13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 6,700 holding rows worth $144,695,959,000.
- Accession
- 0001140361-15-032251
- Filer
- CIK 1000275
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 21,181 entries on the cover page, a total value of $144,695,959,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,695,959,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 74,466 | $921,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 44,939 | $920,000 | thousands by filing date | |
| SUNE 2 10/01/18 | 86732YAC3 | Bond 30/360P2 U | 444,000 | $920,000 | thousands by filing date | principal |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 100,000 | $916,000 | thousands by filing date | put |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 49,131 | $916,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 39,824 | $915,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 8,693 | $914,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 6,961 | $913,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 23,785 | $911,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 443,760 | $910,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 120,000 | $908,000 | thousands by filing date | put |
| POLYCOM | 73172K104 | COMMON STOCK | 79,261 | $907,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 63,725 | $907,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 11,148 | $906,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 15,981 | $905,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 19,337 | $905,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 127,883 | $904,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 80,078 | $904,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 62,387 | $903,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 66,980 | $902,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 23,224 | $901,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 27,181 | $900,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 21,828 | $899,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 36,592 | $898,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 30,818 | $898,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 17,690 | $897,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 23,500 | $897,000 | thousands by filing date | put |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 9,864 | $896,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 18,348 | $893,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 47,673 | $892,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 40,237 | $892,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 35,186 | $892,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 12,235 | $891,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 46,464 | $891,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 16,378 | $890,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 44,374 | $889,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 52,692 | $889,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 27,838 | $888,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 83,340 | $888,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 20,155 | $886,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 14,500 | $884,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 21,278 | $882,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 72,085 | $879,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 18,740 | $879,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 64,829 | $877,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 13,630 | $877,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 107,895 | $877,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 5,000 | $874,000 | thousands by filing date | put |
| CUSHING RENAISSANCE FD | 231647108 | COM | 45,326 | $874,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 24,388 | $873,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 63,213 | $870,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 34,690 | $870,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 26,898 | $869,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 28,330 | $868,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 69,661 | $867,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 32,100 | $866,000 | thousands by filing date | |
| BAXTER INTL INC | 071813141 | EX DISTRIB WI | 22,737 | $864,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 25,380 | $862,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 12,390 | $862,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 35,021 | $857,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 16,394 | $854,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 45,280 | $853,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 18,389 | $853,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 20,734 | $852,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 17,928 | $850,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 148,933 | $849,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 10,800 | $847,000 | thousands by filing date | call |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 91,700 | $845,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 15,593 | $844,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 27,004 | $842,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 41,005 | $842,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 16,399 | $842,000 | thousands by filing date | |
| SPDR SER TR | 78468R846 | BRCLY HGH YIEL | 37,468 | $842,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 18,297 | $841,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 112,460 | $841,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 24,164 | $840,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 28,347 | $838,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 20,126 | $838,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 120,048 | $838,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 42,546 | $838,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 14,558 | $837,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 100,000 | $835,000 | thousands by filing date | put |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 84,927 | $835,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 17,845 | $833,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 53,856 | $833,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 30,299 | $832,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 504,192 | $831,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 23,629 | $830,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 19,474 | $829,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 11,309 | $828,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 64,208 | $828,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 20,000 | $827,000 | thousands by filing date | put |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 38,745 | $827,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 73,302 | $827,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 19,200 | $826,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 98,105 | $825,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 32,810 | $822,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 24,233 | $820,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 12,520 | $819,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 445,000 | $819,000 | thousands by filing date | principal |
| SOTHEBYS | 835898107 | COM | 18,060 | $817,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 25,000 | $815,000 | thousands by filing date | put |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 7,798 | $815,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 17,690 | $815,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 85,466 | $815,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 27,925 | $814,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 18,163 | $814,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 16,845 | $814,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 18,048 | $813,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 16,143 | $812,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 22,627 | $812,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 72,511 | $812,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 30,340 | $811,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 23,201 | $811,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 15,952 | $810,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 18,547 | $810,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 35,699 | $809,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 14,032 | $808,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 135,795 | $808,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 68,060 | $808,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 74,805 | $807,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 36,202 | $806,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 32,365 | $805,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 43,783 | $803,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 12,241 | $801,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 21,105 | $800,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 179,228 | $798,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 601,000 | $797,000 | thousands by filing date | principal |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 15,908 | $797,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 23,427 | $796,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 28,680 | $796,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 25,881 | $796,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 11,978 | $796,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 46,203 | $796,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 25,885 | $795,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 220 | $791,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 85,798 | $791,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 2,609,403 | $788,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 20,731 | $788,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 14,000 | $787,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 13,313 | $787,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 58,095 | $786,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 46,677 | $784,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 124,975 | $782,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 7,874 | $781,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 15,000 | $781,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 582,382 | $780,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 38,393 | $780,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 29,945 | $780,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 135,501 | $779,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 22,727 | $779,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 33,540 | $778,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 413,588 | $778,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 17,301 | $778,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 36,386 | $777,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 50,000 | $777,000 | thousands by filing date | call |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 26,090 | $776,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 10,761 | $776,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 83,295 | $774,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 52,353 | $773,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 7,868 | $771,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 159,976 | $771,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 29,151 | $771,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 26,641 | $769,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 44,105 | $769,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 6,129 | $767,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 63,104 | $767,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 62,103 | $767,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 16,778 | $767,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 49,523 | $766,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 18,000 | $765,000 | thousands by filing date | put |
| NEENAH PAPER INC | 640079109 | COM | 12,979 | $765,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 125,000 | $765,000 | thousands by filing date | call |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 29,655 | $764,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 111,066 | $760,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 9,869 | $759,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 47,640 | $758,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 52,650 | $757,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 19,175 | $756,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 33,110 | $756,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 32,775 | $756,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 12,385 | $754,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 51,397 | $753,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 17,785 | $753,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 317,669 | $750,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 18,098 | $747,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 16,949 | $747,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 25,830 | $746,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 13,818 | $743,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 41,525 | $743,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 35,014 | $741,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 11,320 | $740,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 15,531 | $739,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 40,253 | $739,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 25,388 | $738,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 10,000 | $737,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 41,400 | $735,000 | thousands by filing date | call |
| INGRAM MICRO INC | 457153104 | CL A | 29,332 | $735,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 32,881 | $735,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 19,959 | $734,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 11,912 | $733,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 31,262 | $733,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 7,660 | $732,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 36,548 | $732,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 93,515 | $731,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 21,502 | $730,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 76,381 | $730,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 32,327 | $729,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 42,509 | $729,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 21,282 | $727,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 80,000 | $724,000 | thousands by filing date | call |
| AMERICAS CAR-MART INC | 03062T105 | COM | 14,685 | $724,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 330,453 | $724,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 14,198 | $723,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 102,050 | $723,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 10,990 | $722,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 15,892 | $722,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 9,979 | $721,000 | thousands by filing date | |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 29,459 | $721,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 15,326 | $720,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 45,306 | $720,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 103,877 | $720,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 26,205 | $720,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 28,589 | $718,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 1,596,019 | $718,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 14,318 | $717,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 35,448 | $717,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 27,898 | $716,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 135,865 | $715,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 13,101 | $715,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 27,636 | $714,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 50,000 | $714,000 | thousands by filing date | put |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 14,276 | $713,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 25,767 | $713,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 39,424 | $713,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 29,175 | $712,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 38,219 | $712,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 12,900 | $711,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 104,980 | $710,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 12,212 | $710,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 11,975 | $709,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 8,050 | $708,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 392,909 | $708,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 39,302 | $707,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 85,260 | $707,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 13,900 | $707,000 | thousands by filing date | principal |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 52,054 | $706,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 13,498 | $705,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 18,489 | $705,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 36,562 | $705,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 6,295 | $704,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 18,887 | $703,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 65,022 | $702,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 50,293 | $701,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 58,501 | $701,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 116,356 | $700,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 9,997 | $700,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 4,645 | $699,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 43,650 | $698,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 24,657 | $698,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 287,100 | $698,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 28,200 | $698,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 49,200 | $696,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 34,909 | $696,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 51,349 | $696,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 102,981 | $694,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 44,289 | $694,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 58,592 | $692,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 50,975 | $692,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 15,353 | $691,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 30,973 | $691,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 20,769 | $691,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 42,710 | $690,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 6,722 | $689,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 12,680 | $689,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 370,495 | $689,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 699,000 | $689,000 | thousands by filing date | principal |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 718,000 | $688,000 | thousands by filing date | principal |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 158,450 | $687,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 34,554 | $686,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 19,873 | $684,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 42,905 | $684,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 45,320 | $684,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 39,923 | $684,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 7,300 | $682,000 | thousands by filing date | put |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 70,257 | $682,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 10,835 | $681,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 12,119 | $681,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 25,338 | $681,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 28,714 | $681,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 54,140 | $681,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 34,204 | $680,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 30,130 | $678,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,000 | $676,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,000 | $676,000 | thousands by filing date | call |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 24,002 | $675,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 41,275 | $675,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 35,529 | $674,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 14,405 | $673,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 22,615 | $673,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 23,593 | $672,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 100,000 | $672,000 | thousands by filing date | put |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 28,250 | $672,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 100,000 | $672,000 | thousands by filing date | put |
| GIBRALTAR INDS INC | 374689107 | COM | 32,944 | $671,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 22,234 | $669,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 43,856 | $668,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 9,795 | $668,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 43,461 | $667,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 14,344 | $667,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 50,698 | $667,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 10,711 | $666,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,000 | $665,000 | thousands by filing date | call |
| MAXLINEAR INC | 57776J100 | COM | 54,947 | $665,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 56,424 | $665,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 27,592 | $665,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 28,641 | $665,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 29,036 | $664,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 24,747 | $664,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 7,585 | $663,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 14,993 | $663,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 25,736 | $663,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 15,394 | $662,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 9,255 | $661,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 25,249 | $661,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 33,412 | $661,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 23,097 | $661,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 45,566 | $661,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 52,707 | $660,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 943,110 | $660,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 35,241 | $659,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 30,380 | $659,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 50,155 | $659,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 27,727 | $659,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 15,226 | $659,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 8,659 | $658,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 10,159 | $656,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 16,400 | $655,000 | thousands by filing date | call |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 44,838 | $655,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 74,552 | $653,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 12,160 | $652,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 7,294 | $652,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 17,773 | $652,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 53,542 | $652,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 33,716 | $651,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 45,702 | $651,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 32,494 | $649,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 13,274 | $649,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 24,589 | $649,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 17,689 | $649,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 18,535 | $648,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 105,761 | $648,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 21,498 | $648,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 55,332 | $647,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 35,200 | $647,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 15,215 | $647,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 13,705 | $646,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 18,702 | $646,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 41,068 | $644,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 34,583 | $643,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 112,500 | $642,000 | thousands by filing date | put |
| U S SILICA HLDGS INC | 90346E103 | COM | 21,890 | $642,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 5,951 | $641,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 22,743 | $641,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 27,638 | $640,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 14,074 | $640,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 14,350 | $639,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 77,141 | $639,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 14,560 | $639,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 44,336 | $638,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 100,000 | $638,000 | thousands by filing date | call |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 5,756 | $637,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 56,351 | $637,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 17,818 | $637,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 30,564 | $636,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 30,845 | $635,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 13,431 | $634,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 23,300 | $634,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 53,328 | $633,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 36,993 | $633,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 39,125 | $633,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 29,234 | $632,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 48,125 | $632,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 37,370 | $630,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 10,460 | $630,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 23,220 | $629,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 17,319 | $629,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 76,281 | $629,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 18,082 | $629,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 10,974 | $628,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 11,624 | $627,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 65,375 | $627,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 19,664 | $627,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 8,264 | $627,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 7,232 | $626,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 71,718 | $625,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 16,543 | $624,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 35,676 | $624,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 17,539 | $623,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 11,200 | $623,000 | thousands by filing date | call |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 5,535 | $623,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 21,403 | $623,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 20,379 | $622,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 45,766 | $621,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 58,774 | $621,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 11,471 | $620,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 26,411 | $620,000 | thousands by filing date | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 37,355 | $620,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 73,129 | $620,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 31,693 | $620,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 98,773 | $619,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 24,415 | $619,000 | thousands by filing date | principal |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 13,157 | $617,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 38,656 | $617,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 5,925 | $617,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 20,008 | $616,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 44,369 | $615,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 25,471 | $615,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 31,751 | $615,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 38,572 | $614,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 111,880 | $614,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 9,987 | $614,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 26,240 | $612,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 24,932 | $612,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 157,747 | $612,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 46,327 | $611,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 9,378 | $611,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 8,976 | $610,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 24,457 | $610,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 11,534 | $609,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 16,066 | $608,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 26,423 | $607,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 44,859 | $607,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 51,994 | $607,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 37,077 | $606,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 17,790 | $605,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 19,412 | $605,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 50,120 | $603,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 102,326 | $602,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 51,830 | $601,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 58,896 | $601,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 6,279 | $601,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 29,947 | $600,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 3,968 | $599,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 78,727 | $599,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 25,000 | $599,000 | thousands by filing date | put |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 25,000 | $599,000 | thousands by filing date | call |
| INFRAREIT INC | 45685L100 | COM | 21,063 | $598,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 23,837 | $598,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 10,330 | $597,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 32,172 | $597,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 11,237 | $595,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 11,748 | $595,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 19,841 | $595,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 36,255 | $594,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 36,362 | $594,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 25,976 | $593,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 22,000 | $591,000 | thousands by filing date | put |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 10,650 | $590,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 29,537 | $590,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 77,407 | $590,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 16,336 | $588,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 20,906 | $587,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 272,703 | $584,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 50,000 | $582,000 | thousands by filing date | call |
| EXTERRAN HLDGS INC | 30225X103 | COM | 17,852 | $582,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,780 | $581,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 49,500 | $580,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 23,259 | $580,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 18,087 | $580,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 23,522 | $579,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 5,630 | $579,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 6,472 | $578,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 9,241 | $577,000 | thousands by filing date | |
| Janus Velocity Tail Risk Hdgd Lg Cp ETF | 00162Q817 | com | 20,528 | $577,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 10,000 | $576,000 | thousands by filing date | call |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 42,319 | $576,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 48,028 | $576,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 49,656 | $575,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 23,786 | $575,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 21,087 | $573,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 15,573 | $573,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 24,481 | $572,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 46,337 | $572,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 13,004 | $572,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 23,855 | $572,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 43,877 | $571,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 40,284 | $571,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 54,796 | $571,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 44,159 | $570,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 7,130 | $569,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 35,816 | $569,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 19,233 | $568,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 29,084 | $568,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 18,034 | $567,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 18,495 | $567,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 485,000 | $565,000 | thousands by filing date | principal |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 10,730 | $564,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 87,940 | $564,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 33,316 | $564,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-032251 | this filing | 2015-08-14 | acceptance time not in the bulk data set |