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 134,515 | $4,676,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 725,339 | $4,641,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 136,587 | $4,637,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 156,112 | $4,633,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y140 | DLY RUSSIA BUL14 | 341,408 | $4,633,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 154,590 | $4,632,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 952,635 | $4,630,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 185,665 | $4,628,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 48,908 | $4,628,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 185,112 | $4,626,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 271,457 | $4,622,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 129,308 | $4,622,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 4,950,000 | $4,618,000 | thousands by filing date | principal |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 3,400,000 | $4,611,000 | thousands by filing date | principal |
| YAMANA GOLD INC | 98462Y100 | COM | 2,710,381 | $4,607,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 254,514 | $4,579,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 112,100 | $4,578,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 149,627 | $4,573,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 60,570 | $4,565,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 416,133 | $4,562,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 212,287 | $4,562,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 74,244 | $4,551,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 52,987 | $4,549,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 261,331 | $4,547,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 97,438 | $4,544,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 132,126 | $4,541,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 70,115 | $4,538,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 492,157 | $4,537,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 761,222 | $4,537,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 264,031 | $4,536,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 143,800 | $4,517,000 | thousands by filing date | call |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 117,232 | $4,506,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 136,836 | $4,501,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 121,913 | $4,499,000 | thousands by filing date | |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 5,095,000 | $4,484,000 | thousands by filing date | principal |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 80,219 | $4,471,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 110,247 | $4,455,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 534,675 | $4,454,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 51,033 | $4,450,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 163,261 | $4,446,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 122,883 | $4,438,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 160,072 | $4,438,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 170,888 | $4,423,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,150,331 | $4,417,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 47,626 | $4,411,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 275,734 | $4,406,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 35,358 | $4,392,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 4,877,000 | $4,389,000 | thousands by filing date | principal |
| TRANSUNION COM | 89400J107 | Stock | 173,679 | $4,363,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 1,059,010 | $4,358,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 337,000 | $4,354,000 | thousands by filing date | call |
| PACWEST BANCORP DEL | 695263103 | COM | 101,618 | $4,351,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 94,591 | $4,349,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 346,712 | $4,344,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 30,000 | $4,337,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 30,000 | $4,337,000 | thousands by filing date | call |
| ORBITAL ATK INC | 68557N103 | COM | 60,275 | $4,332,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 140,218 | $4,324,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 37,957 | $4,314,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 2,000,000 | $4,310,000 | thousands by filing date | principal |
| ROCKWELL MED INC | 774374102 | COM | 556,885 | $4,294,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 219,252 | $4,288,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 73,469 | $4,284,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 139,945 | $4,281,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 100,000 | $4,271,000 | thousands by filing date | put |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 366,400 | $4,254,000 | thousands by filing date | put |
| CAE INC COM | 124765108 | Stock | 399,793 | $4,245,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 666,574 | $4,233,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 58,863 | $4,231,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 4,505,000 | $4,223,000 | thousands by filing date | principal |
| MATADOR RES CO COM | 576485205 | Stock | 202,976 | $4,209,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 153,320 | $4,206,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 57,381 | $4,199,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 4,100,000 | $4,193,000 | thousands by filing date | principal |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 428,764 | $4,172,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 123,763 | $4,166,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 221,042 | $4,159,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 235,328 | $4,157,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 182,636 | $4,155,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 31,080 | $4,148,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 117,789 | $4,147,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 100,000 | $4,145,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 617,600 | $4,144,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 75,781 | $4,139,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 185,229 | $4,127,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 239,612 | $4,121,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 100,000 | $4,118,000 | thousands by filing date | call |
| QTS RLTY TR INC | 74736A103 | COM CL A | 94,172 | $4,114,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 94,041 | $4,106,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 100,000 | $4,096,000 | thousands by filing date | call |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 243,561 | $4,092,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 89,745 | $4,089,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 5,585,000 | $4,084,000 | thousands by filing date | principal |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 159,465 | $4,079,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 57,181 | $4,077,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 75,210 | $4,074,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 175,666 | $4,072,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 196,918 | $4,068,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 127,743 | $4,065,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 71,323 | $4,058,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 47,443 | $4,055,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 93,740 | $4,053,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 481,286 | $4,048,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 163,506 | $4,045,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 592,187 | $4,039,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 114,173 | $4,038,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 158,025 | $4,032,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 300,000 | $4,029,000 | thousands by filing date | put |
| GREENHILL & CO INC COM | 395259104 | Stock | 141,108 | $4,017,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 93,783 | $4,008,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 98,032 | $4,007,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 242,043 | $4,007,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 85,272 | $4,005,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 180,631 | $3,999,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 442,838 | $3,991,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 98,198 | $3,986,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 163,309 | $3,985,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 71,294 | $3,984,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 200,000 | $3,984,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 648,400 | $3,981,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 59,268 | $3,973,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 60,000 | $3,969,000 | thousands by filing date | call |
| SouthState Corp | 840441109 | Common Stock | 51,581 | $3,965,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 399,390 | $3,965,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 736,897 | $3,957,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 3,668 | $3,950,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 124,423 | $3,949,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 322,413 | $3,948,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 81,189 | $3,945,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 218,458 | $3,945,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 42,619 | $3,940,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 49,562 | $3,934,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K778 | SEMICONDUCT BEAR | 66,875 | $3,934,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 84,554 | $3,930,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 25,799 | $3,929,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 70,500 | $3,925,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 122,849 | $3,924,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 316,272 | $3,922,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 145,221 | $3,921,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 217,645 | $3,919,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 118,918 | $3,919,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 223,468 | $3,911,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 235,304 | $3,910,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 103,745 | $3,910,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 130,943 | $3,898,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 104,403 | $3,887,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 86,557 | $3,871,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 269,709 | $3,862,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 152,351 | $3,861,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 43,190 | $3,857,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 95,563 | $3,857,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 393,329 | $3,854,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 35,104 | $3,848,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 116,666 | $3,829,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 85,513 | $3,828,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 35,700 | $3,824,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 100,000 | $3,824,000 | thousands by filing date | put |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 27,262 | $3,814,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 138,642 | $3,810,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 597,200 | $3,798,000 | thousands by filing date | call |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 91,887 | $3,796,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 70,217 | $3,780,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 3,946,162 | $3,780,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 144,944 | $3,777,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 133,739 | $3,775,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 19,517 | $3,775,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 25,096 | $3,765,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 56,994 | $3,759,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,467,271 | $3,741,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 82,800 | $3,739,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 156,076 | $3,734,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 111,673 | $3,733,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 34,000 | $3,726,000 | thousands by filing date | put |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 48,581 | $3,720,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 175,689 | $3,719,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 130,000 | $3,713,000 | thousands by filing date | put |
| LACLEDE GROUP INC/THE | 505597104 | COM | 68,083 | $3,713,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 50,000 | $3,707,000 | thousands by filing date | call |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 435,543 | $3,706,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 102,423 | $3,703,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 411,581 | $3,692,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 84,453 | $3,692,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 86,359 | $3,685,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 181,385 | $3,682,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 20,000 | $3,674,000 | thousands by filing date | put |
| WATSCO INC COM | 942622200 | Stock | 30,947 | $3,666,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 88,576 | $3,662,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 145,000 | $3,657,000 | thousands by filing date | put |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 91,300 | $3,657,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 111,810 | $3,650,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 96,265 | $3,638,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 59,866 | $3,637,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 206,494 | $3,634,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 267,948 | $3,633,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 101,040 | $3,633,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 227,002 | $3,632,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 177,225 | $3,631,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 51,450 | $3,631,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 168,887 | $3,628,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 394,830 | $3,625,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 1,589,611 | $3,625,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 244,542 | $3,619,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 32,800 | $3,618,000 | thousands by filing date | call |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 262,131 | $3,617,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 510,406 | $3,610,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 100,968 | $3,609,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 155,127 | $3,597,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 132,944 | $3,597,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 79,701 | $3,592,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 553,198 | $3,590,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 3,615,000 | $3,581,000 | thousands by filing date | principal |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 123,437 | $3,567,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 125,004 | $3,564,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 195,299 | $3,557,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 280,550 | $3,552,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 40,000 | $3,550,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914109 | COM | 555,559 | $3,549,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 300,495 | $3,546,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 88,161 | $3,542,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 69,000 | $3,541,000 | thousands by filing date | call |
| CALAVO GROWERS INC | 128246105 | COM | 79,282 | $3,540,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAF6 | NOTE 1.750% 8/1 | 4,200,000 | $3,534,000 | thousands by filing date | principal |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 155,664 | $3,530,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 43,055 | $3,527,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 45,600 | $3,514,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 60,748 | $3,504,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 85,000 | $3,503,000 | thousands by filing date | put |
| iShares MSCI Frontier 100 | 464286145 | cs | 139,347 | $3,503,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 168,951 | $3,500,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 129,435 | $3,499,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 57,507 | $3,497,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 263,600 | $3,487,000 | thousands by filing date | call |
| VISTEON CORP | 92839U206 | COM NEW | 34,428 | $3,486,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 181,877 | $3,457,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 55,244 | $3,449,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 376,120 | $3,449,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 213,661 | $3,445,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 244,505 | $3,444,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 155,831 | $3,439,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 259,191 | $3,431,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 359,517 | $3,430,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 349,947 | $3,423,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 338,545 | $3,423,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 104,899 | $3,421,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 55,181 | $3,418,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 69,022 | $3,416,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 127,778 | $3,412,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 40,585 | $3,406,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 361,809 | $3,401,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 120,057 | $3,401,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 134,962 | $3,387,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 232,870 | $3,385,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 110,156 | $3,383,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 94,803 | $3,381,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 64,415 | $3,378,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 124,243 | $3,377,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 169,756 | $3,375,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 52,825 | $3,371,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 213,222 | $3,366,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 49,562 | $3,365,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 52,929 | $3,363,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 435,080 | $3,359,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 85,986 | $3,354,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 139,439 | $3,352,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 204,524 | $3,352,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 36,616 | $3,351,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 3,825,000 | $3,349,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 103,964 | $3,339,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 61,634 | $3,329,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 244,907 | $3,317,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 52,641 | $3,312,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 402,492 | $3,296,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 60,000 | $3,294,000 | thousands by filing date | call |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 37,918 | $3,293,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 3,565,000 | $3,289,000 | thousands by filing date | principal |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 84,971 | $3,288,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 5,697 | $3,287,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 136,654 | $3,284,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 201,337 | $3,282,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 216,456 | $3,282,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 315,102 | $3,277,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 47,001 | $3,276,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 126,783 | $3,275,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 99,553 | $3,273,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 225,788 | $3,263,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 2,006,104 | $3,250,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 208,988 | $3,250,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 152,200 | $3,248,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 142,987 | $3,247,000 | thousands by filing date | call |
| DONALDSON INC COM | 257651109 | Stock | 115,557 | $3,245,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 128,033 | $3,242,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 3,602,000 | $3,239,000 | thousands by filing date | principal |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 94,500 | $3,235,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 133,087 | $3,225,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 141,374 | $3,221,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 120,843 | $3,202,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 244,892 | $3,184,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 166,395 | $3,183,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 153,921 | $3,180,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 50,000 | $3,174,000 | thousands by filing date | put |
| LADDER CAP CORP CL A | 505743104 | REIT | 221,560 | $3,172,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 63,900 | $3,170,000 | thousands by filing date | put |
| ICF INTL INC | 44925C103 | COM | 104,348 | $3,170,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 45,000 | $3,167,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 110,247 | $3,167,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 115,104 | $3,167,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 199,327 | $3,167,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 119,292 | $3,166,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 49,818 | $3,162,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 175,780 | $3,158,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 463,415 | $3,156,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 69,519 | $3,151,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 74,951 | $3,148,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 31,363 | $3,146,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 243,500 | $3,146,000 | thousands by filing date | put |
| Lineage, Inc. | 536020100 | COM | 1,168,393 | $3,143,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 36,971 | $3,142,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 75,852 | $3,140,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 14,499 | $3,135,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 80,000 | $3,133,000 | thousands by filing date | put |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 3,175,000 | $3,131,000 | thousands by filing date | principal |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 49,547 | $3,123,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 100,000 | $3,122,000 | thousands by filing date | put |
| VIMICRO INTL CORP | 92718N109 | ADR | 250,003 | $3,115,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 45,485 | $3,113,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 41,773 | $3,112,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 113,047 | $3,108,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 43,477 | $3,106,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 73,776 | $3,105,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 98,120 | $3,102,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 1,460,000 | $3,100,000 | thousands by filing date | principal |
| NETGEAR INC | 64111Q104 | COM | 106,196 | $3,098,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 495,500 | $3,097,000 | thousands by filing date | call |
| MVC CAPITAL INC | 553829102 | COM | 376,651 | $3,092,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 15,059 | $3,091,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 314,945 | $3,086,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 43,432 | $3,080,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 331,370 | $3,078,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 410,745 | $3,077,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 71,588 | $3,072,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 93,665 | $3,069,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 106,000 | $3,067,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 109,900 | $3,064,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 76,975 | $3,058,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 2,354,000 | $3,050,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 2,783,000 | $3,049,000 | thousands by filing date | principal |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 260,669 | $3,041,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 35,294 | $3,041,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 148,927 | $3,041,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 458,838 | $3,038,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 35,799 | $3,037,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 515,663 | $3,032,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 517,562 | $3,023,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 387,260 | $3,021,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 50,000 | $3,020,000 | thousands by filing date | call |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 15,606 | $3,020,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 44,992 | $3,015,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 98,426 | $3,010,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 100,000 | $3,002,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 138,343 | $2,996,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 20,317 | $2,993,000 | thousands by filing date | |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 2,950,000 | $2,987,000 | thousands by filing date | principal |
| G III APPAREL GROUP LTD | 36237H101 | COM | 48,373 | $2,983,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 31,068 | $2,976,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 59,059 | $2,969,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 70,000 | $2,965,000 | thousands by filing date | call |
| NEWMARKET CORP COM | 651587107 | Stock | 8,279 | $2,956,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 50,016 | $2,955,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 36,760 | $2,949,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 97,310 | $2,942,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 208,898 | $2,933,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 127,820 | $2,933,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 21,981 | $2,932,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 70,629 | $2,930,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 91,832 | $2,929,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 301,832 | $2,925,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 925,860 | $2,916,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 130,248 | $2,914,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 60,169 | $2,897,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 59,667 | $2,895,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 111,649 | $2,889,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 70,832 | $2,884,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 75,400 | $2,883,000 | thousands by filing date | call |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 195,106 | $2,876,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 68,704 | $2,873,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 81,964 | $2,871,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 176,747 | $2,850,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 33,682 | $2,847,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 30,509 | $2,847,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 152,102 | $2,843,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 133,506 | $2,829,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 3,660,000 | $2,821,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-041209 | this filing | 2015-11-13 | acceptance time not in the bulk data set |