13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 6,700 holding rows worth $144,695,959,000.
- Accession
- 0001140361-15-032251
- Filer
- CIK 1000275
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 21,181 entries on the cover page, a total value of $144,695,959,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,695,959,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITIL CORP COM | 913259107 | Stock | 182,472 | $6,025,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 299,558 | $6,023,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 48,036 | $5,999,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 156,572 | $5,980,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 161,747 | $5,974,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 103,551 | $5,915,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 43,211 | $5,910,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 217,400 | $5,905,000 | thousands by filing date | call |
| NORTHERN TR CORP COM | 665859104 | Stock | 76,800 | $5,872,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 58,589 | $5,870,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 550,000 | $5,863,000 | thousands by filing date | put |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 131,960 | $5,830,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 89,155 | $5,821,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 61,327 | $5,815,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 600,541 | $5,801,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 312,021 | $5,800,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 382,686 | $5,798,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 161,328 | $5,797,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 681,296 | $5,791,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 208,270 | $5,783,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 185,184 | $5,763,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 5,000 | $5,757,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 175,837 | $5,755,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 100,000 | $5,755,000 | thousands by filing date | put |
| CDK GLOBAL INC | 12508E101 | COM | 106,122 | $5,728,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 116,818 | $5,727,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 675,000 | $5,717,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 82,487 | $5,696,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 100,000 | $5,693,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 234,524 | $5,678,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 185,380 | $5,672,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 134,740 | $5,671,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 236,100 | $5,664,000 | thousands by filing date | call |
| ONEOK INC NEW | 682680103 | COM | 143,163 | $5,652,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 97,989 | $5,652,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 102,378 | $5,643,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 402,661 | $5,625,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 165,372 | $5,622,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 498,501 | $5,622,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 37,761 | $5,593,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 371,952 | $5,590,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 422,348 | $5,569,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 88,275 | $5,568,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 79,855 | $5,560,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 184,204 | $5,500,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 104,535 | $5,477,000 | thousands by filing date | |
| SUNE 2.75 1/21 | 86732YAD1 | Bond 30/360P2 U | 2,600,000 | $5,455,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 208,072 | $5,438,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 288,600 | $5,437,000 | thousands by filing date | call |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,095,284 | $5,432,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 5,322,000 | $5,426,000 | thousands by filing date | principal |
| FORTINET INC COM | 34959E109 | Stock | 131,110 | $5,419,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 119,655 | $5,407,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 100,000 | $5,406,000 | thousands by filing date | put |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 68,965 | $5,402,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 71,678 | $5,394,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 65,284 | $5,391,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 467,003 | $5,385,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 29,101 | $5,366,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 41,705 | $5,360,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 64,019 | $5,344,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 584,536 | $5,331,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 629,203 | $5,329,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 172,643 | $5,321,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 826,711 | $5,316,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 208,466 | $5,314,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 839,984 | $5,308,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 46,458 | $5,306,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 95,855 | $5,298,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 192,490 | $5,284,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 5,225,000 | $5,271,000 | thousands by filing date | principal |
| MGC | 921910873 | COM | 74,959 | $5,270,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 100,000 | $5,267,000 | thousands by filing date | call |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 611,976 | $5,263,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 76,976 | $5,258,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 40,092 | $5,251,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 107,503 | $5,240,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 45,365 | $5,226,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 359,746 | $5,220,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 49,200 | $5,213,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 106,400 | $5,192,000 | thousands by filing date | call |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 63,310 | $5,185,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 37,183 | $5,182,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 283,585 | $5,164,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 100,000 | $5,163,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 875,000 | $5,154,000 | thousands by filing date | call |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 69,882 | $5,154,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 89,004 | $5,151,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 437,591 | $5,146,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 100,000 | $5,120,000 | thousands by filing date | call |
| TIVO INC | 888706108 | COM | 504,669 | $5,117,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 3,342,000 | $5,107,000 | thousands by filing date | principal |
| UMPQUA HOLDINGS | 904214103 | COM | 283,738 | $5,104,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 68,909 | $5,102,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 177,312 | $5,091,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 196,203 | $5,086,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 437,491 | $5,070,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 56,463 | $5,065,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 50,290 | $5,052,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 79,901 | $5,050,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 169,382 | $5,049,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 302,810 | $5,043,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 205,486 | $5,033,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 75,000 | $5,021,000 | thousands by filing date | call |
| PINNACLE WEST CAP CORP | 723484101 | COM | 88,027 | $5,008,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 125,000 | $4,996,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W101 | COM | 955,581 | $4,978,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 291,802 | $4,970,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 578,218 | $4,966,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 249,884 | $4,966,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 237,957 | $4,957,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 268,507 | $4,953,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 187,770 | $4,931,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 465,984 | $4,931,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 28,314 | $4,926,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 257,447 | $4,924,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 146,570 | $4,918,000 | thousands by filing date | |
| WISDOMTREE WESTERN ASSET UNCONSTRAINED BOND FUND | 97717X479 | ETF | 98,100 | $4,915,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 196,330 | $4,912,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 784,300 | $4,910,000 | thousands by filing date | call |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 653,621 | $4,895,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 52,400 | $4,891,000 | thousands by filing date | put |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 567,409 | $4,885,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 181,082 | $4,880,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 200,000 | $4,876,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 53,037 | $4,868,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 154,897 | $4,864,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 308,112 | $4,862,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 162,500 | $4,860,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 501,696 | $4,851,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 382,859 | $4,848,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 166,145 | $4,846,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 300,000 | $4,836,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 145,000 | $4,833,000 | thousands by filing date | call |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 169,623 | $4,832,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 4,819,000 | $4,832,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57061R445 | MSCI EM QUALITY | 89,222 | $4,827,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 100,000 | $4,822,000 | thousands by filing date | call |
| ARAMARK COM | 03852U106 | Stock | 155,511 | $4,816,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 292,578 | $4,816,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 274,042 | $4,808,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 449,647 | $4,802,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 75,000 | $4,796,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 753,719 | $4,794,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 358,216 | $4,789,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 189,461 | $4,788,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 72,800 | $4,783,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 68,900 | $4,779,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 388,688 | $4,769,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 4,735,000 | $4,768,000 | thousands by filing date | principal |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 100,946 | $4,762,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 87,927 | $4,744,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 432,328 | $4,743,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 160,864 | $4,737,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 376,340 | $4,734,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 94,261 | $4,730,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 224,596 | $4,725,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 54,834 | $4,706,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 100,000 | $4,698,000 | thousands by filing date | put |
| IMPAX LABORATORIES INC | 45256B101 | COM | 102,220 | $4,694,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 30,164 | $4,674,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 380,906 | $4,666,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 125,318 | $4,663,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 61,010 | $4,660,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 44,993 | $4,654,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 95,133 | $4,651,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 25,000 | $4,648,000 | thousands by filing date | call |
| RR DONNELLEY + SONS CO | 257867101 | COM | 265,905 | $4,636,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 63,146 | $4,613,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 141,728 | $4,612,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 157,258 | $4,602,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 117,584 | $4,601,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 900,000 | $4,601,000 | thousands by filing date | principal |
| KNOWLES CORP COM | 49926D109 | Stock | 254,127 | $4,599,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 191,200 | $4,595,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 253,728 | $4,595,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 109,828 | $4,589,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 220,447 | $4,588,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 211,761 | $4,587,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 349,119 | $4,576,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 45,041 | $4,574,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 49,748 | $4,563,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 143,721 | $4,550,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 614,018 | $4,538,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 279,242 | $4,526,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 478,932 | $4,526,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 60,635 | $4,524,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 128,077 | $4,523,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 20,047 | $4,504,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 135,000 | $4,487,000 | thousands by filing date | call |
| SUNEDISON INC | 86732Y109 | COM | 150,000 | $4,487,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 68,003 | $4,478,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 123,681 | $4,477,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 72,512 | $4,475,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 47,314 | $4,469,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 174,492 | $4,464,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 181,478 | $4,461,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 355,149 | $4,450,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 250,000 | $4,440,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 457,993 | $4,438,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 155,091 | $4,431,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 245,683 | $4,421,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 149,709 | $4,419,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 75,699 | $4,416,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 74,151 | $4,410,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 51,655 | $4,400,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 38,000 | $4,398,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 50,000 | $4,376,000 | thousands by filing date | put |
| CONSOL ENERGY INC | 20854P109 | COM | 201,100 | $4,372,000 | thousands by filing date | put |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 205,101 | $4,371,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 420,196 | $4,362,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 35,042 | $4,361,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 37,417 | $4,352,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 136,124 | $4,351,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 156,809 | $4,328,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 104,046 | $4,326,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 330,889 | $4,322,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 95,977 | $4,322,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 223,356 | $4,319,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 4,622,000 | $4,319,000 | thousands by filing date | principal |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 362,391 | $4,306,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 79,802 | $4,297,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 20,206 | $4,294,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 8,200 | $4,268,000 | thousands by filing date | put |
| REGAL ENTMT GROUP | 758766109 | CL A | 203,827 | $4,262,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 27,581 | $4,249,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 100,024 | $4,244,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 32,861 | $4,237,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 84,411 | $4,236,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 186,418 | $4,230,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 75,019 | $4,221,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 41,683 | $4,218,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 430,769 | $4,213,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 63,400 | $4,195,000 | thousands by filing date | put |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 111,127 | $4,188,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 75,872 | $4,182,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 199,971 | $4,181,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 661,184 | $4,178,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 88,083 | $4,151,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 43,678 | $4,148,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 107,049 | $4,141,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 70,000 | $4,137,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,205,744 | $4,123,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 40,000 | $4,119,000 | thousands by filing date | principal |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 125,719 | $4,110,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 90,186 | $4,108,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 17,000 | $4,105,000 | thousands by filing date | put |
| DST SYS INC DEL | 233326107 | COM | 32,512 | $4,097,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 42,283 | $4,096,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 78,597 | $4,088,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 109,974 | $4,080,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 65,857 | $4,072,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 191,782 | $4,064,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 48,883 | $4,061,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 180,188 | $4,060,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 75,709 | $4,056,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 109,379 | $4,047,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 177,296 | $4,042,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 372,019 | $4,040,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 78,405 | $4,040,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 109,157 | $4,038,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 109,687 | $4,022,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 84,825 | $4,003,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 395,657 | $4,000,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 104,591 | $3,992,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 119,474 | $3,987,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 268,302 | $3,983,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 76,695 | $3,980,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 162,411 | $3,976,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 53,596 | $3,971,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 138,901 | $3,963,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 142,807 | $3,963,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 269,356 | $3,949,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 80,405 | $3,943,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 36,831 | $3,938,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 530,582 | $3,927,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 100,000 | $3,923,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 100,000 | $3,923,000 | thousands by filing date | call |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 29,462 | $3,917,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 43,117 | $3,905,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 43,421 | $3,905,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 59,700 | $3,898,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 195,400 | $3,898,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 73,570 | $3,881,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 247,733 | $3,872,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 110,219 | $3,870,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 3,870,800 | $3,870,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 122,076 | $3,868,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 39,791 | $3,864,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 25,000 | $3,838,000 | thousands by filing date | put |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 115,064 | $3,831,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 206,519 | $3,831,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 115,204 | $3,829,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 193,036 | $3,828,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 75,971 | $3,823,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 42,932 | $3,820,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 4,500,000 | $3,818,000 | thousands by filing date | principal |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 138,500 | $3,812,000 | thousands by filing date | put |
| CEPHEID | 15670R107 | COM | 62,334 | $3,811,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 81,047 | $3,808,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 153,883 | $3,807,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 452,000 | $3,801,000 | thousands by filing date | put |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 102,884 | $3,797,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 104,613 | $3,793,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 126,849 | $3,786,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 77,599 | $3,778,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,736,000 | $3,777,000 | thousands by filing date | principal |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 250,523 | $3,772,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 6,133,000 | $3,772,000 | thousands by filing date | principal |
| Anglogold Ashanti Plc | 035128206 | Common | 420,347 | $3,762,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 126,584 | $3,752,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 442,200 | $3,745,000 | thousands by filing date | call |
| WGL HLDGS INC | 92924F106 | COM | 68,474 | $3,716,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 71,086 | $3,713,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 236,479 | $3,712,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 904,106 | $3,707,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 183,568 | $3,705,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 70,033 | $3,701,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 46,907 | $3,692,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 103,857 | $3,689,000 | thousands by filing date | call |
| BEMIS INC | 081437105 | COM | 81,840 | $3,683,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 27,404 | $3,679,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 15,243 | $3,679,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 44,445 | $3,673,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 177,359 | $3,657,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 115,923 | $3,654,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 979,385 | $3,653,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 38,304 | $3,652,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 353,285 | $3,642,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 62,500 | $3,639,000 | thousands by filing date | call |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 140,748 | $3,638,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 330,592 | $3,637,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 216,164 | $3,621,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 97,583 | $3,618,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 62,022 | $3,611,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 169,849 | $3,608,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 83,984 | $3,595,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 121,897 | $3,585,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 46,270 | $3,572,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 202,275 | $3,534,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 22,751 | $3,533,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 385,400 | $3,530,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 168,404 | $3,520,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 175,819 | $3,515,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 82,300 | $3,513,000 | thousands by filing date | call |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 141,807 | $3,508,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 245,839 | $3,491,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 353,531 | $3,489,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 313,899 | $3,484,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 233,736 | $3,471,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 163,890 | $3,471,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 95,609 | $3,470,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 68,467 | $3,459,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 37,506 | $3,454,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 20,160 | $3,452,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 39,400 | $3,448,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 190,000 | $3,443,000 | thousands by filing date | put |
| QUESTAR CORP | 748356102 | COM | 164,040 | $3,429,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 108,651 | $3,428,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 47,553 | $3,424,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 48,180 | $3,424,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 83,189 | $3,420,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 31,664 | $3,414,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 32,756 | $3,412,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 78,064 | $3,408,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 86,130 | $3,407,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 112,317 | $3,406,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 417,279 | $3,405,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 164,050 | $3,399,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 3,244,000 | $3,394,000 | thousands by filing date | principal |
| TIMKEN CO | 887389104 | COM | 92,810 | $3,393,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 37,666 | $3,386,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 68,824 | $3,383,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 43,300 | $3,380,000 | thousands by filing date | call |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 55,291 | $3,379,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 15,000 | $3,372,000 | thousands by filing date | put |
| GATX CORP COM | 361448103 | Stock | 63,325 | $3,365,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 9,405 | $3,359,000 | thousands by filing date | principal |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 171,386 | $3,351,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 180,000 | $3,346,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 151,370 | $3,341,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 68,125 | $3,337,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 348,840 | $3,335,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 102,881 | $3,334,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 60,000 | $3,330,000 | thousands by filing date | put |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 24,646 | $3,324,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 25,000 | $3,323,000 | thousands by filing date | put |
| LITHIA MTRS INC COM | 536797103 | Stock | 29,319 | $3,318,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 153,968 | $3,316,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 104,277 | $3,314,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 127,818 | $3,312,000 | thousands by filing date | principal |
| COBIZ FINANCIAL INC | 190897108 | COM | 252,457 | $3,300,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 30,598 | $3,296,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 54,871 | $3,293,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 40,000 | $3,291,000 | thousands by filing date | call |
| URBAN OUTFITTERS INC | 917047102 | COM | 93,984 | $3,289,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 137,332 | $3,287,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 77,294 | $3,286,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 117,541 | $3,281,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 157,771 | $3,275,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 59,661 | $3,275,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 126,896 | $3,265,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 39,000 | $3,262,000 | thousands by filing date | put |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 335,551 | $3,262,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,630,117 | $3,261,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 31,888 | $3,250,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 49,043 | $3,246,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 115,395 | $3,245,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 313,687 | $3,244,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 65,283 | $3,233,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 528,681 | $3,230,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 75,000 | $3,227,000 | thousands by filing date | put |
| TEREX CORP NEW COM | 880779103 | Stock | 138,782 | $3,226,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 74,239 | $3,221,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 55,514 | $3,219,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 62,728 | $3,216,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 29,215 | $3,208,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 96,716 | $3,207,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 39,753 | $3,203,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 300,000 | $3,198,000 | thousands by filing date | call |
| TRUSTMARK CORP | 898402102 | COM | 127,868 | $3,195,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 173,120 | $3,194,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 182,423 | $3,190,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 136,048 | $3,185,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 52,118 | $3,181,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 30,303 | $3,160,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 149,427 | $3,154,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 360,368 | $3,154,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 35,742 | $3,152,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 142,584 | $3,149,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 6,713 | $3,148,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 148,543 | $3,139,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 30,300 | $3,137,000 | thousands by filing date | call |
| OMNICARE INC | 681904108 | COM | 33,251 | $3,134,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 2,000,000 | $3,133,000 | thousands by filing date | principal |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 72,391 | $3,129,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 54,610 | $3,128,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 114,861 | $3,124,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 42,668 | $3,122,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 136,362 | $3,120,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 42,186 | $3,119,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 69,537 | $3,118,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 90,000 | $3,115,000 | thousands by filing date | put |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 209,683 | $3,114,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 41,107 | $3,108,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 58,887 | $3,108,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 32,380 | $3,100,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 117,607 | $3,098,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 48,069 | $3,098,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 100,000 | $3,097,000 | thousands by filing date | put |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 42,990 | $3,096,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 22,600 | $3,092,000 | thousands by filing date | call |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 135,141 | $3,086,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 85,227 | $3,076,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 185,399 | $3,068,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 134,750 | $3,067,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 58,174 | $3,062,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 59,849 | $3,061,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 263,964 | $3,057,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 216,430 | $3,056,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 61,939 | $3,051,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 129,190 | $3,051,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 138,143 | $3,049,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 130,601 | $3,048,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 112,743 | $3,041,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 125,671 | $3,041,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 257,135 | $3,039,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 666,364 | $3,038,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 123,101 | $3,038,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 54,727 | $3,034,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 92,429 | $3,031,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 162,350 | $3,030,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 41,683 | $3,025,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 28,500 | $3,020,000 | thousands by filing date | put |
| STANCORP FINL GROUP INC | 852891100 | COM | 39,907 | $3,018,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 188,200 | $3,013,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 50,000 | $3,012,000 | thousands by filing date | put |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 210,067 | $3,008,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 115,473 | $3,006,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 256,506 | $2,998,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 163,457 | $2,985,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 550,197 | $2,982,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 93,366 | $2,979,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 268,220 | $2,977,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 43,327 | $2,974,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 207,881 | $2,973,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 30,118 | $2,971,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 35,000 | $2,969,000 | thousands by filing date | put |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 184,550 | $2,969,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 1,500,000 | $2,969,000 | thousands by filing date | principal |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 79,834 | $2,957,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 46,587 | $2,952,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 107,913 | $2,951,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 63,012 | $2,948,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 75,000 | $2,947,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 2,000,000 | $2,947,000 | thousands by filing date | principal |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 260,974 | $2,946,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 301,670 | $2,939,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 59,729 | $2,938,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 234,708 | $2,938,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-032251 | this filing | 2015-08-14 | acceptance time not in the bulk data set |