13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 6,320 holding rows worth $154,655,960,000.
- Accession
- 0001140361-15-007480
- Filer
- CIK 1000275
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 18,753 entries on the cover page, a total value of $154,655,960,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,655,960,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 33,000 | $6,359,000 | thousands by filing date | put |
| ALBEMARLE CORP | 012653101 | COM | 105,447 | $6,340,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 586,100 | $6,336,000 | thousands by filing date | call |
| WEBMD HEALTH CORP | 94770V102 | COM | 160,047 | $6,330,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 130,500 | $6,328,000 | thousands by filing date | put |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 63,735 | $6,311,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 199,938 | $6,308,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 101,415 | $6,302,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 83,651 | $6,296,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 195,807 | $6,291,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 755,106 | $6,290,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 82,004 | $6,290,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 83,066 | $6,286,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 175,000 | $6,286,000 | thousands by filing date | call |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,132,180 | $6,284,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 71,380 | $6,281,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 481,187 | $6,261,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 204,127 | $6,242,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 206,468 | $6,233,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 340,000 | $6,232,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 260,200 | $6,227,000 | thousands by filing date | call |
| IDEX CORP COM | 45167R104 | Stock | 79,931 | $6,222,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 115,000 | $6,220,000 | thousands by filing date | call |
| MOELIS & CO | 60786M105 | CL A | 178,003 | $6,218,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 671,462 | $6,198,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 93,199 | $6,190,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 849,673 | $6,186,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 179,900 | $6,165,000 | thousands by filing date | call |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 306,175 | $6,161,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 300,519 | $6,152,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 21,503 | $6,152,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 301,652 | $6,142,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729NBP4 | NOTE 7.000% 3/1 | 3,370,000 | $6,127,000 | thousands by filing date | principal |
| TIFFANY & CO NEW | 886547108 | COM | 57,238 | $6,116,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 196,997 | $6,108,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 180,520 | $6,102,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 77,565 | $6,085,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 173,616 | $6,082,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 64,500 | $6,080,000 | thousands by filing date | call |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 98,540 | $6,080,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 80,000 | $6,069,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 633,302 | $6,055,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 357,833 | $6,055,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 220,000 | $6,030,000 | thousands by filing date | put |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 164,447 | $6,027,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 175,831 | $5,998,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 47,600 | $5,982,000 | thousands by filing date | put |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 117,328 | $5,982,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 433,614 | $5,970,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 117,732 | $5,970,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 202,834 | $5,969,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 57,565 | $5,965,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 114,778 | $5,949,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 157,179 | $5,946,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 93,189 | $5,943,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 408,785 | $5,906,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 504,185 | $5,904,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 178,124 | $5,876,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 45,200 | $5,875,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 85,000 | $5,870,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 211,859 | $5,863,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 151,588 | $5,859,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 35,822 | $5,854,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 60,600 | $5,827,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 87,800 | $5,824,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 326,519 | $5,823,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 353,888 | $5,822,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 100,000 | $5,816,000 | thousands by filing date | call |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 501,619 | $5,810,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 110,481 | $5,804,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 174,601 | $5,803,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 33,934 | $5,779,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 422,308 | $5,777,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 423,889 | $5,777,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 170,850 | $5,770,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 95,027 | $5,770,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 91,598 | $5,767,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 101,890 | $5,765,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 81,500 | $5,764,000 | thousands by filing date | call |
| ISHARES INC | 464286103 | MSCI AUST ETF | 259,378 | $5,751,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 368,454 | $5,750,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 232,088 | $5,748,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 115,186 | $5,739,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 48,106 | $5,726,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 37,814 | $5,719,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 56,713 | $5,708,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 247,279 | $5,706,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 217,404 | $5,704,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 5,000 | $5,701,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 264,238 | $5,697,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 597,000 | $5,695,000 | thousands by filing date | put |
| EXACTECH INC | 30064E109 | COM | 241,578 | $5,694,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 275,488 | $5,686,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 82,400 | $5,678,000 | thousands by filing date | call |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 120,436 | $5,671,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 707,029 | $5,648,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 228,595 | $5,634,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 49,098 | $5,632,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,460,176 | $5,622,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 140,000 | $5,618,000 | thousands by filing date | put |
| NEWMARKET CORP COM | 651587107 | Stock | 13,916 | $5,616,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 119,864 | $5,602,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 164,065 | $5,596,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 303,287 | $5,596,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 81,581 | $5,561,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 152,142 | $5,553,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 249,686 | $5,534,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 118,767 | $5,525,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 47,252 | $5,523,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 34,548 | $5,516,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 42,680 | $5,504,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 237,500 | $5,501,000 | thousands by filing date | call |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 57,291 | $5,501,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 289,435 | $5,496,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 127,669 | $5,493,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 1,829,523 | $5,489,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 528,404 | $5,480,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 263,766 | $5,478,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 51,667 | $5,465,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 36,600 | $5,448,000 | thousands by filing date | put |
| BXP INC COM | 101121101 | REIT | 42,289 | $5,442,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 42,255 | $5,432,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 659,208 | $5,430,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 4,555,000 | $5,424,000 | thousands by filing date | principal |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 155,077 | $5,419,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 113,400 | $5,418,000 | thousands by filing date | call |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 845,722 | $5,412,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 286,511 | $5,412,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 129,103 | $5,405,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 5,225,000 | $5,405,000 | thousands by filing date | principal |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 56,141 | $5,390,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 160,113 | $5,390,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 150,000 | $5,388,000 | thousands by filing date | put |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 1,500,000 | $5,380,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 713,958 | $5,376,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 97,045 | $5,366,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 174,148 | $5,364,000 | thousands by filing date | |
| DBX ETF TR | 233051838 | INVT GRD SB FD | 211,706 | $5,331,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 115,310 | $5,330,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 494,100 | $5,312,000 | thousands by filing date | put |
| 38259p508 | COM | 10,000 | $5,307,000 | thousands by filing date | put | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 148,049 | $5,297,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 53,464 | $5,293,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 56,638 | $5,279,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 125,596 | $5,277,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 73,200 | $5,248,000 | thousands by filing date | put |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 117,282 | $5,243,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 201,100 | $5,227,000 | thousands by filing date | put |
| AMER STATES WTR CO COM | 029899101 | Stock | 138,458 | $5,215,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 131,357 | $5,206,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 574,530 | $5,168,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 63,526 | $5,163,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 63,604 | $5,139,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 631,655 | $5,135,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 93,958 | $5,132,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 48,203 | $5,106,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 196,682 | $5,088,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 257,398 | $5,081,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 159,600 | $5,072,000 | thousands by filing date | put |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 81,157 | $5,052,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 520,243 | $5,052,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 99,931 | $5,047,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 674,538 | $5,039,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 283,977 | $5,020,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 26,000 | $5,010,000 | thousands by filing date | call |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 158,965 | $5,006,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 162,170 | $5,003,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 192,498 | $5,002,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 40,868 | $5,001,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 351,783 | $4,998,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 25,432 | $4,994,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 88,360 | $4,989,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,199,275 | $4,976,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 948,538 | $4,960,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 121,400 | $4,941,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 218,783 | $4,936,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 98,726 | $4,931,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 65,516 | $4,927,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 115,977 | $4,925,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 60,000 | $4,923,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 307,734 | $4,923,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 203,326 | $4,912,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 757,700 | $4,910,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 53,100 | $4,889,000 | thousands by filing date | call |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 424,513 | $4,861,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 45,000 | $4,856,000 | thousands by filing date | call |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 424,384 | $4,855,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 51,632 | $4,848,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 138,471 | $4,835,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 111,045 | $4,828,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 172,662 | $4,822,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 188,084 | $4,814,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 180,126 | $4,809,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 280,231 | $4,808,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 233,853 | $4,808,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 559,148 | $4,795,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 105,930 | $4,788,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 345,000 | $4,785,000 | thousands by filing date | put |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 135,000 | $4,768,000 | thousands by filing date | put |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 50,636 | $4,749,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 53,012 | $4,740,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 205,992 | $4,740,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 59,408 | $4,736,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 50,136 | $4,733,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,678,500 | $4,733,000 | thousands by filing date | put |
| TECOGEN INC NEW | 87876P201 | COM NEW | 904,106 | $4,728,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 55,715 | $4,723,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 85,927 | $4,723,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 570,255 | $4,711,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 181,941 | $4,709,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 63,795 | $4,705,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 114,455 | $4,679,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 47,930 | $4,671,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 158,229 | $4,663,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 293,816 | $4,659,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 88,687 | $4,657,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 415,674 | $4,647,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 113,212 | $4,634,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 39,116 | $4,626,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 485,002 | $4,626,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 153,785 | $4,606,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 100,800 | $4,602,000 | thousands by filing date | call |
| Duke Energy Corporation | 26441C204 | COM | 55,000 | $4,595,000 | thousands by filing date | call |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 181,863 | $4,588,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 91,881 | $4,587,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 134,741 | $4,568,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 205,788 | $4,529,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 80,000 | $4,524,000 | thousands by filing date | call |
| OLD REP INTL CORP COM | 680223104 | Stock | 307,986 | $4,505,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 163,166 | $4,505,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 210,397 | $4,494,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 45,115 | $4,493,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 271,290 | $4,492,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 131,066 | $4,489,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 424,907 | $4,488,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 91,476 | $4,487,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 104,866 | $4,469,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 1,101,702 | $4,462,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 120,300 | $4,461,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 82,690 | $4,459,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 130,000 | $4,455,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 1,649,712 | $4,454,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 391,956 | $4,437,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 266,800 | $4,432,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 50,000 | $4,424,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 66,680 | $4,423,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 90,000 | $4,420,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 71,595 | $4,408,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 82,695 | $4,405,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 460,000 | $4,398,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 114,838 | $4,388,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 254,783 | $4,387,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 300,000 | $4,383,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 78,000 | $4,377,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 356,439 | $4,376,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 69,800 | $4,368,000 | thousands by filing date | call |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 239,624 | $4,352,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 46,700 | $4,345,000 | thousands by filing date | call |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 91,800 | $4,344,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 36,898 | $4,343,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 225,022 | $4,332,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 36,514 | $4,322,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 38,658 | $4,315,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 68,786 | $4,313,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 71,333 | $4,312,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 285,146 | $4,309,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 92,813 | $4,309,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 319,734 | $4,306,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 213,606 | $4,304,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 97,977 | $4,289,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 126,672 | $4,282,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 360,766 | $4,272,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 12,500 | $4,270,000 | thousands by filing date | call |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 80,277 | $4,264,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 86,487 | $4,260,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 447,340 | $4,245,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 87,524 | $4,243,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 87,698 | $4,240,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 56,234 | $4,233,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 159,668 | $4,230,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 100,000 | $4,222,000 | thousands by filing date | call |
| CDK GLOBAL INC | 12508E101 | COM | 102,645 | $4,183,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 27,356 | $4,182,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 42,643 | $4,179,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 164,672 | $4,178,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 62,297 | $4,177,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 79,680 | $4,173,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 51,529 | $4,170,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 95,212 | $4,166,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 148,076 | $4,166,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 89,492 | $4,157,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 50,904 | $4,155,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 54,854 | $4,150,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 212,500 | $4,146,000 | thousands by filing date | put |
| SILVER WHEATON CORP | 828336107 | COM | 203,500 | $4,137,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 125,800 | $4,135,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 486,200 | $4,133,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 192,511 | $4,131,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 272,399 | $4,127,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 119,901 | $4,127,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 37,352 | $4,121,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 80,100 | $4,118,000 | thousands by filing date | put |
| EQUIFAX INC COM | 294429105 | Stock | 50,807 | $4,109,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 586,521 | $4,106,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 167,145 | $4,083,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 36,500 | $4,083,000 | thousands by filing date | call |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 338,946 | $4,081,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 167,210 | $4,075,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 44,075 | $4,073,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 179,515 | $4,070,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 355,899 | $4,068,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 128,125 | $4,066,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 167,246 | $4,066,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 277,813 | $4,053,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 240,984 | $4,041,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 50,000 | $4,031,000 | thousands by filing date | call |
| Lincoln National Corporat | 524901105 | COM | 75,444 | $4,027,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 149,069 | $4,018,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 143,449 | $4,008,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 58,035 | $3,996,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 96,160 | $3,978,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 230,000 | $3,968,000 | thousands by filing date | call |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 35,839 | $3,966,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 45,131 | $3,962,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 503,248 | $3,956,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 151,540 | $3,946,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 4,133,305 | $3,935,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 67,765 | $3,933,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 289,568 | $3,929,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 284,180 | $3,916,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 68,632 | $3,909,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 82,300 | $3,903,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 50,000 | $3,902,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 76,973 | $3,900,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 66,591 | $3,900,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 118,711 | $3,900,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 37,845 | $3,893,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 45,500 | $3,886,000 | thousands by filing date | put |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 184,901 | $3,883,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 250,000 | $3,875,000 | thousands by filing date | call |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 3,184,000 | $3,869,000 | thousands by filing date | principal |
| WENDYS CO COM | 95058W100 | Stock | 426,449 | $3,850,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 65,229 | $3,845,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 49,882 | $3,840,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 224,826 | $3,838,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 33,187 | $3,830,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 171,188 | $3,784,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 75,000 | $3,782,000 | thousands by filing date | put |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 270,073 | $3,776,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 248,674 | $3,775,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 137,520 | $3,774,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 41,879 | $3,754,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 61,627 | $3,752,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 80,783 | $3,747,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 81,300 | $3,745,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 144,002 | $3,737,000 | thousands by filing date | principal |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 62,406 | $3,734,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 42,693 | $3,728,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,064,459 | $3,726,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 186,497 | $3,720,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 100,380 | $3,717,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 2,000,000 | $3,715,000 | thousands by filing date | principal |
| CUBIST PHARMACEUTICALS INC | 229678AF4 | NOTE 1.125% 9/0 | 2,800,000 | $3,712,000 | thousands by filing date | principal |
| RACKSPACE HOSTING INC | 750086100 | COM | 79,114 | $3,704,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 132,758 | $3,702,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 137,216 | $3,692,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 90,526 | $3,675,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 35,901 | $3,674,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 100,000 | $3,671,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 172,428 | $3,668,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 427,082 | $3,656,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 39,895 | $3,626,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 452,062 | $3,625,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 49,061 | $3,623,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 50,519 | $3,609,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 185,810 | $3,609,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 19,183 | $3,577,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 37,600 | $3,555,000 | thousands by filing date | put |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 56,415 | $3,555,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 146,329 | $3,554,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 126,745 | $3,548,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 612,722 | $3,547,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 115,070 | $3,546,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 126,225 | $3,533,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 82,743 | $3,533,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 77,520 | $3,527,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 241,541 | $3,526,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 108,604 | $3,524,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 152,100 | $3,523,000 | thousands by filing date | put |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 162,873 | $3,515,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 146,599 | $3,514,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 122,181 | $3,513,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 91,840 | $3,497,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 65,884 | $3,494,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 100,000 | $3,491,000 | thousands by filing date | call |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 27,298 | $3,490,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 123,813 | $3,487,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 71,000 | $3,486,000 | thousands by filing date | put |
| SNAP ON INC COM | 833034101 | Stock | 25,469 | $3,482,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 64,000 | $3,475,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 159,682 | $3,461,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 59,680 | $3,447,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 109,009 | $3,442,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 180,000 | $3,436,000 | thousands by filing date | put |
| NUCOR CORP COM | 670346105 | Stock | 70,000 | $3,434,000 | thousands by filing date | put |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 107,180 | $3,431,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 342,362 | $3,430,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 74,516 | $3,430,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 3,000,000 | $3,424,000 | thousands by filing date | principal |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 46,845 | $3,422,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 47,605 | $3,420,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 184,600 | $3,419,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 40,000 | $3,416,000 | thousands by filing date | call |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 137,161 | $3,415,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 110,500 | $3,412,000 | thousands by filing date | put |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 162,936 | $3,412,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 54,457 | $3,405,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 32,854 | $3,402,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 63,301 | $3,398,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 300,456 | $3,395,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 60,745 | $3,393,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 104,962 | $3,382,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 67,142 | $3,377,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 121,107 | $3,373,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 332,232 | $3,365,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 74,022 | $3,363,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 63,506 | $3,348,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 68,728 | $3,344,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 193,804 | $3,343,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 283,934 | $3,342,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 50,607 | $3,341,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 452,000 | $3,340,000 | thousands by filing date | put |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 264,660 | $3,340,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 3,864 | $3,338,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 154,886 | $3,338,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 52,500 | $3,330,000 | thousands by filing date | put |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 150,000 | $3,327,000 | thousands by filing date | call |
| PROSHARES TR | 74347X849 | INDX FD | 132,255 | $3,326,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 94,582 | $3,322,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 231,507 | $3,318,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 265,491 | $3,316,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 192,148 | $3,314,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 65,083 | $3,312,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 309,272 | $3,310,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 26,300 | $3,305,000 | thousands by filing date | call |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 185,937 | $3,303,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 47,886 | $3,295,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 26,083 | $3,292,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 425,388 | $3,292,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 144,551 | $3,291,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,846,718 | $3,287,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 66,966 | $3,280,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 44,317 | $3,273,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 310,670 | $3,270,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 40,500 | $3,265,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 76,476 | $3,264,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 108,935 | $3,263,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 121,255 | $3,262,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 142,254 | $3,252,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 46,989 | $3,245,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 19,401 | $3,232,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 105,859 | $3,227,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 257,239 | $3,225,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 113,977 | $3,214,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 212,827 | $3,207,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 340,449 | $3,198,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 129,297 | $3,196,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 331,890 | $3,196,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 156,071 | $3,187,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 50,238 | $3,176,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 40,000 | $3,174,000 | thousands by filing date | put |
| UMPQUA HOLDINGS | 904214103 | COM | 186,617 | $3,174,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 60,475 | $3,166,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 167,400 | $3,164,000 | thousands by filing date | call |
| RR DONNELLEY + SONS CO | 257867101 | COM | 188,112 | $3,162,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 1,684,000 | $3,160,000 | thousands by filing date | principal |
| COBIZ FINANCIAL INC | 190897108 | COM | 240,238 | $3,154,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 66,000 | $3,153,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 37,615 | $3,149,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 91,581 | $3,144,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 68,025 | $3,134,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 653,168 | $3,129,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 116,146 | $3,128,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 83,417 | $3,127,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 248,526 | $3,121,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 155,300 | $3,115,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 88,999 | $3,114,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 88,569 | $3,112,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 37,746 | $3,111,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 435,600 | $3,110,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 80,000 | $3,104,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 96,022 | $3,098,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 97,235 | $3,094,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 256,714 | $3,078,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 351,804 | $3,078,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 30,310 | $3,074,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 9,745 | $3,069,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 65,581 | $3,062,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 277,222 | $3,058,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 127,742 | $3,058,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-007480 | this filing | 2015-02-17 | acceptance time not in the bulk data set |