13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 6,700 holding rows worth $144,695,959,000.
- Accession
- 0001140361-15-032251
- Filer
- CIK 1000275
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 21,181 entries on the cover page, a total value of $144,695,959,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,695,959,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 116,137 | $2,938,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 235,124 | $2,937,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 252,822 | $2,935,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 94,769 | $2,934,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 142,006 | $2,933,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 61,147 | $2,931,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 34,709 | $2,929,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 181,915 | $2,925,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 218,591 | $2,920,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 151,189 | $2,918,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 834,123 | $2,912,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 127,910 | $2,908,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 30,000 | $2,907,000 | thousands by filing date | call |
| CALLON PETE CO DEL | 13123X102 | COM | 349,512 | $2,907,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 48,471 | $2,903,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 34,945 | $2,899,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 48,003 | $2,896,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 159,585 | $2,892,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 345,034 | $2,892,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 111,192 | $2,891,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 72,315 | $2,889,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 100,943 | $2,888,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 137,330 | $2,887,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 108,863 | $2,885,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 122,418 | $2,882,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 53,904 | $2,880,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 75,000 | $2,879,000 | thousands by filing date | put |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 46,428 | $2,878,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 85,635 | $2,877,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 161,521 | $2,862,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 57,255 | $2,861,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 100,000 | $2,860,000 | thousands by filing date | call |
| KEURIG GREEN MTN INC | 49271M100 | COM | 37,322 | $2,860,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 66,735 | $2,858,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 129,890 | $2,854,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 26,400 | $2,852,000 | thousands by filing date | call |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 102,937 | $2,852,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 155,920 | $2,850,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 206,589 | $2,849,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 44,085 | $2,845,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 56,800 | $2,844,000 | thousands by filing date | put |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 47,451 | $2,841,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 179,257 | $2,838,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 195,660 | $2,835,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 80,217 | $2,833,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 134,865 | $2,830,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 1,219,691 | $2,829,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 28,237 | $2,823,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 23,759 | $2,820,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 114,893 | $2,815,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 109,671 | $2,814,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 56,015 | $2,813,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 125,924 | $2,811,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 136,771 | $2,811,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 54,464 | $2,802,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 83,431 | $2,799,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,164,058 | $2,793,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 91,743 | $2,793,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 59,040 | $2,793,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 186,858 | $2,790,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 87,809 | $2,786,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 254,431 | $2,778,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 37,908 | $2,770,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 258,924 | $2,770,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 68,044 | $2,765,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 140,963 | $2,762,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 25,175 | $2,760,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 724,057 | $2,759,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 93,753 | $2,759,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 111,640 | $2,758,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 2,650,787 | $2,756,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 53,661 | $2,754,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 133,275 | $2,750,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 54,420 | $2,743,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 123,018 | $2,739,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 59,735 | $2,738,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 15,546 | $2,737,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 47,670 | $2,734,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 336,627 | $2,732,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 65,182 | $2,730,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 47,028 | $2,730,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 81,416 | $2,727,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 242,060 | $2,723,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 81,537 | $2,714,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 42,718 | $2,713,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 147,274 | $2,713,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 371,457 | $2,712,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 57,983 | $2,704,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 58,936 | $2,703,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 18,611 | $2,700,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 48,584 | $2,678,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 184,383 | $2,678,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 123,285 | $2,676,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 101,953 | $2,673,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 104,622 | $2,672,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 35,206 | $2,672,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 397,167 | $2,669,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 24,991 | $2,664,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 256,171 | $2,659,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 51,842 | $2,655,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 315,500 | $2,653,000 | thousands by filing date | call |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 271,027 | $2,650,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 91,937 | $2,650,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 183,097 | $2,643,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 68,886 | $2,638,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 60,373 | $2,635,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 30,000 | $2,629,000 | thousands by filing date | put |
| ENCANA CORP | 292505104 | COM | 238,500 | $2,628,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 374,006 | $2,621,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 21,100 | $2,605,000 | thousands by filing date | put |
| CACI INTL INC CL A | 127190304 | Stock | 32,183 | $2,603,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 415,625 | $2,602,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 159,973 | $2,592,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 215,512 | $2,591,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 44,800 | $2,587,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W323 | CMN | 108,207 | $2,587,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 65,778 | $2,584,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 51,993 | $2,583,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 109,019 | $2,582,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 94,000 | $2,579,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 102,159 | $2,578,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 75,678 | $2,571,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 288,421 | $2,570,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 193,452 | $2,569,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 2,469,000 | $2,567,000 | thousands by filing date | principal |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 163,723 | $2,561,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 161,906 | $2,560,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 112,017 | $2,558,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 73,957 | $2,556,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 110,828 | $2,552,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 1,094,953 | $2,551,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 28,100 | $2,549,000 | thousands by filing date | call |
| CDW CORP COM | 12514G108 | Stock | 74,293 | $2,548,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 342,469 | $2,547,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 103,067 | $2,547,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 66,116 | $2,545,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 54,283 | $2,539,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 61,012 | $2,538,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 456,175 | $2,532,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 76,554 | $2,530,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 42,860 | $2,528,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 653,395 | $2,528,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 112,623 | $2,527,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 25,468 | $2,523,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 235,638 | $2,519,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 51,625 | $2,510,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 101,537 | $2,510,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 665,408 | $2,509,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 34,201 | $2,508,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 83,256 | $2,505,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 96,971 | $2,504,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 44,923 | $2,503,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 61,900 | $2,495,000 | thousands by filing date | put |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 69,321 | $2,495,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 80,116 | $2,480,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 262,196 | $2,475,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 80,348 | $2,472,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 20,000 | $2,470,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 50,000 | $2,469,000 | thousands by filing date | put |
| O-I GLASS, INC. | 690768403 | COM | 107,550 | $2,468,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 268,982 | $2,464,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 41,481 | $2,462,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 36,836 | $2,457,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 104,916 | $2,457,000 | thousands by filing date | |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 118,427 | $2,455,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 10,573 | $2,452,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 216,709 | $2,451,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 26,582 | $2,451,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 97,706 | $2,449,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 21,561 | $2,445,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 37,355 | $2,441,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 130,689 | $2,438,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 46,675 | $2,433,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 107,618 | $2,431,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 2,504,000 | $2,419,000 | thousands by filing date | principal |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 50,000 | $2,414,000 | thousands by filing date | put |
| ETFS Gold Trust | 26922Y105 | ETF | 21,015 | $2,408,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 443,159 | $2,406,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 45,025 | $2,398,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 131,835 | $2,396,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 49,406 | $2,395,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 50,400 | $2,394,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 52,324 | $2,381,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 104,531 | $2,377,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 60,000 | $2,372,000 | thousands by filing date | call |
| MAGNA INTL INC COM | 559222401 | Stock | 42,200 | $2,367,000 | thousands by filing date | call |
| NORDSON CORP | 655663102 | COM | 30,386 | $2,365,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 117,308 | $2,363,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 54,415 | $2,361,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 89,252 | $2,360,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 121,638 | $2,353,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 92,018 | $2,352,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 48,420 | $2,351,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 70,000 | $2,350,000 | thousands by filing date | call |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 23,332 | $2,348,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 68,305 | $2,337,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 155,000 | $2,336,000 | thousands by filing date | call |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 40,579 | $2,333,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 111,797 | $2,330,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 73,773 | $2,329,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,000,000 | $2,320,000 | thousands by filing date | put |
| SPARTANNASH CO | 847215100 | COM | 71,310 | $2,320,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 96,275 | $2,320,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 40,000 | $2,310,000 | thousands by filing date | put |
| PBF ENERGY INC | 69318G106 | CL A | 81,183 | $2,308,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 190,298 | $2,307,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 20,144 | $2,305,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 226,000 | $2,305,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 82,903 | $2,304,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 127,714 | $2,298,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 30,000 | $2,294,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 67,255 | $2,293,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 709,247 | $2,291,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 17,320 | $2,291,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 83,850 | $2,290,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 32,545 | $2,289,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 1,493,000 | $2,288,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 18,334 | $2,285,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 75,000 | $2,281,000 | thousands by filing date | put |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 67,316 | $2,279,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 688,454 | $2,278,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 139,733 | $2,277,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 47,392 | $2,274,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 24,889 | $2,273,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 203,063 | $2,272,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 110,000 | $2,268,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 103,005 | $2,262,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 200,000 | $2,256,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 205,751 | $2,255,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 29,124 | $2,241,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 71,176 | $2,229,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 47,016 | $2,223,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 30,266 | $2,220,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 29,778 | $2,219,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 153,700 | $2,218,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 115,010 | $2,216,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 45,533 | $2,213,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 69,453 | $2,207,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 123,549 | $2,207,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 48,698 | $2,206,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 174,669 | $2,203,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 21,200 | $2,195,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 46,836 | $2,192,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 37,151 | $2,190,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 50,000 | $2,186,000 | thousands by filing date | call |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 102,926 | $2,179,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 210,200 | $2,173,000 | thousands by filing date | put |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 148,836 | $2,173,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 151,286 | $2,166,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 136,591 | $2,165,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 2,020,000 | $2,163,000 | thousands by filing date | principal |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 58,861 | $2,155,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 57,523 | $2,152,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 101,746 | $2,151,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 43,183 | $2,150,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 80,874 | $2,146,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 30,774 | $2,145,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 25,527 | $2,142,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 108,805 | $2,140,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 312,126 | $2,138,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 109,367 | $2,137,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 85,609 | $2,135,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 50,000 | $2,132,000 | thousands by filing date | put |
| VISTEON CORP | 92839U206 | COM NEW | 20,300 | $2,131,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 75,000 | $2,129,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 75,000 | $2,129,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 43,169 | $2,126,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 25,000 | $2,121,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 45,994 | $2,121,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 33,311 | $2,120,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 129,219 | $2,114,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 66,840 | $2,110,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 31,100 | $2,105,000 | thousands by filing date | call |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 39,266 | $2,104,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 68,583 | $2,103,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 1,500,000 | $2,103,000 | thousands by filing date | principal |
| YAMANA GOLD INC | 98462Y100 | COM | 700,000 | $2,100,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 92,628 | $2,097,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 30,000 | $2,095,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 32,486 | $2,094,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 74,973 | $2,086,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 71,697 | $2,084,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 23,768 | $2,080,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 268,399 | $2,080,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 40,809 | $2,077,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 88,071 | $2,071,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 204,082 | $2,063,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 23,628 | $2,060,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 163,807 | $2,056,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 42,365 | $2,052,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 27,578 | $2,049,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 24,945 | $2,049,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 25,790 | $2,048,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 132,726 | $2,048,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 46,366 | $2,046,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 442,795 | $2,045,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 20,140 | $2,044,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 50,000 | $2,044,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 20,346 | $2,041,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 44,258 | $2,039,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 102,036 | $2,036,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 47,824 | $2,035,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 150,082 | $2,035,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 51,457 | $2,034,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 135,865 | $2,034,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 117,032 | $2,033,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 78,999 | $2,030,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 286,254 | $2,026,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 36,249 | $2,024,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 29,137 | $2,019,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 19,461 | $2,018,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 90,692 | $2,017,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 31,061 | $2,014,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 60,500 | $2,011,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 48,033 | $2,011,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 33,417 | $2,010,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 48,369 | $2,008,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 45,721 | $2,005,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 11,080 | $1,994,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 59,115 | $1,993,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 314,520 | $1,987,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 40,440 | $1,985,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 128,873 | $1,982,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 26,610 | $1,981,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 65,832 | $1,979,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 260,849 | $1,975,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 88,852 | $1,974,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 38,737 | $1,973,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 25,712 | $1,972,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 23,600 | $1,970,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 45,090 | $1,969,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 17,500 | $1,966,000 | thousands by filing date | call |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 29,337 | $1,965,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 27,535 | $1,962,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 44,770 | $1,958,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 79,330 | $1,957,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 48,410 | $1,954,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 50,000 | $1,954,000 | thousands by filing date | put |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 37,525 | $1,953,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 35,000 | $1,950,000 | thousands by filing date | call |
| COLONY CAP INC | 19624R106 | CL A | 86,038 | $1,949,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 16,262 | $1,947,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 149,753 | $1,947,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 29,934 | $1,946,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,676,089 | $1,944,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 64,700 | $1,942,000 | thousands by filing date | call |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 62,888 | $1,941,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 55,814 | $1,940,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 321,938 | $1,935,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 53,673 | $1,934,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 25,702 | $1,932,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 35,276 | $1,932,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 19,227 | $1,929,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 67,722 | $1,925,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 46,608 | $1,923,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 93,500 | $1,915,000 | thousands by filing date | put |
| GANNETT SPINCO INC | 36473H104 | COM | 136,405 | $1,908,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 21,559 | $1,907,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 73,354 | $1,907,000 | thousands by filing date | principal |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 19,055 | $1,904,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 37,300 | $1,904,000 | thousands by filing date | call |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 155,846 | $1,903,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 100,705 | $1,900,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 88,227 | $1,899,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 23,769 | $1,893,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 132,657 | $1,887,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 27,848 | $1,887,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 29,720 | $1,886,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 26,052 | $1,885,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 74,775 | $1,884,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 84,478 | $1,879,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 27,366 | $1,878,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 56,936 | $1,878,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 59,304 | $1,874,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 39,968 | $1,873,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 58,422 | $1,871,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 42,989 | $1,870,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 61,120 | $1,870,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 24,561 | $1,869,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 93,447 | $1,865,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 47,980 | $1,865,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 21,450 | $1,865,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 88,794 | $1,864,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 29,135 | $1,864,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 70,000 | $1,860,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 10,412 | $1,852,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 65,000 | $1,844,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD | 72200R107 | COM | 133,979 | $1,844,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 53,507 | $1,842,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 16,398 | $1,842,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,326,000 | $1,838,000 | thousands by filing date | principal |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 102,673 | $1,835,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 18,307 | $1,834,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 70,485 | $1,829,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 72,464 | $1,829,000 | thousands by filing date | principal |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 70,761 | $1,828,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 81,253 | $1,825,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 30,400 | $1,824,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 2,000,000 | $1,822,000 | thousands by filing date | principal |
| Vale Sa | 91912E204 | COM | 360,682 | $1,821,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 49,114 | $1,819,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 134,312 | $1,819,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 90,842 | $1,817,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 87,300 | $1,812,000 | thousands by filing date | call |
| MERCURY GENL CORP NEW | 589400100 | COM | 32,505 | $1,809,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 88,791 | $1,800,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 51,115 | $1,798,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 26,497 | $1,794,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 33,300 | $1,783,000 | thousands by filing date | put |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 145,122 | $1,778,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 56,620 | $1,771,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 84,979 | $1,770,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K778 | SEMICONDUCT BEAR | 37,500 | $1,770,000 | thousands by filing date | put |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 1,988,000 | $1,769,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096508 | COM | 152,905 | $1,766,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 72,057 | $1,763,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 26,822 | $1,762,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 46,630 | $1,762,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 31,049 | $1,762,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 55,362 | $1,760,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 65,325 | $1,760,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 21,900 | $1,759,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 47,507 | $1,758,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 123,265 | $1,758,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 13,010 | $1,754,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 21,926 | $1,754,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 23,900 | $1,754,000 | thousands by filing date | put |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 202,937 | $1,753,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 61,387 | $1,752,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 61,494 | $1,752,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 151,373 | $1,751,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 76,574 | $1,750,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 20,118 | $1,749,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 80,080 | $1,740,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 53,141 | $1,733,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 130,600 | $1,732,000 | thousands by filing date | call |
| TOWERSTREAM CORP | 892000100 | COM | 967,386 | $1,732,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 10,000 | $1,731,000 | thousands by filing date | put |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 86,733 | $1,729,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 35,017 | $1,727,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 50,001 | $1,724,000 | thousands by filing date | put |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 42,095 | $1,724,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 19,700 | $1,722,000 | thousands by filing date | call |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,688,000 | $1,721,000 | thousands by filing date | principal |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 34,053 | $1,720,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 23,013 | $1,718,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,464,000 | $1,717,000 | thousands by filing date | principal |
| F N B CORP | 302520101 | COM | 119,838 | $1,716,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 84,422 | $1,713,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 1,278 | $1,712,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 386,778 | $1,710,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 102,746 | $1,707,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 40,658 | $1,705,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 11,847 | $1,705,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 75,000 | $1,705,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 2,325,000 | $1,702,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 230,144 | $1,697,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 16,311 | $1,694,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 52,400 | $1,693,000 | thousands by filing date | call |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 16,633 | $1,688,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 111,848 | $1,687,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 137,193 | $1,687,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 61,126 | $1,684,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 125,175 | $1,679,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 45,091 | $1,672,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 81,600 | $1,671,000 | thousands by filing date | call |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 50,000 | $1,670,000 | thousands by filing date | put |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 50,000 | $1,670,000 | thousands by filing date | call |
| COSTAR GROUP INC COM | 22160N109 | Stock | 8,284 | $1,668,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 15,389 | $1,668,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 43,525 | $1,667,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 18,815 | $1,666,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 48,716 | $1,664,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 15,000 | $1,664,000 | thousands by filing date | put |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 19,174 | $1,663,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 128,435 | $1,662,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 306,793 | $1,662,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 40,000 | $1,660,000 | thousands by filing date | call |
| CORECIVIC INC | 22025Y407 | COM | 50,130 | $1,659,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 555,549 | $1,656,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 6,488 | $1,648,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 15,000 | $1,640,000 | thousands by filing date | put |
| MCDERMOTT INTL INC | 580037109 | COM | 306,859 | $1,638,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 41,350 | $1,638,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 40,417 | $1,635,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 30,046 | $1,634,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 16,549 | $1,632,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 50,000 | $1,631,000 | thousands by filing date | call |
| NAVIGATORS GROUP INC | 638904102 | COM | 21,026 | $1,631,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 122,121 | $1,629,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 27,867 | $1,626,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 59,204 | $1,625,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 1,600,000 | $1,624,000 | thousands by filing date | principal |
| SILVER STD RES INC | 82823L106 | COM | 258,109 | $1,621,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 91,796 | $1,620,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 57,621 | $1,616,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 56,929 | $1,614,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 73,343 | $1,613,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 20,467 | $1,612,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 64,048 | $1,611,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-032251 | this filing | 2015-08-14 | acceptance time not in the bulk data set |