13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 7,160 holding rows worth $297,242,407,000.
- Accession
- 0001140361-15-019891
- Filer
- CIK 70858
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A combination report, 15,323 entries on the cover page, a total value of $297,242,407,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $297,242,407,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 2,000 | $5,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 1,462 | $5,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 800 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 227 | $5,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 200 | $5,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 1,520 | $5,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 834 | $5,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 300 | $5,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 280 | $5,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 4,000 | $5,000 | thousands by filing date | principal |
| BIOLASE INC | 090911108 | COMMON STOCK | 2,647 | $5,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 554 | $5,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 259 | $5,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | call |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 4,478 | $5,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 200 | $5,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,000 | $5,000 | thousands by filing date | call |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 566 | $5,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 395 | $5,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 250 | $5,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 139 | $5,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 458 | $5,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 3,200 | $5,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 5,000 | $5,000 | thousands by filing date | principal |
| VICAL INC | 925602104 | COM | 5,652 | $5,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 594 | $5,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 100 | $5,000 | thousands by filing date | put |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 2,000 | $5,000 | thousands by filing date | call |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 265 | $5,000 | thousands by filing date | |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 3,000 | $5,000 | thousands by filing date | principal |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 7,925 | $5,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 2,772 | $5,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 1,615 | $5,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 5,278 | $5,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 1,623 | $5,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 2,000 | $5,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 200 | $5,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 1,336 | $5,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 5,856 | $5,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 1,075 | $5,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 1,135 | $5,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 5,000 | $5,000 | thousands by filing date | principal |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 525 | $5,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 2,000 | $5,000 | thousands by filing date | |
| UBS ETRACS M PY 2XLVG WF MLP EX-ENGY ETN | 90273A207 | ETF | 200 | $5,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 217,843 | $5,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 525 | $5,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 5,000 | $5,000 | thousands by filing date | principal |
| JETPAY CORP | 477177109 | COM | 1,732 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B613 | CONTRARIAN OPP | 200 | $5,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 292 | $4,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 2,675 | $4,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 148 | $4,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 1,123 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 155 | $4,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 1,153 | $4,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 271 | $4,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 175 | $4,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 835 | $4,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,070 | $4,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 950 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 100 | $4,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 3,000 | $4,000 | thousands by filing date | call |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 146 | $4,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 3,719 | $4,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 87 | $4,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 163 | $4,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 209 | $4,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 222 | $4,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 190 | $4,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 100 | $4,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 3,000 | $4,000 | thousands by filing date | principal |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 2,000 | $4,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696109 | COM | 2,070 | $4,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 250 | $4,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 131 | $4,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 6,660 | $4,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 19,000 | $4,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 231 | $4,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 809 | $4,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 294 | $4,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 1,577 | $4,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 217 | $4,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 100 | $4,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 5,000 | $4,000 | thousands by filing date | put |
| PARKERVISION INC | 701354102 | COM | 5,000 | $4,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,000 | $4,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 222 | $4,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 322 | $4,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 4,000 | $4,000 | thousands by filing date | principal |
| CHEROKEE INC | 16444H102 | COM | 200 | $4,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 138 | $4,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 375 | $4,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 164 | $4,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 1,022 | $4,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 2,000 | $4,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 2,000 | $4,000 | thousands by filing date | principal |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 146 | $4,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 35 | $4,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 439 | $4,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 2,935 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 113 | $4,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 527 | $4,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 1,899 | $4,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 249 | $4,000 | thousands by filing date | |
| SUTRON CORP | 869380105 | COM | 700 | $4,000 | thousands by filing date | |
| ATLATSA RES CORP | 049477102 | COM | 25,125 | $4,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 600 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 160 | $4,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL INC | 73937B738 | COM | 74 | $4,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 460 | $4,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 700 | $4,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 3,000 | $4,000 | thousands by filing date | principal |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 37,500 | $4,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 2,201 | $4,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 165 | $4,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 694 | $4,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 732 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E176 | GURU INTL IDX | 281 | $4,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 1,617 | $3,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 131 | $3,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 146 | $3,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 42 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 75 | $3,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 234 | $3,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 54 | $3,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 433 | $3,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 95 | $3,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 211 | $3,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 96 | $3,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 369 | $3,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 1,600 | $3,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 145 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 37 | $3,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 1,250 | $3,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 130 | $3,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 378 | $3,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 500 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 79 | $3,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 44 | $3,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 534 | $3,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | principal |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 321 | $3,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 10 | $3,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 969 | $3,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 408 | $3,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 326 | $3,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 137 | $3,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 812 | $3,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 65 | $3,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 58 | $3,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 93 | $3,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 730 | $3,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 2,200 | $3,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 5,800 | $3,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 37 | $3,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 4,745 | $3,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 1,000 | $3,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 1,060 | $3,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 2,000 | $3,000 | thousands by filing date | principal |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 290 | $3,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 447 | $3,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 2,000 | $3,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 7,503 | $3,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 2,500 | $3,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 267 | $3,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 2,025 | $3,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 1,000 | $3,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 2,000 | $3,000 | thousands by filing date | principal |
| BANK OF AMERICA CORP | 060505153 | CMN | 5,000 | $3,000 | thousands by filing date | |
| REVETT MINERALS INC | 761505205 | COM NEW | 6,000 | $3,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 1,635 | $3,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 204 | $3,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 240 | $3,000 | thousands by filing date | |
| NOVAGOLD RES INC | 66987EAA5 | NOTE 5.500% 5/0 | 3,000 | $3,000 | thousands by filing date | principal |
| LIVEDEAL INC | 538144304 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| VRINGO INC | 92911N112 | W EXP 06/21/201 | 67,520 | $3,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 400 | $3,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 500 | $3,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F203 | COM NEW | 905 | $3,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 694 | $3,000 | thousands by filing date | |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 3,000 | $3,000 | thousands by filing date | |
| Cogo Group, Inc. | G9363W104 | COM | 1,800 | $3,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 100 | $2,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 60 | $2,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 257 | $2,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 165 | $2,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 101 | $2,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 129 | $2,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 208 | $2,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 193 | $2,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 100 | $2,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 222 | $2,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 32 | $2,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 79 | $2,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 87 | $2,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 3,000 | $2,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 3,000 | $2,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 32 | $2,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 200 | $2,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 104 | $2,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 145 | $2,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 2,000 | $2,000 | thousands by filing date | principal |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 1,140 | $2,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 130 | $2,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 334 | $2,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 6,100 | $2,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 2,500 | $2,000 | thousands by filing date | call |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 2,000 | $2,000 | thousands by filing date | principal |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 92 | $2,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 7,782 | $2,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 1,750 | $2,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 197 | $2,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 97 | $2,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 90 | $2,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 103 | $2,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 1,100 | $2,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 58 | $2,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 1,318 | $2,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 394 | $2,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 530 | $2,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 463 | $2,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 2,805 | $2,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 1,520 | $2,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 1,000 | $2,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 170 | $2,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 249 | $2,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 1,365 | $2,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 200 | $2,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 63 | $2,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 500 | $2,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 201 | $2,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 2,200 | $2,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 1,000 | $2,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 2,100 | $2,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 327 | $2,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 1,636 | $2,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 1,000 | $2,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 1,000 | $2,000 | thousands by filing date | principal |
| RADIAN GROUP INC | 750236AK7 | BOND | 1,000 | $2,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 200 | $2,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 32 | $2,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 71 | $2,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 2,000 | $2,000 | thousands by filing date | principal |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 116 | $2,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 2,000 | $2,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 80 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 59 | $2,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 400 | $2,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 1,000 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E838 | GLB X BRZ FINL | 283 | $2,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 312 | $2,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 107 | $2,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 7,500 | $2,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 350 | $2,000 | thousands by filing date | |
| TIMBERLINE RES CORP COM NEW | 887133205 | Equities | 2,593 | $2,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 94 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 17 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y140 | DLY RUSSIA BUL14 | 80 | $2,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 190 | $2,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 80 | $2,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 319 | $2,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 430 | $2,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 49 | $1,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 20 | $1,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 78 | $1,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 135 | $1,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 170 | $1,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 26 | $1,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 19 | $1,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 40 | $1,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 83 | $1,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 17 | $1,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 69 | $1,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 3,000 | $1,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 252 | $1,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 4 | $1,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 44 | $1,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 23 | $1,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 41 | $1,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 26 | $1,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 18 | $1,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 132 | $1,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 38 | $1,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 14 | $1,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 38 | $1,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 58 | $1,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 22 | $1,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 324 | $1,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 77 | $1,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 22 | $1,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 127 | $1,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 89 | $1,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 40 | $1,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 9 | $1,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 92 | $1,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 77 | $1,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 12 | $1,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 111 | $1,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 129 | $1,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 47 | $1,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 37 | $1,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 26 | $1,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 54 | $1,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 12 | $1,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 74 | $1,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 162 | $1,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 29 | $1,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 15 | $1,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 11 | $1,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 12 | $1,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 28 | $1,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 47 | $1,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 142 | $1,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 32 | $1,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 23 | $1,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 41 | $1,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 18 | $1,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 33 | $1,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 100 | $1,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 500 | $1,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 119 | $1,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 78 | $1,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 450 | $1,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 226 | $1,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 425 | $1,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 300 | $1,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 297 | $1,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 15 | $1,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 600 | $1,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 220 | $1,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 126 | $1,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 31 | $1,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 400 | $1,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 20 | $1,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 55 | $1,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 1,000 | $1,000 | thousands by filing date | principal |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 361 | $1,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 33 | $1,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 32 | $1,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 70 | $1,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 98 | $1,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 39 | $1,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 98 | $1,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 62 | $1,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 266 | $1,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 48 | $1,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 16 | $1,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 35 | $1,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 186 | $1,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 90 | $1,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 27 | $1,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 143 | $1,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 18 | $1,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 35 | $1,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 246 | $1,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 133 | $1,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 61 | $1,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 32 | $1,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 64 | $1,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 25 | $1,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 2,181 | $1,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 5,244 | $1,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 65 | $1,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 26 | $1,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 4 | $1,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 535 | $1,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 107 | $1,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 209 | $1,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 139 | $1,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 472 | $1,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 291 | $1,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 71 | $1,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 500 | $1,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 49 | $1,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 125 | $1,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 188 | $1,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 200 | $1,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 26 | $1,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 179 | $1,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 79 | $1,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 253 | $1,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 284 | $1,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 91 | $1,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 53 | $1,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 200 | $1,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 1,000 | $1,000 | thousands by filing date | principal |
| SPARTAN MTRS INC | 846819100 | COM | 112 | $1,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 70 | $1,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 702 | $1,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 109 | $1,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 74 | $1,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 86 | $1,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 67 | $1,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 73 | $1,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 73 | $1,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 45 | $1,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 5,000 | $1,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 229 | $1,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 73 | $1,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 2,782 | $1,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 15 | $1,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 1,050 | $1,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 617 | $1,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 81 | $1,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 22 | $1,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 12 | $1,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 60 | $1,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 18 | $1,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 66 | $1,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 88 | $1,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 54 | $1,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 44 | $1,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 36 | $1,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 50 | $1,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 20 | $1,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 112 | $1,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 101 | $1,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 60 | $1,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 742 | $1,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 27 | $1,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 45 | $1,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 200 | $1,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 49 | $1,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 20 | $1,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 2,066 | $1,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 3,432 | $1,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 5,300 | $1,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 5,000 | $1,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 101 | $1,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 500 | $1,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 20 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 150 | $1,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 135 | $1,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 100 | $1,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 497 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 87 | $1,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 100 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 400 | $1,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 2,000 | $1,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 500 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229201 | CLB | 15 | $1,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 45 | $1,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 55 | $1,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 13 | $1,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 229 | $1,000 | thousands by filing date | |
| Birner Dental Management | 091283200 | COM NEW | 42 | $1,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 400 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E267 | GBLX JR MNRS NEW | 75 | $1,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 300 | $1,000 | thousands by filing date | |
| MEDICIS PHARMACEUTICAL | 584690AC5 | NOTE 1.375% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 91 | $1,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1,038 | $1,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 9 | $1,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 58 | $1,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 28 | $1,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 59 | $1,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 269 | $1,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 370 | $1,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 33 | $1,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 57 | $1,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 21 | $1,000 | thousands by filing date | |
| ACRE RLTY INVS INCORPORATED REIT | 00489F106 | REIT | 738 | $1,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 178 | $1,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 56 | $1,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 28 | $1,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 1,000 | $1,000 | thousands by filing date | principal |
| XG TECHNOLOGY INC | 98372A309 | COM PAR$.00001 | 4,767 | $1,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 83 | $1,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,000 | $1,000 | thousands by filing date | principal |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,000 | $1,000 | thousands by filing date | principal |
| AVALANCHE BIOT | 05337G107 | Common Stock | 21 | $1,000 | thousands by filing date | |
| EnerJex Resources Inc | 292758406 | COM | 710 | $1,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 88 | $1,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 19 | $1,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 1,000 | $1,000 | thousands by filing date | principal |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 76 | $1,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 59 | $1,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 680 | $1,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 58 | $1,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 90 | $1,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 416 | $1,000 | thousands by filing date | |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 30 | $1,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 627 | $1,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 90 | $1,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 26 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-019891 | this filing | 2015-05-15 | acceptance time not in the bulk data set |