13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 4,234 holding rows worth $83,442,731,000.
- Accession
- 0001140361-15-041209
- Filer
- CIK 824468
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 17,092 entries on the cover page, a total value of $83,442,731,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $83,442,731,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ORBCOMM INC | 68555P100 | COM | 28,605 | $160,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 183,775 | $160,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 12,778 | $159,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 14,136 | $159,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 300,000 | $159,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 93,715 | $159,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 54,659 | $158,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 150,000 | $158,000 | thousands by filing date | put |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 17,799 | $157,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 15,595 | $156,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 59,495 | $156,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 24,212 | $156,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 12,979 | $156,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 84,500 | $155,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 31,955 | $154,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 324,557 | $152,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 11,939 | $152,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 11,781 | $152,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 10,226 | $152,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 103,173 | $151,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 35,372 | $150,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 11,500 | $150,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 20,645 | $150,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 11,618 | $149,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 15,492 | $147,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 165,000 | $147,000 | thousands by filing date | principal |
| JIVE SOFTWARE INC | 47760A108 | COM | 31,291 | $146,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 16,342 | $146,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 39,156 | $145,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 10,052 | $145,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 39,078 | $144,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 14,067 | $144,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 28,500 | $144,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 136,987 | $144,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 10,168 | $143,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 10,018 | $143,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 24,038 | $143,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 67,826 | $143,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 202,181 | $143,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 98,171 | $143,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 10,224 | $142,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 60,612 | $141,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 13,097 | $141,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 81,559 | $140,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 16,365 | $139,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 17,518 | $138,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 10,108 | $137,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 13,781 | $137,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 24,436 | $136,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 55,321 | $136,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 16,495 | $135,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 12,171 | $134,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 15,808 | $133,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 18,640 | $133,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 29,842 | $132,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 23,509 | $132,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 37,973 | $130,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 39,439 | $129,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 22,392 | $129,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 47,007 | $128,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 17,519 | $128,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 10,400 | $128,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 22,244 | $127,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 14,000 | $127,000 | thousands by filing date | call |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 31,970 | $126,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 26,143 | $126,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 13,955 | $126,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 11,365 | $126,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 10,955 | $125,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 10,518 | $124,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 22,971 | $123,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 25,000 | $122,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 27,158 | $122,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 21,794 | $121,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 34,568 | $119,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 19,765 | $118,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 34,301 | $118,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 14,249 | $117,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 18,600 | $116,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 18,412 | $115,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 15,577 | $115,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 12,551 | $115,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 13,575 | $114,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 19,213 | $112,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 78,752 | $112,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 49,300 | $112,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 61,291 | $111,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 16,140 | $110,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 63,504 | $109,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 14,506 | $107,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 10,986 | $106,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 17,227 | $105,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 34,687 | $104,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 11,072 | $104,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 13,370 | $102,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 29,145 | $101,000 | thousands by filing date | |
| AMRN 3.5 1/32 | 220480AB3 | Bond 30/360P2 U | 110,000 | $101,000 | thousands by filing date | principal |
| ENERNOC INC | 292764107 | COMMON STOCK | 12,819 | $100,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 95,100 | $100,000 | thousands by filing date | call |
| PARK STERLING CORP | 70086Y105 | COM | 14,693 | $100,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 31,667 | $99,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 30,000 | $99,000 | thousands by filing date | put |
| AH RLTY TR INC | 04208T108 | COM | 10,073 | $98,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 24,283 | $98,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 12,100 | $98,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 10,464 | $98,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 22,471 | $97,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 20,877 | $96,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 249,662 | $95,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 34,157 | $94,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 10,959 | $94,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 14,884 | $93,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 10,754 | $92,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 14,024 | $92,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 76,602 | $91,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 13,491 | $90,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 127,581 | $89,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 25,870 | $89,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 17,723 | $89,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 12,540 | $88,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 11,000 | $88,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 100,000 | $88,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 37,800 | $86,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 14,029 | $86,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 219,041 | $85,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 13,672 | $84,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 10,524 | $82,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 12,920 | $81,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 11,132 | $81,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 10,257 | $80,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 15,214 | $80,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 11,386 | $79,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 42,481 | $79,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 31,664 | $78,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 11,603 | $78,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 12,204 | $77,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 39,990 | $77,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 11,257 | $77,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 23,235 | $77,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 10,541 | $75,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 33,607 | $74,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 15,591 | $73,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 48,215 | $71,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 45,208 | $71,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 122,143 | $71,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 33,554 | $71,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 15,833 | $70,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 11,792 | $70,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 34,872 | $70,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 67,634 | $69,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 90,296 | $68,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 19,768 | $67,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 68,923 | $67,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 21,160 | $66,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 12,663 | $66,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 74,374 | $65,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 25,312 | $64,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 17,926 | $63,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 31,142 | $61,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 13,140 | $60,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 96,949 | $59,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 26,662 | $58,000 | thousands by filing date | |
| 6D Global Tech Inc | 83002F100 | COM | 19,702 | $58,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 12,665 | $57,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 10,205 | $57,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 32,096 | $56,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 11,078 | $54,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 10,066 | $54,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 13,382 | $54,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 13,249 | $53,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 63,631 | $53,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 100,000 | $53,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 12,824 | $52,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 12,231 | $51,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 36,150 | $50,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 109,913 | $49,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 16,991 | $49,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 10,006 | $48,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 20,254 | $48,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 26,262 | $48,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 15,771 | $48,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 36,898 | $47,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 40,413 | $46,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 13,985 | $46,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 63,380 | $45,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 14,217 | $45,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 11,782 | $44,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 19,979 | $44,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 85,315 | $44,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 15,737 | $43,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 14,491 | $43,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 12,851 | $40,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 10,380 | $39,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 10,214 | $38,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 41,423 | $38,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 11,918 | $37,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 11,887 | $36,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 13,631 | $36,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 16,355 | $35,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 11,398 | $35,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 11,811 | $34,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 26,678 | $33,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 17,779 | $33,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 11,814 | $33,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 70,766 | $33,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 50,752 | $31,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 29,398 | $29,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 14,824 | $29,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 12,859 | $28,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 13,162 | $28,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 12,561 | $28,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 76,761 | $28,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 14,168 | $26,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 25,892 | $25,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 12,615 | $25,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 11,046 | $24,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 18,362 | $24,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 70,085 | $24,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 15,844 | $24,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 17,617 | $23,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 13,809 | $23,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 10,290 | $22,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 13,409 | $22,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 11,887 | $21,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 11,127 | $21,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 19,801 | $19,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 16,775 | $16,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 20,777 | $16,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 14,644 | $14,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 11,000 | $9,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 15,492 | $6,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 14,000 | $4,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 17,768 | $3,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 15,960 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-041209 | this filing | 2015-11-13 | acceptance time not in the bulk data set |