13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 7,160 holding rows worth $297,242,407,000.
- Accession
- 0001140361-15-019891
- Filer
- CIK 70858
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A combination report, 15,323 entries on the cover page, a total value of $297,242,407,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $297,242,407,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 47,387 | $749,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 25,402 | $747,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 9,858 | $746,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 13,648 | $745,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 8,374 | $745,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 15,008 | $744,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 34,259 | $744,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 15,751 | $744,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 13,130 | $743,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 15,869 | $743,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 14,601 | $743,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 56,981 | $740,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 15,887 | $739,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 46,434 | $739,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 10,509 | $738,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 15,908 | $738,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 14,248 | $737,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 734,800 | $735,000 | thousands by filing date | put |
| FOX CORP CLASS B | 90130A200 | COM | 22,300 | $733,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 44,300 | $731,000 | thousands by filing date | call |
| CLEARWATER PAPER CORP | 18538R103 | COM | 11,195 | $731,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 148,500 | $731,000 | thousands by filing date | call |
| FOX CORP CLASS B | 90130A200 | COM | 22,200 | $730,000 | thousands by filing date | call |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 19,061 | $729,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 53,144 | $728,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 15,500 | $728,000 | thousands by filing date | call |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 27,975 | $726,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 77,995 | $725,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 11,514 | $723,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 30,005 | $722,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 16,151 | $720,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 187,426 | $720,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 35,074 | $720,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 9,400 | $717,000 | thousands by filing date | put |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 341,003 | $716,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 12,590 | $715,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 132,110 | $715,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 54,554 | $715,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 55,478 | $714,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 677,000 | $714,000 | thousands by filing date | principal |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 24,635 | $710,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 54,556 | $708,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 18,743 | $707,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 38,200 | $706,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 18,279 | $705,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 15,200 | $704,000 | thousands by filing date | put |
| Coupons Com Inc | 22265J102 | Common Stock | 60,000 | $704,000 | thousands by filing date | put |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 57,935 | $703,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 31,658 | $702,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 40,953 | $702,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 19,970 | $702,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 36,919 | $702,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 28,972 | $700,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 58,932 | $700,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 18,660 | $700,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 103,319 | $699,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 40,000 | $698,000 | thousands by filing date | call |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 30,588 | $696,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 59,139 | $696,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 13,327 | $694,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 47,829 | $694,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 70,839 | $694,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 97,752 | $693,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 28,100 | $692,000 | thousands by filing date | put |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 3,535 | $690,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 46,797 | $690,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 34,709 | $686,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 14,683 | $684,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 5,758 | $684,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 49,343 | $683,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 50,534 | $681,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 43,585 | $681,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 49,680 | $680,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 44,320 | $680,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 100,000 | $680,000 | thousands by filing date | call |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 50,250 | $678,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 54,442 | $678,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 11,000 | $677,000 | thousands by filing date | call |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 9,803 | $675,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 49,036 | $674,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 55,337 | $673,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 10,918 | $673,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 15,944 | $672,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 20,000 | $672,000 | thousands by filing date | put |
| VITAL THERAPIES INC | 92847R104 | COM | 26,899 | $672,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 75,162 | $671,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 26,713 | $668,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 14,035 | $666,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 18,609 | $664,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 8,466 | $664,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 15,640 | $661,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 172,000 | $660,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 26,154 | $659,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R445 | MSCI EM QUALITY | 12,380 | $657,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 9,589 | $656,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 48,698 | $655,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 25,000 | $653,000 | thousands by filing date | put |
| DENNYS CORP | 24869P104 | COM | 57,237 | $653,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 60,500 | $653,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 14,949 | $652,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 26,036 | $652,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 26,088 | $652,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 39,485 | $651,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 24,414 | $646,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 16,393 | $646,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 16,117 | $645,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 44,279 | $645,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 10,788 | $644,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 626,000 | $644,000 | thousands by filing date | principal |
| DSW INC-CLASS A | 23334L102 | CL A | 17,456 | $643,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 24,322 | $643,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 60,594 | $642,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 18,957 | $641,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 11,400 | $641,000 | thousands by filing date | call |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 40,458 | $641,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 37,760 | $641,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 85,989 | $640,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 11,174 | $639,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 11,488 | $638,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 42,473 | $635,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 10,590 | $635,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 17,608 | $634,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 12,434 | $633,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 25,057 | $632,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 189,976 | $632,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 5,972 | $632,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 25,347 | $631,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 14,302 | $631,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 20,885 | $629,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 25,959 | $629,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 14,153 | $628,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 11,533 | $628,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 560,000 | $628,000 | thousands by filing date | principal |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 44,000 | $626,000 | thousands by filing date | put |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 10,341 | $624,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 52,031 | $624,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 43,056 | $623,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 8,170 | $623,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 37,676 | $621,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 96,553 | $620,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 20,556 | $620,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 13,447 | $620,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 4,000 | $618,000 | thousands by filing date | put |
| Elevance Health, Inc. | 036752103 | COM | 4,000 | $618,000 | thousands by filing date | call |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 75,000 | $618,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 22,928 | $617,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 44,520 | $616,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 27,600 | $614,000 | thousands by filing date | put |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 48,519 | $614,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 138,961 | $613,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 7,900 | $612,000 | thousands by filing date | call |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 26,353 | $612,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 19,200 | $611,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 12,633 | $611,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 300,521 | $610,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 23,979 | $609,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 13,778 | $608,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 64,454 | $607,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 75,949 | $607,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 15,904 | $606,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 18,093 | $605,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 25,069 | $605,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 11,759 | $604,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 21,320 | $603,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 39,745 | $603,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 17,260 | $603,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 6,705 | $601,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 127,401 | $600,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 11,908 | $600,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 28,910 | $600,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 6,294 | $599,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 328,702 | $599,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 15,744 | $598,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 598,200 | $598,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 16,499 | $597,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R452 | EM QUAL DIVID | 12,402 | $597,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 53,641 | $596,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 41,500 | $596,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 23,832 | $596,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 5,956 | $594,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 17,746 | $593,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 21,195 | $593,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 101,000 | $593,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 40,184 | $592,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 26,036 | $592,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 52,300 | $592,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 43,709 | $589,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 38,698 | $589,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 63,397 | $588,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 47,272 | $588,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 12,750 | $588,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 27,986 | $587,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 41,982 | $587,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 9,144 | $587,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 7,583 | $586,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 50,230 | $584,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 44,739 | $582,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 12,782 | $581,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 44,758 | $581,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 49,486 | $580,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 8,008 | $579,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 5,753 | $577,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 87,354 | $576,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 11,760 | $575,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 22,800 | $574,000 | thousands by filing date | call |
| QIWI PLC | 74735M108 | SPON ADR REP B | 23,893 | $574,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 13,646 | $573,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 37,507 | $572,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 17,430 | $568,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 6,495 | $567,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 34,305 | $567,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 30,000 | $566,000 | thousands by filing date | call |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 8,422 | $566,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 42,240 | $565,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 109,142 | $565,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 32,283 | $563,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 20,191 | $563,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 19,016 | $563,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 7,000 | $562,000 | thousands by filing date | put |
| BLACKBAUD INC COM | 09227Q100 | Stock | 11,847 | $561,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 11,301 | $561,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 19,642 | $559,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 41,159 | $559,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 42,446 | $559,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 10,787 | $559,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 519,000 | $559,000 | thousands by filing date | principal |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 156,969 | $558,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,800 | $558,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 20,202 | $558,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 3,000 | $557,000 | thousands by filing date | put |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 45,391 | $557,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 16,861 | $557,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 15,013 | $556,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 39,434 | $555,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 7,000 | $555,000 | thousands by filing date | put |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 10,732 | $555,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 5,817 | $555,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 38,445 | $554,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 11,781 | $554,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 12,826 | $553,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 9,864 | $553,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 35,047 | $552,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 13,114 | $552,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 11,100 | $551,000 | thousands by filing date | call |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 42,485 | $551,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 22,490 | $551,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 5,599 | $550,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 15,031 | $549,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 54,998 | $548,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 159,730 | $547,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 25,184 | $545,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 16,708 | $545,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 9,174 | $544,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 8,500 | $544,000 | thousands by filing date | call |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 14,085 | $544,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 15,600 | $543,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 18,137 | $543,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 12,321 | $543,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 7,865 | $542,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 3,735 | $542,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 7,185 | $542,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 76,044 | $542,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 8,740 | $541,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 17,279 | $540,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 8,018 | $539,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 121,455 | $539,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 16,763 | $538,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W299 | JAPAN INTRT FD | 10,988 | $538,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 66,874 | $537,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 22,064 | $536,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 28,355 | $536,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 130,691 | $536,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 307,372 | $535,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 8,400 | $534,000 | thousands by filing date | put |
| AMSURG CORP | 03232P405 | COM | 8,685 | $534,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 12,338 | $533,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 17,792 | $533,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 9,000 | $528,000 | thousands by filing date | call |
| EMULEX CORP | 292475209 | COM NEW | 66,300 | $528,000 | thousands by filing date | call |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 11,627 | $527,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 20,809 | $527,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 56,507 | $526,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 51,934 | $526,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 109,508 | $526,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 24,900 | $525,000 | thousands by filing date | call |
| MIDDLESEX WTR CO | 596680108 | COM | 23,035 | $524,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 33,880 | $524,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 10,783 | $524,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 32,197 | $524,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 20,000 | $524,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 41,931 | $524,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 100,000 | $523,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 9,654 | $522,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 212,998 | $520,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 12,637 | $520,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 15,000 | $518,000 | thousands by filing date | call |
| CHIMERIX INC COM | 16934W106 | Stock | 13,745 | $518,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 11,616 | $518,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 22,125 | $517,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 20,645 | $517,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 11,701 | $516,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 62,393 | $516,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 21,690 | $516,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 4,864 | $513,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 11,647 | $512,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 55,000 | $512,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 55,000 | $512,000 | thousands by filing date | call |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 36,058 | $512,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 16,887 | $512,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 34,636 | $511,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 18,571 | $511,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 18,042 | $510,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 11,960 | $510,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 34,736 | $510,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 10,400 | $509,000 | thousands by filing date | put |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 15,301 | $508,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 5,700 | $507,000 | thousands by filing date | put |
| TIVO INC | 888706108 | COM | 47,700 | $506,000 | thousands by filing date | put |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 18,694 | $505,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 35,579 | $504,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 6,185 | $503,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 35,261 | $503,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 10,247 | $502,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 12,112 | $501,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 64,150 | $500,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 14,174 | $500,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 20,307 | $500,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 15,995 | $499,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 15,700 | $498,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 25,706 | $498,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 11,832 | $497,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 12,770 | $496,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 14,824 | $495,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 23,546 | $495,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 43,075 | $494,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 157,000 | $493,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 36,453 | $492,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 20,010 | $491,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 265,239 | $491,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 17,109 | $491,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 48,735 | $491,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 12,414 | $490,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 16,198 | $489,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 25,470 | $486,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 41,468 | $486,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 13,450 | $486,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 27,823 | $485,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 25,412 | $484,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 154,948 | $483,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 36,174 | $482,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 45,063 | $481,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 51,424 | $479,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 291,839 | $479,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 9,479 | $478,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 115,200 | $478,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 32,826 | $476,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 15,597 | $472,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 35,447 | $471,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 22,199 | $470,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 30,152 | $469,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 30,403 | $469,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 16,800 | $469,000 | thousands by filing date | call |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 32,192 | $468,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 8,624 | $468,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 458,189 | $468,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 18,659 | $468,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 57,120 | $467,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 9,757 | $466,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 7,063 | $466,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 14,424 | $463,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 26,761 | $463,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 17,518 | $463,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 31,182 | $462,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 28,400 | $462,000 | thousands by filing date | put |
| ASTRONICS CORP COM | 046433108 | Stock | 6,266 | $461,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 10,402 | $461,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 37,911 | $460,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 90,000 | $460,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 17,759 | $459,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 160,600 | $458,000 | thousands by filing date | call |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 15,681 | $457,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 125,908 | $457,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 32,667 | $456,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 7,487 | $456,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 17,250 | $456,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 39,370 | $455,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2,718 | $454,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 15,000 | $454,000 | thousands by filing date | put |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 36,622 | $452,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 9,044 | $452,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 13,497 | $451,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 11,600 | $451,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 8,233 | $451,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 243,951 | $451,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 47,706 | $450,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 51,873 | $450,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 12,985 | $449,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 29,001 | $449,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 49,691 | $448,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 45,090 | $448,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 20,549 | $448,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 14,450 | $447,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 24,148 | $446,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 20,000 | $445,000 | thousands by filing date | call |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 28,697 | $443,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 5,200 | $443,000 | thousands by filing date | put |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 40,000 | $443,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 3,721 | $442,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 26,517 | $441,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 29,998 | $440,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 10,589 | $440,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 20,232 | $440,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 19,950 | $439,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 59,308 | $437,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 33,797 | $436,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 40,195 | $436,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 70,881 | $436,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 86,126 | $434,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 19,754 | $432,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 19,082 | $431,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 17,924 | $431,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 14,878 | $430,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 8,311 | $430,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 30,561 | $430,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 3,284 | $430,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 7,012 | $428,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 5,001 | $428,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 15,637 | $428,000 | thousands by filing date | |
| PROSHARES TR II | 74347W122 | COM | 37,468 | $427,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 42,337 | $426,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 65,690 | $425,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 34,441 | $424,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 12,004 | $422,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 15,408 | $422,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 25,327 | $421,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 21,900 | $420,000 | thousands by filing date | call |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 18,846 | $420,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 24,002 | $419,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 17,146 | $418,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 2,462 | $417,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 6,200 | $417,000 | thousands by filing date | put |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 15,075 | $417,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 6,900 | $416,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 8,117 | $416,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 49,448 | $415,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 12,633 | $414,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 10,410 | $414,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 21,367 | $414,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 52,400 | $414,000 | thousands by filing date | call |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 24,246 | $412,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 15,374 | $411,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 21,869 | $411,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 6,607 | $411,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 28,618 | $410,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 17,693 | $410,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 13,785 | $409,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 46,493 | $409,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 13,675 | $409,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 11,431 | $408,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 29,156 | $406,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 97,658 | $406,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 5,404 | $405,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 11,097 | $405,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 6,300 | $404,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 10,565 | $404,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 31,340 | $404,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 32,632 | $404,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 11,301 | $403,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 165,555 | $403,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 9,951 | $402,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 31,248 | $402,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 6,293 | $402,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 24,364 | $402,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 6,496 | $401,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 8,600 | $399,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 41,749 | $399,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 6,139 | $398,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 11,530 | $396,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 31,866 | $396,000 | thousands by filing date | |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 3,953 | $396,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 28,129 | $395,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 46,493 | $394,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 43,700 | $392,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 4,400 | $391,000 | thousands by filing date | call |
| AH BELO CORP | 001282102 | COMMON STOCK | 47,530 | $391,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 11,425 | $389,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 31,490 | $388,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 48,018 | $388,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 21,575 | $388,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 15,369 | $387,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 5,668 | $387,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 25,642 | $385,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 9,270 | $385,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 17,131 | $384,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 28,776 | $383,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 248,052 | $382,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 7,800 | $381,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 40,820 | $380,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 10,352 | $380,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 45,381 | $380,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-019891 | this filing | 2015-05-15 | acceptance time not in the bulk data set |