13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 6,320 holding rows worth $154,655,960,000.
- Accession
- 0001140361-15-007480
- Filer
- CIK 1000275
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 18,753 entries on the cover page, a total value of $154,655,960,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,655,960,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 2,446 | $311,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 17,091 | $311,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 18,100 | $310,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 11,391 | $310,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 318,861 | $310,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 4,161 | $310,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 11,800 | $309,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 6,386 | $309,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 8,090 | $309,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 8,922 | $308,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 770 | $308,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 7,199 | $308,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 12,308 | $308,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 6,566 | $307,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 15,700 | $307,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 9,362 | $307,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 31,137 | $306,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 35,491 | $306,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 39,150 | $306,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 10,820 | $306,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 15,300 | $306,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 14,050 | $305,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 2,879 | $305,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 25,300 | $305,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 6,451 | $304,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 22,060 | $304,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 3,325 | $304,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416E103 | COM | 7,000 | $303,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 14,890 | $303,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 29,036 | $303,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 17,711 | $302,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 7,552 | $302,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 37,592 | $302,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 9,268 | $301,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 66,414 | $301,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 55,560 | $301,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 14,050 | $300,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 44,250 | $300,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 19,450 | $300,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 80,742 | $300,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 5,679 | $299,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 7,372 | $298,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 15,066 | $298,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 270,000 | $298,000 | thousands by filing date | principal |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 23,245 | $297,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 31,126 | $297,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 2,595 | $297,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 11,200 | $297,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 12,382 | $296,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 28,400 | $295,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 198,213 | $295,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 11,344 | $295,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 15,007 | $294,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 24,140 | $294,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 27,950 | $293,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 20,426 | $291,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 17,688 | $291,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 28,246 | $291,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,948 | $290,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 4,231 | $290,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 41,900 | $290,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 7,970 | $290,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 7,282 | $289,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 11,538 | $289,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 8,293 | $288,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 10,683 | $288,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 4,626 | $288,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 3,188 | $288,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 13,317 | $288,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 11,911 | $287,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 36,115 | $287,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 28,542 | $286,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 12,800 | $286,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 20,900 | $286,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 10,814 | $286,000 | thousands by filing date | principal |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 31,375 | $286,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 3,959 | $285,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 9,995 | $285,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 27,500 | $285,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 12,178 | $284,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 6,150 | $283,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 68,881 | $283,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 2,716 | $282,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 12,669 | $282,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 14,267 | $282,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 15,876 | $282,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 11,323 | $281,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 37,286 | $281,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 20,839 | $281,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 23,500 | $281,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 5,409 | $281,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R452 | EM QUAL DIVID | 5,886 | $281,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 11,947 | $280,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 2,662 | $280,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 30,440 | $280,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 10,000 | $280,000 | thousands by filing date | put |
| FORRESTER RESH INC | 346563109 | COM | 7,089 | $279,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 4,700 | $279,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 27,865 | $279,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 3,929 | $278,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 10,546 | $278,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 6,942 | $278,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 8,800 | $278,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 20,400 | $277,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 10,101 | $277,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 20,000 | $277,000 | thousands by filing date | call |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 2,083 | $276,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 5,052 | $276,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 26,260 | $276,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 7,299 | $276,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 21,567 | $275,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 4,145 | $275,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 8,154 | $274,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 18,541 | $274,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 20,000 | $273,000 | thousands by filing date | put |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 5,638 | $273,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 37,222 | $273,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 16,900 | $273,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 5,479 | $272,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 18,219 | $272,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 13,267 | $272,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 5,292 | $270,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 10,776 | $270,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 8,544 | $269,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 26,255 | $269,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 52,503 | $269,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 8,800 | $268,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 11,300 | $267,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 2,750 | $266,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 4,746 | $266,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 21,400 | $266,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 7,261 | $266,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 7,950 | $266,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 18,522 | $265,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 19,425 | $265,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 19,365 | $265,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 4,375 | $265,000 | thousands by filing date | principal |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 26,400 | $265,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 22,250 | $265,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 31,450 | $264,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 10,168 | $264,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 32,528 | $264,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 8,192 | $263,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 11,787 | $263,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 9,287 | $263,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,000 | $262,000 | thousands by filing date | call |
| WEIS MKTS INC COM | 948849104 | Stock | 5,488 | $262,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 25,177 | $262,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 20,131 | $262,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 6,722 | $261,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 18,195 | $261,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 146,092 | $261,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 6,000 | $260,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 16,786 | $260,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 14,366 | $260,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 65,284 | $260,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 9,581 | $259,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 11,654 | $259,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 18,573 | $259,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 20,159 | $259,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 18,507 | $259,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 3,764 | $258,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 15,061 | $258,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 5,257 | $258,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 42,500 | $258,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 7,414 | $258,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 12,214 | $257,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 10,316 | $257,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 18,563 | $257,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 9,459 | $257,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 48,747 | $255,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 14,496 | $255,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 7,082 | $254,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 17,241 | $254,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,314 | $253,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 10,565 | $253,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 4,154 | $253,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 15,890 | $253,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 7,064 | $253,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 17,828 | $252,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 17,405 | $252,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 15,289 | $252,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 20,418 | $251,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 17,740 | $251,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 5,329 | $251,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 21,312 | $251,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 22,560 | $250,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 15,908 | $250,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 2,775 | $250,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 8,004 | $249,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 6,361 | $249,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 3,272 | $249,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 63,002 | $249,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 5,857 | $249,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 37,000 | $249,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 270,000 | $248,000 | thousands by filing date | principal |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 17,150 | $248,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 20,800 | $248,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 3,307 | $245,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 111,899 | $245,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 106,511 | $245,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 6,502 | $244,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 18,312 | $244,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 26,100 | $242,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 19,350 | $242,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 7,534 | $242,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 4,225 | $241,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 9,388 | $241,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 6,443 | $241,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 15,900 | $241,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 10,330 | $241,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 25,835 | $240,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 32,487 | $240,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 14,863 | $240,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 6,156 | $240,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 4,419 | $239,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 9,037 | $239,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 32,064 | $239,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 19,553 | $239,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 63,500 | $239,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 18,052 | $238,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 14,293 | $238,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 3,654 | $238,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 16,200 | $238,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 14,127 | $237,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 4,890 | $237,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 142,059 | $237,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 8,632 | $236,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 15,500 | $236,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 12,703 | $236,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 20,933 | $235,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 22,571 | $235,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 21,331 | $234,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 6,565 | $233,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 12,600 | $233,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 14,353 | $232,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 14,249 | $231,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 25,000 | $230,000 | thousands by filing date | call |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 11,863 | $230,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 3,185 | $230,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,400 | $229,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 13,700 | $229,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 14,100 | $229,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 6,033 | $228,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 5,047 | $228,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 26,200 | $228,000 | thousands by filing date | call |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 18,025 | $228,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 8,264 | $228,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 3,403 | $228,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 20,244 | $227,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,250 | $226,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 13,795 | $226,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 15,906 | $225,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 47,425 | $225,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 9,505 | $225,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 6,884 | $224,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 7,765 | $224,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 5,000 | $223,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 65,845 | $223,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 8,582 | $223,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 40,000 | $222,000 | thousands by filing date | call |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 76,500 | $222,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 8,291 | $221,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 9,912 | $221,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 5,450 | $220,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 11,088 | $220,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 11,641 | $220,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 8,199 | $220,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 13,817 | $220,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 11,476 | $220,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 24,725 | $220,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 4,285 | $220,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 21,065 | $220,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 4,675 | $220,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 4,863 | $219,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 3,920 | $219,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 31,537 | $218,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 24,385 | $217,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,490 | $217,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 16,900 | $217,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 12,607 | $217,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 11,244 | $217,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 17,324 | $216,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 13,809 | $216,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 11,900 | $216,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 15,479 | $216,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 2,939 | $215,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 65,200 | $215,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 3,825 | $214,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,867 | $214,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,064 | $214,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 15,000 | $214,000 | thousands by filing date | call |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 7,777 | $214,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 17,899 | $214,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 5,627 | $213,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 6,127 | $213,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 29,550 | $213,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 5,945 | $213,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 33,780 | $212,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 141,136 | $212,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 7,650 | $212,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 16,150 | $211,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 7,500 | $211,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 190,282 | $211,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 97,210 | $210,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 8,311 | $210,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 59,200 | $210,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 21,734 | $209,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 10,111 | $209,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 16,382 | $209,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 12,100 | $209,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 22,589 | $208,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 14,875 | $208,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 12,800 | $208,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 8,725 | $208,000 | thousands by filing date | principal |
| QUALITY SYS INC | 747582104 | COM | 13,244 | $207,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 12,600 | $207,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 20,776 | $206,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 26,797 | $206,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 6,479 | $205,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 500 | $205,000 | thousands by filing date | call |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 1,830 | $205,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 5,811 | $204,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 38,558 | $204,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 8,702 | $204,000 | thousands by filing date | |
| SOURCE ETF TR | 83615L106 | EURO STOXX 50 | 4,541 | $204,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 6,204 | $203,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 10,000 | $203,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 5,321 | $203,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 16,088 | $203,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 16,860 | $203,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 17,810 | $202,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 13,603 | $202,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 29,350 | $202,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 23,693 | $202,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 14,967 | $201,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 3,639 | $201,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 18,906 | $201,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 7,300 | $200,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 4,227 | $200,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 12,679 | $200,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 9,099 | $200,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 7,768 | $200,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 2,307 | $199,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 14,230 | $199,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 64,960 | $199,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 42,774 | $199,000 | thousands by filing date | |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 5,363 | $199,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 6,392 | $198,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 74,027 | $198,000 | thousands by filing date | |
| DENALI FD INC | 24823A102 | COM | 8,765 | $198,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 4,340 | $198,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 7,529 | $197,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 13,687 | $197,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 25,400 | $197,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 27,129 | $197,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 4,244 | $197,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 14,259 | $196,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 7,851 | $196,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 16,933 | $196,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 194,464 | $195,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 5,581 | $195,000 | thousands by filing date | |
| ISHARES MSCI EM ENRGY | 464286376 | CMN | 7,071 | $195,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 33,392 | $195,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1,967 | $194,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 31,100 | $194,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 5,900 | $194,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 25,000 | $194,000 | thousands by filing date | put |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 19,051 | $194,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 8,750 | $193,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 17,550 | $193,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 7,966 | $193,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 42,500 | $193,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,882 | $193,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 39,750 | $193,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 5,158 | $193,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 6,261 | $193,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 13,400 | $192,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 12,594 | $192,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 15,600 | $192,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 191,000 | $192,000 | thousands by filing date | principal |
| BOWL AMER INC BWL | 102565108 | COMMON | 13,427 | $192,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 33,525 | $191,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 8,216 | $190,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 5,981 | $190,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 7,830 | $189,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 5,029 | $188,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 63,478 | $188,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 4,443 | $188,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 17,957 | $187,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 15,957 | $187,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 10,549 | $187,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 11,645 | $185,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 24,700 | $185,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 21,612 | $185,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 12,641 | $185,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 6,382 | $184,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 213,969 | $184,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 18,439 | $183,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 11,193 | $183,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 8,850 | $183,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 13,132 | $182,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 8,446 | $182,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 18,571 | $182,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 17,339 | $182,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 86,925 | $182,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E317 | GLBLX CEN ASIA | 17,454 | $182,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 8,343 | $181,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 8,125 | $181,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 4,841 | $181,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 13,195 | $181,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 13,386 | $180,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 10,722 | $180,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 8,102 | $179,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 6,273 | $178,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 26,546 | $178,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 11,235 | $178,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 3,633 | $178,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 6,300 | $178,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 8,037 | $178,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 100,000 | $178,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 9,802 | $177,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 11,000 | $177,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 27,203 | $177,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 2,773 | $177,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 6,334 | $177,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 14,140 | $177,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 6,409 | $176,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 3,380 | $176,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 12,078 | $176,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 3,942 | $175,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 33,259 | $175,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 25,000 | $175,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 6,558 | $175,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 8,441 | $175,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 6,503 | $174,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 28,470 | $174,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 63,313 | $174,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 6,793 | $174,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 21,280 | $174,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 9,253 | $173,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,500 | $172,000 | thousands by filing date | put |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 1,383 | $172,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 6,867 | $172,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 13,416 | $172,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 7,474 | $172,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 17,134 | $172,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 13,550 | $172,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 2,816 | $171,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 7,669 | $171,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 6,447 | $171,000 | thousands by filing date | |
| ISHARES INC | 464286418 | EMKT CNSM DISC | 3,234 | $171,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 10,829 | $170,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 6,000 | $170,000 | thousands by filing date | call |
| MICREL INC | 594793101 | COM | 11,750 | $170,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 17,188 | $170,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 2,300 | $169,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 10,675 | $169,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 6,202 | $169,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 7,103 | $169,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 7,555 | $169,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 26,900 | $169,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 4,200 | $168,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 6,074 | $168,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 10,100 | $168,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,630 | $167,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 8,834 | $166,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 16,165 | $165,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 19,768 | $165,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 5,519 | $165,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 13,207 | $165,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 5,973 | $165,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 8,547 | $165,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 21,983 | $164,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 10,155 | $164,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 27,600 | $164,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 8,855 | $164,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 46,138 | $164,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 12,321 | $163,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 6,440 | $163,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 27,422 | $163,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 45,440 | $162,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 4,738 | $162,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 12,378 | $162,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 21,700 | $162,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 4,800 | $161,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 6,756 | $160,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 8,333 | $160,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 128,034 | $160,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 9,360 | $159,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 3,329 | $158,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 5,700 | $158,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 5,852 | $158,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 9,393 | $158,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 15,160 | $158,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 8,889 | $158,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 7,092 | $158,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,490 | $157,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 7,675 | $157,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 20,092 | $157,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-007480 | this filing | 2015-02-17 | acceptance time not in the bulk data set |