13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 7,160 holding rows worth $297,242,407,000.
- Accession
- 0001140361-15-019891
- Filer
- CIK 70858
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A combination report, 15,323 entries on the cover page, a total value of $297,242,407,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $297,242,407,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TRUST | 33737J208 | CANADA ALPHA | 2,406 | $71,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 2,359 | $71,000 | thousands by filing date | |
| ISHARES B-CA | 46432F404 | COM | 1,436 | $71,000 | thousands by filing date | |
| FORCEFIELD ENERGY | 34520U103 | COM | 9,434 | $71,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 7,231 | $70,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 15,275 | $70,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 1,714 | $70,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 3,919 | $70,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 16,700 | $70,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 3,962 | $69,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 4,258 | $69,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 2,790 | $69,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 3,225 | $69,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 3,591 | $68,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 5,459 | $68,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 5,832 | $68,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 17,658 | $68,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 5,136 | $68,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 500 | $67,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 15,283 | $67,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 28,832 | $67,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 2,600 | $67,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 63,000 | $67,000 | thousands by filing date | principal |
| ETFS ASIAN GOLD TR PHYS ASAIN | 26923C102 | GLD | 574 | $67,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 5,212 | $67,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 5,726 | $67,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,000 | $66,000 | thousands by filing date | put |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 7,141 | $66,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 14,804 | $66,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 4,715 | $66,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 6,228 | $66,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 3,915 | $66,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 10,000 | $66,000 | thousands by filing date | put |
| PARK STERLING CORP | 70086Y105 | COM | 9,334 | $66,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 5,271 | $66,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 22,363 | $66,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 4,000 | $66,000 | thousands by filing date | call |
| SHOE STA GROUP INC | 824889109 | COM | 2,222 | $65,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 2,890 | $65,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 2,000 | $65,000 | thousands by filing date | put |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 4,567 | $65,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 1,000 | $65,000 | thousands by filing date | call |
| SWIFT ENERGY CO | 870738101 | COM | 30,197 | $65,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 3,850 | $65,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 4,014 | $65,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 495 | $64,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 142 | $64,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 3,334 | $64,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,614 | $64,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 2,878 | $64,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 3,431 | $64,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 79,145 | $63,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 66,100 | $63,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 11,312 | $63,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 5,941 | $63,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 3,550 | $63,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 56,554 | $63,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 3,944 | $63,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 7,116 | $63,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 2,680 | $62,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 2,164 | $62,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 1,717 | $62,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 4,754 | $62,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 5,858 | $62,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 5,478 | $62,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 11,350 | $62,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 3,095 | $62,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 1,357 | $61,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 4,414 | $61,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 909 | $61,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 4,750 | $61,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 6,000 | $61,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 10,075 | $61,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 3,021 | $61,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 8,128 | $61,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 4,359 | $61,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 1,264 | $60,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 397 | $60,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 17,696 | $60,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 2,762 | $60,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 27,775 | $60,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 3,560 | $60,000 | thousands by filing date | |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 4,300 | $60,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 4,050 | $60,000 | thousands by filing date | |
| REMY INTL INC NEW | 75971M108 | COM | 2,721 | $60,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 7,828 | $59,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 3,510 | $59,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 2,481 | $59,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 6,395 | $59,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 2,600 | $59,000 | thousands by filing date | put |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 2,500 | $59,000 | thousands by filing date | call |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 2,378 | $58,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 3,600 | $58,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 4,109 | $58,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 38,077 | $57,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 18,000 | $57,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 3,517 | $57,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 6,635 | $57,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 10,226 | $57,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 891 | $57,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 1,771 | $57,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 6,154 | $57,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 19,700 | $57,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 5,576 | $57,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 1,632 | $56,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 4,500 | $56,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 2,257 | $56,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 2,848 | $56,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 2,355 | $55,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 1,000 | $55,000 | thousands by filing date | call |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 3,868 | $55,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 2,766 | $55,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 732 | $54,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,100 | $54,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 5,000 | $54,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 22,224 | $54,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,475 | $54,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 1,300 | $54,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 29,000 | $54,000 | thousands by filing date | principal |
| QUANTUM CORP | 747906204 | COM DSSG | 33,904 | $54,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 67,671 | $54,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 4,000 | $54,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 2,000 | $54,000 | thousands by filing date | call |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 6,061 | $54,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 10,000 | $53,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 1,800 | $53,000 | thousands by filing date | put |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 2,308 | $53,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 700 | $53,000 | thousands by filing date | put |
| REX ENERGY CORPORATION | 761565100 | COM | 14,097 | $53,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 50,493 | $53,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 10,782 | $53,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 2,639 | $53,000 | thousands by filing date | |
| ISHARES INC | 464286384 | MSCI EMRG EMEA | 1,227 | $53,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 8,400 | $53,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 2,852 | $53,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 4,528 | $52,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 1,277 | $52,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 1,838 | $52,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 3,789 | $52,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 877 | $52,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 4,083 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 1,124 | $52,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 2,602 | $52,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 639 | $52,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 2,259,098 | $52,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 3,693 | $52,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 26,182 | $52,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 4,500 | $52,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 3,033 | $51,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 725 | $51,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 3,237 | $51,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 1,553 | $51,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 675 | $51,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 2,278 | $51,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,164 | $51,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 2,451 | $51,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 1,000 | $51,000 | thousands by filing date | call |
| TELETECH HOLDINGS INC | 879939106 | COM | 1,994 | $51,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 344 | $51,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 3,422 | $51,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 729 | $50,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 2,136 | $50,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,467 | $50,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 2,825 | $50,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 26,500 | $50,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 13,285 | $50,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2,000 | $49,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 2,200 | $49,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 6,661 | $49,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 1,600 | $49,000 | thousands by filing date | call |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 3,408 | $49,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 2,541 | $49,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 15,573 | $49,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 4,088 | $49,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 6,804 | $49,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 3,523 | $49,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,000 | $48,000 | thousands by filing date | call |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 781 | $48,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 1,990 | $48,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 2,445 | $48,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 755 | $48,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,578 | $48,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 2,679 | $48,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 1,464 | $48,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 9,900 | $48,000 | thousands by filing date | |
| ISHARES INC | 464286418 | EMKT CNSM DISC | 875 | $48,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 8,653 | $47,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 943 | $47,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 3,905 | $47,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,694 | $47,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,058 | $47,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 18,405 | $47,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 2,875 | $47,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 5,000 | $47,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 9,125 | $47,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 1,666 | $47,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 3,780 | $47,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 1,612 | $46,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 930 | $46,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 2,085 | $46,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 1,745 | $46,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 3,000 | $46,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 3,500 | $46,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 4,184 | $46,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 21,465 | $46,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 3,509 | $46,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 6,110 | $46,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 10,035 | $46,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 6,039 | $45,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,600 | $45,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 3,000 | $45,000 | thousands by filing date | call |
| ARK RESTAURANTS CORP | 040712101 | COM | 1,850 | $45,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 3,056 | $45,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 7,100 | $45,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 8,010 | $45,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 3,226 | $45,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 5,763 | $45,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 900 | $45,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 4,571 | $44,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 1,000 | $44,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 2,855 | $44,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 4,000 | $44,000 | thousands by filing date | put |
| ACCELERON PHARMA INC | 00434H108 | COM | 1,146 | $44,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 19,500 | $44,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 1,000 | $44,000 | thousands by filing date | put |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 3,685 | $44,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 3,848 | $44,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 1,442 | $44,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,428 | $43,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 2,101 | $43,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 5,225 | $43,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 1,255 | $43,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 955 | $43,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 989 | $43,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 4,540 | $43,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 2,152 | $43,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 3,000 | $43,000 | thousands by filing date | call |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 5,384 | $43,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 5,119 | $43,000 | thousands by filing date | |
| KONAMI CORP-ADR | 50046R101 | SPON | 2,277 | $43,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 4,000 | $43,000 | thousands by filing date | put |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 2,500 | $43,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 4,525 | $43,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 66,325 | $42,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 3,173 | $42,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 652 | $42,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 300 | $42,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 14,103 | $42,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 17,000 | $42,000 | thousands by filing date | principal |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 858 | $42,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 2,106 | $41,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 1,080 | $41,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 2,000 | $41,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,829 | $41,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,687 | $41,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 2,905 | $41,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 2,579 | $41,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,039 | $41,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 19,187 | $41,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 7,513 | $41,000 | thousands by filing date | |
| ELONG - ADR | 290138205 | ADR | 2,360 | $41,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 510 | $41,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 3,967 | $40,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 2,041 | $40,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 2,065 | $40,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 3,457 | $40,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 1,315 | $40,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 24,675 | $40,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 2,000 | $40,000 | thousands by filing date | put |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 675 | $40,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 4,557 | $40,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D548 | VS 3XINV CRUDE | 300 | $40,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,037 | $39,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,143 | $39,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 3,329 | $39,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 16,299 | $39,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 21,543 | $39,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 687 | $39,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 1,402 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347X476 | SHT KBW REGBNK | 1,500 | $39,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,221 | $39,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 1,575 | $39,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 21,017 | $39,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 6,953 | $39,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 3,682 | $38,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 2,196 | $38,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 2,696 | $38,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 1,500 | $38,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 3,124 | $38,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 2,508 | $38,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 2,557 | $38,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 1,000 | $37,000 | thousands by filing date | call |
| AGILYSYS INC | 00847J105 | COM | 3,795 | $37,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 1,326 | $37,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 1,222 | $37,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 2,000 | $37,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 4,492 | $37,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 426 | $37,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 50,000 | $37,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 9,051 | $37,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 4,100 | $37,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 20,540 | $37,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 597 | $36,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,538 | $36,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 5,057 | $36,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 1,525 | $36,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 2,296 | $36,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 7,158 | $36,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 2,219 | $36,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 6,747 | $36,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 1,184 | $36,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 3,665 | $36,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 1,075 | $35,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 3,060 | $35,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 1,281 | $35,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 9,000 | $35,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 1,421 | $35,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 3,281 | $35,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 6,300 | $35,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 965 | $35,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 2,700 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 2,000 | $35,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 10,500 | $35,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,012 | $34,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 2,912 | $34,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 680 | $34,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 2,984 | $34,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 5,500 | $34,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 3,000 | $34,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 1,500 | $34,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 2,945 | $34,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 3,420 | $34,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 6,975 | $34,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,355 | $33,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 7,300 | $33,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 33,000 | $33,000 | thousands by filing date | principal |
| HANGER INC | 41043F208 | COMMON STOCK | 1,473 | $33,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 937 | $33,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 2,577 | $33,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 1,527 | $33,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 8,416 | $33,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 2,400 | $33,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 4,315 | $33,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 43,901 | $33,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 2,049 | $33,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 3,656 | $33,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 8,577 | $33,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 2,000 | $32,000 | thousands by filing date | put |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 3,744 | $32,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,109 | $32,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 2,190 | $32,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,300 | $32,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 5,251 | $32,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 2,411 | $32,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 3,026 | $32,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 60,870 | $32,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 8,153 | $32,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 659 | $32,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 14,520 | $32,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 25,000 | $32,000 | thousands by filing date | principal |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 5,000 | $32,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 1,042 | $31,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 418 | $31,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 937 | $31,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 985 | $31,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 2,274 | $31,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 2,342 | $31,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 1,000 | $31,000 | thousands by filing date | put |
| MMA Capital Management LLC | 55315D105 | COM | 3,029 | $31,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 6,000 | $31,000 | thousands by filing date | put |
| RUBICON MINERALS CORP | 780911103 | COM | 32,579 | $31,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 11,666 | $31,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 2,175 | $31,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 945 | $31,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 21,483 | $31,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 1,250 | $31,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 5,798 | $31,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 1,023 | $30,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 2,000 | $30,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 8,484 | $30,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 839 | $30,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 300 | $30,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 1,259 | $30,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 946 | $30,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 12,486 | $30,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 1,230 | $30,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 2,629 | $30,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 2,761 | $30,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 40,000 | $30,000 | thousands by filing date | put |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 1,700 | $30,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 1,966 | $30,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 931 | $29,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 8,300 | $29,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 864 | $29,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,927 | $29,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 3,306 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 619 | $29,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 2,022 | $29,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 2,000 | $29,000 | thousands by filing date | call |
| INNERWORKINGS INC | 45773Y105 | COM | 4,364 | $29,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 3,250 | $29,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 7,327 | $29,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 20,545 | $29,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 18,900 | $29,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 4,257 | $29,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 15,000 | $29,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 1,401 | $29,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 855 | $28,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,212 | $28,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 583 | $28,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 985 | $28,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 526 | $28,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 2,850 | $28,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,813 | $28,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 8,078 | $28,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 2,781 | $28,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 20,286 | $28,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 892 | $28,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 2,000 | $28,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 7,020 | $28,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 4,520 | $28,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 2,179 | $27,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 6,769 | $27,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 2,466 | $27,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 871 | $27,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 752 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 300 | $27,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 4,138 | $27,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 2,000 | $27,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 1,602 | $27,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 1,728 | $27,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 2,969 | $27,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 11,807 | $27,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 24,000 | $27,000 | thousands by filing date | principal |
| BRIDGE CAP HLDGS | 108030107 | COM | 1,038 | $27,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 2,176 | $27,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,000 | $27,000 | thousands by filing date | call |
| TAOMEE HLDGS LTD | 87600Y106 | SPONSORED ADR | 10,000 | $27,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 1,446 | $27,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 400 | $26,000 | thousands by filing date | put |
| COMFORT SYS USA INC COM | 199908104 | Stock | 1,219 | $26,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 5,037 | $26,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 511 | $26,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 2,823 | $26,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 1,826 | $26,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 4,074 | $26,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 6,454 | $26,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 2,149 | $26,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 10,869 | $26,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 1,475 | $26,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 13,800 | $26,000 | thousands by filing date | put |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 1,556 | $26,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 67,400 | $26,000 | thousands by filing date | put |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 6,012 | $26,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 1,958 | $26,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 1,040 | $26,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 2,300 | $26,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 1,600 | $26,000 | thousands by filing date | call |
| NANOVIRICIDES INC | 630087203 | COM NEW | 11,728 | $26,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,650 | $26,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,610 | $25,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 6 | $25,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 3,020 | $25,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 1,511 | $25,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,000 | $25,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 12,958 | $25,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 30,260 | $25,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 1,010 | $25,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 4,471 | $25,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 30,100 | $25,000 | thousands by filing date | |
| PREMIER EXHIBITIONS INC COM NEW | 74051E201 | Stock | 7,003 | $25,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 9,632 | $24,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 400 | $24,000 | thousands by filing date | call |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 1,316 | $24,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,304 | $24,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 2,702 | $24,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 6,000 | $24,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 3,172 | $24,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 3,880 | $24,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,670 | $24,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 1,000 | $24,000 | thousands by filing date | put |
| LRAD CORP | 50213V109 | COM | 10,000 | $24,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 2,119 | $24,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 51,409 | $24,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 2,063 | $24,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 3,137 | $24,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 1,040 | $23,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 3,120 | $23,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 45,100 | $23,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,698 | $23,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 466 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 400 | $23,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 1,794 | $23,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 1,655 | $23,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 843 | $23,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 1,859 | $23,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 6,857 | $23,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 2,076 | $23,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 575 | $23,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 16,795 | $23,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-019891 | this filing | 2015-05-15 | acceptance time not in the bulk data set |