13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 4,234 holding rows worth $83,442,731,000.
- Accession
- 0001140361-15-041209
- Filer
- CIK 824468
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 17,092 entries on the cover page, a total value of $83,442,731,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $83,442,731,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UTI WORLDWIDE INC | G87210103 | ORD | 178,538 | $819,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 16,045 | $816,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 18,192 | $815,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 37,017 | $815,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D456 | BACK ETN LK IDX | 62,249 | $815,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 20,664 | $814,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 28,478 | $814,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 43,841 | $814,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 463,870 | $812,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 50,424 | $811,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 69,224 | $811,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 21,827 | $810,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 31,520 | $810,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 63,437 | $810,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 184,607 | $810,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 53,657 | $808,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 31,960 | $805,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 22,697 | $805,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 250,950 | $805,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 43,862 | $805,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 40,160 | $804,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 35,497 | $802,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 14,940 | $802,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 80,652 | $798,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 49,288 | $797,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 11,425 | $796,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 22,202 | $796,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 24,793 | $795,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 32,941 | $794,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 28,738 | $792,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 253,885 | $792,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 3,502 | $791,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 906,000 | $791,000 | thousands by filing date | principal |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 40,915 | $789,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 30,427 | $787,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 159,212 | $787,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 48,627 | $786,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 101,382 | $786,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 2,710,480 | $786,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 50,793 | $785,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 74,201 | $785,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 46,272 | $785,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 7,640 | $784,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 49,772 | $784,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 11,699 | $784,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 883,000 | $784,000 | thousands by filing date | principal |
| TUMI HLDGS INC | 89969Q104 | COM | 44,498 | $783,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 24,094 | $783,000 | thousands by filing date | |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 18,418 | $783,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 22,559 | $782,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 35,906 | $782,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 22,282 | $780,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 102,238 | $780,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 20,207 | $779,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 155,026 | $779,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 56,169 | $779,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 34,083 | $779,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 134,338 | $779,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 112,577 | $778,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 17,938 | $776,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 35,738 | $776,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 15,074 | $776,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 73,456 | $775,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 28,560 | $774,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 899,842 | $774,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 83,069 | $774,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 29,865 | $773,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 55,088 | $772,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 28,196 | $769,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 73,061 | $768,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 41,743 | $768,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 810,000 | $768,000 | thousands by filing date | principal |
| POPEYES LA KITCHEN INC | 732872106 | COM | 13,614 | $767,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 35,799 | $765,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 27,874 | $765,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 18,098 | $763,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 31,003 | $762,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 34,668 | $760,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 58,056 | $760,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 34,802 | $759,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 31,818 | $759,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 21,930 | $758,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 38,364 | $756,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 39,315 | $753,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 60,526 | $753,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 67,394 | $753,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 28,619 | $752,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 47,532 | $752,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 23,048 | $752,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 22,167 | $751,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 650,000 | $751,000 | thousands by filing date | principal |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 502,000 | $751,000 | thousands by filing date | principal |
| CALERES INC | 129500104 | COM | 24,560 | $750,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 42,314 | $748,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 25,900 | $746,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 44,632 | $746,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 24,174 | $745,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 15,283 | $744,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 14,621 | $744,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 30,736 | $743,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 25,000 | $743,000 | thousands by filing date | call |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 15,000 | $743,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 66,478 | $742,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 20,350 | $741,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 84,232 | $738,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 23,420 | $736,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 12,629 | $734,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 64,321 | $734,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 121,258 | $734,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 16,647 | $733,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 79,000 | $731,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 15,434 | $730,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 49,845 | $730,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 118,055 | $726,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 67,159 | $725,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 43,801 | $723,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 42,116 | $722,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 49,939 | $722,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 13,135 | $722,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 38,415 | $721,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 34,258 | $721,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 12,891 | $717,000 | thousands by filing date | |
| RAS 4 10/1/33 | 749227AB0 | Bond 30/360P2 U | 860,000 | $716,000 | thousands by filing date | principal |
| HEARTLAND EXPRESS INC | 422347104 | COM | 35,830 | $715,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 22,479 | $712,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 52,255 | $712,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 28,800 | $710,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 7,875 | $707,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 16,985 | $706,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 32,321 | $706,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 113,343 | $705,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 16,282 | $705,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 91,586 | $704,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 23,238 | $703,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 93,658 | $703,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 17,323 | $702,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,402 | $701,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 134,750 | $701,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 93,369 | $701,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 9,036 | $699,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 56,726 | $698,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 38,427 | $697,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 118,079 | $697,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 10,700 | $695,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 217,271 | $695,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 239,210 | $694,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 34,873 | $694,000 | thousands by filing date | call |
| SUNE 2 10/01/18 | 86732YAC3 | Bond 30/360P2 U | 920,000 | $693,000 | thousands by filing date | principal |
| CHEMOCENTRYX INC | 16383L106 | COM | 114,106 | $691,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 41,388 | $691,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 60,650 | $689,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 31,567 | $689,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 133,707 | $689,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 37,769 | $687,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 41,608 | $685,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 16,299 | $685,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 118,650 | $684,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 38,592 | $683,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 52,490 | $683,000 | thousands by filing date | |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 980,000 | $682,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 56,378 | $681,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 70,848 | $679,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 27,164 | $678,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 10,432 | $677,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 15,511 | $677,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 86,896 | $676,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 50,946 | $676,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 18,843 | $675,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 150,000 | $675,000 | thousands by filing date | put |
| DYNEX CAP INC | 26817Q506 | COM NEW | 102,640 | $674,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 33,789 | $673,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 67,621 | $672,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 23,173 | $671,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 39,601 | $669,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 16,837 | $668,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 15,470 | $667,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 15,372 | $667,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 15,762 | $666,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 8,424 | $666,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 47,981 | $666,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 40,653 | $666,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 37,101 | $664,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 37,753 | $663,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 27,488 | $663,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 32,994 | $661,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 6,156 | $659,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,753 | $658,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 26,129 | $657,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 26,707 | $656,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 32,328 | $656,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 54,839 | $654,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 40,215 | $654,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 12,914 | $652,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 19,157 | $652,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 21,287 | $651,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 16,108 | $651,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 89,170 | $650,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 16,763 | $649,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 65,719 | $649,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 759,000 | $648,000 | thousands by filing date | principal |
| DOT HILL SYS CORP | 25848T109 | COM | 66,551 | $648,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 42,787 | $646,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 31,367 | $644,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 8,506 | $644,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 75,293 | $643,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 164,453 | $643,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 7,955 | $641,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 17,537 | $641,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 40,802 | $641,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 30,837 | $640,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 100,000 | $639,000 | thousands by filing date | put |
| CONSTANT CONTACT INC | 210313102 | COM | 26,385 | $639,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 24,600 | $638,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 92,596 | $638,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 39,835 | $638,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 43,510 | $636,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 33,494 | $635,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 47,506 | $635,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 23,011 | $635,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 7,080 | $633,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 75,600 | $632,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 35,788 | $632,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 21,126 | $631,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 14,971 | $631,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 51,904 | $630,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 15,909 | $628,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 38,691 | $628,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 29,269 | $628,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 24,593 | $627,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 33,721 | $626,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 47,415 | $626,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 16,279 | $625,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 28,073 | $625,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 162,090 | $623,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 10,633 | $623,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 38,887 | $621,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 40,671 | $621,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 27,256 | $621,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 17,881 | $619,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 17,665 | $619,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 30,873 | $619,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 12,412 | $618,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 585,665 | $616,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 44,825 | $616,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 99,940 | $616,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 44,723 | $615,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 650,000 | $615,000 | thousands by filing date | principal |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 31,883 | $613,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 60,484 | $613,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 232,779 | $613,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 44,616 | $613,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 8,503 | $613,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 15,293 | $612,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 14,230 | $611,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 686,000 | $609,000 | thousands by filing date | principal |
| CALGON CARBON CORP | 129603106 | COM | 38,956 | $607,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 10,000 | $607,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 42,083 | $606,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 17,861 | $606,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 17,140 | $606,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 69,805 | $606,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 29,505 | $605,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 18,574 | $603,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 22,013 | $603,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 132,038 | $602,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 107,839 | $602,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 35,397 | $600,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 49,053 | $600,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 46,400 | $599,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 34,462 | $598,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 24,343 | $597,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 26,907 | $595,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 38,521 | $595,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 31,302 | $595,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 50,904 | $594,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 99,264 | $594,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 33,389 | $594,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 23,696 | $592,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 10,500 | $590,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 58,759 | $588,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 12,606 | $587,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 682,000 | $587,000 | thousands by filing date | principal |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 612,000 | $587,000 | thousands by filing date | principal |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 47,607 | $585,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 13,900 | $583,000 | thousands by filing date | call |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 16,110 | $581,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 14,700 | $581,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 26,056 | $580,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 19,570 | $580,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 90,266 | $579,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 17,174 | $579,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 38,500 | $576,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 49,283 | $576,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 92,935 | $574,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 110,303 | $574,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 79,756 | $573,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 12,356 | $573,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 630,000 | $573,000 | thousands by filing date | principal |
| REPLIGEN CORP COM | 759916109 | Stock | 20,577 | $572,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 34,652 | $571,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 30,000 | $571,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 51,805 | $568,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 46,940 | $568,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 36,480 | $567,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 45,616 | $567,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 22,520 | $567,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 32,740 | $566,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 39,816 | $563,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 18,767 | $563,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 58,130 | $561,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 19,749 | $561,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 184,886 | $561,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 19,633 | $560,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 32,942 | $560,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 62,214 | $559,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 47,685 | $559,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 73,896 | $559,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 10,000 | $559,000 | thousands by filing date | put |
| ENPRO INC | 29355X107 | COM | 14,205 | $557,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 27,074 | $557,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 55,171 | $556,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 29,415 | $555,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 46,861 | $555,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 6,293 | $554,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 46,518 | $553,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 107,236 | $553,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 18,165 | $552,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 38,771 | $552,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 53,304 | $552,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 80,051 | $552,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 12,900 | $550,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 13,168 | $550,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 82,777 | $550,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 11,113 | $550,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 203,196 | $548,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 36,017 | $547,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 55,691 | $546,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 105,209 | $545,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 26,438 | $545,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 41,298 | $543,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 102,028 | $542,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 18,231 | $541,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 48,693 | $541,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 17,983 | $539,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 30,293 | $539,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 19,680 | $539,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 27,346 | $538,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 287,977 | $538,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 17,905 | $536,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 4,000 | $535,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 38,902 | $532,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 24,902 | $531,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 130,452 | $531,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 39,502 | $531,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 60,472 | $530,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 39,440 | $530,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 6,800 | $529,000 | thousands by filing date | call |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 34,148 | $528,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 27,719 | $526,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 15,731 | $525,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 51,500 | $522,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 6,151 | $521,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 37,682 | $520,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 33,103 | $517,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 28,759 | $515,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 420,603 | $513,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 28,513 | $510,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 4,846,000 | $509,000 | thousands by filing date | principal |
| ORTHOFIX INTL N V | N6748L102 | COM | 15,092 | $509,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 10,948 | $508,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 32,517 | $508,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 32,893 | $508,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 62,652 | $507,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 12,317 | $507,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 38,636 | $507,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 102,483 | $507,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 12,611 | $506,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 17,461 | $506,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 37,840 | $506,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 21,732 | $505,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 33,255 | $504,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 8,380 | $504,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 25,947 | $503,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 26,835 | $501,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 30,407 | $501,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 31,396 | $500,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 29,547 | $500,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 18,215 | $500,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 7,386 | $499,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 11,072 | $497,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 22,678 | $497,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 11,221 | $497,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 6,900 | $496,000 | thousands by filing date | call |
| PROSHARES | 74347R503 | COMMON STOCK | 22,007 | $496,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 45,217 | $496,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 8,549 | $495,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 516,000 | $495,000 | thousands by filing date | principal |
| NRG YIELD INC | 62942X405 | CL C | 42,491 | $494,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 53,932 | $491,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 12,199 | $491,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 12,277 | $491,000 | thousands by filing date | |
| SOUFUN HLDGS LTD | 836034AB4 | NOTE 2.000%12/1 | 515,000 | $491,000 | thousands by filing date | principal |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 14,295 | $490,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 19,396 | $490,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 26,447 | $490,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 35,574 | $489,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 16,161 | $489,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 41,460 | $489,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 15,217 | $489,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 11,625 | $486,000 | thousands by filing date | |
| YY INC | 98426TAB2 | NOTE 2.250 4/0 | 520,000 | $486,000 | thousands by filing date | principal |
| INTREPID POTASH INC | 46121Y102 | COM | 87,793 | $485,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 16,350 | $485,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 28,020 | $485,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 10,720 | $484,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 31,811 | $484,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 37,987 | $484,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 34,280 | $484,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 50,000 | $483,000 | thousands by filing date | call |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 26,187 | $483,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 93,990 | $481,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 300,000 | $481,000 | thousands by filing date | principal |
| FABRINET SHS | G3323L100 | Stock | 26,165 | $480,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 39,167 | $480,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 34,116 | $479,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 6,469 | $478,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 28,700 | $478,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 12,055 | $477,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 36,923 | $477,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 10,000 | $477,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 45,590 | $476,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 23,204 | $476,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 7,251 | $475,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 25,295 | $475,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 47,994 | $474,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 19,896 | $473,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 13,904 | $473,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 13,536 | $472,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 140,979 | $472,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 4,366 | $471,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 16,624 | $470,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 10,763 | $470,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 20,999 | $470,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 27,893 | $468,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 6,907 | $468,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 24,295 | $468,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 15,581 | $467,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 5,013 | $466,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 220,548 | $466,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 12,085 | $465,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 7,008 | $465,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 51,539 | $465,000 | thousands by filing date | |
| JARDEN CORP | 471109AL2 | NOTE 1.500 6/1 | 347,000 | $465,000 | thousands by filing date | principal |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 27,460 | $464,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 241,721 | $463,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 19,421 | $463,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 26,760 | $462,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 34,510 | $462,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 23,008 | $461,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 71,166 | $461,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 13,686 | $459,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 17,100 | $457,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 8,538 | $456,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 309,062 | $456,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 9,661 | $455,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 14,238 | $454,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 91,781 | $454,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 35,295 | $454,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 12,167 | $453,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 1,888,784 | $453,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 33,422 | $452,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 63,416 | $450,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 81,615 | $449,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 13,517 | $449,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 27,899 | $449,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 21,808 | $448,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 71,784 | $446,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 4,681 | $445,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 11,635 | $445,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 17,640 | $445,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 126,317 | $445,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 12,975 | $444,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 131,773 | $442,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 13,183 | $442,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 11,335 | $441,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 72,347 | $441,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 32,494 | $441,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 11,297 | $440,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 53,149 | $440,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 25,741 | $440,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 41,550 | $439,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 74,604 | $439,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 23,750 | $438,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 68,465 | $438,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 54,975 | $434,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 16,500 | $433,000 | thousands by filing date | call |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 8,634 | $432,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 67,008 | $431,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 17,755 | $430,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 13,297 | $430,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-041209 | this filing | 2015-11-13 | acceptance time not in the bulk data set |