13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 6,700 holding rows worth $144,695,959,000.
- Accession
- 0001140361-15-032251
- Filer
- CIK 1000275
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 21,181 entries on the cover page, a total value of $144,695,959,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,695,959,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALEXANDERS INC COM | 014752109 | REIT | 181 | $74,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 3,553 | $74,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 11,394 | $74,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 4,420 | $74,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 1,332 | $74,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 10,321 | $74,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 36,661 | $74,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 4,493 | $74,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 2,860 | $74,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 5,700 | $74,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 6,848 | $74,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 2,580 | $74,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 2,660 | $73,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 1,420 | $73,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 1,894 | $73,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,694 | $73,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 4,197 | $73,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 2,800 | $73,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 3,105 | $73,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 7,485 | $73,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 68,459 | $73,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 2,850 | $73,000 | thousands by filing date | principal |
| COSAN LTD | G25343107 | SHS A | 11,669 | $72,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 1,322 | $72,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,432 | $72,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 11,797 | $72,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 6,240 | $72,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 500 | $72,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 1,617 | $72,000 | thousands by filing date | |
| Emerald Oil Inc | 29101U407 | Common Stock | 16,899 | $72,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,000 | $71,000 | thousands by filing date | put |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 1,429 | $71,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 364 | $71,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,546 | $71,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 5,586 | $71,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 4,336 | $71,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 3,709 | $71,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 2,500 | $70,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 4,486 | $70,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 3,304 | $70,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 2,000 | $70,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 5,213 | $70,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 13,197 | $70,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 4,274 | $70,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 4,364 | $69,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 4,000 | $69,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 8,154 | $69,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 9,218 | $69,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 34,323 | $69,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 29,740 | $69,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 1,245 | $69,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 7,021 | $69,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 1,750 | $69,000 | thousands by filing date | principal |
| BOX INC CL A | 10316T104 | Stock | 3,692 | $68,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 12,667 | $68,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 6,502 | $68,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 1,910 | $68,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,477 | $68,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 5,493 | $68,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 17,161 | $68,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 2,323 | $68,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 11,850 | $68,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 4,475 | $67,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 2,401 | $67,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 9,400 | $67,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 10,554 | $67,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 3,174 | $67,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 2,688 | $67,000 | thousands by filing date | principal |
| AEROVIRONMENT INC COM | 008073108 | Stock | 2,538 | $66,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 2,069 | $66,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 3,066 | $66,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 4,540 | $66,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 2,887 | $66,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 3,467 | $66,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 4,800 | $66,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 110,272 | $66,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 4,391 | $66,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 5,097 | $66,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 2,738 | $65,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 1,900 | $65,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 5,170 | $65,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 752 | $65,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,493 | $65,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 6,650 | $65,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 4,925 | $65,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 1,948 | $65,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 6,915 | $65,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 2,340 | $65,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 3,131 | $65,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y181 | SML CP BULL 2X | 1,800 | $65,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 2,164 | $64,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 1,240 | $64,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 3,700 | $64,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 4,055 | $64,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 18,327 | $64,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 114,774 | $64,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 3,279 | $64,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 4,323 | $64,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 650 | $64,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B613 | CONTRARIAN OPP | 2,410 | $64,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 3,643 | $63,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 1,718 | $63,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 5,042 | $63,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 18,870 | $63,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 1,185 | $63,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 3,088 | $63,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 2,213 | $63,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 5,620 | $63,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 6,823 | $63,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 1,368 | $62,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 6,421 | $62,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 2,226 | $62,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 19,425 | $62,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 7,278 | $62,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 5,000 | $62,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 1,771 | $61,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 2,318 | $61,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 2,254 | $61,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 4,341 | $61,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 2,783 | $61,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 4,114 | $61,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 5,514 | $61,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 6,765 | $61,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 2,232 | $61,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 14,100 | $60,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 7,000 | $60,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 914 | $60,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 2,590 | $60,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 2,155 | $60,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 3,547 | $60,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 2,056 | $60,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 45 | $60,000 | thousands by filing date | principal |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 4,750 | $60,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 868 | $60,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 438 | $60,000 | thousands by filing date | |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 5,637 | $60,000 | thousands by filing date | |
| ISHARES B-CA | 46432F404 | COM | 1,228 | $60,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 2,420 | $60,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 12,785 | $59,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 1,142 | $59,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 3,847 | $59,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 4,286 | $59,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 2,212 | $59,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 3,894 | $59,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 3,718 | $59,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 7,631 | $59,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 8,000 | $59,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 1,969 | $59,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 2,100 | $58,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 2,400 | $58,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 1,227 | $58,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,307 | $58,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 2,300 | $58,000 | thousands by filing date | call |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 1,000 | $58,000 | thousands by filing date | call |
| CIM COML TR CORP | 125525105 | COM | 3,280 | $58,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 4,422 | $58,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 12,000 | $58,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 3,100 | $58,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 900 | $57,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 4,820 | $57,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 1,765 | $57,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 5,736 | $57,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 2,937 | $57,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 1,050 | $57,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 2,247 | $56,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 23,033 | $56,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 1,210 | $56,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 6,007 | $56,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 1,859 | $56,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 50,544 | $56,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 14,000 | $56,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 1,110 | $55,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 2,048 | $55,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 20,943 | $55,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 7,216 | $55,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 8,682 | $55,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 19,437 | $55,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 39,485 | $55,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 58,000 | $55,000 | thousands by filing date | principal |
| ISHARES U S ETF TR | 46431W408 | Cmn | 2,252 | $55,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 1,176 | $54,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 2,372 | $54,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 2,272 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 4,760 | $54,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 11,155 | $54,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 3,600 | $54,000 | thousands by filing date | |
| ETFS ASIAN GOLD TR PHYS ASAIN | 26923C102 | GLD | 465 | $54,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 3,700 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74347X484 | ULT KBW REGBNK | 500 | $54,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 2,466 | $54,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 1,663 | $53,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 869 | $53,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 3,992 | $53,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 5,785 | $53,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 10,515 | $53,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 2,177 | $53,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 3,850 | $53,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,316 | $53,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 1,874 | $53,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 2,115 | $53,000 | thousands by filing date | principal |
| FIRST BUSEY CORP | 319383105 | COM | 8,031 | $53,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 4,207 | $53,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 1,651 | $53,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 19,245 | $52,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 1,568 | $52,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 3,540 | $52,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 7,250 | $52,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 881 | $52,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 2,700 | $52,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 1,648 | $51,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 744 | $51,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 3,842 | $51,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 6,517 | $51,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 635 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 2,800 | $51,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 2,064 | $51,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 3,300 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 670 | $50,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 7,195 | $50,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 5,143 | $50,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,343 | $50,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 5,800 | $50,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 4,370 | $50,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 1,299 | $50,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 3,237 | $50,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 9,542 | $50,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 36,211 | $50,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 2,000 | $50,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 1,491 | $49,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 2,457 | $49,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 3,109 | $49,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,244 | $49,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 3,181 | $49,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 6,959 | $49,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 9,967 | $49,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 11,456 | $49,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 1,917 | $49,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 338 | $48,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 2,750 | $48,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 2,553 | $48,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 833 | $48,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 719 | $48,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 2,161 | $48,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 40,000 | $48,000 | thousands by filing date | principal |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 8,500 | $48,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 5,598 | $48,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 2,028 | $48,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 8,195 | $47,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 2,111 | $47,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 3,303 | $47,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 1,111 | $47,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 3,102 | $47,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 2,804 | $47,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 15,822 | $47,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 5,250 | $47,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 909 | $47,000 | thousands by filing date | principal |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 1,548 | $47,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 3,630 | $47,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 1,443 | $46,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 5,860 | $46,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 3,039 | $46,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 4,545 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 1,265 | $46,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 2,533 | $46,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,158 | $46,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 14,950 | $46,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 3,235 | $46,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 791 | $46,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 20,766 | $46,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 12,049 | $46,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 2,919 | $46,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 1,988 | $46,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 6,700 | $46,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 2,000 | $46,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 1,294 | $45,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 4,442 | $45,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 2,420 | $45,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 833 | $45,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 13,000 | $45,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 5,729 | $45,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 2,833 | $45,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 25,496 | $45,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 753 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 1,000 | $45,000 | thousands by filing date | |
| SAJAN INC | 79379T202 | COM NEW | 8,500 | $45,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 3,200 | $45,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y628 | ATHENA HGH DIV | 2,387 | $45,000 | thousands by filing date | |
| JAN VELOCITY VELOCITY HED | 00162Q791 | Equities | 1,500 | $45,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 600 | $44,000 | thousands by filing date | put |
| ENSIGN GROUP INC | 29358P101 | COM | 853 | $44,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 1,419 | $44,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,046 | $44,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 1,406 | $44,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 1,099 | $44,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 5,100 | $44,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 72,400 | $44,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 2,623 | $44,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 525 | $44,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 2,618 | $44,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 1,615 | $44,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 5,343 | $44,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 8,300 | $44,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 4,000 | $43,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 887 | $43,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 2,500 | $43,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,089 | $43,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 724 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 1,282 | $43,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 1,704 | $43,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 3,000 | $43,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 185,255 | $43,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 11,336 | $43,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 4,000 | $43,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 26,690 | $43,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 1,803 | $43,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 12,400 | $43,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 1,625 | $42,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,129 | $42,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 3,333 | $42,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 95,750 | $42,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 5,002 | $42,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 32,000 | $42,000 | thousands by filing date | principal |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 2,280 | $42,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 4,024 | $42,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 1,250 | $42,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 3,365 | $42,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 17,500 | $42,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 571 | $42,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 6,750 | $42,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 2,784 | $42,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 1,690 | $41,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 5,256 | $41,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 1,092 | $41,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 267 | $41,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 1,351 | $41,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 1,729 | $41,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 3,683 | $41,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 2,483 | $41,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 5,308 | $41,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 2,901 | $41,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 3,000 | $41,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 6,000 | $41,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 850 | $41,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 40,000 | $41,000 | thousands by filing date | principal |
| USD PARTNERS LP LP | 903318103 | STOK | 3,500 | $41,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 1,285 | $41,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 1,927 | $41,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 500 | $41,000 | thousands by filing date | call |
| PARK STERLING CORP | 70086Y105 | COM | 5,577 | $41,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 349 | $41,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 5,947 | $41,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 3,236 | $41,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 500 | $40,000 | thousands by filing date | put |
| MATSON INC COM | 57686G105 | Stock | 963 | $40,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 2,746 | $40,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 24,699 | $40,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 1,901 | $40,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 7,830 | $40,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,842 | $40,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 1,784 | $40,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 806 | $40,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 3,211 | $40,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 2,845 | $40,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 3,655 | $40,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 3,000 | $40,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 3,939 | $40,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 1,965 | $40,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 728 | $39,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 500 | $39,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 1,547 | $39,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 2,551 | $39,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 812 | $39,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 2,198 | $39,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 2,850 | $39,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 1,628 | $39,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 1,628 | $39,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 18,394 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 985 | $39,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 3,000 | $39,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 526 | $38,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 586 | $38,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 3,681 | $38,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,490 | $38,000 | thousands by filing date | put |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 2,070 | $38,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,038 | $38,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 35,470 | $38,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 885 | $38,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 4,485 | $38,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 2,269 | $37,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 3,033 | $37,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 2,267 | $37,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 3,172 | $37,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 2,555 | $37,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 7,844 | $37,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 3,000 | $37,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 1,727 | $37,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 3,922 | $37,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 15,393 | $37,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 3,009 | $37,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505509 | YRKVL HIINCINF | 2,000 | $37,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L527 | 30 YR TREAS BULL | 511 | $37,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 710 | $36,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 825 | $36,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 5,603 | $36,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 3,316 | $36,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 2,564 | $36,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,965 | $36,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 2,126 | $36,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,507 | $36,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 2,000 | $36,000 | thousands by filing date | |
| Escalera Resources Co | 296064108 | Ordinary Shares | 129,390 | $36,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 2,741 | $35,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 2,800 | $35,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 2,344 | $35,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 7,600 | $35,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 12,053 | $35,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 6,000 | $35,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 1,472 | $35,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,387 | $35,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 3,077 | $35,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 609 | $35,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 1,877 | $35,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 5,000 | $35,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 2,155 | $35,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 16,226 | $34,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 225 | $34,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 2,294 | $34,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 2,104 | $34,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 577 | $34,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,832 | $34,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 2,021 | $34,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 3,659 | $34,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 767 | $34,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 9,191 | $34,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 21,200 | $34,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 1,141 | $34,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 1,786 | $34,000 | thousands by filing date | |
| Pacific Datavision Inc | 694171307 | COM | 799 | $34,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 658 | $34,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 894 | $34,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 11,050 | $34,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 469 | $33,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 1,554 | $33,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 10,919 | $33,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 903 | $33,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,149 | $33,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,800 | $33,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 15,700 | $33,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 2,000 | $33,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 11,100 | $33,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 1,800 | $33,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 2,568 | $33,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 2,740 | $33,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 1,066 | $33,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 2,488 | $32,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 4,734 | $32,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 3,000 | $32,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 1,000 | $32,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 9,796 | $32,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 19,651 | $32,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 2,064 | $32,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 1,560 | $32,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 300 | $32,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 5,500 | $32,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 4,673 | $32,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 1,608 | $32,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 1,112 | $32,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,016 | $32,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 1,781 | $32,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 750 | $31,000 | thousands by filing date | call |
| FORRESTER RESH INC | 346563109 | COM | 864 | $31,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 1,508 | $31,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 2,103 | $31,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 797 | $31,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 853 | $31,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 1,158 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 361 | $31,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 2,200 | $31,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 25,000 | $31,000 | thousands by filing date | principal |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 24,048 | $31,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 1,759 | $31,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 1,007 | $31,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 2,214 | $31,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 4,481 | $30,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 966 | $30,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 3,635 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 700 | $30,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 1,431 | $30,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 5,035 | $30,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 2,176 | $30,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,000 | $30,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 24,594 | $30,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 1,223 | $30,000 | thousands by filing date | principal |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 3,600 | $30,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 1,266 | $30,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 2,000 | $30,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 3,000 | $30,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 6,776 | $30,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 5,993 | $30,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 3,402 | $30,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-032251 | this filing | 2015-08-14 | acceptance time not in the bulk data set |