13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 6,700 holding rows worth $144,695,959,000.
- Accession
- 0001140361-15-032251
- Filer
- CIK 1000275
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 21,181 entries on the cover page, a total value of $144,695,959,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,695,959,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 7,090 | $564,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 17,899 | $563,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 18,355 | $563,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 11,800 | $562,000 | thousands by filing date | put |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 53,200 | $562,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 8,033 | $559,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 35,888 | $559,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 17,568 | $558,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 12,378 | $557,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 6,940 | $557,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 12,598 | $556,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 28,098 | $556,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 11,003 | $556,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 134,200 | $556,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 32,230 | $555,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 7,378 | $555,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 11,092 | $554,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 55,970 | $554,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 21,519 | $552,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 7,914 | $552,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 28,795 | $549,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 47,910 | $548,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 11,959 | $548,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 102,556 | $548,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 8,858 | $547,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 60,100 | $547,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 10,021 | $547,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 81,173 | $546,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 52,000 | $545,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 9,390 | $544,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 6,233 | $543,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 24,534 | $543,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 18,568 | $543,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 26,632 | $542,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 34,866 | $542,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 42,221 | $541,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 35,996 | $541,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 41,069 | $541,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 5,129 | $540,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 15,573 | $540,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 35,637 | $540,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 440,000 | $540,000 | thousands by filing date | principal |
| LADDER CAP CORP CL A | 505743104 | REIT | 31,073 | $539,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 23,236 | $538,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 33,847 | $537,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 36,292 | $537,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 13,679 | $535,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 30,368 | $533,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 10,352 | $531,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 10,768 | $530,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 31,437 | $530,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 20,938 | $529,000 | thousands by filing date | principal |
| SYNTEL INC | 87162H103 | COM | 11,122 | $528,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 15,436 | $527,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 31,519 | $527,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 10,938 | $527,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 3,634 | $526,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 14,200 | $526,000 | thousands by filing date | put |
| VISTA OUTDOOR INC | 928377100 | COM | 11,699 | $525,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 5,378 | $524,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 14,730 | $524,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 21,296 | $523,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 36,058 | $523,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 20,101 | $523,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 6,533 | $522,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 124,157 | $521,000 | thousands by filing date | |
| ISHARES INC | 464286418 | EMKT CNSM DISC | 10,021 | $520,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 24,360 | $518,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 42,992 | $518,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 8,753 | $517,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 11,050 | $517,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 60,150 | $517,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 16,781 | $516,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 62,160 | $515,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 107,824 | $511,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 37,574 | $511,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 14,983 | $510,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 9,545 | $509,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 17,209 | $507,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 27,376 | $507,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 8,955 | $505,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 4,492 | $505,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 52,374 | $505,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 7,014 | $505,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 33,300 | $505,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 6,624 | $504,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 10,698 | $504,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 13,975 | $504,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 14,026 | $503,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 10,000 | $502,000 | thousands by filing date | put |
| HEICO CORP NEW COM | 422806109 | Stock | 8,593 | $501,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 46,400 | $501,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 7,083 | $501,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 7,684 | $501,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 16,426 | $501,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 23,292 | $500,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 15,550 | $500,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 425,000 | $499,000 | thousands by filing date | principal |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 380,017 | $497,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 7,000 | $496,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 33,046 | $496,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 12,642 | $496,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 76,042 | $495,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 11,215 | $495,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 66,292 | $495,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 18,362 | $495,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 30,626 | $494,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 43,239 | $494,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,887 | $493,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 5,547 | $493,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 15,714 | $493,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 27,184 | $492,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 47,826 | $492,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 7,334 | $491,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 18,620 | $491,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 33,668 | $490,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 20,796 | $490,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 35,685 | $488,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 24,139 | $488,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 16,229 | $488,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 20,593 | $488,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 23,695 | $487,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 48,048 | $487,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 44,563 | $487,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 49,679 | $487,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 13,456 | $486,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 56,737 | $486,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,201 | $485,000 | thousands by filing date | |
| ISHARES TR | 46429B374 | ALCO ASIA INFO | 14,035 | $485,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 23,662 | $484,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 16,570 | $484,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 406,000 | $484,000 | thousands by filing date | principal |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 18,727 | $484,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 38,237 | $483,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 8,625 | $482,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 60,699 | $482,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 27,625 | $482,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 68,137 | $479,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 36,453 | $479,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 35,801 | $479,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 8,317 | $479,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 14,600 | $479,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 16,065 | $478,000 | thousands by filing date | |
| HOMEAWAY INC | 43739QAB6 | NOTE 0.125 4/0 | 500,000 | $478,000 | thousands by filing date | principal |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 46,000 | $478,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 23,138 | $477,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 6,785 | $476,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 51,201 | $476,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 84,743 | $476,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 33,390 | $476,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 6,540 | $476,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 14,294 | $476,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 87,865 | $476,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 22,974 | $474,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 29,007 | $474,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 7,974 | $474,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 19,795 | $472,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X350 | SOLACTIVE GERMNY | 8,720 | $471,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 11,644 | $470,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 10,945 | $470,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 51,659 | $470,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 8,365 | $470,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 17,660 | $470,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 13,300 | $469,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 6,668 | $469,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 21,830 | $469,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 9,213 | $469,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 10,000 | $468,000 | thousands by filing date | put |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 9,154 | $467,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 11,054 | $466,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 21,556 | $466,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 15,264 | $466,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 20,374 | $466,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 4,545 | $465,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 34,834 | $465,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 444,000 | $464,000 | thousands by filing date | principal |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 19,088 | $463,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 23,480 | $462,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 13,317 | $462,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 24,334 | $461,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 5,640 | $461,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 171,266 | $461,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 23,713 | $461,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 53,820 | $461,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 4,557 | $460,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 40,018 | $459,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 7,965 | $458,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 10,836 | $458,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 17,892 | $458,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 7,693 | $457,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 83,042 | $457,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 28,160 | $456,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 28,405 | $455,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 15,489 | $455,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 42,678 | $455,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 14,682 | $455,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 9,120 | $455,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 17,241 | $455,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 10,255 | $454,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 21,867 | $454,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 33,600 | $453,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 34,300 | $452,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 19,278 | $452,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 39,963 | $451,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 22,362 | $451,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 13,810 | $451,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 88,092 | $451,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 12,119 | $451,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 13,241 | $450,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 16,997 | $450,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 10,160 | $450,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 11,506 | $449,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 13,963 | $449,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,823 | $449,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 18,380 | $448,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 10,897 | $447,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 11,238 | $447,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 36,780 | $447,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 38,912 | $447,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 8,736 | $447,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 40,500 | $446,000 | thousands by filing date | put |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 58,172 | $445,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 34,953 | $445,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 21,298 | $445,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 13,451 | $445,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 3,251 | $444,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 11,500 | $444,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 38,967 | $443,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 29,716 | $443,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 43,084 | $443,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 99,218 | $442,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 39,257 | $442,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 15,163 | $441,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 27,535 | $440,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 10,078 | $440,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 19,079 | $439,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 34,723 | $439,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 8,252 | $439,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 17,646 | $438,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 23,591 | $437,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 10,969 | $436,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 10,978 | $436,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 36,123 | $435,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 32,298 | $435,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 17,718 | $434,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 25,785 | $434,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 412,021 | $434,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 15,857 | $431,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 8,580 | $430,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 15,315 | $430,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 32,458 | $430,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 4,200 | $430,000 | thousands by filing date | |
| PROSHARES TR | 74347X336 | ULTRASHRT TIPS | 15,696 | $430,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 5,331 | $429,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 24,013 | $429,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 29,061 | $429,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 15,698 | $429,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 11,283 | $429,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 14,903 | $429,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 20,250 | $428,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 11,790 | $427,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 45,773 | $427,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 11,945 | $427,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 49,107 | $427,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 43,429 | $426,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 5,000 | $426,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 20,219 | $426,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 3,975 | $425,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 20,700 | $425,000 | thousands by filing date | call |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 43,844 | $425,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 69,283 | $424,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 7,704 | $423,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 4,291 | $423,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 5,702 | $422,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 5,552 | $422,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 18,251 | $422,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 60,700 | $421,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 40,136 | $421,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 14,082 | $420,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 26,276 | $420,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 22,106 | $420,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 25,953 | $420,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 12,718 | $419,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 13,521 | $418,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 14,095 | $416,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 95,383 | $416,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 18,056 | $416,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 5,826 | $415,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 8,662 | $415,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 14,700 | $415,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 8,073 | $414,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 30,048 | $414,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 11,348 | $413,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 14,688 | $413,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 6,955 | $411,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 205,602 | $411,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 7,308 | $410,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 24,944 | $410,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 13,623 | $409,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 6,024 | $409,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 29,393 | $408,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 12,870 | $408,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 16,699 | $408,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 30,651 | $408,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 8,270 | $407,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 9,105 | $406,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 141,824 | $406,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 26,263 | $406,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 23,139 | $406,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 25,000 | $405,000 | thousands by filing date | call |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 7,686 | $405,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 15,916 | $405,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 27,692 | $404,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 17,752 | $404,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 4,533 | $403,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 6,161 | $403,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 11,572 | $402,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 15,439 | $402,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 9,236 | $401,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,000 | $400,000 | thousands by filing date | call |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 19,891 | $400,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 14,929 | $400,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 107,712 | $400,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 6,903 | $399,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 27,695 | $399,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 30,151 | $399,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 52,032 | $399,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 5,576 | $398,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 34,698 | $397,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 6,533 | $397,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 11,717 | $397,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 89,122 | $397,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 51,525 | $395,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 12,871 | $395,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 26,024 | $394,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 26,677 | $394,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 13,087 | $394,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 24,076 | $393,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 29,784 | $393,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 10,350 | $393,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 21,616 | $392,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 23,072 | $391,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 14,585 | $390,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 19,234 | $390,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 6,401 | $390,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 18,254 | $390,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 7,612 | $389,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 16,145 | $389,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 65,646 | $389,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 8,338 | $388,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 15,860 | $387,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,800 | $387,000 | thousands by filing date | put |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 33,283 | $387,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 358,657 | $387,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 14,911 | $387,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 10,788 | $387,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 8,259 | $387,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 17,897 | $386,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 3,783 | $386,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 2,295 | $386,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 15,600 | $385,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K810 | MD CP BEAR 3X NW | 9,326 | $385,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 18,339 | $385,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 12,599 | $383,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 30,099 | $380,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 50,750 | $380,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 10,453 | $379,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 23,242 | $379,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 98,613 | $379,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 12,592 | $378,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 13,518 | $378,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 29,257 | $378,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 26,925 | $377,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 18,815 | $377,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 10,291 | $376,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 28,644 | $376,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 31,316 | $376,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 33,644 | $376,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 34,175 | $375,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 6,973 | $375,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 11,420 | $374,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 4,248 | $373,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 39,132 | $373,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 6,541 | $373,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 24,722 | $373,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 390,017 | $373,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 132,646 | $373,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 20,286 | $372,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 5,283 | $372,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 14,195 | $372,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 8,900 | $371,000 | thousands by filing date | put |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 24,869 | $371,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 8,035 | $371,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 39,954 | $370,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 27,463 | $370,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 17,809 | $369,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 20,976 | $369,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 9,095 | $367,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 11,949 | $366,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 25,010 | $366,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 15,902 | $366,000 | thousands by filing date | |
| DBX ETF TR | 233051838 | INVT GRD SB FD | 14,756 | $366,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 3,970 | $365,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 44,904 | $365,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 33,677 | $365,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 6,817 | $364,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 15,280 | $364,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 20,991 | $364,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 11,224 | $359,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 27,199 | $358,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 5,399 | $357,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 55,980 | $357,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 10,164 | $357,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 26,640 | $357,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 13,644 | $357,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 13,233 | $356,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 13,920 | $356,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 9,626 | $354,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 55,238 | $354,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 16,856 | $354,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 32,679 | $353,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 20,249 | $352,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 10,199 | $352,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 23,267 | $352,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 2,065 | $351,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 9,778 | $351,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 35,145 | $350,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 45,143 | $350,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 18,910 | $350,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 22,604 | $349,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 13,029 | $349,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 11,008 | $347,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 23,348 | $346,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 6,573 | $346,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 8,565 | $346,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 10,323 | $345,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 85,240 | $345,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 35,280 | $344,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 8,760 | $344,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 105,704 | $343,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 31,600 | $343,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 65,000 | $343,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 3,468 | $342,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 34,655 | $342,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 17,572 | $341,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 5,940 | $341,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 70,500 | $341,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 11,411 | $340,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 50,791 | $340,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 4,511 | $340,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 23,119 | $339,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 23,585 | $339,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 9,952 | $338,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 47,983 | $338,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 15,456 | $337,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 34,729 | $337,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 5,867 | $336,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 8,132 | $336,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 13,522 | $336,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 103,940 | $336,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 33,598 | $335,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 16,386 | $334,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 30,812 | $333,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 7,213 | $333,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 17,265 | $333,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 2,540 | $333,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 6,306 | $333,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 16,700 | $332,000 | thousands by filing date | call |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 13,532 | $332,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 10,339 | $332,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 801 | $332,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 16,514 | $332,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 12,450 | $332,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 27,363 | $331,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 21,222 | $331,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 85,000 | $331,000 | thousands by filing date | put |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 25,000 | $331,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 4,313 | $330,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 15,007 | $330,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 31,938 | $330,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 51,546 | $330,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 40,600 | $328,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 16,707 | $328,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 23,808 | $328,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 16,617 | $327,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 3,299 | $327,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 39,307 | $327,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 17,013 | $327,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 20,606 | $326,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 5,064 | $326,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 4,930 | $326,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 43,581 | $325,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 20,879 | $324,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 6,663 | $324,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 41,600 | $324,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 30,042 | $323,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 20,317 | $323,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 11,966 | $323,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 5,582 | $322,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,954 | $322,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-032251 | this filing | 2015-08-14 | acceptance time not in the bulk data set |