13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 7,160 holding rows worth $297,242,407,000.
- Accession
- 0001140361-15-019891
- Filer
- CIK 70858
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A combination report, 15,323 entries on the cover page, a total value of $297,242,407,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $297,242,407,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1,790 | $178,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,530 | $178,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 3,569 | $178,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 11,595 | $178,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 7,901 | $178,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 24,896 | $178,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 1,800 | $178,000 | thousands by filing date | put |
| TFS FINL CORP | 87240R107 | COM | 12,028 | $177,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 12,893 | $177,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 13,610 | $177,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 3,357 | $176,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 10,204 | $176,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 25,000 | $176,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 7,958 | $176,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 5,620 | $176,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 5,000 | $175,000 | thousands by filing date | call |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 14,500 | $175,000 | thousands by filing date | call |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 5,163 | $175,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 5,087 | $175,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 2,348 | $175,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 2,755 | $174,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 45,880 | $173,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 5,000 | $173,000 | thousands by filing date | |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 13,095 | $173,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,371 | $172,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 6,554 | $172,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 134,105 | $172,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 171,000 | $172,000 | thousands by filing date | principal |
| VICOR CORP | 925815102 | COM | 11,254 | $171,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 10,694 | $171,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 132,050 | $171,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 2,805 | $171,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 3,312 | $170,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 2,769 | $170,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 8,532 | $170,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 234,000 | $170,000 | thousands by filing date | principal |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 3,501 | $170,000 | thousands by filing date | |
| HAMPDEN BANCORP INC | 40867E107 | COM | 7,611 | $170,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 18,766 | $169,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 57,141 | $169,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 20,099 | $169,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 4,081 | $168,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 8,292 | $168,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 3,524 | $168,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 5,345 | $167,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 33,566 | $167,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 3,900 | $167,000 | thousands by filing date | put |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 15,130 | $167,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,063 | $166,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 5,545 | $165,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 7,695 | $164,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 10,740 | $164,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 13,501 | $164,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 10,514 | $164,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 6,468 | $164,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 12,134 | $164,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 26,380 | $163,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 10,177 | $163,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 30,785 | $163,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 38,464 | $163,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 10,075 | $162,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 35,513 | $162,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 23,870 | $162,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 237,720 | $162,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 6,860 | $162,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 3,040 | $162,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 3,626 | $161,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 3,118 | $161,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 3,210 | $161,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 5,158 | $161,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 3,754 | $161,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 11,644 | $160,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 7,500 | $160,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 5,100 | $160,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 57,000 | $160,000 | thousands by filing date | principal |
| 1ST FINL BANCORP | 320209109 | COM | 8,954 | $159,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 5,098 | $159,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 64,300 | $159,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 6,399 | $159,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 5,545 | $158,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,500 | $158,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 7,773 | $158,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 14,723 | $158,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,301 | $158,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 3,574 | $157,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 3,500 | $157,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 38,461 | $157,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 12,573 | $157,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 4,014 | $157,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 15,139 | $156,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 11,553 | $156,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 2,231 | $155,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 21,500 | $155,000 | thousands by filing date | put |
| KADANT INC | 48282T104 | COM | 2,926 | $154,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 8,788 | $154,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 6,041 | $154,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 10,025 | $154,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 2,375 | $154,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 79,758 | $154,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 9,387 | $154,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 2,995 | $154,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 10,940 | $153,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 11,740 | $153,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 4,450 | $152,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 5,936 | $152,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 24,523 | $151,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 5,919 | $151,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 7,578 | $151,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 3,931 | $151,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 14,697 | $151,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 3,771 | $150,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 2,595 | $150,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 2,990 | $150,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 50,000 | $149,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 5,396 | $149,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 5,336 | $149,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 2,259 | $148,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 7,036 | $148,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 32,706 | $148,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 7,571 | $147,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 8,209 | $146,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 5,273 | $146,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 5,298 | $146,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 4,076 | $146,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,413 | $145,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 26,793 | $145,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 10,404 | $145,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 12,473 | $144,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 4,500 | $143,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 3,084 | $143,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 7,699 | $143,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 8,149 | $143,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 2,185 | $143,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 10,610 | $142,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 4,000 | $142,000 | thousands by filing date | put |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 17,685 | $142,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 12,485 | $142,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 7,470 | $142,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 54,697 | $142,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 4,726 | $141,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 5,120 | $140,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 3,857 | $140,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 10,074 | $140,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 11,230 | $139,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 970 | $138,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 10,069 | $138,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 3,727 | $137,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 7,250 | $137,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 5,755 | $137,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 15,040 | $136,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 8,013 | $136,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 3,452 | $135,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 350,000 | $135,000 | thousands by filing date | call |
| PRICESMART INC COM | 741511109 | Stock | 1,586 | $134,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 4,000 | $134,000 | thousands by filing date | call |
| BROADSOFT INC | 11133B409 | COM | 4,004 | $134,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 7,100 | $133,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 5,004 | $133,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 8,157 | $133,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 19,554 | $132,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 12,357 | $132,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 24,158 | $132,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 10,266 | $132,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 2,675 | $132,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 5,378 | $131,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 2,540 | $131,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 17,603 | $131,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 17,135 | $131,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 4,478 | $130,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 9,483 | $130,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 3,977 | $130,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 15,000 | $130,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 3,500 | $130,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 4,000 | $130,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 2,262 | $129,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 10,000 | $129,000 | thousands by filing date | put |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 8,991 | $129,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 7,725 | $129,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 18,275 | $129,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 8,600 | $129,000 | thousands by filing date | put |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 5,755 | $128,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 2,033 | $128,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 6,558 | $128,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 4,469 | $128,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 3,205 | $128,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 800 | $128,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 69,214 | $128,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 2,517 | $127,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 1,897 | $127,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 3,056 | $127,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 11,237 | $127,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 16,044 | $127,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,619 | $127,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 13,615 | $127,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 12,054 | $126,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,000 | $126,000 | thousands by filing date | call |
| PGT INNOVATIONS INC | 69336V101 | COM | 11,238 | $126,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 20,650 | $126,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 36,272 | $126,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 2,570 | $126,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 5,200 | $126,000 | thousands by filing date | call |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 61,923 | $126,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 9,000 | $125,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 7,208 | $125,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 2,486 | $125,000 | thousands by filing date | |
| ISHARES TR | 46429B226 | INDUSTRIAL SCT | 2,446 | $125,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 7,511 | $125,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,200 | $124,000 | thousands by filing date | put |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 7,212 | $124,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 27,991 | $124,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 8,054 | $124,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 4,975 | $124,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 64,940 | $123,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 2,788 | $123,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 10,614 | $123,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 10,715 | $123,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 8,481 | $123,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 8,351 | $122,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 17,711 | $122,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 12,793 | $122,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 27,012 | $122,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 1,806 | $121,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 2,000 | $121,000 | thousands by filing date | put |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 12,400 | $121,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 50,385 | $121,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 7,027 | $120,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 12,505 | $120,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 134,886 | $120,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 2,985 | $120,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 6,544 | $119,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 46,000 | $119,000 | thousands by filing date | put |
| TERRENO RLTY CORP | 88146M101 | COM | 5,232 | $119,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 12,745 | $119,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,000 | $118,000 | thousands by filing date | put |
| HEALTHSTREAM INC | 42222N103 | COM | 4,684 | $118,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 7,331 | $118,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 16,800 | $118,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 2,251 | $117,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 2,079 | $117,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 155,031 | $117,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 7,680 | $117,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 32,800 | $116,000 | thousands by filing date | put |
| LUMENIS LTD | M6778Q121 | SHS CL B | 9,690 | $116,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 10,238 | $116,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 1,500 | $115,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 6,600 | $115,000 | thousands by filing date | put |
| SEQUENOM INC COM NEW | 817337405 | COM | 29,059 | $115,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 13,703 | $115,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 1,222 | $114,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 2,839 | $114,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 2,352 | $114,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 347,823 | $114,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 6,550 | $114,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 6,458 | $113,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 2,828 | $113,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 13,155 | $112,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 11,236 | $112,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 10,229 | $112,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 5,341 | $111,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 6,276 | $111,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 2,400 | $111,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 116,737 | $111,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 10,598 | $111,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 12,634 | $110,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 6,778 | $110,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 37,125 | $110,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,000 | $109,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 12,077 | $109,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 19,000 | $109,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 4,638 | $109,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 9,612 | $109,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 4,488 | $108,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 15,576 | $108,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 5,296 | $108,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 3,546 | $108,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 74,624 | $108,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 40,000 | $108,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,035 | $107,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 3,561 | $107,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 19,187 | $107,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 11,000 | $107,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 1,077 | $107,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 2,496 | $107,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 6,136 | $107,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 2,318 | $106,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 958 | $106,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 4,129 | $106,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 17,436 | $106,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 4,541 | $106,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 10,231 | $105,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 637 | $105,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 9,365 | $105,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 920 | $104,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 4,462 | $104,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 13,036 | $104,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 7,870 | $104,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 11,506 | $104,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 9,600 | $104,000 | thousands by filing date | call |
| SIGNAL GENETICS INC | 826640104 | Cmn | 48,600 | $104,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,000 | $103,000 | thousands by filing date | call |
| COCA COLA CONS INC | 191098102 | COM | 911 | $103,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 23,765 | $103,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 12,105 | $103,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 17,652 | $103,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 9,061 | $103,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,886 | $103,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,000 | $102,000 | thousands by filing date | put |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,000 | $102,000 | thousands by filing date | call |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 8,500 | $102,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 42,185 | $102,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 14,420 | $102,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 15,056 | $102,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 989 | $102,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 6,549 | $101,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 4,700 | $101,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 3,740 | $101,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 7,331 | $101,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 3,444 | $101,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 5,000 | $101,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 3,605 | $101,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 9,145 | $100,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 6,086 | $100,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 9,801 | $99,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 11,259 | $99,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 35,600 | $99,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 47,083 | $98,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 7,226 | $98,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 4,660 | $97,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 4,808 | $97,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 1,846 | $97,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 25,148 | $97,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 5,236 | $97,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 154,300 | $96,000 | thousands by filing date | put |
| CAPE BANCORP INC | 139209100 | COM | 10,000 | $96,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1,287 | $95,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,500 | $95,000 | thousands by filing date | call |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 7,530 | $95,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 3,508 | $95,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 1,482 | $95,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 9,442 | $95,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 8,150 | $95,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 10,889 | $95,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 17,751 | $95,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 10,426 | $95,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 3,287 | $94,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 4,137 | $94,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 2,765 | $94,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 69,092 | $94,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 4,575 | $94,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 6,412 | $94,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 6,050 | $94,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 5,855 | $93,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 6,164 | $93,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 3,260 | $93,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 17,500 | $93,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 22,083 | $93,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 3,000 | $92,000 | thousands by filing date | call |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 1,762 | $92,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 10,180 | $92,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 4,809 | $92,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 5,018 | $92,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 6,007 | $92,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 6,373 | $92,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 2,837 | $91,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 2,208 | $91,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 3,000 | $91,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 3,000 | $91,000 | thousands by filing date | call |
| BENEFITFOCUS INC | 08180D106 | COM | 2,472 | $91,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 1,812 | $91,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 6,368 | $90,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 5,162 | $90,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 5,100 | $90,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 3,517 | $90,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 5,819 | $90,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 4,783 | $90,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y330 | Cmn | 950 | $90,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 18,073 | $89,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 1,762 | $89,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 4,385 | $89,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,000 | $88,000 | thousands by filing date | call |
| DAKTRONICS INC | 234264109 | COM | 8,149 | $88,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 2,700 | $88,000 | thousands by filing date | put |
| MEDLEY CAP CORP | 58503F106 | COM | 9,569 | $88,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 8,490 | $88,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 6,614 | $88,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 18,656 | $88,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 3,998 | $87,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 1,417 | $87,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 2,232 | $87,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 4,101 | $87,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 12,310 | $87,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 1,105 | $87,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 9,394 | $87,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 10,616 | $87,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 1,506 | $87,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 15,850 | $87,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 11,388 | $86,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 10,664 | $86,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 2,000 | $86,000 | thousands by filing date | call |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 20,000 | $86,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 45,411 | $86,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 1,762 | $86,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 7,698 | $86,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 946 | $85,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 5,301 | $85,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 3,770 | $85,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,000 | $84,000 | thousands by filing date | put |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 5,560 | $84,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 3,618 | $84,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 1,680 | $84,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 12,933 | $84,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 4,203 | $83,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 5,415 | $83,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 2,800 | $83,000 | thousands by filing date | call |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 23,703 | $83,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 3,658 | $83,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 4,000 | $83,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 2,476 | $82,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 2,699 | $82,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 2,722 | $82,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 4,920 | $82,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 4,664 | $82,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 21,211 | $82,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 3,037 | $82,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 9,296 | $82,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 4,211 | $81,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 5,102 | $81,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 10,312 | $81,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 1,000 | $80,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 7,327 | $80,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 600 | $80,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 3,000 | $80,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 2,836 | $80,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 15,321 | $80,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 3,050 | $80,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 3,000 | $80,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 3,000 | $79,000 | thousands by filing date | put |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 20,990 | $79,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 1,880 | $78,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 3,995 | $78,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 3,940 | $78,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 24,073 | $78,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 187 | $78,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 18,514 | $78,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 70,000 | $78,000 | thousands by filing date | principal |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 5,988 | $78,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 20,000 | $78,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 4,955 | $77,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 4,502 | $77,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 4,717 | $77,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,188 | $77,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 15,047 | $77,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 2,691 | $77,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 6,208 | $77,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 69,000 | $77,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 3,561 | $77,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 6,273 | $76,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 8,606 | $76,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 3,726 | $76,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 20,969 | $76,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 5,198 | $76,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 122,027 | $76,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 2,996 | $76,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 2,749 | $76,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 1,801 | $76,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 29,646 | $76,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 847 | $75,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 2,879 | $75,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 6,900 | $75,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 1,016 | $75,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 7,641 | $75,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,524 | $75,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 9,477 | $75,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 5,141 | $75,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 3,205 | $75,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 10,700 | $75,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 515 | $75,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 3,324 | $74,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 41,136 | $74,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 3,216 | $74,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,134 | $74,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 6,370 | $74,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 7,337 | $74,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 98,000 | $74,000 | thousands by filing date | call |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 1,520 | $74,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 4,715 | $74,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 717 | $73,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 11,100 | $73,000 | thousands by filing date | call |
| RENTECH INC COM | 760112102 | COM | 65,262 | $73,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 545 | $73,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 5,363 | $73,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 29,873 | $73,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 15,015 | $73,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 4,637 | $73,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,000 | $72,000 | thousands by filing date | put |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 19,550 | $72,000 | thousands by filing date | |
| NEPHROGENEX INC | 640667101 | Cmn | 9,100 | $72,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 9,362 | $71,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 216,368 | $71,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 13,068 | $71,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-019891 | this filing | 2015-05-15 | acceptance time not in the bulk data set |