13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 6,320 holding rows worth $154,655,960,000.
- Accession
- 0001140361-15-007480
- Filer
- CIK 1000275
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 18,753 entries on the cover page, a total value of $154,655,960,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,655,960,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 65,114 | $1,626,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 27,313 | $1,625,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 110,000 | $1,625,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 47,189 | $1,622,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 28,981 | $1,621,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 20,000 | $1,621,000 | thousands by filing date | put |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 242,228 | $1,618,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 350,000 | $1,617,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 64,452 | $1,616,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 163,490 | $1,610,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 61,179 | $1,608,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 400,000 | $1,608,000 | thousands by filing date | put |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 27,287 | $1,601,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 56,690 | $1,599,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 127,070 | $1,593,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 29,352 | $1,593,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 183,142 | $1,593,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 44,508 | $1,593,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 51,027 | $1,590,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 25,005 | $1,589,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 20,000 | $1,588,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 395,000 | $1,588,000 | thousands by filing date | call |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 187,674 | $1,588,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 225,275 | $1,584,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 35,831 | $1,575,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 57,523 | $1,571,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 22,074 | $1,569,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 29,286 | $1,568,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 45,350 | $1,568,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 200,000 | $1,568,000 | thousands by filing date | put |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 11,475 | $1,566,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 82,000 | $1,565,000 | thousands by filing date | call |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 18,938 | $1,564,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 31,112 | $1,563,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 30,125 | $1,560,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 31,003 | $1,559,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 146,155 | $1,559,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 110,913 | $1,557,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 97,556 | $1,557,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 38,883 | $1,549,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 28,393 | $1,548,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 63,874 | $1,548,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 14,796 | $1,547,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 48,138 | $1,540,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 75,000 | $1,535,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 75,000 | $1,535,000 | thousands by filing date | call |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 31,289 | $1,534,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 549,174 | $1,533,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 25,504 | $1,532,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 30,496 | $1,529,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 75,169 | $1,529,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 201,800 | $1,528,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 31,422 | $1,524,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 50,951 | $1,524,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 69,338 | $1,523,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 150,105 | $1,520,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 54,060 | $1,518,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 47,428 | $1,517,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 19,454 | $1,517,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 25,110 | $1,516,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y199 | DAILY 7-10 YR TR | 17,800 | $1,515,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 50,433 | $1,514,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 27,278 | $1,513,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 10,688 | $1,512,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 39,299 | $1,512,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 25,157 | $1,511,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 49,541 | $1,510,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 45,952 | $1,510,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 60,503 | $1,509,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 86,013 | $1,509,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 25,585 | $1,507,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 70,500 | $1,507,000 | thousands by filing date | call |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 95,962 | $1,507,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 197,977 | $1,501,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 96,962 | $1,499,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 23,473 | $1,498,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 37,296 | $1,495,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 94,000 | $1,491,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 20,000 | $1,490,000 | thousands by filing date | put |
| OPHTHOTECH CORP | 683745103 | COM | 33,215 | $1,490,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 18,176 | $1,486,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 112,520 | $1,480,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 799,499 | $1,479,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 78,092 | $1,474,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 33,074 | $1,472,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 67,310 | $1,469,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 29,924 | $1,468,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 47,626 | $1,464,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 69,975 | $1,462,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 44,932 | $1,462,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 44,054 | $1,459,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 30,841 | $1,458,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 116,676 | $1,458,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 40,000 | $1,456,000 | thousands by filing date | call |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 21,051 | $1,455,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 52,755 | $1,453,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 28,960 | $1,451,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 40,000 | $1,451,000 | thousands by filing date | put |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 110,362 | $1,451,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 44,835 | $1,450,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 54,244 | $1,447,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 143,045 | $1,446,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 18,800 | $1,445,000 | thousands by filing date | call |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 286,107 | $1,442,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 26,500 | $1,441,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 46,059 | $1,441,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 39,000 | $1,441,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 69,230 | $1,440,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 273,244 | $1,435,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 101,498 | $1,434,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 40,368 | $1,433,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 14,738 | $1,432,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 22,482 | $1,431,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,271 | $1,431,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 445,000 | $1,428,000 | thousands by filing date | principal |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 59,038 | $1,427,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 148,350 | $1,426,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 41,923 | $1,425,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 63,795 | $1,425,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 37,577 | $1,420,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 10,000 | $1,418,000 | thousands by filing date | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 38,120 | $1,418,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 89,000 | $1,414,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 239,661 | $1,414,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 28,366 | $1,408,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 26,414 | $1,408,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 19,946 | $1,407,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 54,059 | $1,406,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 69,108 | $1,402,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 81,520 | $1,400,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 174,100 | $1,400,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 95,271 | $1,392,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 39,563 | $1,392,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 335,641 | $1,386,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 88,001 | $1,386,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 171,765 | $1,384,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 106,419 | $1,383,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 27,732 | $1,380,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 12,888 | $1,377,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 57,263 | $1,376,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 135,957 | $1,376,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 160,591 | $1,375,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 10,436 | $1,373,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 55,293 | $1,373,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 126,600 | $1,369,000 | thousands by filing date | put |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 72,797 | $1,369,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 35,001 | $1,367,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 416,725 | $1,366,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 60,117 | $1,366,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 44,941 | $1,365,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 52,811 | $1,363,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 19,357 | $1,362,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 15,465 | $1,361,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 62,155 | $1,360,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 66,566 | $1,358,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 75,371 | $1,357,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 29,803 | $1,356,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 15,000 | $1,354,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 66,944 | $1,354,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 29,438 | $1,351,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 50,000 | $1,350,000 | thousands by filing date | call |
| LYDALL INC | 550819106 | COMMON STOCK | 41,075 | $1,348,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 80,257 | $1,348,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 74,043 | $1,347,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 59,161 | $1,346,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 91,299 | $1,346,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 38,143 | $1,342,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 67,500 | $1,340,000 | thousands by filing date | put |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 175,620 | $1,340,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 36,946 | $1,337,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 24,889 | $1,335,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 11,652 | $1,335,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 51,062 | $1,335,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 17,472 | $1,334,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 14,400 | $1,331,000 | thousands by filing date | put |
| MENTOR GRAPHICS CORP | 587200106 | COM | 60,728 | $1,331,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 51,515 | $1,330,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 45,410 | $1,329,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 23,978 | $1,328,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 136,364 | $1,323,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 37,594 | $1,321,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 19,019 | $1,320,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 458,393 | $1,320,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 21,541 | $1,319,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 12,272 | $1,318,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 22,300 | $1,315,000 | thousands by filing date | put |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 30,493 | $1,314,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 32,440 | $1,312,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 48,837 | $1,312,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 24,500 | $1,310,000 | thousands by filing date | put |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 82,293 | $1,310,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 1,260,000 | $1,307,000 | thousands by filing date | principal |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 310,000 | $1,305,000 | thousands by filing date | principal |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 27,405 | $1,305,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 33,683 | $1,304,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 53,460 | $1,304,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 92,297 | $1,302,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 15,366 | $1,298,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 31,745 | $1,297,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 1,014 | $1,293,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 58,921 | $1,293,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 569,234 | $1,292,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 48,800 | $1,292,000 | thousands by filing date | call |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 69,511 | $1,289,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 40,000 | $1,289,000 | thousands by filing date | call |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 206,930 | $1,289,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 33,000 | $1,286,000 | thousands by filing date | put |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 117,123 | $1,286,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 16,519 | $1,285,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 16,569 | $1,284,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 53,490 | $1,283,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 134,215 | $1,279,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 41,098 | $1,278,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 39,136 | $1,276,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 49,652 | $1,276,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 26,446 | $1,275,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 49,893 | $1,274,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 45,000 | $1,273,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 110,466 | $1,273,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 14,772 | $1,272,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 20,744 | $1,270,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 31,728 | $1,270,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y181 | SML CP BULL 2X | 9,440 | $1,267,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 35,599 | $1,266,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 60,586 | $1,265,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 70,768 | $1,264,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 33,272 | $1,264,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 40,498 | $1,261,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 68,719 | $1,261,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 176,807 | $1,260,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 20,321 | $1,259,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 82,876 | $1,259,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 39,140 | $1,254,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 34,792 | $1,252,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 52,903 | $1,250,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 75,045 | $1,245,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 42,679 | $1,243,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 110,208 | $1,242,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 77,629 | $1,242,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 110,480 | $1,239,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 76,802 | $1,239,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 32,167 | $1,231,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 33,958 | $1,230,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 111,126 | $1,228,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 44,735 | $1,227,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 10,557 | $1,226,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 42,859 | $1,226,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 99,193 | $1,226,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 18,914 | $1,225,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 20,000 | $1,224,000 | thousands by filing date | put |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 86,588 | $1,223,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 65,556 | $1,221,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 4,533 | $1,220,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 14,224 | $1,219,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 32,057 | $1,219,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 9,854 | $1,217,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 9,337 | $1,217,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 145,628 | $1,213,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 46,369 | $1,212,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 47,419 | $1,211,000 | thousands by filing date | principal |
| THOMSON REUTERS CORP | 884903105 | COM | 30,000 | $1,210,000 | thousands by filing date | call |
| INTEROIL CORP | 460951106 | COM | 24,795 | $1,210,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 49,326 | $1,209,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 46,770 | $1,208,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 14,712 | $1,207,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 42,100 | $1,206,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 35,390 | $1,206,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 42,508 | $1,206,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 50,638 | $1,206,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 101,539 | $1,203,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 16,406 | $1,203,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 76,396 | $1,201,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 27,556 | $1,200,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 32,851 | $1,198,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 54,454 | $1,197,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 10,800 | $1,196,000 | thousands by filing date | call |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 61,019 | $1,196,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 54,261 | $1,196,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 221,137 | $1,195,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 26,604 | $1,192,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 60,711 | $1,191,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 84,143 | $1,191,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 40,389 | $1,189,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 15,800 | $1,189,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 200,000 | $1,188,000 | thousands by filing date | call |
| RAVEN INDS INC COM | 754212108 | Stock | 47,400 | $1,185,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 30,914 | $1,184,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 10,439 | $1,181,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 10,426 | $1,180,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 56,286 | $1,178,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 63,989 | $1,177,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 24,896 | $1,171,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 30,867 | $1,170,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 13,178 | $1,169,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 46,200 | $1,168,000 | thousands by filing date | call |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 82,642 | $1,167,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 47,409 | $1,165,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 159,729 | $1,164,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 124,695 | $1,162,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 29,560 | $1,162,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 49,011 | $1,162,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 98,700 | $1,159,000 | thousands by filing date | call |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 22,860 | $1,159,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 102,163 | $1,157,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 56,142 | $1,157,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 26,097 | $1,156,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 28,800 | $1,155,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 45,495 | $1,155,000 | thousands by filing date | |
| IMRIS INC | 45322N105 | COM | 1,369,538 | $1,153,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 18,469 | $1,151,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 26,580 | $1,150,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 17,889 | $1,145,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 7,855 | $1,145,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 181,410 | $1,141,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 226,953 | $1,139,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y817 | US500 ENH VOL | 31,079 | $1,139,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 71,218 | $1,138,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 11,585 | $1,136,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 29,811 | $1,136,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 18,345 | $1,134,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 170,407 | $1,133,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 38,500 | $1,131,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 30,173 | $1,130,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 10,609 | $1,126,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 29,935 | $1,126,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 84,350 | $1,124,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 81,237 | $1,123,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 35,388 | $1,121,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 20,039 | $1,120,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 31,283 | $1,120,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 28,012 | $1,119,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 15,000 | $1,115,000 | thousands by filing date | put |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 156,953 | $1,114,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 17,000 | $1,113,000 | thousands by filing date | put |
| ISHARES TR | 464288422 | S&P DEV EX-US | 30,699 | $1,113,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 45,200 | $1,110,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 17,617 | $1,109,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 28,500 | $1,106,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 51,500 | $1,105,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 44,361 | $1,105,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 28,016 | $1,104,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 12,302 | $1,103,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 39,596 | $1,102,000 | thousands by filing date | |
| PROSHARES ULTRA RUSS2000 VAL | 74347R479 | PSHS | 17,757 | $1,102,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 25,252 | $1,101,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 65,819 | $1,100,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 20,081 | $1,099,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 40,800 | $1,097,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 51,100 | $1,097,000 | thousands by filing date | call |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 72,251 | $1,097,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 14,047 | $1,095,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A524 | S&P MTG FIN | 19,310 | $1,094,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 31,929 | $1,091,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 23,038 | $1,088,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 68,264 | $1,086,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 31,806 | $1,084,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 520,399 | $1,082,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 348,000 | $1,082,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 238,698 | $1,081,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 22,325 | $1,081,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 31,512 | $1,079,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 58,303 | $1,078,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 29,342 | $1,077,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 114,046 | $1,074,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 93,828 | $1,071,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 70,340 | $1,069,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 10,483 | $1,068,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 12,221 | $1,066,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 58,600 | $1,065,000 | thousands by filing date | put |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 26,131 | $1,064,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 36,325 | $1,060,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 174,772 | $1,059,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 8,635 | $1,058,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 21,961 | $1,053,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 54,571 | $1,052,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 88,646 | $1,052,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 13,079 | $1,048,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 16,308 | $1,047,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 38,680 | $1,045,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 40,581 | $1,045,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 49,607 | $1,043,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 56,144 | $1,043,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 197,805 | $1,042,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 1,155,000 | $1,042,000 | thousands by filing date | principal |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 143,541 | $1,041,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 75,102 | $1,039,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 68,879 | $1,039,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 63,439 | $1,038,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 39,674 | $1,038,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 15,041 | $1,037,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 49,117 | $1,037,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 34,112 | $1,036,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 50,350 | $1,035,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 14,274 | $1,035,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 10,217 | $1,032,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 17,134 | $1,031,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 46,709 | $1,030,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 31,387 | $1,027,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 9,045 | $1,023,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 162,157 | $1,023,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 37,179 | $1,019,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 22,812 | $1,019,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 40,221 | $1,016,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 590,440 | $1,016,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 48,450 | $1,015,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 26,636 | $1,013,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 242,289 | $1,011,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 10,785 | $1,010,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 41,876 | $1,010,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 45,801 | $1,010,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AC2 | CONV BND | 2,970,000 | $1,010,000 | thousands by filing date | principal |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 17,118 | $1,009,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 57,446 | $1,007,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 10,165 | $1,005,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 13,212 | $1,003,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 20,000 | $1,003,000 | thousands by filing date | call |
| CHAMBERS STR PPTYS | 157842105 | COM | 124,351 | $1,003,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 49,269 | $999,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 43,407 | $997,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 18,386 | $996,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 56,720 | $996,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 25,930 | $995,000 | thousands by filing date | |
| ISHARES TR | 46429B622 | MSCI A/C ASIA | 18,159 | $994,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 45,347 | $993,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 64,230 | $993,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 22,329 | $989,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 26,581 | $986,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 24,428 | $986,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 55,987 | $986,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 338,564 | $986,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 70,332 | $985,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 45,000 | $985,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 69,369 | $984,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 18,323 | $980,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 41,051 | $979,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 54,746 | $979,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 11,029 | $977,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 20,383 | $975,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 39,675 | $974,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 17,633 | $974,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 70,680 | $973,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 31,257 | $972,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 23,700 | $970,000 | thousands by filing date | call |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 38,208 | $970,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 86,832 | $969,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 100,854 | $969,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 15,000 | $969,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 21,222 | $968,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 107,528 | $967,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 46,282 | $967,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 25,340 | $967,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 8,256 | $967,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 47,843 | $966,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 94,550 | $966,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 24,919 | $964,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 28,802 | $964,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 33,000 | $963,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 102,756 | $962,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 17,947 | $961,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 13,381 | $960,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 100,000 | $960,000 | thousands by filing date | put |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 71,556 | $958,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 4,500 | $956,000 | thousands by filing date | put |
| UNIFI INC | 904677200 | COM NEW | 32,100 | $954,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 25,000 | $954,000 | thousands by filing date | call |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 69,713 | $950,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 23,382 | $950,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 49,776 | $949,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 34,102 | $949,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 341,988 | $947,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 12,500 | $946,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 96,453 | $945,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 24,190 | $943,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 34,091 | $942,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 62,177 | $942,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 49,886 | $942,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 22,363 | $941,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 21,734 | $940,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 68,736 | $940,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 20,994 | $940,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 100,000 | $939,000 | thousands by filing date | call |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 82,000 | $937,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 39,608 | $935,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 14,855 | $934,000 | thousands by filing date | |
| ISHARES INC | 464286459 | EMKTS VALU IDX | 21,726 | $933,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 39,824 | $932,000 | thousands by filing date | principal |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 126,063 | $928,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 10,672 | $927,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 43,688 | $925,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 11,813 | $924,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 150,228 | $924,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 18,900 | $924,000 | thousands by filing date | call |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 82,910 | $924,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 21,598 | $923,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 9,990 | $923,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 24,439 | $921,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 21,127 | $920,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 54,200 | $919,000 | thousands by filing date | call |
| TXNM ENERGY INC COM | 69349H107 | Stock | 30,966 | $917,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 114,495 | $917,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-007480 | this filing | 2015-02-17 | acceptance time not in the bulk data set |