13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 4,234 holding rows worth $83,442,731,000.
- Accession
- 0001140361-15-041209
- Filer
- CIK 824468
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 17,092 entries on the cover page, a total value of $83,442,731,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $83,442,731,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,906 | $430,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 14,461 | $430,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 16,048 | $430,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 45,425 | $430,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 21,034 | $429,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 8,982 | $429,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 750,000 | $429,000 | thousands by filing date | principal |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 8,711 | $428,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 73,505 | $426,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 26,119 | $424,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 43,111 | $424,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 20,948 | $422,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 15,520 | $422,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 6,849 | $422,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 14,190 | $422,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 34,521 | $420,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 18,673 | $420,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,144 | $418,000 | thousands by filing date | |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 27,976 | $418,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 22,524 | $417,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 27,895 | $417,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 23,318 | $416,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 6,967 | $416,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 112,612 | $415,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 17,450 | $415,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 500,000 | $415,000 | thousands by filing date | principal |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 12,789 | $414,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 93,605 | $414,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 17,241 | $414,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 16,072 | $414,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 23,706 | $413,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 12,007 | $412,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 25,213 | $412,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 16,804 | $412,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 28,639 | $412,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 32,260 | $412,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 148,805 | $411,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 33,715 | $411,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 61,038 | $411,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 133 | $410,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 21,094 | $410,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 33,625 | $410,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 39,115 | $410,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 400,000 | $409,000 | thousands by filing date | principal |
| GASLOG LTD | G37585109 | SHS | 42,479 | $408,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 15,087 | $407,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 17,322 | $406,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 24,308 | $406,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 5,029 | $406,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,600 | $404,000 | thousands by filing date | put |
| GIBRALTAR INDS INC | 374689107 | COM | 22,048 | $404,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 21,393 | $404,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 111,171 | $402,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 52,183 | $401,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 14,100 | $401,000 | thousands by filing date | put |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 400,000 | $401,000 | thousands by filing date | principal |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 17,453 | $400,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 10,739 | $400,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 64,242 | $400,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 42,085 | $399,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 14,540 | $395,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 15,371 | $395,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 13,604 | $395,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 24,488 | $395,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 8,450 | $395,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 16,401 | $394,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 15,415 | $393,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 22,790 | $393,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 9,187 | $392,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 16,952 | $392,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 9,067 | $392,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 21,165 | $390,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 56,516 | $389,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 75,827 | $389,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 398,490 | $388,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 27,972 | $388,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 5,693 | $387,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 18,278 | $387,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 17,731 | $386,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 14,946 | $386,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 102,347 | $385,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 35,308 | $385,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 400,000 | $384,000 | thousands by filing date | principal |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 16,293 | $383,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 85,425 | $382,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 10,004 | $382,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 16,221 | $381,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 9,041 | $381,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 10,062 | $381,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 11,677 | $381,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 10,798 | $379,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 12,134 | $379,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 43,391 | $379,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 216,559 | $379,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 4,400 | $378,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 29,946 | $378,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 20,260 | $376,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 26,779 | $376,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 9,664 | $375,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 3,195 | $375,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 54,501 | $370,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 19,543 | $369,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 77,004 | $369,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 44,595 | $368,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 5,308 | $367,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 816,015 | $367,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 17,600 | $365,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 35,545 | $365,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 37,917 | $364,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 686,516 | $364,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 16,586 | $363,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 23,151 | $362,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 11,046 | $360,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 3,571 | $359,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 26,569 | $359,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 3,966 | $358,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 85,730 | $358,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 9,681 | $358,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 12,108 | $358,000 | thousands by filing date | |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 60,454 | $358,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 28,072 | $356,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 20,970 | $356,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 56,758 | $356,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 66,863 | $356,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 80,111 | $356,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 3,000 | $353,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 3,000 | $353,000 | thousands by filing date | call |
| SUPERIOR INDS INTL INC | 868168105 | COM | 18,908 | $353,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 327,000 | $352,000 | thousands by filing date | principal |
| UNIFI INC | 904677200 | COM NEW | 11,722 | $350,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 42,171 | $350,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 26,078 | $349,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 8,979 | $348,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 13,283 | $347,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 23,647 | $347,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 40,589 | $347,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 50,893 | $345,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 11,201 | $345,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 19,742 | $344,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 32,500 | $343,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 40,000 | $340,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 17,045 | $339,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 20,231 | $339,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 8,462 | $339,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 14,869 | $338,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 16,714 | $338,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 33,784 | $338,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 140,000 | $337,000 | thousands by filing date | put |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 44,967 | $336,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 30,143 | $336,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 58,810 | $336,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 23,573 | $335,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 15,667 | $335,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 33,038 | $335,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 196,600 | $334,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 196,600 | $334,000 | thousands by filing date | call |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 31,483 | $332,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 107,064 | $332,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 20,615 | $331,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 29,218 | $330,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 5,702 | $330,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 12,362 | $330,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 25,188 | $330,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 8,533 | $329,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 18,087 | $329,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 23,337 | $329,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 55,875 | $328,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 7,762 | $327,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 58,653 | $327,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 30,553 | $327,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 73,817 | $326,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 74,233 | $325,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 44,850 | $325,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 796,944 | $325,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 13,846 | $324,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 10,282 | $323,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 97,157 | $323,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 29,985 | $322,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T308 | COMMON | 52,344 | $322,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 15,409 | $321,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 11,495 | $320,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 18,998 | $320,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 24,337 | $319,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 50,000 | $319,000 | thousands by filing date | put |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 10,239 | $316,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 19,811 | $316,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAH5 | NOTE 2.250% 3/3 | 315,000 | $315,000 | thousands by filing date | principal |
| MEDIFAST INC | 58470H101 | COM | 11,669 | $314,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 54,775 | $314,000 | thousands by filing date | call |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 14,846 | $313,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 17,927 | $313,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 8,172 | $313,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 5,798 | $313,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 4,933 | $311,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 4,802 | $311,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 68,634 | $311,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 13,595 | $308,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 2,425 | $307,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 13,809 | $307,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 21,935 | $307,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 53,486 | $306,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 39,175 | $305,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 16,437 | $305,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 16,559 | $304,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 4,680 | $303,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 11,066 | $303,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 5,626 | $303,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 312,143 | $303,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 13,102 | $302,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 200,000 | $302,000 | thousands by filing date | principal |
| RCS CAP CORP | 74937W102 | COM CL A | 372,064 | $302,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 33,591 | $302,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 21,256 | $301,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 21,084 | $301,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 46,525 | $301,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 53,153 | $301,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 9,521 | $299,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 6,316 | $299,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 13,837 | $298,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 37,220 | $298,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 10,132 | $298,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 20,164 | $297,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 37,787 | $297,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 11,789 | $296,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 12,548 | $295,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,578 | $294,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 11,893 | $294,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 25,000 | $293,000 | thousands by filing date | call |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 49,397 | $293,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 8,106 | $292,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 14,190 | $292,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 40,891 | $292,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 7,087 | $292,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 59,974 | $291,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,441 | $290,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 108,536 | $290,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 13,494 | $290,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 14,990 | $289,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 3,932 | $289,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 9,118 | $288,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 7,545 | $288,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 68,619 | $288,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 11,619 | $287,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 6,252 | $287,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 71,563 | $287,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,055 | $286,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 35,234 | $286,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 14,243 | $285,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 13,653 | $285,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 5,324 | $284,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 10,435 | $284,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 8,583 | $284,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 8,862 | $284,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 26,143 | $283,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 16,062 | $283,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 16,914 | $283,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 54,093 | $282,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 10,895 | $282,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 56,212 | $281,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 38,982 | $281,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 4,036 | $280,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 35,215 | $280,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 17,518 | $280,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 14,838 | $279,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 3,750 | $279,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 62,964 | $278,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 216,876 | $278,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 374,000 | $278,000 | thousands by filing date | principal |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 3,027 | $277,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 19,073 | $276,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 63,088 | $275,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 32,664 | $274,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 17,685 | $274,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 8,500 | $272,000 | thousands by filing date | put |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 8,900 | $272,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 13,519 | $272,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 300,000 | $271,000 | thousands by filing date | principal |
| ALAMO GROUP INC | 011311107 | COM | 5,760 | $270,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 58,166 | $268,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 22,373 | $267,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 75,693 | $267,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 16,392 | $267,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 124,859 | $266,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 9,189 | $265,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 10,430 | $264,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 10,834 | $264,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 20,458 | $263,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 9,350 | $263,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 29,605 | $262,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 10,014 | $262,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 12,365 | $261,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 45,866 | $261,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 106,095 | $261,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 42,361 | $260,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 5,533 | $260,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,681 | $259,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 3,488 | $259,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 18,253 | $259,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 47,663 | $259,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 99,785 | $259,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 6,884 | $256,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 8,955 | $255,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 4,381 | $255,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 9,989 | $255,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 16,591 | $255,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 1,948 | $255,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T100 | EXCH TRAD SPVXSP | 12,861 | $255,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 29,260 | $254,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 25,914 | $254,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 43,481 | $253,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013VAB4 | NOTE 7.000%12/1 | 255,000 | $253,000 | thousands by filing date | principal |
| LSB INDS INC | 502160104 | COM | 16,419 | $251,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,973 | $251,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 17,531 | $250,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 16,016 | $250,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 7,034 | $249,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 17,931 | $249,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 7,771 | $249,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 12,843 | $248,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 42,435 | $248,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 54,063 | $248,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 20,187 | $247,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 21,358 | $246,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 15,200 | $246,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 12,346 | $245,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 13,961 | $245,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 6,507 | $245,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 30,000 | $245,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 8,134 | $244,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 37,033 | $244,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 11,261 | $244,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 35,478 | $243,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 32,007 | $242,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 32,809 | $242,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 45,686 | $242,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 131,335 | $241,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 17,751 | $240,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 19,446 | $239,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 13,518 | $239,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 56,694 | $239,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 23,018 | $238,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 8,992 | $237,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 11,079 | $236,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 20,647 | $236,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 151,320 | $235,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 50,601 | $235,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 9,387 | $234,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,692 | $232,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 6,140 | $232,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 52,165 | $232,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 10,362 | $232,000 | thousands by filing date | |
| YODLEE INC | 98600P201 | COM | 14,368 | $232,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 18,013 | $231,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 65,025 | $231,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 93,177 | $231,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 23,403 | $231,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 26,983 | $230,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 12,557 | $230,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 8,836 | $229,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 21,172 | $229,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,488 | $228,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 25,039 | $228,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,851 | $228,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 122,467 | $228,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 26,880 | $228,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 13,983 | $228,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 26,271 | $228,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 39,035 | $227,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 84,912 | $227,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 245,639 | $226,000 | thousands by filing date | call |
| ROUNDY'S INC | 779268101 | COM | 97,335 | $226,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 22,865 | $226,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,161 | $224,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 74,915 | $224,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 9,500 | $224,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 23,096 | $224,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 17,288 | $223,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,910 | $222,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 10,922 | $222,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 54,389 | $222,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 8,000 | $222,000 | thousands by filing date | put |
| KMG CHEMICALS INC | 482564101 | COM | 11,516 | $222,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 13,196 | $221,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 27,400 | $221,000 | thousands by filing date | put |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 220,000 | $221,000 | thousands by filing date | principal |
| NATERA INC COM | 632307104 | Stock | 20,315 | $220,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 4,007 | $220,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 32,400 | $220,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 7,014 | $219,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 8,627 | $219,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 16,119 | $218,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 22,081 | $218,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 36,667 | $218,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 35,163 | $216,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 19,154 | $215,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 8,170 | $215,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 92,363 | $215,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 47,766 | $214,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 10,978 | $213,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,903 | $212,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 30,540 | $212,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 34,729 | $212,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 19,023 | $212,000 | thousands by filing date | |
| GCAP 4.1250 18 | 36268WAB6 | Bond 30/360P2 U | 225,000 | $212,000 | thousands by filing date | principal |
| VSE CORP COM | 918284100 | Stock | 5,257 | $210,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 11,656 | $210,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 20,776 | $209,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 14,697 | $208,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 17,450 | $208,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 13,524 | $208,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 7,692 | $207,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 23,806 | $206,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 9,349 | $206,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 101,277 | $206,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 13,336 | $205,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 5,771 | $205,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 15,797 | $205,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 9,482 | $204,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 35,289 | $203,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 36,502 | $203,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 21,084 | $203,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 10,000 | $202,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 30,929 | $202,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 9,300 | $201,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 7,407 | $200,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 32,869 | $200,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 33,607 | $200,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 66,345 | $200,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 15,334 | $199,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 17,089 | $199,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 16,300 | $198,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 177,665 | $198,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 22,286 | $197,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 26,667 | $197,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 13,319 | $196,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 52,260 | $196,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 11,370 | $195,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 21,887 | $193,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 16,430 | $191,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $191,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 360,641 | $191,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 26,430 | $190,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 11,584 | $190,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 19,068 | $189,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 53,594 | $189,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 13,724 | $187,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 11,130 | $187,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 29,856 | $186,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 29,261 | $186,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 16,161 | $186,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 27,118 | $185,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 14,847 | $184,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 13,056 | $184,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 11,371 | $184,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 11,500 | $182,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 12,026 | $182,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 15,997 | $182,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 249,164 | $182,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 15,797 | $182,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 32,258 | $181,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $180,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 12,811 | $179,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 33,364 | $179,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 20,000 | $179,000 | thousands by filing date | call |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 67,283 | $178,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T456 | ETN LKD 34 | 11,526 | $178,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 27,694 | $177,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 13,950 | $177,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 27,138 | $177,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 14,497 | $176,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 18,238 | $176,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 12,996 | $175,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 32,310 | $175,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 13,804 | $174,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 58,831 | $174,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 21,702 | $173,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 14,866 | $173,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 97,814 | $173,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 125,604 | $173,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 11,759 | $172,000 | thousands by filing date | |
| Abengoa Yield Plc | E0002VMY7 | ORD SHS | 400,000 | $172,000 | thousands by filing date | principal |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 16,395 | $170,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 21,863 | $169,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 12,265 | $169,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 15,067 | $168,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 30,232 | $168,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 12,731 | $167,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 27,303 | $167,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 52,405 | $166,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 20,127 | $166,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 16,235 | $165,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 23,417 | $165,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 10,732 | $164,000 | thousands by filing date | |
| Emerald Oil Inc | 29101U407 | Common Stock | 90,333 | $163,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 17,428 | $162,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 13,200 | $162,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 16,436 | $162,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 11,438 | $162,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 14,670 | $162,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $160,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-041209 | this filing | 2015-11-13 | acceptance time not in the bulk data set |