13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 6,700 holding rows worth $144,695,959,000.
- Accession
- 0001140361-15-032251
- Filer
- CIK 1000275
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 21,181 entries on the cover page, a total value of $144,695,959,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,695,959,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RAMBUS INC DEL COM | 750917106 | Stock | 111,129 | $1,610,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 367,636 | $1,610,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 189,686 | $1,608,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 31,960 | $1,607,000 | thousands by filing date | |
| ISHARES TR | 46429B622 | MSCI A/C ASIA | 25,852 | $1,607,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 148,303 | $1,603,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 40,190 | $1,603,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 16,869 | $1,601,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 20,000 | $1,600,000 | thousands by filing date | call |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 47,382 | $1,600,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 61,349 | $1,598,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 55,107 | $1,598,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 35,344 | $1,596,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 122,048 | $1,593,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 24,336 | $1,588,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 240,468 | $1,587,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 34,568 | $1,580,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 75,787 | $1,579,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 44,145 | $1,577,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 120,355 | $1,577,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 104,969 | $1,571,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 80,400 | $1,569,000 | thousands by filing date | call |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 28,322 | $1,568,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 28,884 | $1,566,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 150,000 | $1,563,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 38,516 | $1,563,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 41,891 | $1,562,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 265,208 | $1,561,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 105,187 | $1,560,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 68,235 | $1,560,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 86,757 | $1,559,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 81,315 | $1,558,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 20,000 | $1,554,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 40,000 | $1,552,000 | thousands by filing date | call |
| TOTAL SYS SVCS INC | 891906109 | COM | 37,002 | $1,545,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 33,322 | $1,545,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 22,500 | $1,544,000 | thousands by filing date | call |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 28,663 | $1,544,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 1,651,000 | $1,544,000 | thousands by filing date | principal |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 2,000,000 | $1,544,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327R101 | COM | 28,741 | $1,543,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 18,042 | $1,536,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 35,651 | $1,530,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 25,000 | $1,529,000 | thousands by filing date | put |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 263,249 | $1,527,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 31,200 | $1,526,000 | thousands by filing date | put |
| United States Brent Oil Fund L | 91167Q100 | COM | 67,568 | $1,526,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 48,136 | $1,525,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 308,691 | $1,522,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 12,676 | $1,519,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 60,000 | $1,514,000 | thousands by filing date | call |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 17,439 | $1,514,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 65,609 | $1,509,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 75,000 | $1,508,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 59,285 | $1,504,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 23,278 | $1,501,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 100,000 | $1,501,000 | thousands by filing date | call |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 13,101 | $1,501,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 21,329 | $1,498,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 7,872 | $1,497,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 53,122 | $1,495,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 44,613 | $1,495,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 61,660 | $1,492,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 78,569 | $1,490,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 176,404 | $1,489,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 64,585 | $1,488,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 30,013 | $1,485,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 163,120 | $1,484,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 64,271 | $1,479,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 28,950 | $1,479,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 103,828 | $1,472,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 52,042 | $1,471,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 117,656 | $1,471,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 54,211 | $1,470,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 152,548 | $1,469,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 25,193 | $1,469,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 14,125 | $1,467,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 12,127 | $1,466,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 54,398 | $1,465,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 62,770 | $1,465,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 281,957 | $1,460,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 31,930 | $1,458,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 18,793 | $1,451,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 15,613 | $1,449,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,400 | $1,448,000 | thousands by filing date | put |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 10,106 | $1,448,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 51,115 | $1,448,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 52,902 | $1,446,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 17,049 | $1,446,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 49,351 | $1,445,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 33,490 | $1,441,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 11,653 | $1,441,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 107,311 | $1,439,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 15,137 | $1,438,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 26,639 | $1,434,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 10,100 | $1,431,000 | thousands by filing date | call |
| CRANE CO | 224399105 | COM | 24,369 | $1,431,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 28,106 | $1,430,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 103,603 | $1,430,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 200,281 | $1,430,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 59,663 | $1,425,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 35,998 | $1,423,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 751,737 | $1,421,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 69,060 | $1,418,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 49,394 | $1,416,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 24,836 | $1,416,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 25,778 | $1,416,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 250,044 | $1,416,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 25,000 | $1,409,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 52,600 | $1,404,000 | thousands by filing date | call |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 163,530 | $1,402,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 69,078 | $1,398,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 12,339 | $1,398,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 84,191 | $1,394,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 1,000,000 | $1,394,000 | thousands by filing date | principal |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 27,397 | $1,394,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 24,204 | $1,392,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 92,079 | $1,392,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 32,270 | $1,390,000 | thousands by filing date | call |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 39,640 | $1,386,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 48,832 | $1,385,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 68,161 | $1,384,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 55,249 | $1,384,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 32,412 | $1,381,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 24,840 | $1,378,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 50,000 | $1,378,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 203,420 | $1,377,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 29,105 | $1,377,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 71,339 | $1,374,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 12,121 | $1,371,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 33,747 | $1,371,000 | thousands by filing date | |
| PROSHARES TR | 74347B870 | CDS SH NA HYCR | 35,418 | $1,371,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 38,681 | $1,370,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 47,473 | $1,370,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 13,744 | $1,368,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 112,994 | $1,366,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 34,065 | $1,363,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 28,100 | $1,361,000 | thousands by filing date | call |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 225,000 | $1,359,000 | thousands by filing date | call |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 108,022 | $1,358,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 43,610 | $1,356,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 35,442 | $1,354,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 59,204 | $1,353,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 271,765 | $1,351,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 26,177 | $1,350,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 31,733 | $1,346,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 56,634 | $1,346,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 511,857 | $1,345,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 36,083 | $1,342,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 54,045 | $1,341,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 1,000,000 | $1,341,000 | thousands by filing date | principal |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 34,700 | $1,339,000 | thousands by filing date | call |
| SIERRA WIRELESS INC | 826516106 | COM | 53,856 | $1,338,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 37,753 | $1,330,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 44,674 | $1,329,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 20,848 | $1,327,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 1,500,000 | $1,327,000 | thousands by filing date | principal |
| CYS INVTS INC | 12673A108 | COM | 171,471 | $1,326,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 42,200 | $1,324,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 79,701 | $1,323,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 52,263 | $1,321,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 51,450 | $1,321,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 471,617 | $1,321,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 203,799 | $1,314,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 18,458 | $1,312,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 35,200 | $1,312,000 | thousands by filing date | put |
| INLAND REAL ESTATE CORP | 457461200 | COM | 139,185 | $1,311,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 81,800 | $1,310,000 | thousands by filing date | call |
| WESTERN REFNG INC | 959319104 | COM | 30,018 | $1,309,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 138,541 | $1,309,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 33,545 | $1,309,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 28,121 | $1,307,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 14,400 | $1,306,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 14,500 | $1,306,000 | thousands by filing date | put |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 10,176 | $1,306,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 160,974 | $1,303,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 32,974 | $1,302,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 23,208 | $1,301,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 122,488 | $1,301,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 49,032 | $1,298,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 43,269 | $1,294,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 31,500 | $1,288,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413106 | COM | 15,733 | $1,287,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 150,337 | $1,286,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 224,895 | $1,284,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 77,472 | $1,282,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 33,529 | $1,282,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 18,317 | $1,280,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 18,300 | $1,278,000 | thousands by filing date | call |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 41,895 | $1,277,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 59,686 | $1,273,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 119,055 | $1,270,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 18,595 | $1,268,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 51,475 | $1,266,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 43,944 | $1,263,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 26,403 | $1,261,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 145,398 | $1,259,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 158,739 | $1,256,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 50,643 | $1,255,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 31,575 | $1,255,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 200,285 | $1,254,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 57,109 | $1,253,000 | thousands by filing date | |
| ASM INTERNATIONAL NV | N07045102 | Common Stock | 27,027 | $1,250,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 25,192 | $1,248,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 35,363 | $1,248,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 42,054 | $1,243,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 26,000 | $1,242,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 5,187 | $1,242,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 56,016 | $1,241,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 74,941 | $1,237,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 197,361 | $1,236,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 19,844 | $1,235,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 84,083 | $1,235,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 75,284 | $1,234,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 37,302 | $1,232,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 36,132 | $1,231,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 55,579 | $1,231,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 35,992 | $1,229,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 51,668 | $1,228,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 23,594 | $1,228,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 25,000 | $1,227,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 19,560 | $1,227,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 52,184 | $1,223,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 12,123 | $1,222,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 23,997 | $1,221,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 73,574 | $1,220,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 214,259 | $1,219,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 25,340 | $1,217,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 52,116 | $1,217,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 28,336 | $1,216,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 502,446 | $1,212,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 25,257 | $1,211,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 40,294 | $1,207,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 75,372 | $1,206,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 26,211 | $1,205,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 22,544 | $1,203,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 38,100 | $1,202,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 18,700 | $1,200,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 28,000 | $1,199,000 | thousands by filing date | put |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 26,494 | $1,197,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 42,540 | $1,195,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 38,419 | $1,192,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 50,788 | $1,191,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 32,499 | $1,191,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 14,888 | $1,189,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,351,693 | $1,186,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 9,254 | $1,185,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 45,569 | $1,183,000 | thousands by filing date | principal |
| CONMED CORP COM | 207410101 | Stock | 20,289 | $1,182,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 191,392 | $1,181,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 180,292 | $1,180,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 29,162 | $1,180,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 18,341 | $1,179,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 27,816 | $1,176,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 23,486 | $1,176,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 26,445 | $1,173,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 48,878 | $1,172,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 12,880 | $1,170,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 91,726 | $1,169,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 94,384 | $1,168,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 12,916 | $1,168,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 143,756 | $1,167,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 58,487 | $1,166,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 22,100 | $1,165,000 | thousands by filing date | call |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 26,564 | $1,165,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 89,428 | $1,163,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 99,334 | $1,162,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 32,115 | $1,162,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 37,857 | $1,159,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 58,905 | $1,159,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 30,000 | $1,158,000 | thousands by filing date | call |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 10,000 | $1,157,000 | thousands by filing date | call |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 20,643 | $1,157,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 64,374 | $1,155,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 18,947 | $1,151,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 30,653 | $1,151,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 70,016 | $1,150,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 21,060 | $1,148,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 210,764 | $1,147,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 39,800 | $1,146,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 18,394 | $1,143,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 35,478 | $1,143,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 50,000 | $1,143,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 10,000 | $1,139,000 | thousands by filing date | put |
| PRIVATEBANCORP INC | 742962103 | COM | 28,591 | $1,138,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 28,509 | $1,137,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 11,122 | $1,135,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 20,063 | $1,135,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 41,397 | $1,134,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 67,390 | $1,133,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 225,242 | $1,133,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 85,326 | $1,133,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 17,652 | $1,132,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 35,240 | $1,132,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 16,186 | $1,130,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 45,662 | $1,129,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 59,025 | $1,128,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 34,662 | $1,127,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 28,003 | $1,126,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 69,061 | $1,125,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 36,686 | $1,125,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 1,100,000 | $1,124,000 | thousands by filing date | principal |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 106,920 | $1,121,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y783 | 100 ENH VOLA ETF | 31,690 | $1,121,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 36,254 | $1,120,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 100,300 | $1,120,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 13,115 | $1,111,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 59,446 | $1,110,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 30,000 | $1,108,000 | thousands by filing date | put |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 169,215 | $1,108,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 67,072 | $1,108,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 12,727 | $1,108,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 51,622 | $1,105,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 28,655 | $1,105,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 167,193 | $1,105,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 37,047 | $1,102,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 48,824 | $1,102,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 40,000 | $1,102,000 | thousands by filing date | put |
| ISHARES | 464286830 | EXCHANGE TRADED | 91,013 | $1,102,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 1,002,000 | $1,100,000 | thousands by filing date | principal |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 72,163 | $1,099,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 119,192 | $1,099,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 16,107 | $1,099,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 51,843 | $1,098,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 48,727 | $1,096,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 39,800 | $1,095,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 37,223 | $1,095,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 15,473 | $1,094,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 7,325 | $1,093,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 134,077 | $1,093,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 91,913 | $1,092,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 62,737 | $1,091,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 84,316 | $1,091,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 18,520 | $1,089,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 36,173 | $1,089,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 27,426 | $1,089,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 56,392 | $1,088,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 10,347 | $1,086,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 25,742 | $1,086,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 16,426 | $1,085,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 30,000 | $1,084,000 | thousands by filing date | put |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 20,892 | $1,083,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 18,200 | $1,083,000 | thousands by filing date | call |
| UNIFI INC | 904677200 | COM NEW | 32,324 | $1,083,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 37,000 | $1,081,000 | thousands by filing date | put |
| REXNORD CORP | 76169B102 | COMMON STOCK | 45,138 | $1,080,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 52,234 | $1,079,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 27,652 | $1,078,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 50,000 | $1,076,000 | thousands by filing date | call |
| THORATEC CORP | 885175307 | COM | 24,119 | $1,075,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 35,116 | $1,073,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 26,458 | $1,073,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 3,462,529 | $1,073,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 40,682 | $1,068,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 25,803 | $1,067,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 80,117 | $1,065,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 82,971 | $1,064,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 17,438 | $1,062,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 19,555 | $1,061,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 65,000 | $1,061,000 | thousands by filing date | call |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 5,581 | $1,060,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 26,502 | $1,060,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 73,712 | $1,059,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 60,916 | $1,059,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 933,000 | $1,059,000 | thousands by filing date | principal |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 45,710 | $1,056,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 50,479 | $1,056,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 76,401 | $1,050,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 435,900 | $1,046,000 | thousands by filing date | call |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 6,700 | $1,046,000 | thousands by filing date | call |
| CSS INDS INC | 125906107 | COMMON STOCK | 34,576 | $1,046,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 55,757 | $1,045,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 24,058 | $1,045,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 26,022 | $1,045,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 45,000 | $1,045,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 970 | $1,043,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 71,219 | $1,039,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 43,905 | $1,039,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 65,230 | $1,037,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 40,764 | $1,035,000 | thousands by filing date | principal |
| Empire District Electric Co/Th | 291641108 | COM | 47,430 | $1,035,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 88,301 | $1,034,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 5,000 | $1,033,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 25,965 | $1,032,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 86,300 | $1,030,000 | thousands by filing date | call |
| TRIBUNE COMPANY | 896047503 | COMMON | 19,282 | $1,030,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 33,947 | $1,029,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 51,023 | $1,029,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 104,072 | $1,028,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 34,004 | $1,026,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 19,430 | $1,026,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 37,305 | $1,025,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 78,739 | $1,025,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 12,589 | $1,024,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 48,021 | $1,021,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 58,963 | $1,020,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 158,153 | $1,020,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 51,889 | $1,018,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 89,501 | $1,018,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 14,807 | $1,017,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 52,482 | $1,016,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 18,580 | $1,015,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 25,000 | $1,013,000 | thousands by filing date | put |
| OFS CAPITAL CORP | 67103B100 | COM | 84,413 | $1,013,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 11,359 | $1,011,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 260,400 | $1,008,000 | thousands by filing date | call |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 51,298 | $1,007,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 34,209 | $1,006,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 20,922 | $1,006,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 50,016 | $1,006,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 58,197 | $1,006,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 701,000 | $1,005,000 | thousands by filing date | principal |
| G & K SVCS INC | 361268105 | CL A | 14,517 | $1,004,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 40,756 | $1,004,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 39,114 | $1,004,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 25,097 | $1,002,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 31,251 | $1,001,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 1,000,000 | $1,001,000 | thousands by filing date | principal |
| ENDOCYTE INC | 29269A102 | COM | 192,646 | $1,000,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 26,773 | $999,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 15,898 | $999,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 125,217 | $997,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 20,600 | $997,000 | thousands by filing date | put |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 85,781 | $996,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 23,831 | $995,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 54,264 | $993,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 71,162 | $992,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 72,129 | $992,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 12,943 | $992,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 14,540 | $992,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 7,997 | $989,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 36,041 | $986,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 45,277 | $985,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 206,897 | $985,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 44,230 | $984,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 26,855 | $983,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 33,470 | $982,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 7,985 | $981,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 15,208 | $980,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 22,717 | $979,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 24,747 | $979,000 | thousands by filing date | |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 26,038 | $978,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 20,000 | $976,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 53,350 | $976,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 241,449 | $975,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 45,951 | $974,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U201 | RECON CAP DAX GE | 36,722 | $972,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 76,858 | $971,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 98,221 | $969,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 48,842 | $969,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 7,321 | $969,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 30,095 | $969,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 39,128 | $968,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 200,252 | $967,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 31,707 | $966,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 28,894 | $963,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 327,273 | $962,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 46,549 | $961,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 45,672 | $960,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 18,020 | $959,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 39,788 | $959,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 20,800 | $957,000 | thousands by filing date | put |
| BIO-TECHNE CORP | 09073M104 | COM | 9,711 | $957,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 20,813 | $952,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 13,466 | $952,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 70,224 | $952,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 72,004 | $951,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 16,453 | $949,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 56,835 | $948,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 18,000 | $948,000 | thousands by filing date | put |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 81,359 | $947,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 42,803 | $947,000 | thousands by filing date | |
| DBX ETF TR | 233051606 | REG UTILITY ID | 34,913 | $947,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 83,228 | $946,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 19,657 | $946,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 23,100 | $946,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 21,100 | $944,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 22,413 | $943,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 377,277 | $943,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 28,790 | $942,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 31,255 | $942,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 49,654 | $941,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 16,734 | $941,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 15,000 | $939,000 | thousands by filing date | call |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 24,300 | $938,000 | thousands by filing date | call |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 38,816 | $938,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 23,743 | $937,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 30,496 | $936,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 35,529 | $935,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 146,442 | $934,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 328,123 | $932,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 40,440 | $932,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 101,003 | $931,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 16,323 | $929,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 79,950 | $926,000 | thousands by filing date | |
| PROSHARES TR | 74347B888 | CDS NA HY CRDT | 23,495 | $926,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 80,926 | $925,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 10,705 | $922,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 135,335 | $922,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 37,298 | $921,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-032251 | this filing | 2015-08-14 | acceptance time not in the bulk data set |