13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 6,250 holding rows worth $143,254,655,000.
- Accession
- 0001140361-15-020162
- Filer
- CIK 1000275
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 18,247 entries on the cover page, a total value of $143,254,655,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,254,655,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE MUN BD FD II | 27827K109 | COM | 1,000 | $13,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 650 | $13,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 2,720 | $13,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 2,266 | $13,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 498 | $13,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 500 | $13,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 1,500 | $13,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 1,082 | $13,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 500 | $13,000 | thousands by filing date | principal |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 3,187 | $13,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 500 | $13,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 3,386 | $13,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 672 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B613 | CONTRARIAN OPP | 493 | $13,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 511 | $12,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 300 | $12,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 6,020 | $12,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 1,000 | $12,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 570 | $12,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 1,000 | $12,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 617 | $12,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,000 | $12,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 429 | $12,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 498 | $12,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 1,571 | $12,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 1,018 | $12,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 475 | $12,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 573 | $12,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 437 | $12,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 685 | $12,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 163 | $12,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 5,352 | $12,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 9,000 | $12,000 | thousands by filing date | principal |
| SYNACOR INC | 871561106 | COM | 5,440 | $12,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 851 | $12,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 515 | $12,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 530 | $12,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 10,000 | $12,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 1,041 | $12,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 400 | $12,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 2,100 | $12,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 500 | $12,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 15,000 | $12,000 | thousands by filing date | principal |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 7,300 | $12,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 2,250 | $12,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 222 | $11,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 424 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 703 | $11,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 700 | $11,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 528 | $11,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 551 | $11,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 500 | $11,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 524 | $11,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 385 | $11,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,587 | $11,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 800 | $11,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 892 | $11,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 1,000 | $11,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 1,000 | $11,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 300 | $11,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 4,317 | $11,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 1,200 | $11,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 1,600 | $11,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 19,545 | $11,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 2,000 | $11,000 | thousands by filing date | principal |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 425 | $11,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 30,500 | $11,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 5,000 | $11,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 864 | $11,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 580 | $11,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 275 | $10,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 149 | $10,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 100 | $10,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 230 | $10,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 300 | $10,000 | thousands by filing date | put |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 722 | $10,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 603 | $10,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 355 | $10,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 400 | $10,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 165 | $10,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 325 | $10,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 1,000 | $10,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 550 | $10,000 | thousands by filing date | |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 10,000 | $10,000 | thousands by filing date | principal |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 813 | $10,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 750 | $10,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 814 | $10,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 11,103 | $10,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 7,101 | $10,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 796 | $10,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 1,000 | $10,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 10,000 | $10,000 | thousands by filing date | principal |
| DRAGONWAVE INC | 26144M103 | COM | 18,643 | $10,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 687 | $10,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 700 | $10,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 1,618 | $10,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 219 | $9,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 1,019 | $9,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 6,159 | $9,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 204 | $9,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 342 | $9,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 147 | $9,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 200 | $9,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 3,000 | $9,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,000 | $9,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 551 | $9,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 418 | $9,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 2,100 | $9,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 520 | $9,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 2,330 | $9,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 366 | $9,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 235 | $9,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 12,800 | $9,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 400 | $9,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 400 | $9,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 432 | $9,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 965 | $9,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 10,377 | $9,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 1,000 | $9,000 | thousands by filing date | |
| RIVER VY BANCORP | 768475105 | COM | 400 | $9,000 | thousands by filing date | |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 10,000 | $9,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 500 | $9,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 1,622 | $9,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 1,114 | $9,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y791 | DP500 WEIG ETF | 264 | $9,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 235 | $8,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 133 | $8,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 1,000 | $8,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 316 | $8,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 299 | $8,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 185 | $8,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 767 | $8,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 731 | $8,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 630 | $8,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 1,990 | $8,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 24 | $8,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 13,473 | $8,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 500 | $8,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 225 | $8,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 817 | $8,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 571 | $8,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 500 | $8,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 500 | $8,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 4,361 | $8,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 1,024 | $8,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 3,500 | $8,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 140 | $8,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 500 | $8,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 200 | $8,000 | thousands by filing date | |
| UNITED RENTALS INC | 911363AL3 | NOTE 4.000% | 1,000 | $8,000 | thousands by filing date | principal |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 396 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 377 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 145 | $8,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 4,333 | $8,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 1,375 | $8,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 1,121 | $8,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 272 | $7,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 122 | $7,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 331 | $7,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 250 | $7,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 1,600 | $7,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 550 | $7,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 150 | $7,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 257 | $7,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 133 | $7,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,155 | $7,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 326 | $7,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 443 | $7,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 418 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 200 | $7,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 700 | $7,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 867 | $7,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 150 | $7,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 1,010 | $7,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 300 | $7,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 525 | $7,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P203 | COM NEW | 14,800 | $7,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 13,000 | $7,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 4,380 | $7,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 4,800 | $7,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 6,000 | $7,000 | thousands by filing date | principal |
| NORTEK INC | 656559309 | COM NEW | 80 | $7,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 380 | $7,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 264 | $7,000 | thousands by filing date | |
| PUREFUNDS ISE JUNIOR SILV | 30304R308 | COM | 1,000 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 242 | $7,000 | thousands by filing date | |
| ISHARES B-CA | 46432F404 | COM | 146 | $7,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 899 | $7,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 285 | $7,000 | thousands by filing date | |
| BACTERIN INTL HLDGS INC | 05644R200 | COM NEW | 1,692 | $7,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 85 | $6,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 308 | $6,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 74 | $6,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 334 | $6,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 250 | $6,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 600 | $6,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 100 | $6,000 | thousands by filing date | put |
| RADWARE LTD | M81873107 | COMMON STOCK | 267 | $6,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 707 | $6,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 125 | $6,000 | thousands by filing date | principal |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 451 | $6,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 95 | $6,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 480 | $6,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 3,600 | $6,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 600 | $6,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 342 | $6,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 5,000 | $6,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 733 | $6,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 314 | $6,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 1,025 | $6,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 200 | $6,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 3,000 | $6,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,300 | $6,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 570 | $6,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 447 | $6,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 3,000 | $6,000 | thousands by filing date | |
| KONAMI CORP-ADR | 50046R101 | SPON | 300 | $6,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 2,000 | $6,000 | thousands by filing date | principal |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 86 | $6,000 | thousands by filing date | principal |
| AVALON RARE METALS INC | 053470100 | COM | 25,937 | $6,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 400 | $6,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 500 | $6,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 100 | $6,000 | thousands by filing date | |
| Tasman Metals Ltd | 87652B103 | COM | 12,000 | $6,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 1,271 | $6,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 9,660 | $6,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 383 | $6,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 500 | $6,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 800 | $6,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 622 | $6,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 250 | $6,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 2,641 | $6,000 | thousands by filing date | |
| SUNGY MOBILE LTD | 86737M100 | ADR | 1,482 | $6,000 | thousands by filing date | |
| SUPERTEL HOSPITALITY INC NEW | 86852R108 | COM | 3,500 | $6,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 55 | $5,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 698 | $5,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 226 | $5,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 285 | $5,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 125 | $5,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 254 | $5,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 652 | $5,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 200 | $5,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 200 | $5,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 110 | $5,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 700 | $5,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 635 | $5,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 1,385 | $5,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 160 | $5,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 84 | $5,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 502 | $5,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 640 | $5,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 1,373 | $5,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 330 | $5,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 207 | $5,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 4,000 | $5,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 74 | $5,000 | thousands by filing date | principal |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 300 | $5,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 500 | $5,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 400 | $5,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 293 | $5,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 447 | $5,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 7,500 | $5,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 400 | $5,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 236 | $5,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 2,428 | $5,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 5,000 | $5,000 | thousands by filing date | principal |
| MCG CAPITAL CORP | 58047P107 | COM | 1,369 | $5,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 2,500 | $5,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 9,000 | $5,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 5,535 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 115 | $5,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 6,000 | $5,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 48 | $5,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 201 | $5,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 646 | $5,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 650 | $5,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 600 | $5,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 433 | $5,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 179 | $5,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 559 | $5,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 300 | $4,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 45 | $4,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 159 | $4,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 325 | $4,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 174 | $4,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 104 | $4,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 125 | $4,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 350 | $4,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 300 | $4,000 | thousands by filing date | call |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 354 | $4,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1,000 | $4,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 1,200 | $4,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 340 | $4,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 169 | $4,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 540 | $4,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 2,010 | $4,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 427 | $4,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,582 | $4,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 113 | $4,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 11,053 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739H263 | FUND | 88 | $4,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,033 | $4,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 1,000 | $4,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 913 | $4,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 110 | $4,000 | thousands by filing date | |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 1,000 | $4,000 | thousands by filing date | principal |
| EMULEX CORP | 292475209 | COM NEW | 529 | $4,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 1,000 | $4,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 400 | $4,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 200 | $4,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 119 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 140 | $4,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 200 | $4,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 450 | $4,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 10,451 | $4,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 500 | $4,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 572 | $4,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 2,249 | $4,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 587 | $4,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 323 | $4,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 3,533 | $4,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 2,000 | $4,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 9,500 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 100 | $4,000 | thousands by filing date | |
| MARKET VECTORS INDONESA | 57060U167 | COMMON | 300 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 259 | $4,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 106 | $4,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 330 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 300 | $4,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 193 | $4,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 143 | $4,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 200 | $4,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 1,051 | $4,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 449 | $4,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 2,059 | $4,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 200 | $3,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 65 | $3,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 92 | $3,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 200 | $3,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 300 | $3,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 200 | $3,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 3,500 | $3,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 200 | $3,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 50 | $3,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 52 | $3,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 200 | $3,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 500 | $3,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 1,402 | $3,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 225 | $3,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 600 | $3,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 330 | $3,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 195 | $3,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 526 | $3,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 150 | $3,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 45 | $3,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 775 | $3,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 325 | $3,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | principal |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 42 | $3,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 400 | $3,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 300 | $3,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 133 | $3,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 50 | $3,000 | thousands by filing date | principal |
| AMYRIS INC | 03236M101 | COM | 1,575 | $3,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 500 | $3,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 1,220 | $3,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 128 | $3,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 60 | $3,000 | thousands by filing date | principal |
| NANOSPHERE INC | 63009F105 | COM | 14,000 | $3,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 600 | $3,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 4,824 | $3,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 237 | $3,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 2,850 | $3,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 6,000 | $3,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 300 | $3,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 186 | $3,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 4,300 | $3,000 | thousands by filing date | |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 14,286 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A806 | ULT INV GRD CP | 50 | $3,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 300 | $3,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 702 | $3,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 2,000 | $3,000 | thousands by filing date | principal |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 6,194 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739G851 | IPTH JPY/USD ETN | 55 | $3,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 1,081 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W356 | JAPAN CP GOODS | 90 | $3,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 1,042 | $3,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 200 | $3,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 1,000 | $3,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 164 | $3,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 1,000 | $3,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V209 | COM | 2,433 | $3,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 60 | $3,000 | thousands by filing date | principal |
| NORCRAFT COS INC | 65557Y105 | COM | 125 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 45 | $2,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 5,040 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 26 | $2,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 5,000 | $2,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 100 | $2,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 463 | $2,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 224 | $2,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 57 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 57 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 250 | $2,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 100 | $2,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 138 | $2,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 111 | $2,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 176 | $2,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 1,500 | $2,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 900 | $2,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 272 | $2,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 450 | $2,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 2,000 | $2,000 | thousands by filing date | principal |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 6,000 | $2,000 | thousands by filing date | principal |
| PHARMATHENE INC | 71714G102 | COM | 1,012 | $2,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 2,000 | $2,000 | thousands by filing date | principal |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 100 | $2,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 3,842 | $2,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 300 | $2,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 125 | $2,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 1,344 | $2,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 2,000 | $2,000 | thousands by filing date | principal |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 6,000 | $2,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 116 | $2,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 300 | $2,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 200 | $2,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 2,495 | $2,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 1,000 | $2,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 100 | $2,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 500 | $2,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 41 | $2,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 300 | $2,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 754 | $2,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 246 | $2,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 17 | $2,000 | thousands by filing date | principal |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 100 | $2,000 | thousands by filing date | |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 1,249 | $2,000 | thousands by filing date | |
| VELOCITYSHARES 3X LONG CRUDE | 22542D589 | ETP | 1,000 | $2,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 500 | $2,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 221 | $2,000 | thousands by filing date | |
| REMY INTL INC NEW | 75971M108 | COM | 98 | $2,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 400 | $2,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 111 | $2,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 285 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 44 | $2,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 119 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 74 | $2,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 21 | $2,000 | thousands by filing date | principal |
| Swisher Hygiene Inc | 870808300 | Common Stock | 990 | $2,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 136 | $2,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 100 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 31 | $2,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 148 | $2,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 200 | $2,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 493 | $2,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 100 | $2,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 22 | $2,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 21 | $2,000 | thousands by filing date | principal |
| STONEGATE MTG CORP | 86181Q300 | COM | 181 | $2,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 140 | $2,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 2,563 | $2,000 | thousands by filing date | |
| SOLAR3D INC | 83417A209 | COM NEW | 300 | $2,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 100 | $1,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,366 | $1,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 19 | $1,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 55 | $1,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 122 | $1,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 1,090 | $1,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 50 | $1,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 35 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 10 | $1,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 49 | $1,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 50 | $1,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 119 | $1,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 107 | $1,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 200 | $1,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 10 | $1,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 248 | $1,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 100 | $1,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 51 | $1,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 100 | $1,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 150 | $1,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 246 | $1,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 150 | $1,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,000 | $1,000 | thousands by filing date | principal |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 191 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,889 | $1,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 79 | $1,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 287 | $1,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 1,000 | $1,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 236 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-020162 | this filing | 2015-05-15 | acceptance time not in the bulk data set |