13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 6,700 holding rows worth $144,695,959,000.
- Accession
- 0001140361-15-032251
- Filer
- CIK 1000275
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 21,181 entries on the cover page, a total value of $144,695,959,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,695,959,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 4,521 | $171,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 20,587 | $171,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 2,136 | $170,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 8,446 | $170,000 | thousands by filing date | |
| MARKET VECTORS TREASURY-HEDG | 57061R775 | HI YLD TREA BD | 7,134 | $170,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 32,690 | $169,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 25,000 | $169,000 | thousands by filing date | put |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 15,216 | $169,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 640 | $168,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 5,161 | $168,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 10,317 | $168,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 204,784 | $168,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 13,998 | $168,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 15,158 | $168,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 4,777 | $168,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 8,875 | $168,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 2,321 | $167,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 15,018 | $167,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 10,750 | $167,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 23,274 | $167,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 15,100 | $167,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N522 | DB 3X LONG UST | 3,750 | $167,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 1,828 | $166,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 6,385 | $166,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 12,464 | $166,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,336 | $165,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 9,921 | $165,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 11,333 | $165,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 6,666 | $165,000 | thousands by filing date | principal |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 14,699 | $165,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 14,140 | $165,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 4,428 | $163,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 22,352 | $163,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 12,984 | $163,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 22,900 | $162,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 2,524 | $162,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 12,800 | $162,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 15,160 | $161,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 23,774 | $161,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 8,892 | $160,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 8,583 | $160,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 5,213 | $160,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 2,324 | $160,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 44,176 | $160,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 26,019 | $160,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 187,060 | $159,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 3,308 | $158,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 13,060 | $158,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 8,718 | $158,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 4,996 | $158,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 6,223 | $157,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 8,927 | $157,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 12,950 | $157,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 13,331 | $157,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 4,565 | $157,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 24,842 | $155,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 11,214 | $155,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 42,054 | $155,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R585 | RUSSIA SMALLCP | 6,908 | $155,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 3,933 | $154,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 11,700 | $154,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 6,431 | $154,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 2,543 | $153,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 5,318 | $153,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 6,358 | $153,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 6,134 | $153,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 38,760 | $153,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 3,864 | $153,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 12,705 | $152,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 2,405 | $152,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 3,802 | $152,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 20,083 | $152,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 2,136 | $152,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 3,598 | $152,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 21,218 | $151,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 3,070 | $151,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 2,113 | $150,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 2,719 | $150,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 18,815 | $150,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 4,893 | $150,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 17,400 | $150,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 11,830 | $150,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 9,347 | $150,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 12,986 | $150,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 9,389 | $149,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 4,170 | $149,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 79,310 | $149,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 23,350 | $149,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 25,652 | $149,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 2,738 | $149,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 14,970 | $149,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 10,530 | $148,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 22,802 | $148,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 14,588 | $148,000 | thousands by filing date | |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 5,044 | $148,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 10,592 | $147,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 3,795 | $147,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 11,311 | $146,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 7,961 | $146,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 11,148 | $146,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 17,043 | $146,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 16,650 | $146,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 2,413 | $145,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 17,977 | $145,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 6,183 | $145,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 11,366 | $145,000 | thousands by filing date | |
| PROSHARES TR | 74347X344 | ULTRASHT 3-7YR | 4,980 | $145,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 13,443 | $144,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 9,762 | $144,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 8,200 | $144,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 2,060 | $143,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 3,285 | $143,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 6,142 | $143,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 14,223 | $143,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 3,934 | $143,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 27,826 | $142,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 25,054 | $142,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,559 | $142,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 3,762 | $142,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 1,395 | $142,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 15,199 | $142,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 10,150 | $142,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 10,818 | $141,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 100,845 | $141,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 25,177 | $141,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 213,114 | $141,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 6,021 | $141,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 13,744 | $140,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 41,997 | $140,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 3,374 | $140,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 2,572 | $140,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 4,630 | $140,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 8,700 | $140,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 6,361 | $140,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 6,619 | $139,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 4,870 | $139,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 49,586 | $139,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 6,082 | $139,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 9,255 | $138,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 10,569 | $138,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 26,199 | $138,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 8,634 | $138,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 95,000 | $138,000 | thousands by filing date | call |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 11,000 | $138,000 | thousands by filing date | put |
| NRG YIELD INC | 62942X405 | CL C | 6,300 | $138,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 10,515 | $137,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 20,408 | $137,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,125 | $137,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 5,586 | $137,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 22,284 | $136,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 4,330 | $136,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 9,897 | $135,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 25,675 | $135,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 5,813 | $135,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 3,073 | $135,000 | thousands by filing date | |
| LABORATORY CRP OF AMER HLDGS | 50540RAG7 | CNV | 82,000 | $135,000 | thousands by filing date | principal |
| INSULET CORP COM | 45784P101 | Stock | 4,366 | $134,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 3,811 | $134,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 9,892 | $134,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 12,000 | $134,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 2,457 | $134,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 5,298 | $134,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,452 | $133,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 13,200 | $133,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 6,107 | $133,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 10,876 | $133,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 7,200 | $133,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 16,354 | $133,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 146,403 | $133,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 138,000 | $132,000 | thousands by filing date | principal |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 3,872 | $132,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 10,418 | $132,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 4,290 | $131,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 11,750 | $131,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 9,739 | $131,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 4,234 | $130,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 3,148 | $130,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,700 | $130,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 13,436 | $130,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 6,071 | $130,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 7,893 | $130,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 5,914 | $130,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 2,433 | $129,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 3,206 | $129,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 2,196 | $129,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 11,000 | $129,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 4,050 | $129,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 1,540 | $129,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 7,832 | $129,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 67,579 | $129,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 2,175 | $128,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 6,761 | $128,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 8,665 | $128,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 15,502 | $127,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 7,081 | $127,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 2,837 | $126,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 9,769 | $126,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 12,500 | $126,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 4,139 | $126,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 11,385 | $126,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 10,317 | $126,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 1,326 | $126,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,703 | $125,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 16,865 | $125,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 5,906 | $125,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 16,518 | $124,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 4,650 | $124,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 5,126 | $124,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 72,686 | $124,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 5,662 | $124,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 5,078 | $123,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 13,970 | $123,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 24,934 | $123,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 2,180 | $123,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 6,612 | $122,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 8,849 | $122,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 15,242 | $121,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 10,437 | $121,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 2,636 | $121,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 10,263 | $120,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 4,435 | $120,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 12,028 | $120,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,057 | $119,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 6,431 | $119,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 1,984 | $119,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 4,933 | $119,000 | thousands by filing date | principal |
| HEICO CORP NEW | 422806208 | CL A | 2,315 | $118,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 9,661 | $118,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 7,640 | $118,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 49,662 | $118,000 | thousands by filing date | |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 500,000 | $118,000 | thousands by filing date | principal |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 11,617 | $117,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,640 | $116,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 3,498 | $116,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 7,277 | $116,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 9,982 | $116,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 31,186 | $116,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 1,552 | $116,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 2,972 | $115,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 37,506 | $115,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 4,836 | $115,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 5,875 | $115,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 1,975 | $114,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 10,126 | $114,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 10,093 | $114,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 8,523 | $114,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D203 | UNIT 06/11/2019 | 10,000 | $114,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 3,602 | $113,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 4,101 | $113,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 3,554 | $113,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 4,900 | $113,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 6,068 | $113,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 7,863 | $113,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 4,409 | $113,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 44,026 | $113,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 59,684 | $113,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 8,527 | $113,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 11,435 | $113,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 5,127 | $113,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 23,500 | $113,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 5,993 | $113,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R452 | EM QUAL DIVID | 2,231 | $113,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 6,925 | $112,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 14,800 | $112,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 3,720 | $111,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 9,283 | $111,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 2,574 | $111,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 2,818 | $111,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 7,821 | $111,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 2,041 | $111,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 13,074 | $111,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,569 | $110,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 6,919 | $110,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 2,104 | $110,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 4,473 | $110,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 4,935 | $110,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 4,329 | $110,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 1,794 | $110,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 7,165 | $110,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 3,182 | $109,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 2,240 | $109,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 4,288 | $109,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 3,146 | $109,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 7,523 | $109,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 6,079 | $109,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 2,237 | $109,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 3,872 | $109,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 6,300 | $108,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 70,302 | $108,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 13,300 | $108,000 | thousands by filing date | call |
| BOOKS-A-MILLION INC | 098570104 | COM | 37,800 | $108,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 19,826 | $107,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 4,659 | $107,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 1,528 | $107,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 21,520 | $107,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 2,902 | $107,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 839 | $106,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 2,813 | $106,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 7,895 | $106,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 6,300 | $106,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 6,186 | $106,000 | thousands by filing date | |
| PACIFIC BOOKER MINERALS INC | 69403R108 | COM | 26,465 | $106,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 8,532 | $105,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 2,197 | $105,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 18,895 | $105,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 19,646 | $105,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 2,531 | $104,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 5,591 | $104,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 5,376 | $104,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 25,833 | $104,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 9,000 | $104,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 15,002 | $104,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 5,480 | $104,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 55,481 | $104,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 5,617 | $103,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 137,437 | $103,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 6,228 | $103,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 10,821 | $103,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 5,550 | $103,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 6,560 | $103,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 3,973 | $103,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 8,286 | $103,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 2,141 | $102,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 8,042 | $102,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 7,500 | $102,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 4,130 | $102,000 | thousands by filing date | principal |
| Marine Harvest ASA | 56824R205 | ADR | 8,978 | $102,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 905 | $101,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 6,744 | $101,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 7,986 | $101,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 6,735 | $101,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 9,988 | $101,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 295,063 | $101,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 19,050 | $101,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 3,500 | $101,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 11,020 | $101,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 1,840 | $100,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 7,430 | $100,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 3,302 | $100,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 3,892 | $100,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 9,247 | $100,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 2,226 | $100,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y791 | DP500 WEIG ETF | 2,802 | $100,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 9,548 | $99,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 2,565 | $99,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 2,200 | $99,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 6,177 | $98,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 7,132 | $98,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 11,213 | $98,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 8,193 | $98,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 4,620 | $97,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 3,910 | $97,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 33,422 | $97,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 101,403 | $97,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 3,879 | $97,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 3,984 | $97,000 | thousands by filing date | principal |
| ARCBEST CORP COM | 03937C105 | Stock | 3,005 | $96,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 15,400 | $96,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 20,500 | $96,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 3,796 | $96,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 2,462 | $95,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 5,950 | $95,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 6,151 | $95,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 2,238 | $95,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 2,731 | $95,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 6,460 | $95,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 14,717 | $95,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 18,966 | $95,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 7,525 | $94,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 2,172 | $94,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 2,536 | $94,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 3,396 | $94,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 2,210 | $94,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 7,175 | $94,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 6,410 | $94,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,060 | $93,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,400 | $93,000 | thousands by filing date | put |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 1,994 | $93,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 7,861 | $93,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 7,290 | $93,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 2,433 | $93,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 3,321 | $93,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,316 | $93,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 10,432 | $93,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 10,446 | $93,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 6,600 | $93,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 5,235 | $93,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 3,858 | $92,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 7,260 | $92,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 6,975 | $92,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 6,921 | $92,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 13,038 | $92,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 4,481 | $91,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 5,405 | $91,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 6,654 | $90,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 4,509 | $90,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 3,044 | $89,000 | thousands by filing date | call |
| ACXIOM CORP | 005125109 | COMMON STOCK | 5,073 | $89,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 5,621 | $89,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 4,777 | $89,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 1,225 | $89,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W200 | ENH US SCP ETF | 2,767 | $89,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 859 | $88,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 2,735 | $88,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 3,099 | $88,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 2,461 | $88,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 5,409 | $88,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 3,477 | $88,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y825 | US 500 INDEX ETF | 2,246 | $88,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,876 | $87,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 43,837 | $87,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 2,626 | $87,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 2,962 | $87,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 11,395 | $87,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 17,107 | $87,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 4,925 | $86,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 25,250 | $86,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 3,345 | $86,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q635 | STOXX EURO 600 | 3,347 | $86,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 5,225 | $85,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 591 | $85,000 | thousands by filing date | |
| FMSA HLDGS INC | 30255X106 | COM | 10,408 | $85,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 2,500 | $85,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 26,303 | $84,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 2,838 | $84,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 4,055 | $84,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 14,050 | $84,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 2,296 | $84,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 5,198 | $84,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 83,000 | $84,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 997 | $84,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 5,849 | $83,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 1,192 | $83,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 7,542 | $83,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 30,218 | $83,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 3,823 | $83,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 3,367 | $83,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 22,648 | $83,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 1,142 | $83,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 5,300 | $83,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 2,978 | $82,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 7,172 | $82,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 3,322 | $82,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 6,553 | $82,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 1,665 | $82,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 1,600 | $82,000 | thousands by filing date | principal |
| FS KKR CAPITAL CORP | 302635107 | COM | 8,205 | $81,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 6,329 | $81,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 12,493 | $81,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 8,135 | $81,000 | thousands by filing date | |
| SKYSTAR BIO-PHARMA CO | 830884300 | COM PAR $.001 | 30,573 | $81,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 4,920 | $80,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 3,721 | $80,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 1,566 | $80,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 14,067 | $80,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 3,216 | $80,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 4,200 | $80,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 5,016 | $80,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,600 | $80,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 18,300 | $80,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 10,722 | $80,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 2,736 | $80,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 3,500 | $79,000 | thousands by filing date | call |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 12,291 | $79,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 6,014 | $79,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 1,393 | $79,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 3,786 | $79,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 3,414 | $79,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 3,112 | $79,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 2,653 | $79,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 5,740 | $79,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 2,250 | $79,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 5,061 | $78,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 7,764 | $78,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 7,190 | $78,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 3,176 | $78,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 10,639 | $78,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 6,914 | $78,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 6,650 | $78,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 7,826 | $77,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 5,529 | $77,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 70,230 | $77,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 2,958 | $77,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 9,462 | $77,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 3,344 | $77,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 4,310 | $76,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 3,270 | $76,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 25,212 | $76,000 | thousands by filing date | |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 6,391 | $76,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 2,047 | $75,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 1,971 | $75,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 2,925 | $75,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 4,300 | $75,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 1,000 | $75,000 | thousands by filing date | call |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 200,000 | $75,000 | thousands by filing date | principal |
| WAUSAU PAPER CORP | 943315101 | COM | 8,139 | $75,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 3,291 | $75,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 2,220 | $75,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 12,117 | $75,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,000 | $74,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-032251 | this filing | 2015-08-14 | acceptance time not in the bulk data set |