13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 7,160 holding rows worth $297,242,407,000.
- Accession
- 0001140361-15-019891
- Filer
- CIK 70858
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A combination report, 15,323 entries on the cover page, a total value of $297,242,407,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $297,242,407,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 227 | $23,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 2,500 | $23,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 1,447 | $23,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 1,038 | $23,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 1,224 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 253 | $22,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,300 | $22,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,302 | $22,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 19,103 | $22,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 1,028 | $22,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 6,000 | $22,000 | thousands by filing date | principal |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 6,145 | $22,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 4,926 | $22,000 | thousands by filing date | |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 783 | $22,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 1,900 | $22,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 725 | $22,000 | thousands by filing date | |
| RADIO ONE INC | 75040P108 | CL A | 7,134 | $22,000 | thousands by filing date | |
| VELOCITYSHARES 3X LONG CRUDE | 22542D589 | ETP | 10,000 | $22,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 2,400 | $22,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 879 | $22,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 34,197 | $22,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 500 | $21,000 | thousands by filing date | put |
| CALIX INC | 13100M509 | COM | 2,490 | $21,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 1,195 | $21,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 10,059 | $21,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,157 | $21,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 863 | $21,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 802 | $21,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 13,000 | $21,000 | thousands by filing date | principal |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 2,101 | $21,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 2,822 | $21,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 4,000 | $21,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 24,000 | $21,000 | thousands by filing date | principal |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 6,000 | $21,000 | thousands by filing date | principal |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 834 | $21,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 2,238 | $21,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 2,740 | $21,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 19,050 | $21,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 10,978 | $21,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 1,800 | $21,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 854 | $21,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 25,236 | $21,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 742 | $21,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 200 | $20,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 200 | $20,000 | thousands by filing date | put |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 914 | $20,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 3,000 | $20,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 426 | $20,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 4,406 | $20,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 258 | $20,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 2,834 | $20,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 1,500 | $20,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 1,500 | $20,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 2,358 | $20,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 4,581 | $20,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 14,727 | $20,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 1,275 | $20,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,000 | $20,000 | thousands by filing date | call |
| PSIVIDA CORP | 74440J101 | COM | 5,000 | $20,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 20,693 | $20,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 2,643 | $20,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 1,000 | $20,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 1,020 | $20,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 1,631 | $20,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 16,048 | $20,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 633 | $19,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 695 | $19,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 458 | $19,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 657 | $19,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 1,241 | $19,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 733 | $19,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 3,194 | $19,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 408 | $19,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 1,121 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 2,857 | $19,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 4,778 | $19,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 14,000 | $19,000 | thousands by filing date | principal |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 19,052 | $19,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 7,471 | $19,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 2,522 | $19,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 5,000 | $19,000 | thousands by filing date | principal |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 3,000 | $18,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 6,795 | $18,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 3,203 | $18,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 397 | $18,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 700 | $18,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 1,395 | $18,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 2,241 | $18,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 2,000 | $18,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 1,500 | $18,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 838 | $18,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 1,400 | $18,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 1,000 | $18,000 | thousands by filing date | put |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 1,000 | $18,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 5,500 | $18,000 | thousands by filing date | call |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 9,000 | $18,000 | thousands by filing date | principal |
| ION GEOPHYSICAL CORP | 462044108 | COM | 8,462 | $18,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 7,000 | $18,000 | thousands by filing date | principal |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 20,711 | $18,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 700 | $18,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 2,500 | $18,000 | thousands by filing date | |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 1,642 | $18,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 5,486 | $18,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 16,000 | $18,000 | thousands by filing date | principal |
| Knight Capital Group, Inc. | 48244B100 | common stock | 1,434 | $18,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 925 | $18,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 2,622 | $18,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 700 | $18,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 7,396 | $18,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,000 | $17,000 | thousands by filing date | call |
| NEWTEKONE INC | 652526203 | COM NEW | 1,000 | $17,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 436 | $17,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 378 | $17,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 500 | $17,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 850 | $17,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 2,084 | $17,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 1,000 | $17,000 | thousands by filing date | call |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 6,000 | $17,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 1,259 | $17,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 900 | $17,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 1,000 | $17,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 5,504 | $17,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 30,000 | $17,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 4,035 | $17,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 661 | $17,000 | thousands by filing date | |
| NXT ID INC COM | 67091J107 | Stock | 5,825 | $17,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 2,238 | $17,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,000 | $16,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 3,004 | $16,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 1,715 | $16,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 600 | $16,000 | thousands by filing date | put |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1,415 | $16,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 336 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 570 | $16,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 461 | $16,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 10,000 | $16,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,754 | $16,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 621 | $16,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 4,000 | $16,000 | thousands by filing date | principal |
| RICHMONT MINES INC | 76547T106 | COM | 5,241 | $16,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 11,000 | $16,000 | thousands by filing date | principal |
| DIGIRAD CORP | 253827109 | COM | 3,477 | $16,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 2,374 | $16,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 17,000 | $16,000 | thousands by filing date | principal |
| GP STRATEGIES CORP | 36225V104 | COM | 426 | $16,000 | thousands by filing date | |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 2,500 | $16,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 11,700 | $16,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 700 | $16,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 10,017 | $16,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 700 | $16,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 931 | $16,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 1,998 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 311 | $16,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Japan ETF | 97717X503 | COM | 500 | $16,000 | thousands by filing date | |
| Janus Velocity Tail Risk Hdgd Lg Cp ETF | 00162Q817 | com | 565 | $16,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,000 | $15,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 769 | $15,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 1,000 | $15,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 2,055 | $15,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 2,000 | $15,000 | thousands by filing date | call |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 526 | $15,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 2,405 | $15,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 1,500 | $15,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 600 | $15,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 1,175 | $15,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 440 | $15,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 409 | $15,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 5,396 | $15,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,000 | $15,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 2,395 | $15,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 1,230 | $15,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 1,000 | $15,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 6,068 | $15,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 1,645 | $15,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 4,000 | $15,000 | thousands by filing date | put |
| INVENSENSE INC | 46123D205 | COM | 1,000 | $15,000 | thousands by filing date | call |
| NAVIGATORS GROUP INC | 638904102 | COM | 188 | $15,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 10,000 | $15,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 2,200 | $15,000 | thousands by filing date | |
| VISION-SCIENCES INC | 927912105 | COM | 42,942 | $15,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 5,959 | $15,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 1,118 | $15,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 933 | $15,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 1,259 | $15,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 2,000 | $15,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 850 | $15,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 154 | $14,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 1,818 | $14,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 597 | $14,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 1,119 | $14,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 297 | $14,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 3,600 | $14,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 1,156 | $14,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 2,616 | $14,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 754 | $14,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 1,230 | $14,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 530 | $14,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 2,000 | $14,000 | thousands by filing date | call |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 6,913 | $14,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 903 | $14,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 769 | $14,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 241 | $14,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 539 | $14,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 1,275 | $14,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 500 | $14,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 702 | $14,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 1,000 | $14,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 14,000 | $14,000 | thousands by filing date | principal |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 2,058 | $14,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 1,000 | $14,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 695 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 131 | $13,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 711 | $13,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 400 | $13,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 667 | $13,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 702 | $13,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 2,249 | $13,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 597 | $13,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 1,562 | $13,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 2,231 | $13,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 2,032 | $13,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 5,548 | $13,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 700 | $13,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 1,000 | $13,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 9,000 | $13,000 | thousands by filing date | principal |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 36,754 | $13,000 | thousands by filing date | principal |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 1,320 | $13,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 100 | $13,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 14,989 | $13,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 195 | $13,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 25,550 | $13,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 1,432 | $13,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 17,600 | $13,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 18,000 | $13,000 | thousands by filing date | principal |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 18,323 | $13,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 1,500 | $13,000 | thousands by filing date | |
| FQF TR | 351680103 | QUANTSHARE MOM | 500 | $13,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 875 | $13,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 1,000 | $13,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 3,245 | $13,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 400 | $12,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 600 | $12,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 233 | $12,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 3,000 | $12,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 1,777 | $12,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 11,800 | $12,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 973 | $12,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 661 | $12,000 | thousands by filing date | |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 7,000 | $12,000 | thousands by filing date | principal |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 741 | $12,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 1,658 | $12,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 8,753 | $12,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 14,200 | $12,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 506 | $12,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 12,000 | $12,000 | thousands by filing date | principal |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 10,273 | $12,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 678 | $12,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 2,733 | $12,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 600 | $12,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 2,000 | $12,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 258 | $12,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 6,999 | $12,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 9,000 | $12,000 | thousands by filing date | principal |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 15,072 | $12,000 | thousands by filing date | |
| FQF TR | 351680400 | QUANTSHARE SIZ | 500 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 301 | $12,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 364 | $12,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 491 | $12,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 200 | $11,000 | thousands by filing date | put |
| Q2 HLDGS INC COM | 74736L109 | Stock | 500 | $11,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 200 | $11,000 | thousands by filing date | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 904 | $11,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,737 | $11,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 337 | $11,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 500 | $11,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 700 | $11,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 10,198 | $11,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 8,948 | $11,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 471 | $11,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 11,000 | $11,000 | thousands by filing date | principal |
| XOMA CORP DEL | 98419J107 | COM | 3,000 | $11,000 | thousands by filing date | call |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 362 | $11,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 680 | $11,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 10,588 | $11,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 10,099 | $11,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 540 | $11,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 1,600 | $11,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q205 | COM | 21,900 | $11,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 808 | $11,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 9,000 | $11,000 | thousands by filing date | principal |
| NEFF CORP COM CL A | 640094207 | Stock | 1,006 | $11,000 | thousands by filing date | |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 2,536 | $11,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 414 | $11,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 319 | $10,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,385 | $10,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 382 | $10,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 400 | $10,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 115 | $10,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,013 | $10,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 561 | $10,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,009 | $10,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 1,702 | $10,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 10,000 | $10,000 | thousands by filing date | principal |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 639 | $10,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 7,000 | $10,000 | thousands by filing date | principal |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 520 | $10,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 806 | $10,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 500 | $10,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 1,162 | $10,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 5,175 | $10,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 1,300 | $10,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 5,178 | $10,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 2,139 | $10,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 557 | $10,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 1,000 | $10,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 450 | $10,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 1,015 | $10,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 5,000 | $10,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 300 | $10,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 677 | $10,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 2,000 | $10,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 381 | $10,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 1,000 | $10,000 | thousands by filing date | |
| UBS AG | 90270KAW9 | NOTE 2/1 | 11,000 | $10,000 | thousands by filing date | principal |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 14,000 | $10,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 100 | $9,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 3,100 | $9,000 | thousands by filing date | put |
| QUIDEL CORP | 74838J101 | COM | 349 | $9,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 381 | $9,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 623 | $9,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 2,205 | $9,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 9,000 | $9,000 | thousands by filing date | principal |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 3,000 | $9,000 | thousands by filing date | principal |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 3,501 | $9,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 410 | $9,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 176 | $9,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 8,300 | $9,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 1,359 | $9,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 20,000 | $9,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 4,000 | $9,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 12,500 | $9,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 3,379 | $9,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 6,099 | $9,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 2,000 | $9,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 3,550 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 528 | $9,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 353 | $9,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 5,251 | $9,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 206 | $9,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 10,300 | $9,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 6,163 | $9,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 5,150 | $9,000 | thousands by filing date | |
| Polonia Bancorp, Inc. | 73158Q109 | Common Stock | 683 | $9,000 | thousands by filing date | |
| RIVER VY BANCORP | 768475105 | COM | 400 | $9,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 16,000 | $9,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L485 | US TRES FLATT | 145 | $9,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 200 | $9,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 1,135 | $9,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 709 | $9,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 466 | $9,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 6,000 | $9,000 | thousands by filing date | principal |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 3,244 | $9,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 76 | $9,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 511 | $9,000 | thousands by filing date | |
| VIGGLE INC | 92672V204 | COM NEW | 6,500 | $9,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,253 | $8,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 117 | $8,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 100 | $8,000 | thousands by filing date | put |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 115 | $8,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 773 | $8,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 134 | $8,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 268 | $8,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,000 | $8,000 | thousands by filing date | put |
| EGAIN CORP | 28225C806 | COM NEW | 2,349 | $8,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 188 | $8,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 900 | $8,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 214 | $8,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 8,000 | $8,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 8,000 | $8,000 | thousands by filing date | principal |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,288 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 248 | $8,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 640 | $8,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 543 | $8,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 228 | $8,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 1,118 | $8,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 2,848 | $8,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 3,064 | $8,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 587 | $8,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 7,000 | $8,000 | thousands by filing date | principal |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 1,500 | $8,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 738 | $8,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 1,000 | $8,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 1,000 | $8,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 708 | $8,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 60 | $8,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 684 | $8,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 400 | $8,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 3,000 | $8,000 | thousands by filing date | principal |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 3,900 | $8,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 430 | $8,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 9,000 | $8,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 116 | $8,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 13,529 | $8,000 | thousands by filing date | |
| DB-X FUNDS | 233052406 | XTRAK 2040TGT DT | 267 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E317 | GLBLX CEN ASIA | 821 | $8,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 5,000 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 500 | $8,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 1,000 | $8,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 4,000 | $8,000 | thousands by filing date | put |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 2,000 | $8,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 517 | $8,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 3,225 | $8,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 6,068 | $8,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 131 | $7,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 627 | $7,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,000 | $7,000 | thousands by filing date | call |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 500 | $7,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 447 | $7,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 100 | $7,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 246 | $7,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 5,000 | $7,000 | thousands by filing date | principal |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 1,350 | $7,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 9,000 | $7,000 | thousands by filing date | principal |
| REALPAGE INC | 75606N109 | COM | 305 | $7,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 6,964 | $7,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 200 | $7,000 | thousands by filing date | call |
| FBL FINL GROUP INC | 30239F106 | CL A | 113 | $7,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 2,573 | $7,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 2,582 | $7,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 4,532 | $7,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 750 | $7,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 3,398 | $7,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 200 | $7,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 6,000 | $7,000 | thousands by filing date | principal |
| DATAWATCH CORP | 237917208 | COM NEW | 1,066 | $7,000 | thousands by filing date | |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 19,470 | $7,000 | thousands by filing date | |
| SUTOR TECHNOLOGY GROUP LTD | 869362103 | CMN | 10,000 | $7,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 6,800 | $7,000 | thousands by filing date | |
| ZAZA ENERGY CORP - NEW | 98919T407 | COM | 4,285 | $7,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 562 | $7,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 500 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 261 | $7,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 4,500 | $7,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 1,160 | $7,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 100 | $6,000 | thousands by filing date | put |
| TRINET GROUP INC COM | 896288107 | Stock | 173 | $6,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 534 | $6,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 352 | $6,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,500 | $6,000 | thousands by filing date | call |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 445 | $6,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 260 | $6,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 875 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 63 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 51 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 100 | $6,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 407 | $6,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 256 | $6,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 509 | $6,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 217 | $6,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 1,600 | $6,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 331 | $6,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 551 | $6,000 | thousands by filing date | |
| Northeast Community Bancorp Inc | 664112109 | COM | 800 | $6,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 646 | $6,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 8,106 | $6,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 1,040 | $6,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 1,000 | $6,000 | thousands by filing date | put |
| RENESOLA LTD | 75971T103 | SPONS ADS | 4,351 | $6,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 1,432 | $6,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 9,158 | $6,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 240 | $6,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 18,500 | $6,000 | thousands by filing date | |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 500 | $6,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 2,218 | $6,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 1,000 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 242 | $6,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 5,000 | $6,000 | thousands by filing date | principal |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 1,175 | $6,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 1,000 | $6,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 216 | $6,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 604 | $6,000 | thousands by filing date | |
| VALLEY FINL CORP VA | 919629105 | COM | 314 | $6,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 357 | $6,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 2,772 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X335 | SOLACTIVE UK ETF | 100 | $6,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 251 | $6,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 355 | $6,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 1,000 | $6,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES IN | 043635309 | COM NEW | 5,538 | $6,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461365 | BLUE CHIP ETF | 297 | $6,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 171 | $5,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 13,390 | $5,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 432 | $5,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,120 | $5,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 522 | $5,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 690 | $5,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 555 | $5,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 2,000 | $5,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 458 | $5,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 275 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-019891 | this filing | 2015-05-15 | acceptance time not in the bulk data set |