13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 6,320 holding rows worth $154,655,960,000.
- Accession
- 0001140361-15-007480
- Filer
- CIK 1000275
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 18,753 entries on the cover page, a total value of $154,655,960,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,655,960,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 23,950 | $529,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 522,000 | $529,000 | thousands by filing date | principal |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 14,500 | $528,000 | thousands by filing date | put |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 58,319 | $528,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 20,718 | $528,000 | thousands by filing date | principal |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 21,581 | $528,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 21,746 | $528,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 26,200 | $527,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 10,235 | $526,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 14,600 | $526,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 13,500 | $525,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 12,194 | $525,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 15,200 | $524,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 1,162,498 | $523,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 17,542 | $522,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 35,495 | $521,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 20,329 | $520,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 31,533 | $519,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 7,334 | $519,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 40,431 | $519,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 14,198 | $518,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 23,018 | $517,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 49,801 | $516,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 17,312 | $516,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 28,330 | $515,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 35,825 | $515,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 38,525 | $515,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 30,960 | $514,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 9,684 | $513,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 20,025 | $513,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 52,828 | $512,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 24,629 | $512,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 17,031 | $512,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 9,289 | $512,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 34,249 | $511,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 44,786 | $511,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 96,656 | $511,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 5,428 | $511,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 23,352 | $510,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 7,000 | $510,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 8,046 | $510,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 10,877 | $509,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 13,230 | $509,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 5,839 | $508,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 62,921 | $508,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 5,958 | $507,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 159,543 | $507,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 45,850 | $507,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 11,079 | $506,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 10,144 | $506,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 13,833 | $505,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 20,410 | $505,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 16,115 | $504,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 14,678 | $503,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 57,516 | $503,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 44,671 | $502,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 48,442 | $501,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 199,570 | $501,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 15,468 | $501,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 32,908 | $500,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 9,708 | $500,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 25,312 | $499,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 10,640 | $499,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 21,420 | $497,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 22,298 | $495,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 9,792 | $495,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 24,233 | $495,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 29,313 | $495,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 12,340 | $494,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 8,186 | $494,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 13,817 | $494,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 5,355 | $493,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 54,185 | $493,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 46,300 | $492,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 35,592 | $491,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 356,126 | $491,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 24,865 | $490,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 4,152 | $490,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 4,499 | $489,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 8,877 | $489,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 37,260 | $489,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 22,777 | $488,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 10,016 | $488,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 90,824 | $488,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 19,792 | $488,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 12,000 | $487,000 | thousands by filing date | put |
| Lifetime Brands Inc | 53222Q103 | COM | 28,300 | $487,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 24,120 | $487,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 11,675 | $486,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 29,000 | $486,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 13,796 | $485,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 29,063 | $485,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 9,465 | $485,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 63,650 | $484,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 13,787 | $483,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 28,125 | $483,000 | thousands by filing date | |
| FMSA HLDGS INC | 30255X106 | COM | 69,755 | $483,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 7,500 | $482,000 | thousands by filing date | put |
| BROADSOFT INC | 11133B409 | COM | 16,597 | $482,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 9,120 | $482,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 10,000 | $481,000 | thousands by filing date | call |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 50,683 | $481,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 9,299 | $480,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 10,070 | $479,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 20,160 | $479,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 220,695 | $479,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 8,537 | $478,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 9,261 | $478,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 350,000 | $478,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 22,655 | $478,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 33,602 | $477,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 794,764 | $477,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 15,800 | $476,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3,200 | $476,000 | thousands by filing date | call |
| ISHARES TR | 46429B515 | CMN | 14,890 | $476,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 62,764 | $475,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 18,694 | $475,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 94,545 | $474,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 37,735 | $474,000 | thousands by filing date | |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 18,845 | $474,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 9,910 | $473,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 21,777 | $472,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 16,340 | $472,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 10,775 | $472,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 35,200 | $472,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 16,345 | $472,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 8,746 | $472,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 9,374 | $471,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 18,870 | $471,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 16,594 | $470,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 21,315 | $469,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 19,204 | $469,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 6,740 | $469,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 7,000 | $468,000 | thousands by filing date | put |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 40,700 | $467,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 53,200 | $467,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 15,986 | $467,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 11,343 | $467,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 26,771 | $467,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 17,499 | $466,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 18,929 | $466,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 15,579 | $465,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 16,600 | $465,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 33,300 | $465,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 4,527 | $464,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 118,712 | $464,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 43,200 | $464,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 32,028 | $463,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 39,067 | $463,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 19,541 | $461,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 34,809 | $460,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 675,700 | $460,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 25,148 | $460,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 18,850 | $460,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 14,295 | $459,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 12,997 | $459,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 35,728 | $458,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 53,461 | $458,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 19,734 | $458,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 21,013 | $456,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 6,473 | $455,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 12,900 | $454,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 16,574 | $454,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 16,835 | $454,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 89,122 | $454,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 20,847 | $454,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 10,723 | $453,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 6,695 | $453,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 33,600 | $453,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 7,957 | $453,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 25,000 | $453,000 | thousands by filing date | put |
| NORTHSTAR REIT | 66704R704 | Common Stock | 25,801 | $453,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 21,188 | $452,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 17,468 | $451,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 32,665 | $450,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 45,745 | $450,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 16,509 | $449,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 47,910 | $449,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 5,634 | $449,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 11,500 | $449,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 20,736 | $448,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 35,100 | $448,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 16,378 | $448,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 29,512 | $447,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 16,332 | $447,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 35,640 | $446,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 16,729 | $446,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 6,378 | $446,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 13,734 | $446,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 11,920 | $446,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 13,331 | $445,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 19,970 | $445,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 29,838 | $444,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 31,415 | $444,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 26,578 | $444,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 12,855 | $443,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 21,300 | $443,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 19,610 | $443,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 21,555 | $442,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 27,798 | $442,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 22,774 | $442,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 29,125 | $442,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 40,000 | $441,000 | thousands by filing date | call |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 428,000 | $441,000 | thousands by filing date | principal |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 32,298 | $439,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 439,000 | $438,000 | thousands by filing date | principal |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 15,045 | $438,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 31,603 | $437,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 47,413 | $437,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 30,263 | $437,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 3,695 | $436,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 32,304 | $436,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 12,681 | $433,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 23,923 | $433,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 23,345 | $433,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 10,112 | $432,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 16,836 | $432,000 | thousands by filing date | |
| ASM INTERNATIONAL NV | N07045102 | Common Stock | 10,175 | $431,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 15,800 | $431,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 25,658 | $431,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 18,342 | $430,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 30,600 | $430,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 26,346 | $429,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 8,680 | $429,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 28,263 | $428,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 9,735 | $428,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 28,200 | $428,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 60,000 | $428,000 | thousands by filing date | call |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 7,870 | $428,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 11,768 | $427,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 14,989 | $427,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 26,803 | $427,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 16,470 | $427,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 5,738 | $427,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 300,000 | $427,000 | thousands by filing date | principal |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 7,915 | $427,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 14,728 | $426,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 40,675 | $425,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 15,800 | $424,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 9,397 | $424,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 21,782 | $423,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 35,581 | $423,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 15,243 | $423,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 34,169 | $422,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 12,245 | $422,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 17,956 | $421,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 11,505 | $420,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 23,854 | $420,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 7,545 | $420,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 37,087 | $420,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 5,565 | $420,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 27,100 | $419,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 303,900 | $419,000 | thousands by filing date | put |
| CARNIVAL PLC ADS | 14365C103 | ADR | 9,298 | $418,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 30,460 | $418,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 71,400 | $418,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 7,848 | $417,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 14,402 | $417,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 16,827 | $416,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,460 | $415,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 15,192 | $415,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 3,638 | $415,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 9,969 | $415,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 6,942 | $415,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 81,230 | $414,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 45,136 | $414,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 44,455 | $413,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 18,276 | $413,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 2,534 | $412,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 30,505 | $412,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 61,900 | $412,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 74,937 | $412,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 73,629 | $412,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 32,468 | $411,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,100 | $410,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 33,128 | $410,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 3,774 | $410,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 13,735 | $408,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 363,982 | $408,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 28,543 | $407,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 14,972 | $407,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 33,500 | $407,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 11,420 | $407,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 6,106 | $407,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 24,303 | $407,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 18,909 | $407,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W408 | Cmn | 17,853 | $407,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 20,240 | $406,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 40,600 | $406,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 16,300 | $406,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 17,127 | $406,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 14,520 | $405,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 873 | $405,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 9,063 | $404,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 30,630 | $404,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 15,848 | $404,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 12,532 | $402,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 7,933 | $401,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 60,100 | $401,000 | thousands by filing date | |
| PROSHARES TR | 74347X336 | ULTRASHRT TIPS | 14,500 | $401,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 12,255 | $400,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 9,450 | $399,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 28,801 | $399,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 5,354 | $398,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 170,900 | $397,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 30,080 | $396,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 8,841 | $396,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 7,800 | $395,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 13,064 | $395,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 13,900 | $395,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 11,266 | $394,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 11,335 | $394,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 11,318 | $394,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 41,212 | $393,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 94,843 | $393,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 40,883 | $391,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 8,649 | $391,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 4,831 | $391,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 11,252 | $390,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 27,463 | $389,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 70,410 | $389,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 49,417 | $389,000 | thousands by filing date | |
| MGC | 921910873 | COM | 5,523 | $388,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 29,129 | $388,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 7,445 | $387,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 33,536 | $386,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 18,903 | $385,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 31,751 | $385,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 21,900 | $384,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 3,421 | $384,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 24,311 | $384,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 8,605 | $384,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 18,646 | $383,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 17,348 | $382,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 13,017 | $382,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 83,582 | $382,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 28,274 | $382,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 7,501 | $382,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 28,835 | $381,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,000 | $381,000 | thousands by filing date | call |
| COHU INC | 192576106 | COM | 31,950 | $380,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 18,256 | $380,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 14,531 | $380,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 53,820 | $380,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 29,684 | $380,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 6,475 | $379,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 25,817 | $379,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 10,332 | $378,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 7,044 | $378,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 13,825 | $378,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 12,205 | $378,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 18,497 | $378,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 10,073 | $377,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 13,042 | $377,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 100,811 | $377,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 8,382 | $376,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 57,206 | $375,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 35,556 | $375,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 67,491 | $375,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 90,000 | $374,000 | thousands by filing date | put |
| ARGAN INC | 04010E109 | COM | 11,100 | $373,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 5,225 | $373,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 14,236 | $372,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 7,312 | $372,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 51,798 | $372,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 6,774 | $371,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 5,608 | $371,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 7,451 | $371,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 12,140 | $371,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 5,083 | $371,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 4,917 | $371,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 12,091 | $371,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 28,500 | $370,000 | thousands by filing date | put |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 14,776 | $370,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 33,200 | $369,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 4,843 | $368,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 11,837 | $368,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 1,600 | $368,000 | thousands by filing date | put |
| BCE INC COM NEW | 05534B760 | Stock | 8,000 | $367,000 | thousands by filing date | call |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 5,649 | $366,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 10,297 | $366,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 6,545 | $365,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 46,900 | $365,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 10,218 | $365,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 6,596 | $364,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 308,345 | $364,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 9,063 | $364,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,916 | $363,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 7,110 | $362,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 6,244 | $362,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 7,896 | $362,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 18,778 | $362,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 37,237 | $361,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 65,742 | $361,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 11,772 | $360,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 10,001 | $360,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 10,000 | $359,000 | thousands by filing date | put |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 8,999 | $359,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 7,272 | $359,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 28,085 | $358,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 51,000 | $357,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 22,500 | $356,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 66,200 | $356,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 39,004 | $355,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 20,197 | $353,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 18,565 | $353,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 16,912 | $352,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 9,450 | $351,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 7,953 | $351,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 36,050 | $351,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 16,504 | $351,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 30,810 | $351,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 722,000 | $351,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 20,200 | $350,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 9,848 | $349,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 30,700 | $348,000 | thousands by filing date | put |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 52,139 | $348,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 23,350 | $348,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 14,394 | $347,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 5,954 | $346,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 12,388 | $346,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 8,333 | $346,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 16,328 | $345,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 22,590 | $345,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 16,324 | $344,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 24,667 | $343,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 81,888 | $343,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 16,040 | $341,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 11,631 | $340,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 49,528 | $340,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 6,212 | $339,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,900 | $338,000 | thousands by filing date | put |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 9,731 | $338,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 20,440 | $338,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 30,774 | $337,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 44,400 | $336,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 73,633 | $335,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 17,000 | $335,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 14,381 | $335,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 17,592 | $335,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 2,986 | $335,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 9,576 | $334,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 42,683 | $334,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 12,620 | $334,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 3,357 | $333,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 21,144 | $333,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 13,060 | $333,000 | thousands by filing date | principal |
| WEYCO GROUP INC COM | 962149100 | Stock | 11,197 | $332,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 322,263 | $332,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 18,500 | $332,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 7,400 | $331,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 4,875 | $330,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 6,515 | $329,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 11,821 | $329,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 18,500 | $329,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 51,900 | $329,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 22,878 | $328,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 23,642 | $328,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 21,660 | $328,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 28,118 | $327,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 7,099 | $327,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 5,440 | $326,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 17,400 | $326,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 16,308 | $326,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 7,900 | $326,000 | thousands by filing date | put |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 10,352 | $326,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 17,784 | $325,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 23,570 | $325,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 22,100 | $325,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 4,227 | $324,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,513 | $324,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 30,571 | $324,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 15,258 | $322,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 16,626 | $322,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 8,310 | $321,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 17,361 | $321,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 214,000 | $321,000 | thousands by filing date | principal |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 19,304 | $320,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 70,615 | $320,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 16,416 | $319,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 23,369 | $319,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 21,975 | $318,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 3,332 | $318,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 34,703 | $318,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 26,681 | $318,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 41,600 | $317,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 27,431 | $316,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 6,163 | $315,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 18,280 | $315,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 12,634 | $315,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 26,100 | $314,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 3,571 | $313,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 7,805 | $313,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 18,103 | $313,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 43,130 | $313,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 45,268 | $312,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 7,257 | $312,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 8,790 | $312,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 8,720 | $312,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 32,200 | $311,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-007480 | this filing | 2015-02-17 | acceptance time not in the bulk data set |