13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 6,700 holding rows worth $144,695,959,000.
- Accession
- 0001140361-15-032251
- Filer
- CIK 1000275
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 21,181 entries on the cover page, a total value of $144,695,959,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,695,959,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO MUN INCOME FD III | 72201A103 | COM | 30,200 | $322,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 4,500 | $321,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 13,158 | $321,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 14,696 | $320,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 26,857 | $320,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 96,018 | $320,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 3,365 | $319,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 5,522 | $319,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 12,461 | $319,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 12,263 | $319,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 6,357 | $318,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 11,917 | $316,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 7,982 | $316,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 18,100 | $316,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 3,900 | $316,000 | thousands by filing date | call |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 6,126 | $315,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 22,971 | $315,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 21,664 | $315,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 5,590 | $314,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 10,657 | $314,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 10,358 | $313,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 8,301 | $312,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 10,828 | $312,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 11,804 | $312,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 17,835 | $311,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 4,531 | $311,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 15,908 | $311,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 12,960 | $311,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 33,925 | $310,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 85,688 | $310,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 7,876 | $309,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 23,861 | $309,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 15,545 | $309,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 27,026 | $308,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 11,721 | $308,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 20,200 | $308,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 10,000 | $308,000 | thousands by filing date | call |
| CITY NATL CORP | 178566105 | COM | 3,407 | $308,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 292,992 | $308,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 26,688 | $307,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 22,800 | $307,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 16,307 | $307,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 16,546 | $306,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 9,784 | $306,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 14,409 | $306,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 33,810 | $305,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 8,443 | $304,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 5,685 | $304,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 12,958 | $303,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 14,803 | $303,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 5,294 | $302,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q736 | FDMTL EMKLODBT | 16,324 | $302,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 6,431 | $301,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 25,300 | $300,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 22,555 | $299,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 3,390 | $299,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 270,000 | $299,000 | thousands by filing date | principal |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 5,039 | $298,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 7,619 | $298,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 19,399 | $298,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 16,590 | $297,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 6,278 | $296,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 5,155 | $296,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 8,315 | $296,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 124,820 | $296,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 61,486 | $295,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 18,752 | $295,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 19,854 | $294,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 6,605 | $294,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 41,124 | $294,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 23,668 | $293,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 19,850 | $293,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 10,534 | $293,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 25,480 | $291,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 13,954 | $291,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 46,926 | $291,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 28,800 | $289,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 13,233 | $288,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 3,285 | $288,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 34,888 | $288,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 136,694 | $288,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 14,250 | $288,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 2,582 | $286,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 22,142 | $286,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 5,618 | $286,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 27,671 | $286,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 5,515 | $285,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 24,537 | $285,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 15,668 | $285,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 8,778 | $285,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 29,282 | $285,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 23,325 | $285,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 12,800 | $285,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 8,000 | $284,000 | thousands by filing date | put |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 11,450 | $284,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 65,284 | $284,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 27,500 | $283,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 10,030 | $283,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 13,257 | $282,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 8,728 | $282,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 11,326 | $282,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 4,970 | $281,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 50,000 | $281,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 10,633 | $281,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 13,602 | $281,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 8,045 | $281,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 8,735 | $281,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 2,589 | $281,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 270,000 | $281,000 | thousands by filing date | principal |
| ICAD INC | 44934S206 | COM NEW | 86,496 | $280,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 14,123 | $279,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 5,000 | $278,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 18,299 | $278,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 7,270 | $277,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 11,462 | $277,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 11,971 | $277,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 11,618 | $277,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 11,006 | $277,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 501,814 | $276,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 78,786 | $276,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 26,557 | $276,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 14,597 | $275,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 9,197 | $275,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 44,767 | $275,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 5,716 | $275,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 61,465 | $274,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 31,956 | $274,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 14,484 | $274,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 18,736 | $273,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 10,358 | $273,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 21,156 | $273,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 10,555 | $273,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 17,342 | $271,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 5,210 | $271,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 100,959 | $271,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 3,750 | $271,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 14,085 | $271,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 21,969 | $270,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 7,731 | $269,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 41,644 | $269,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 42,154 | $269,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 48,157 | $269,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 5,369 | $268,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 13,352 | $268,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 23,567 | $268,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 9,927 | $267,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 9,459 | $267,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 21,420 | $267,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 7,078 | $266,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 15,900 | $266,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 9,780 | $266,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 15,007 | $266,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 10,443 | $266,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 14,426 | $265,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,699 | $265,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 10,906 | $265,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 19,594 | $264,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 17,300 | $264,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 305,000 | $264,000 | thousands by filing date | principal |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 24,543 | $263,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 10,922 | $263,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 13,936 | $263,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 120,000 | $263,000 | thousands by filing date | call |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 100,237 | $263,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 19,830 | $263,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 23,263 | $263,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 25,258 | $260,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 21,767 | $260,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 5,377 | $260,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,296 | $259,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 12,475 | $259,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 4,398 | $258,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 9,970 | $258,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 42,604 | $258,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 12,626 | $257,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 20,033 | $257,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 6,379 | $257,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 3,496 | $256,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 24,360 | $256,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 500 | $255,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 13,322 | $255,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 35,387 | $255,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 24,515 | $255,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 10,380 | $255,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 26,600 | $254,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 13,211 | $254,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 19,914 | $253,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 18,485 | $252,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 11,145 | $251,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 10,439 | $251,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 28,965 | $251,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 37,051 | $251,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,063 | $250,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,451 | $250,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 9,494 | $250,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 13,697 | $249,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 21,387 | $249,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 2,138 | $249,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 77,115 | $249,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 11,998 | $249,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 39,253 | $249,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 4,322 | $249,000 | thousands by filing date | |
| HORIZONS ETF TR | 44052C108 | KOREA KOSP 200 | 7,628 | $249,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 6,107 | $247,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 12,873 | $247,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 14,469 | $246,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 6,502 | $246,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 16,019 | $246,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 7,566 | $246,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 11,572 | $246,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 9,392 | $246,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 5,862 | $245,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 4,797 | $245,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 7,384 | $245,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 16,854 | $244,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 4,375 | $244,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,547 | $243,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 7,839 | $243,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 70,615 | $243,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 199,000 | $243,000 | thousands by filing date | principal |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 15,346 | $242,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 5,983 | $242,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 15,890 | $242,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 16,861 | $242,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 21,882 | $242,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 62,368 | $241,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 16,835 | $241,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 22,411 | $240,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 17,067 | $240,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 6,474 | $240,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 9,848 | $240,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 32,045 | $240,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 5,489 | $239,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 18,914 | $239,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 65,200 | $239,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 8,678 | $238,000 | thousands by filing date | |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 7,646 | $238,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 10,000 | $237,000 | thousands by filing date | call |
| MONROE CAPITAL CORP | 610335101 | COM | 15,925 | $237,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 14,400 | $237,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 18,938 | $237,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 15,503 | $237,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 108,290 | $237,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 58,860 | $237,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 15,822 | $237,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 21,220 | $236,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 18,600 | $236,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 6,317 | $236,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 5,778 | $236,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,600 | $235,000 | thousands by filing date | call |
| HEALTHCARE | 42225P501 | CL A NEW | 9,817 | $235,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 12,807 | $235,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 12,509 | $234,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 3,423 | $234,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 21,262 | $234,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 15,382 | $234,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 16,400 | $234,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 13,891 | $234,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 7,666 | $234,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 28,607 | $233,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 114,874 | $233,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 7,411 | $232,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 7,000 | $232,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 14,473 | $232,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 17,175 | $231,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 8,340 | $231,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 7,041 | $230,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 25,702 | $230,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 4,530 | $229,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 2,669 | $229,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 15,553 | $228,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 13,469 | $228,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 20,849 | $228,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 17,725 | $227,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 18,479 | $227,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 566,794 | $227,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 25,328 | $226,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 4,114 | $226,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 18,500 | $226,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 7,237 | $226,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 37,677 | $225,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 9,166 | $225,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 4,234 | $225,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 36,500 | $225,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,000 | $224,000 | thousands by filing date | put |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 12,328 | $224,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 5,206 | $224,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 11,188 | $223,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 17,496 | $223,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 44,523 | $222,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 35,000 | $221,000 | thousands by filing date | call |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 136,104 | $221,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 2,667 | $221,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 8,400 | $221,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 4,124 | $221,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 2,455 | $221,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 16,481 | $221,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 7,651 | $220,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 13,401 | $220,000 | thousands by filing date | |
| NISOURCE INC - W/I | 65473P113 | Common Stock | 13,200 | $220,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 9,664 | $219,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 22,250 | $219,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 6,769 | $218,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 4,568 | $218,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 3,325 | $218,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 3,936 | $217,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 12,886 | $217,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 8,470 | $217,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 3,261 | $216,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 3,465 | $216,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 30,134 | $216,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 9,152 | $215,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 2,503 | $215,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 18,348 | $215,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 14,631 | $214,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 25,615 | $214,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 8,289 | $214,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 8,829 | $214,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 16,819 | $213,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 4,031 | $212,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,941 | $212,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 41,782 | $212,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 3,767 | $212,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 19,418 | $212,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 20,350 | $212,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 13,482 | $211,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 5,550 | $211,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 10,374 | $210,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 5,112 | $210,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 10,000 | $210,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 5,257 | $209,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 21,364 | $209,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 9,623 | $209,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 3,957 | $208,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 5,774 | $208,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 42,653 | $207,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 10,185 | $207,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 14,168 | $207,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 23,070 | $206,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 12,267 | $206,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 54,600 | $205,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 26,118 | $205,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 13,193 | $205,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 12,506 | $204,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 12,374 | $204,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 30,286 | $204,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 59,209 | $204,000 | thousands by filing date | |
| RevShares Ultra Dividend Fund | 761396886 | COM | 7,068 | $204,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,662 | $203,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 8,847 | $203,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 16,138 | $203,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 13,142 | $203,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 50,001 | $203,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 6,879 | $203,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 100,000 | $203,000 | thousands by filing date | principal |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 24,002 | $202,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 10,191 | $202,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 7,760 | $202,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 28,400 | $202,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 19,955 | $202,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 4,622 | $201,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 13,337 | $201,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 12,704 | $201,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 43,402 | $201,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,312 | $200,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 11,390 | $200,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 9,007 | $200,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 12,080 | $200,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 6,250 | $200,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 3,779 | $200,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 2,881 | $200,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 7,697 | $199,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R437 | MSCI IN QLT DI | 4,333 | $199,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 7,718 | $198,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 2,889 | $198,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 6,502 | $198,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 10,027 | $198,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 8,016 | $198,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 22,134 | $197,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 9,133 | $197,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 10,942 | $197,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,470 | $196,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 11,505 | $196,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 2,257 | $196,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 14,052 | $196,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 12,100 | $196,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 62,000 | $196,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 11,649 | $196,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 7,352 | $195,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 14,028 | $195,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 6,678 | $195,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 7,660 | $195,000 | thousands by filing date | principal |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 9,460 | $195,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 28,614 | $195,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 3,811 | $194,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 11,750 | $194,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 7,281 | $194,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 10,668 | $194,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 12,992 | $194,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 6,363 | $193,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 3,202 | $193,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,826 | $193,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 19,334 | $193,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 7,212 | $193,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 38,338 | $192,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 13,427 | $192,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 4,600 | $191,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 16,937 | $191,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 4,157 | $191,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 2,313 | $190,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 1,000 | $190,000 | thousands by filing date | call |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 12,325 | $189,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 8,450 | $189,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,701 | $189,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 2,985 | $189,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 10,723 | $189,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,774 | $188,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 10,201 | $188,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 40,721 | $188,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 8,184 | $187,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 20,724 | $187,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 3,514 | $187,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 22,649 | $187,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 5,332 | $186,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 44,472 | $186,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 40,032 | $186,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 7,766 | $186,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 9,416 | $186,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 8,591 | $185,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 35,805 | $185,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 9,739 | $185,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 7,723 | $185,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 5,197 | $185,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 61,459 | $185,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 12,517 | $184,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 48,695 | $184,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 13,396 | $183,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 8,819 | $183,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 2,570 | $183,000 | thousands by filing date | principal |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 3,567 | $183,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 51,000 | $183,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 5,615 | $183,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 13,579 | $182,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 4,144 | $182,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 85,707 | $182,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 8,600 | $182,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 14,089 | $181,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 13,590 | $181,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 274 | $180,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 2,809 | $180,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 11,549 | $180,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 150,000 | $180,000 | thousands by filing date | principal |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 24,700 | $180,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 9,604 | $179,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 3,202 | $179,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 12,390 | $179,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 9,448 | $179,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 17,900 | $179,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 26,352 | $178,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 7,155 | $178,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 12,866 | $178,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 22,508 | $178,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 3,589 | $177,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 9,402 | $177,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 8,371 | $177,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 12,439 | $177,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 7,900 | $177,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 5,059 | $176,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 21,100 | $176,000 | thousands by filing date | put |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 21,243 | $176,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 13,114 | $176,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 15,176 | $176,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 32,601 | $176,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 19,091 | $176,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 9,210 | $176,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 59,000 | $176,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 6,983 | $176,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 7,335 | $175,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 9,760 | $175,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 148,306 | $175,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 4,599 | $174,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 12,661 | $174,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 22,500 | $174,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 9,329 | $174,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 8,040 | $174,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1,916 | $173,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 10,649 | $173,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 2,612 | $173,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 4,995 | $173,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 6,248 | $173,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 11,400 | $172,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 8,495 | $172,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 4,400 | $172,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 1,610 | $171,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 6,924 | $171,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 4,088 | $171,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 7,509 | $171,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 7,289 | $171,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 6,861 | $171,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 13,859 | $171,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-032251 | this filing | 2015-08-14 | acceptance time not in the bulk data set |