13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 7,160 holding rows worth $297,242,407,000.
- Accession
- 0001140361-15-019891
- Filer
- CIK 70858
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A combination report, 15,323 entries on the cover page, a total value of $297,242,407,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $297,242,407,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 25,834 | $379,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 36,029 | $379,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 31,871 | $379,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 37,600 | $378,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 5,712 | $377,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 11,700 | $376,000 | thousands by filing date | put |
| TENNANT CO | 880345103 | COM | 5,766 | $376,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 24,116 | $376,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 22,405 | $375,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 7,549 | $375,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 29,794 | $374,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 23,343 | $374,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 8,202 | $373,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 13,484 | $373,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 35,017 | $373,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 7,444 | $372,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 6,100 | $371,000 | thousands by filing date | put |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 20,184 | $370,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 24,070 | $369,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 8,415 | $369,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 10,400 | $368,000 | thousands by filing date | call |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 41,368 | $368,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 4,459 | $367,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 16,692 | $367,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 6,888 | $367,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 3,418 | $366,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 33,615 | $366,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 11,703 | $366,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 26,967 | $366,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 57,120 | $366,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 126,600 | $365,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 20,976 | $364,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 29,980 | $364,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 4,300 | $363,000 | thousands by filing date | call |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 24,954 | $362,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 7,067 | $362,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 112,466 | $361,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 25,382 | $361,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 4,000 | $361,000 | thousands by filing date | call |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 32,443 | $361,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 15,814 | $360,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 271,541 | $358,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 17,157 | $358,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 5,814 | $358,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 29,635 | $357,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 43,840 | $357,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 3,991 | $357,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 11,746 | $356,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 7,323 | $356,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 327,000 | $355,000 | thousands by filing date | principal |
| COHEN & STEERS INC COM | 19247A100 | Stock | 8,615 | $353,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 29,408 | $353,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 10,409 | $352,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 9,368 | $352,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 21,233 | $352,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 5,852 | $351,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 26,017 | $351,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 6,846 | $351,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 22,799 | $351,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 28,007 | $351,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 5,583 | $350,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 93,846 | $350,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 10,297 | $349,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 15,540 | $349,000 | thousands by filing date | |
| ELEMENTS LKD TO S&P CMDTY TR | 4042EP602 | CMN | 58,031 | $349,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 10,277 | $348,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 24,911 | $348,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 17,600 | $347,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 27,225 | $347,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 14,318 | $346,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 9,505 | $345,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 11,483 | $344,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 2,436 | $344,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 70,312 | $344,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 47,336 | $342,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 12,485 | $342,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 6,250 | $341,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 96,073 | $341,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 18,922 | $340,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 2,807 | $339,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 32,652 | $339,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 3,597 | $339,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 19,587 | $339,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 24,022 | $338,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 22,300 | $338,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 18,650 | $338,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 28,166 | $337,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 8,297 | $337,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 12,322 | $336,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 11,238 | $336,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 129,792 | $336,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 16,100 | $336,000 | thousands by filing date | put |
| ROVI CORP | 779376102 | COM | 18,450 | $336,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 24,871 | $335,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 253,227 | $335,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R585 | RUSSIA SMALLCP | 15,792 | $335,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 3,594 | $334,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 94,382 | $333,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 116,456 | $333,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 11,217 | $333,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 91,126 | $332,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 20,514 | $332,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 12,642 | $331,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 20,033 | $331,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 86,480 | $331,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 8,631 | $330,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 8,160 | $330,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 5,748 | $329,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 14,690 | $329,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 6,274 | $328,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 483,161 | $327,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 5,769 | $327,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 30,000 | $326,000 | thousands by filing date | put |
| GREATBATCH INC | 39153L106 | COM | 5,638 | $326,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 12,163 | $325,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 13,504 | $324,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 27,357 | $323,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 17,072 | $323,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 16,900 | $322,000 | thousands by filing date | put |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 138,527 | $322,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 5,001 | $321,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 20,000 | $320,000 | thousands by filing date | call |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 39,766 | $319,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 280,000 | $319,000 | thousands by filing date | principal |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 6,261 | $318,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 19,386 | $318,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 487,880 | $318,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,100 | $317,000 | thousands by filing date | call |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 266,000 | $316,000 | thousands by filing date | principal |
| WOODWARD INC COM | 980745103 | Stock | 6,165 | $315,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 112,990 | $314,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 2,866 | $314,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 21,000 | $313,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 4,028 | $313,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 3,124 | $313,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 18,465 | $313,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 386,041 | $312,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X467 | MSCI EM50 ETF | 6,681 | $312,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 3,823 | $311,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 18,829 | $311,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 12,963 | $310,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 21,371 | $310,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 11,378 | $310,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 15,559 | $310,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 8,400 | $309,000 | thousands by filing date | call |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 17,766 | $309,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W284 | DL RUSSIA BEAR | 25,500 | $309,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 26,000 | $308,000 | thousands by filing date | call |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 6,049 | $306,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 49,472 | $306,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 10,702 | $305,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 11,842 | $304,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 21,911 | $304,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 17,409 | $304,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 23,873 | $304,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 19,366 | $304,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 15,126 | $303,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 25,822 | $302,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 8,685 | $302,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 4,956 | $301,000 | thousands by filing date | put |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 34,497 | $301,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 8,533 | $300,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 16,124 | $300,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 4,700 | $300,000 | thousands by filing date | put |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 30,505 | $300,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 7,817 | $300,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 9,136 | $300,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 21,526 | $298,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 13,870 | $298,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 6,384 | $298,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 15,295 | $297,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 3,621 | $297,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 3,334 | $296,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 19,237 | $296,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 8,730 | $296,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 5,407 | $296,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 60,922 | $296,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 5,126 | $296,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 17,337 | $295,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 7,212 | $294,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 21,708 | $294,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 7,748 | $294,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 35,768 | $294,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 16,892 | $293,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 9,657 | $293,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 27,118 | $293,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 20,714 | $289,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 20,169 | $289,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 4,553 | $289,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 14,638 | $288,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 20,400 | $288,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 23,274 | $288,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 9,995 | $287,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 9,170 | $287,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 7,220 | $286,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 14,530 | $286,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 14,998 | $285,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 16,226 | $285,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 17,371 | $285,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 20,873 | $284,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 16,180 | $284,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 205,748 | $284,000 | thousands by filing date | principal |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,000 | $283,000 | thousands by filing date | put |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 31,879 | $283,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 28,800 | $283,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 15,679 | $283,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,600 | $282,000 | thousands by filing date | put |
| TRUBRIDGE INC | 205306103 | COM | 5,194 | $282,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 17,000 | $282,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 6,143 | $282,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 24,169 | $281,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 74,056 | $281,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 20,067 | $281,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 11,376 | $280,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 19,510 | $280,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 4,955 | $279,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 64,259 | $278,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 4,761 | $277,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 55,294 | $277,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 8,102 | $276,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 9,927 | $275,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 13,160 | $275,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 20,725 | $275,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 5,046 | $275,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 10,074 | $274,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 3,900 | $273,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 25,000 | $273,000 | thousands by filing date | call |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 74,831 | $273,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 18,936 | $273,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 11,077 | $273,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 18,080 | $273,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 7,067 | $272,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 6,021 | $272,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 26,479 | $272,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 18,233 | $271,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 24,448 | $271,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 19,100 | $270,000 | thousands by filing date | call |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 15,330 | $270,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 13,269 | $269,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 22,506 | $268,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 15,662 | $268,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 2,746 | $268,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 7,174 | $268,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 15,214 | $267,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 4,603 | $267,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 6,584 | $267,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 13,960 | $266,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 14,289 | $266,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 17,391 | $266,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,300 | $265,000 | thousands by filing date | call |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 28,573 | $265,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 13,689 | $265,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 3,328 | $265,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 15,063 | $265,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 23,289 | $264,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 11,378 | $264,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 7,500 | $263,000 | thousands by filing date | put |
| INGLES MKTS INC CL A | 457030104 | Stock | 5,315 | $263,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 8,698 | $263,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 16,161 | $262,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 19,186 | $262,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 4,629 | $261,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 13,666 | $261,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 753 | $260,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 5,096 | $259,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 11,713 | $259,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 3,400 | $259,000 | thousands by filing date | put |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 106,411 | $259,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 6,032 | $258,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 10,000 | $258,000 | thousands by filing date | put |
| PMC-SIERRA INC | 69344F106 | COM | 27,807 | $258,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 37,570 | $258,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 9,850 | $258,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 6,900 | $257,000 | thousands by filing date | call |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 48,022 | $257,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 24,774 | $257,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 37,760 | $257,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 3,412 | $256,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 15,753 | $256,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 6,925 | $256,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 12,251 | $255,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 4,782 | $254,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 5,858 | $253,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 16,364 | $253,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 15,502 | $253,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 22,070 | $253,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 113,000 | $253,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 4,206 | $252,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 5,087 | $252,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 3,000 | $251,000 | thousands by filing date | call |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 16,881 | $251,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 19,083 | $250,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 3,816 | $250,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 11,923 | $250,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 9,461 | $250,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 30,000 | $250,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 4,900 | $249,000 | thousands by filing date | put |
| PENN WEST PETE LTD NEW | 707887105 | COM | 150,516 | $249,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 16,715 | $248,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 9,619 | $248,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 5,975 | $248,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 8,958 | $247,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 17,864 | $247,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 13,644 | $246,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 25,000 | $246,000 | thousands by filing date | put |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 13,218 | $245,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 54,700 | $245,000 | thousands by filing date | put |
| BAR HBR BANKSHARES | 066849100 | COM | 7,500 | $244,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 31,329 | $244,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,216 | $243,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 31,306 | $243,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 12,138 | $243,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,300 | $242,000 | thousands by filing date | put |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 10,132 | $242,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 1,511 | $240,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 48,880 | $240,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 20,000 | $240,000 | thousands by filing date | put |
| RLI CORP COM | 749607107 | Stock | 4,547 | $238,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 9,800 | $238,000 | thousands by filing date | call |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 22,057 | $237,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 8,876 | $237,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 5,100 | $237,000 | thousands by filing date | put |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 29,524 | $237,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 10,765 | $236,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 19,308 | $236,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 59,752 | $236,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 7,764 | $236,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 3,895 | $236,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 21,914 | $235,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 14,683 | $235,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 7,840 | $235,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 4,200 | $235,000 | thousands by filing date | put |
| SKYWEST INC COM | 830879102 | Stock | 16,031 | $234,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 5,892 | $234,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 78,154 | $234,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 11,481 | $234,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 27,621 | $234,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 16,411 | $233,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 15,853 | $233,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 15,173 | $232,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 5,752 | $232,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 10,134 | $230,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 210,000 | $230,000 | thousands by filing date | principal |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 9,871 | $230,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,000 | $229,000 | thousands by filing date | put |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 1,878 | $229,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 17,002 | $228,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 18,711 | $228,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 5,900 | $227,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 9,151 | $227,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 8,445 | $226,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 5,478 | $226,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 6,697 | $225,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 6,605 | $224,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 7,888 | $224,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 100,000 | $224,000 | thousands by filing date | call |
| Janus Capital | 47102XAH8 | CONV | 139,000 | $224,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 12,682 | $224,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 8,745 | $224,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 5,960 | $223,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 30,180 | $223,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 4,118 | $222,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 14,920 | $222,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 30,000 | $222,000 | thousands by filing date | call |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 50,663 | $222,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 8,103 | $221,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 5,000 | $221,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 5,757 | $221,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 5,377 | $221,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 62,350 | $221,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 16,989 | $220,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 9,504 | $219,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 2,658 | $218,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 4,437 | $218,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 13,590 | $218,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 3,902 | $217,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 4,327 | $216,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 5,319 | $216,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 26,239 | $216,000 | thousands by filing date | |
| FMSA HLDGS INC | 30255X106 | COM | 29,824 | $216,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 3,024 | $215,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 3,025 | $215,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 11,508 | $215,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 30,159 | $215,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 7,000 | $214,000 | thousands by filing date | put |
| TRANSCANADA CORP | 89353D107 | COM | 5,000 | $214,000 | thousands by filing date | put |
| RAVEN INDS INC COM | 754212108 | Stock | 10,441 | $214,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 7,000 | $213,000 | thousands by filing date | put |
| OLD NATL BANCORP IND | 680033107 | COM | 15,006 | $213,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 5,677 | $212,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 10,863 | $212,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 27,795 | $212,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 25,168 | $212,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 60,200 | $212,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 3,384 | $211,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 4,809 | $211,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 19,019 | $211,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 6,086 | $211,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 11,739 | $211,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 20,518 | $211,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 10,200 | $210,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 22,860 | $210,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 50,000 | $210,000 | thousands by filing date | put |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 5,600 | $209,000 | thousands by filing date | put |
| SCHOLASTIC CORP COM | 807066105 | Stock | 5,094 | $208,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 4,809 | $208,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 12,871 | $208,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 13,776 | $208,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 14,283 | $208,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 23,588 | $207,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 4,295 | $207,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 13,050 | $206,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 4,839 | $206,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 20,428 | $205,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 23,312 | $205,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 533,834 | $205,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 6,243 | $204,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 5,348 | $204,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 29,292 | $204,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 4,356 | $204,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 4,372 | $204,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 159,314 | $204,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 42,622 | $204,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 12,706 | $202,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 5,149 | $201,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 40,000 | $201,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 5,505 | $201,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 14,519 | $200,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 3,638 | $200,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 200,000 | $200,000 | thousands by filing date | principal |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 22,129 | $199,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 9,356 | $199,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 12,287 | $199,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 6,935 | $199,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 9,480 | $198,000 | thousands by filing date | |
| ISHARES TR | 46429B184 | UTILITIES SECT | 3,713 | $198,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 13,324 | $197,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 11,809 | $197,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 26,642 | $197,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 6,244 | $196,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 7,635 | $196,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 14,863 | $196,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 10,416 | $195,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 2,432 | $194,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 27,679 | $194,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 49,768 | $194,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 50,400 | $194,000 | thousands by filing date | put |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 4,853 | $193,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 10,000 | $193,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 9,336 | $193,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 14,289 | $193,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 2,605 | $193,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 18,130 | $192,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 6,297 | $192,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 13,902 | $192,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 9,140 | $192,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 13,628 | $192,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,000 | $191,000 | thousands by filing date | call |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 7,983 | $191,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 7,807 | $191,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 7,329 | $191,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 53,943 | $191,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 7,684 | $189,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 12,853 | $189,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 10,130 | $188,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 2,829 | $188,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 100,000 | $187,000 | thousands by filing date | put |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 6,546 | $187,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 4,672 | $187,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 9,819 | $187,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 5,374 | $187,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 6,066 | $186,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 31,016 | $186,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 142,450 | $186,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 6,471 | $184,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 3,551 | $184,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 7,590 | $184,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 7,296 | $183,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 2,514 | $183,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 5,589 | $183,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 10,000 | $183,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 10,433 | $183,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 13,550 | $183,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 5,142 | $183,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 10,272 | $182,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 11,506 | $182,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 3,326 | $182,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 5,900 | $182,000 | thousands by filing date | call |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 12,682 | $182,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,400 | $181,000 | thousands by filing date | put |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,000 | $181,000 | thousands by filing date | put |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 10,033 | $181,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 4,213 | $181,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 16,527 | $181,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 7,522 | $180,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 7,692 | $180,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 3,022 | $179,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 15,491 | $179,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 21,295 | $179,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 13,616 | $179,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-019891 | this filing | 2015-05-15 | acceptance time not in the bulk data set |