13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 6,320 holding rows worth $154,655,960,000.
- Accession
- 0001140361-15-007480
- Filer
- CIK 1000275
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 18,753 entries on the cover page, a total value of $154,655,960,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,655,960,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KIRBY CORP | 497266106 | COM | 37,830 | $3,055,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 207,523 | $3,055,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 107,079 | $3,054,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 347,632 | $3,049,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 781,975 | $3,049,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 56,303 | $3,048,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 42,529 | $3,048,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 24,283 | $3,041,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 351,860 | $3,037,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 42,512 | $3,033,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 137,616 | $3,029,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 93,168 | $3,020,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 198,375 | $3,020,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 828,123 | $3,014,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 191,792 | $3,009,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 29,995 | $3,000,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 250,401 | $2,989,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 366,419 | $2,987,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 75,579 | $2,984,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 51,232 | $2,977,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 145,471 | $2,975,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 3,000,000 | $2,972,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 130,724 | $2,969,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 395,215 | $2,965,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 64,218 | $2,963,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 5,600 | $2,962,000 | thousands by filing date | call |
| WORLD KINECT CORPORATION | 981475106 | COM | 63,073 | $2,959,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 262,894 | $2,958,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 154,908 | $2,951,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 95,400 | $2,944,000 | thousands by filing date | call |
| SanDisk Corporation | 80004C101 | COM | 30,000 | $2,939,000 | thousands by filing date | put |
| SanDisk Corporation | 80004C101 | COM | 30,000 | $2,939,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 150,000 | $2,936,000 | thousands by filing date | call |
| FAMILY DLR STORES INC | 307000109 | COM | 37,034 | $2,933,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 65,200 | $2,932,000 | thousands by filing date | put |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 50,000 | $2,932,000 | thousands by filing date | put |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 199,340 | $2,924,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 73,065 | $2,923,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 94,635 | $2,923,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 211,986 | $2,921,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 58,360 | $2,919,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 102,867 | $2,918,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 120,637 | $2,914,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 134,599 | $2,913,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 125,759 | $2,911,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 123,339 | $2,911,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 200,000 | $2,900,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 175,000 | $2,900,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 61,800 | $2,890,000 | thousands by filing date | call |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 522,060 | $2,888,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 26,742 | $2,887,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 58,155 | $2,887,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 17,610 | $2,883,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 24,883 | $2,882,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 160,000 | $2,880,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 64,205 | $2,877,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 39,804 | $2,871,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 31,768 | $2,869,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 87,589 | $2,859,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 100,000 | $2,857,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 92,489 | $2,855,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 50,000 | $2,854,000 | thousands by filing date | call |
| MACERICH CO | 554382101 | COM | 34,201 | $2,854,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 1,895,000 | $2,852,000 | thousands by filing date | principal |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 230,439 | $2,850,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 133,483 | $2,846,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 67,097 | $2,844,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 175,173 | $2,838,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 333,575 | $2,836,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 56,786 | $2,836,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 31,354 | $2,836,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 171,127 | $2,832,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 131,347 | $2,828,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 154,784 | $2,827,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 77,748 | $2,825,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 29,614 | $2,816,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 50,000 | $2,806,000 | thousands by filing date | call |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 133,910 | $2,797,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 169,312 | $2,785,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 125,436 | $2,772,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 1,799,664 | $2,771,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 48,058 | $2,766,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 188,629 | $2,761,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 9,498 | $2,749,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 133,200 | $2,747,000 | thousands by filing date | put |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 132,640 | $2,743,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 117,864 | $2,743,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 49,320 | $2,738,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 177,454 | $2,736,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 45,000 | $2,736,000 | thousands by filing date | put |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 49,782 | $2,733,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 48,238 | $2,732,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 509,614 | $2,726,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 28,577 | $2,726,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 102,508 | $2,714,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 71,352 | $2,714,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 61,345 | $2,714,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 58,210 | $2,708,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 89,025 | $2,698,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 38,035 | $2,697,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 47,473 | $2,690,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 92,751 | $2,690,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 174,878 | $2,688,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 28,918 | $2,686,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 62,007 | $2,677,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 67,367 | $2,675,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 37,414 | $2,673,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 44,914 | $2,663,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 151,626 | $2,663,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 37,361 | $2,661,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 261,376 | $2,659,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 28,200 | $2,655,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 26,207 | $2,651,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 95,277 | $2,636,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 67,000 | $2,635,000 | thousands by filing date | call |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 275,253 | $2,631,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 285,561 | $2,626,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 177,800 | $2,626,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 43,786 | $2,625,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 195,435 | $2,625,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 32,509 | $2,624,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 59,122 | $2,621,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 173,300 | $2,617,000 | thousands by filing date | put |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 119,170 | $2,616,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 213,881 | $2,607,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 108,226 | $2,605,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 121,768 | $2,605,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 418,535 | $2,603,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 249,005 | $2,595,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 73,119 | $2,594,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 93,437 | $2,594,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 62,845 | $2,592,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 198,124 | $2,592,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 101,935 | $2,590,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 50,000 | $2,588,000 | thousands by filing date | call |
| BJS RESTAURANTS INC | 09180C106 | COM | 51,325 | $2,577,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 63,502 | $2,576,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 84,201 | $2,568,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 115,486 | $2,562,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 57,366 | $2,558,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 86,929 | $2,558,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 39,370 | $2,552,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 42,566 | $2,548,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 63,540 | $2,545,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 68,231 | $2,544,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 60,000 | $2,539,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 79,629 | $2,537,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 70,000 | $2,536,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 46,473 | $2,531,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 85,223 | $2,526,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 279,744 | $2,524,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 58,209 | $2,512,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 178,608 | $2,511,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 35,000 | $2,510,000 | thousands by filing date | call |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 36,827 | $2,506,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 67,307 | $2,503,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 83,181 | $2,502,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 43,904 | $2,497,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 765,488 | $2,496,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 58,456 | $2,493,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 42,859 | $2,487,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 323,890 | $2,484,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 48,996 | $2,483,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 99,574 | $2,477,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 50,000 | $2,475,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 30,000 | $2,475,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 345,737 | $2,469,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 402,344 | $2,466,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 148,668 | $2,459,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 46,365 | $2,458,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 50,000 | $2,453,000 | thousands by filing date | call |
| ANNALY CAP MGMT INC | 035710AA0 | NOTE 4.000% 2/1 | 2,412,000 | $2,450,000 | thousands by filing date | principal |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 114,425 | $2,448,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 45,111 | $2,445,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 196,631 | $2,444,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 56,055 | $2,440,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 38,510 | $2,438,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 105,000 | $2,437,000 | thousands by filing date | call |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 215,063 | $2,435,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 118,000 | $2,433,000 | thousands by filing date | call |
| PAMT CORP | 693149106 | COMMON STOCK | 46,931 | $2,433,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 124,300 | $2,433,000 | thousands by filing date | put |
| WP CAREY INC COM | 92936U109 | REIT | 34,523 | $2,420,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 162,807 | $2,420,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 35,405 | $2,419,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 48,497 | $2,416,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 36,703 | $2,412,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 123,300 | $2,407,000 | thousands by filing date | call |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 91,165 | $2,407,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 178,497 | $2,404,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 3,246,109 | $2,402,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 75,724 | $2,401,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 75,015 | $2,398,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 174,000 | $2,396,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 55,660 | $2,395,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 28,900 | $2,389,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 111,056 | $2,388,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 42,717 | $2,382,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 108,974 | $2,382,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 32,400 | $2,375,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 142,800 | $2,372,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 18,300 | $2,370,000 | thousands by filing date | call |
| ULTRA PETROLEUM CORP | 903914109 | COM | 179,574 | $2,365,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 100,293 | $2,357,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 46,912 | $2,355,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 76,699 | $2,351,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 67,048 | $2,350,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 68,381 | $2,343,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 99,430 | $2,343,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 540,600 | $2,341,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 620,189 | $2,338,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 315,500 | $2,332,000 | thousands by filing date | call |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 91,005 | $2,331,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 714,300 | $2,329,000 | thousands by filing date | put |
| DAUCH CORP | 024061103 | COM | 102,560 | $2,317,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 144,274 | $2,314,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 96,962 | $2,312,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 22,080 | $2,307,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 438,175 | $2,305,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 69,850 | $2,301,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 100,000 | $2,293,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 27,457 | $2,290,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 67,000 | $2,289,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 44,854 | $2,285,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 45,014 | $2,283,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 138,678 | $2,280,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 21,722 | $2,275,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 46,772 | $2,273,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 137,384 | $2,272,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 22,496 | $2,270,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 166,735 | $2,268,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 24,423 | $2,266,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 110,172 | $2,266,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 119,561 | $2,258,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 36,794 | $2,247,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 159,749 | $2,246,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 88,777 | $2,245,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 64,071 | $2,243,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 94,020 | $2,242,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 50,000 | $2,241,000 | thousands by filing date | put |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 147,128 | $2,241,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 76,100 | $2,236,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 39,606 | $2,234,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 393,403 | $2,231,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 76,308 | $2,227,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 22,700 | $2,226,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 37,229 | $2,225,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 44,694 | $2,224,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 120,000 | $2,222,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 141,555 | $2,221,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 65,031 | $2,219,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 140,705 | $2,217,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 84,920 | $2,215,000 | thousands by filing date | principal |
| Duke Energy Corporation | 26441C204 | COM | 26,500 | $2,214,000 | thousands by filing date | put |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 26,001 | $2,213,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 138,251 | $2,213,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 29,900 | $2,211,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 18,000 | $2,206,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 51,594 | $2,204,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 240,609 | $2,202,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 250,967 | $2,201,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 82,878 | $2,199,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 137,931 | $2,194,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 19,600 | $2,192,000 | thousands by filing date | put |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 150,000 | $2,192,000 | thousands by filing date | call |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 25,000 | $2,187,000 | thousands by filing date | call |
| HERCULES CAPITAL INC | 427096508 | COM | 147,033 | $2,187,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 115,978 | $2,185,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 185,822 | $2,183,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 81,129 | $2,181,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 23,903 | $2,179,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 70,400 | $2,179,000 | thousands by filing date | put |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 78,548 | $2,173,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 28,490 | $2,171,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 40,718 | $2,169,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 44,184 | $2,167,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 15,000 | $2,163,000 | thousands by filing date | put |
| BANKUNITED INC | 06652K103 | COM | 74,645 | $2,162,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 254,577 | $2,162,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 229,484 | $2,155,000 | thousands by filing date | |
| SPDR SER TR | 78468R846 | BRCLY HGH YIEL | 93,517 | $2,154,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 167,708 | $2,153,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 97,390 | $2,152,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 152,405 | $2,150,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 631,354 | $2,147,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 47,490 | $2,147,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 39,061 | $2,145,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 69,725 | $2,144,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 2,195,000 | $2,141,000 | thousands by filing date | principal |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 50,000 | $2,137,000 | thousands by filing date | put |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 50,000 | $2,137,000 | thousands by filing date | call |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 82,668 | $2,129,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 88,533 | $2,125,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 43,433 | $2,123,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 30,700 | $2,120,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 62,753 | $2,115,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 139,900 | $2,114,000 | thousands by filing date | put |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 48,947 | $2,112,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 16,734 | $2,107,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 229,210 | $2,102,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 146,245 | $2,097,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 69,825 | $2,087,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 69,908 | $2,080,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 23,998 | $2,077,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 80,518 | $2,065,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 66,242 | $2,063,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y165 | DAILY 500 2X ETF | 14,686 | $2,059,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 54,183 | $2,058,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 26,381 | $2,054,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 40,000 | $2,053,000 | thousands by filing date | put |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 40,679 | $2,052,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 200,599 | $2,042,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 128,977 | $2,040,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,120,651 | $2,040,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 239,700 | $2,037,000 | thousands by filing date | put |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 13,813 | $2,036,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 49,912 | $2,035,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 110,186 | $2,031,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 58,188 | $2,029,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 111,492 | $2,029,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 248,219 | $2,028,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 104,656 | $2,026,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 18,462 | $2,025,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 48,842 | $2,020,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 123,510 | $2,016,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 95,099 | $2,014,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 59,909 | $2,009,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 56,046 | $2,009,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 34,446 | $2,007,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 392,500 | $2,006,000 | thousands by filing date | put |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 14,441 | $2,002,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 240,000 | $1,999,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 96,100 | $1,996,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 19,000 | $1,994,000 | thousands by filing date | put |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 25,735 | $1,993,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 46,063 | $1,990,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 100,692 | $1,989,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 105,508 | $1,987,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 73,341 | $1,985,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 56,144 | $1,981,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 38,528 | $1,981,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 33,132 | $1,980,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 179,339 | $1,977,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 80,872 | $1,977,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 98,321 | $1,976,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 39,700 | $1,975,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 57,852 | $1,974,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 30,000 | $1,973,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 1,500,000 | $1,973,000 | thousands by filing date | principal |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 63,537 | $1,972,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 87,802 | $1,971,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 25,000 | $1,970,000 | thousands by filing date | call |
| ALLIENT INC | 019330109 | COM | 82,900 | $1,964,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 30,000 | $1,963,000 | thousands by filing date | put |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 63,924 | $1,962,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 40,000 | $1,960,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 93,857 | $1,958,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 12,645 | $1,956,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 108,513 | $1,956,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 150,000 | $1,952,000 | thousands by filing date | call |
| Viacom Inc Cl A | 92553P102 | CL A | 25,834 | $1,950,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 39,990 | $1,949,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 23,065 | $1,946,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 30,505 | $1,946,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 78,187 | $1,943,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 12,394 | $1,934,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 52,929 | $1,932,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 28,808 | $1,932,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 74,918 | $1,926,000 | thousands by filing date | principal |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 17,773 | $1,918,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 39,000 | $1,915,000 | thousands by filing date | call |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 253,682 | $1,915,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 46,000 | $1,914,000 | thousands by filing date | call |
| FULTON FINL CORP PA | 360271100 | COM | 154,697 | $1,912,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 74,412 | $1,911,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 98,230 | $1,907,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 51,857 | $1,906,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 15,567 | $1,903,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 139,342 | $1,903,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 23,795 | $1,896,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 66,181 | $1,894,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 229,221 | $1,894,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 251,616 | $1,894,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 146,448 | $1,889,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 13,969 | $1,888,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 25,739 | $1,886,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 379,281 | $1,885,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 78,822 | $1,884,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 183,680 | $1,881,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 141,977 | $1,878,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 81,789 | $1,877,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 114,036 | $1,876,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 35,000 | $1,875,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 50,000 | $1,871,000 | thousands by filing date | call |
| DRESSER-RAND GROUP INC | 261608103 | COM | 22,875 | $1,871,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 56,609 | $1,867,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 80,013 | $1,866,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 58,632 | $1,858,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 586,273 | $1,858,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 42,625 | $1,853,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 44,937 | $1,852,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 90,731 | $1,852,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 27,184 | $1,850,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 15,896 | $1,848,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 36,281 | $1,848,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 89,345 | $1,842,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 87,773 | $1,840,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 108,619 | $1,839,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 62,873 | $1,837,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 834,768 | $1,836,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 45,715 | $1,835,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 72,043 | $1,834,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 228,803 | $1,833,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 282,704 | $1,832,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 22,161 | $1,828,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 125,959 | $1,823,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 30,200 | $1,819,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 23,047 | $1,816,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 53,092 | $1,815,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 54,057 | $1,809,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 87,032 | $1,802,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 125,474 | $1,798,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 41,069 | $1,798,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 1,500,000 | $1,796,000 | thousands by filing date | principal |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 18,020 | $1,795,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 113,712 | $1,783,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 326,800 | $1,781,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 183,794 | $1,774,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 39,113 | $1,771,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 1,882,700 | $1,770,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 75,000 | $1,769,000 | thousands by filing date | put |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 29,905 | $1,767,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 79,173 | $1,767,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 125,946 | $1,762,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 352,039 | $1,762,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 87,648 | $1,757,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 1,050,898 | $1,756,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 29,524 | $1,752,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 36,992 | $1,750,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 30,418 | $1,742,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 95,000 | $1,741,000 | thousands by filing date | call |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 236,200 | $1,741,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 44,800 | $1,738,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 52,626 | $1,738,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 43,396 | $1,738,000 | thousands by filing date | |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 41,531 | $1,735,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 386,080 | $1,733,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 28,300 | $1,732,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 96,078 | $1,731,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 65,878 | $1,731,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 98,577 | $1,730,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 117,050 | $1,729,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 41,321 | $1,728,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 111,846 | $1,728,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 27,500 | $1,724,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 20,856 | $1,724,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 34,174 | $1,723,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 60,000 | $1,718,000 | thousands by filing date | put |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 151,803 | $1,715,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 16,859 | $1,713,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2,500 | $1,711,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 263,967 | $1,711,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 83,053 | $1,708,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 49,280 | $1,707,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 83,586 | $1,705,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 38,906 | $1,701,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 82,806 | $1,700,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 100,090 | $1,700,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 16,052 | $1,697,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 62,813 | $1,695,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 39,398 | $1,694,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 96,874 | $1,689,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 167,636 | $1,688,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 64,727 | $1,687,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 35,611 | $1,686,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 9,166 | $1,683,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 55,952 | $1,683,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 33,488 | $1,680,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 25,100 | $1,679,000 | thousands by filing date | call |
| GENTHERM INC | 37253A103 | COM | 45,659 | $1,672,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 11,715 | $1,670,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 1,500,000 | $1,669,000 | thousands by filing date | principal |
| HOME PROPERTIES INC | 437306103 | COM | 25,379 | $1,664,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 20,000 | $1,662,000 | thousands by filing date | call |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 57,279 | $1,662,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 15,000 | $1,661,000 | thousands by filing date | call |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 64,781 | $1,660,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 27,575 | $1,655,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 94,258 | $1,651,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 42,675 | $1,647,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 119,995 | $1,646,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 119,623 | $1,645,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 221,686 | $1,645,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 164,279 | $1,642,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 353,110 | $1,637,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 125,542 | $1,633,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 34,040 | $1,632,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y173 | DLY MID CP BULL | 12,428 | $1,629,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 49,386 | $1,628,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 193,132 | $1,628,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-007480 | this filing | 2015-02-17 | acceptance time not in the bulk data set |