13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 6,320 holding rows worth $154,655,960,000.
- Accession
- 0001140361-15-007480
- Filer
- CIK 1000275
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 18,753 entries on the cover page, a total value of $154,655,960,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,655,960,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FULLER H B CO COM | 359694106 | Stock | 20,568 | $916,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 27,713 | $915,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 17,834 | $913,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 34,947 | $913,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 18,027 | $911,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 20,239 | $910,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 10,117 | $909,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 14,036 | $908,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 12,816 | $908,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 39,931 | $907,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 15,442 | $907,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 36,994 | $907,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 54,675 | $906,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 16,438 | $905,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 40,676 | $905,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 127,321 | $904,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 73,691 | $904,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 287,200 | $902,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 59,672 | $901,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 81,988 | $900,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 244,393 | $899,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 50,000 | $898,000 | thousands by filing date | put |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 24,143 | $896,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 31,555 | $896,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 130,814 | $895,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 46,000 | $893,000 | thousands by filing date | call |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 26,669 | $893,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 18,162 | $893,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 34,749 | $893,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 13,386 | $892,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 66,570 | $889,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 27,298 | $889,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 9,593 | $888,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 73,990 | $888,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 7,120 | $887,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 17,477 | $887,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 26,109 | $886,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 19,920 | $886,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 18,890 | $886,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 36,987 | $883,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 35,000 | $883,000 | thousands by filing date | call |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 26,829 | $883,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 6,291 | $881,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 47,591 | $881,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 31,031 | $881,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 42,494 | $880,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 29,400 | $879,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 20,707 | $877,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 22,747 | $877,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 98,338 | $875,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 97,165 | $872,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 119,038 | $871,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 93,459 | $867,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 29,583 | $867,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 33,413 | $865,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 30,741 | $865,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 13,760 | $864,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 14,991 | $864,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 49,662 | $862,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 14,789 | $861,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 453,890 | $858,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 17,724 | $858,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 72,741 | $857,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 13,484 | $857,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 33,233 | $856,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 10,143 | $855,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 39,339 | $854,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 14,542 | $851,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 28,833 | $850,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 205,000 | $847,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 34,348 | $847,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 46,836 | $846,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 17,781 | $844,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 22,560 | $843,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 34,609 | $841,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 56,248 | $838,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 24,061 | $835,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 20,211 | $834,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 62,523 | $833,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 43,336 | $832,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 400,000 | $832,000 | thousands by filing date | put |
| WSFS FINL CORP | 929328102 | COM | 10,787 | $829,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 36,500 | $829,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 40,680 | $828,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 113,288 | $828,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 24,946 | $827,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 43,647 | $827,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 12,550 | $826,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 26,211 | $826,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 199,426 | $826,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 54,605 | $822,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 81,511 | $822,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 49,638 | $822,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 30,502 | $822,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 11,219 | $817,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 120,572 | $817,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 68,992 | $817,000 | thousands by filing date | |
| PROSHARES TR | 74347B870 | CDS SH NA HYCR | 20,891 | $817,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 27,316 | $815,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 30,000 | $814,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 110,596 | $812,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 93,005 | $811,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 254,905 | $811,000 | thousands by filing date | |
| DIREXION DLY MID CAP BEAR 3X | 25459Y421 | COM | 65,891 | $810,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 179,303 | $810,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 104,927 | $809,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 112,506 | $808,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 79,100 | $807,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 18,300 | $807,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 100,000 | $806,000 | thousands by filing date | call |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 14,544 | $805,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 53,103 | $805,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 8,000 | $805,000 | thousands by filing date | put |
| EMC INS GROUP INC | 268664109 | COM | 22,700 | $805,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 157,374 | $804,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 29,910 | $804,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 41,337 | $803,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 42,590 | $802,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 20,600 | $800,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 1,325,000 | $800,000 | thousands by filing date | principal |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 60,520 | $799,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 16,600 | $797,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 25,000 | $795,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 174,056 | $795,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 51,552 | $795,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 25,700 | $794,000 | thousands by filing date | call |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 19,600 | $792,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 31,355 | $792,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 55,332 | $789,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 42,625 | $786,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 10,700 | $785,000 | thousands by filing date | call |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 61,218 | $785,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 50,589 | $785,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 12,900 | $784,000 | thousands by filing date | call |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 23,343 | $784,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 84,756 | $783,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 41,958 | $781,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 72,004 | $780,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 15,729 | $779,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 45,231 | $779,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 12,076 | $778,000 | thousands by filing date | |
| PROSHARES TR | 74347B888 | CDS NA HY CRDT | 19,498 | $778,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 100,377 | $777,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 59,049 | $775,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 32,387 | $775,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 136,984 | $774,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 9,767 | $774,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 37,940 | $773,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 5,661 | $772,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 24,041 | $772,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 7,707 | $772,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 45,143 | $770,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 70,000 | $769,000 | thousands by filing date | call |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 28,191 | $769,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 20,000 | $767,000 | thousands by filing date | put |
| SCHULMAN (A.) INC | 808194104 | COM | 18,900 | $766,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 9,629 | $765,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 34,399 | $765,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 16,712 | $765,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 29,437 | $763,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 68,570 | $763,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 32,413 | $762,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 6,867 | $762,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4,273 | $760,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 18,550 | $760,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 7,834 | $759,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 12,400 | $758,000 | thousands by filing date | put |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 18,612 | $757,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 38,225 | $757,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 9,654 | $757,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 19,300 | $757,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 8,999 | $756,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 12,844 | $756,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 38,200 | $756,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 46,229 | $755,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 71,262 | $754,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 13,720 | $753,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 46,555 | $752,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 24,800 | $752,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 23,420 | $752,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 5,006 | $750,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 9,700 | $749,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 19,686 | $748,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 15,137 | $747,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 27,961 | $745,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 52,134 | $745,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 28,639 | $745,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 42,673 | $745,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 8,172 | $744,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 36,905 | $744,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 73,044 | $743,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 41,619 | $742,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 28,967 | $742,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 100,000 | $741,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 275,964 | $737,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 5,521 | $737,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 123,318 | $737,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 29,858 | $737,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 17,465 | $735,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 18,359 | $735,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 175 | $734,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 25,085 | $734,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 146,889 | $734,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 352,500 | $733,000 | thousands by filing date | call |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 21,477 | $731,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 9,600 | $729,000 | thousands by filing date | call |
| CRH PLC ADS | 12626K203 | ADR | 30,313 | $728,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 20,346 | $728,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 43,900 | $727,000 | thousands by filing date | put |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 11,664 | $726,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 34,900 | $726,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 24,672 | $724,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 90,459 | $724,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 75,770 | $723,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 22,400 | $722,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 27,827 | $722,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 14,521 | $721,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 40,615 | $720,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 28,593 | $720,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 50,393 | $719,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 56,984 | $719,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 19,800 | $719,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 9,277 | $718,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 19,159 | $718,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 28,833 | $717,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 9,570 | $714,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 31,303 | $714,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 13,981 | $713,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 7,547 | $712,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 24,837 | $712,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 28,196 | $712,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 51,512 | $712,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 9,024 | $711,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 20,520 | $711,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 13,972 | $710,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 33,831 | $710,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 24,997 | $709,000 | thousands by filing date | |
| Janus Velocity Tail Risk Hdgd Lg Cp ETF | 00162Q817 | com | 24,706 | $709,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 14,805 | $708,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 45,861 | $706,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 90,000 | $705,000 | thousands by filing date | call |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 28,987 | $704,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 20,648 | $704,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 24,642 | $700,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 43,732 | $700,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 25,613 | $700,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 11,976 | $700,000 | thousands by filing date | |
| ISHARES TR | 46429B457 | MSCI HK SML CP | 26,381 | $700,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 222,895 | $699,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 28,035 | $698,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 18,823 | $698,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 536,677 | $698,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 1,885,739 | $698,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 14,489 | $697,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 39,121 | $696,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 25,500 | $696,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 33,281 | $696,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 14,100 | $695,000 | thousands by filing date | put |
| ICU MED INC | 44930G107 | COM | 8,466 | $693,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 44,457 | $693,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 41,786 | $688,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 29,316 | $688,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 16,349 | $685,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 25,759 | $685,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 40,567 | $685,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 21,900 | $684,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 10,712 | $683,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 12,836 | $683,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 15,700 | $683,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 50,000 | $682,000 | thousands by filing date | call |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 383,008 | $682,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 17,437 | $682,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 56,430 | $681,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 11,644 | $681,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 16,469 | $680,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 13,300 | $677,000 | thousands by filing date | principal |
| BLACKHAWK NET B | 09238E203 | Common Stock | 17,958 | $677,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 4,318 | $676,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 105,879 | $676,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 55,850 | $676,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 15,977 | $675,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 10,000 | $674,000 | thousands by filing date | call |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 22,532 | $673,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 26,006 | $673,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 12,370 | $672,000 | thousands by filing date | |
| DBX ETF TR | 233051606 | REG UTILITY ID | 22,000 | $672,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 40,000 | $668,000 | thousands by filing date | put |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 44,889 | $667,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 80,005 | $665,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 15,208 | $665,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 35,720 | $664,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 22,958 | $664,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 34,902 | $663,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 91,118 | $663,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 33,751 | $662,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 26,119 | $661,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 550,645 | $661,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 8,004 | $660,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 25,688 | $660,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 33,000 | $658,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 15,566 | $657,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 65,372 | $656,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 14,200 | $656,000 | thousands by filing date | put |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 92,409 | $654,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 36,402 | $653,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 9,150 | $652,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 56,198 | $652,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 14,840 | $651,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 45,432 | $651,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 33,656 | $651,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 140,249 | $651,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 219,461 | $649,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 20,270 | $648,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 33,921 | $648,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 7,491 | $645,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 21,787 | $644,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 83,088 | $643,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 35,300 | $643,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 27,989 | $643,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 56,700 | $642,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 2,536 | $641,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 20,861 | $641,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 27,054 | $641,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 37,522 | $639,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 8,547 | $639,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 45,700 | $638,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 5,967 | $637,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 27,603 | $636,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 6,475 | $636,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 23,542 | $635,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 27,550 | $635,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 10,807 | $635,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 40,835 | $635,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 11,900 | $635,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 8,603 | $635,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 39,178 | $635,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 16,660 | $635,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 17,844 | $634,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 13,964 | $634,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 23,043 | $634,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 30,890 | $634,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 5,972 | $632,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 17,567 | $632,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 52,125 | $632,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 57,063 | $631,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 26,840 | $630,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 7,313 | $628,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 12,131 | $627,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 12,652 | $626,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 11,833 | $626,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y783 | 100 ENH VOLA ETF | 16,976 | $626,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 9,081 | $625,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 32,147 | $623,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 45,398 | $623,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 20,681 | $622,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 24,711 | $621,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 12,403 | $620,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 9,560 | $620,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 44,404 | $620,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 21,062 | $616,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 43,900 | $616,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 53,565 | $615,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 13,109 | $615,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 32,817 | $614,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 26,226 | $613,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 7,979 | $612,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 44,500 | $611,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 43,931 | $610,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,000 | $610,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,000 | $610,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q506 | COM NEW | 73,940 | $610,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 8,700 | $609,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 16,472 | $609,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 18,955 | $609,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 60,000 | $608,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 20,575 | $605,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 7,800 | $603,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 12,719 | $602,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 51,700 | $602,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 17,742 | $600,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 20,979 | $599,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 11,278 | $598,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 124,004 | $598,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 6,786 | $597,000 | thousands by filing date | |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 580,000 | $596,000 | thousands by filing date | principal |
| TRUSTCO BK CORP N Y | 898349105 | COM | 81,925 | $595,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 52,000 | $595,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 71,200 | $593,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 6,063 | $592,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 21,500 | $592,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 4,206 | $592,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 84,448 | $591,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,000 | $590,000 | thousands by filing date | call |
| ANIXTER INTL INC | 035290105 | COM | 6,670 | $590,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 10,294 | $589,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 24,865 | $589,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 5,723 | $588,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 27,166 | $587,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 27,341 | $586,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 35,172 | $586,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 10,269 | $586,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 85,152 | $585,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 58,700 | $584,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 40,408 | $584,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 14,319 | $582,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 33,500 | $582,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 53,407 | $581,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 45,146 | $581,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 13,453 | $581,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 9,627 | $581,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 19,836 | $580,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 59,628 | $579,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 130,400 | $579,000 | thousands by filing date | call |
| CUBIC CORP | 229669106 | COM | 10,971 | $578,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 20,600 | $578,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 15,847 | $577,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 27,929 | $577,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 8,599 | $577,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 41,662 | $577,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 3,373,072 | $577,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 120,471 | $576,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 31,771 | $576,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 33,493 | $575,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 33,306 | $575,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 19,626 | $575,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 344,923 | $575,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 26,513 | $573,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 14,635 | $572,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 11,875 | $572,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 34,861 | $571,000 | thousands by filing date | |
| PROSHARES TR | 74347X344 | ULTRASHT 3-7YR | 19,037 | $571,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 20,983 | $570,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 50,400 | $570,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 90,437 | $569,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 30,859 | $568,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 32,600 | $568,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 32,767 | $568,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 18,662 | $567,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 16,100 | $565,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 13,842 | $565,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 14,128 | $565,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 540,000 | $565,000 | thousands by filing date | principal |
| KINROSS GOLD CORP | 496902404 | COM | 200,000 | $564,000 | thousands by filing date | call |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 9,794 | $564,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 27,936 | $564,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 44,109 | $563,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 13,066 | $563,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 21,900 | $563,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 19,947 | $562,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 10,162 | $561,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 17,565 | $561,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 36,423 | $560,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 48,126 | $559,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 48,956 | $558,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 78,022 | $558,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 24,168 | $557,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 5,751 | $556,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 88,022 | $555,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 16,300 | $555,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 13,834 | $554,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 13,227 | $552,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 9,958 | $552,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 76,100 | $552,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 33,719 | $551,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 35,218 | $550,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 11,024 | $550,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 70,115 | $550,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 19,754 | $549,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 26,350 | $548,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 55,643 | $546,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 9,215 | $546,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 5,935 | $545,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 73,625 | $545,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 6,375 | $545,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 19,897 | $544,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 15,640 | $543,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 8,605 | $542,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 77,702 | $542,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 36,988 | $542,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 26,140 | $541,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 106,993 | $541,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 19,505 | $541,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 27,597 | $540,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 57,431 | $538,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 32,900 | $536,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 17,710 | $535,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 27,030 | $535,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 32,900 | $535,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 24,026 | $535,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 33,653 | $535,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 19,169 | $534,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 12,000 | $533,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 21,039 | $533,000 | thousands by filing date | principal |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 22,100 | $533,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 150,799 | $532,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 14,365 | $532,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 13,304 | $532,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 27,060 | $531,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 8,536 | $529,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 147,547 | $529,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-007480 | this filing | 2015-02-17 | acceptance time not in the bulk data set |