13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 6,320 holding rows worth $154,655,960,000.
- Accession
- 0001140361-15-007480
- Filer
- CIK 1000275
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 18,753 entries on the cover page, a total value of $154,655,960,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,655,960,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Trust Co (Jersey) Ltd028-14648
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 6,845,000 | $15,128,000 | thousands by filing date | principal |
| VANTIV INC | 92210H105 | CL A | 446,019 | $15,127,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 149,300 | $15,111,000 | thousands by filing date | call |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 14,316,000 | $15,096,000 | thousands by filing date | principal |
| M & T BK CORP COM | 55261F104 | Stock | 120,075 | $15,083,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 336,147 | $15,043,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 306,915 | $15,033,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 344,042 | $15,003,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 274,293 | $14,951,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 85,504 | $14,946,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 389,884 | $14,940,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 323,985 | $14,887,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 541,515 | $14,844,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 361,783 | $14,812,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 659,473 | $14,784,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 433,574 | $14,784,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 287,687 | $14,747,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 391,500 | $14,705,000 | thousands by filing date | call |
| GOOGLE INC | 38259P706 | CL C | 27,900 | $14,687,000 | thousands by filing date | put |
| BORGWARNER INC COM | 099724106 | Stock | 267,209 | $14,683,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 510,727 | $14,622,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 472,901 | $14,611,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 580,605 | $14,596,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 552,974 | $14,566,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 75,000 | $14,443,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 13,952,000 | $14,379,000 | thousands by filing date | principal |
| TRINITY INDS INC | 896522109 | COM | 511,672 | $14,332,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 113,747 | $14,285,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 300,714 | $14,262,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 128,867 | $14,219,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 257,133 | $14,139,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 254,114 | $14,108,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 124,491 | $14,089,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 14,012,000 | $14,082,000 | thousands by filing date | principal |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,045,211 | $14,058,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 12,306,000 | $14,021,000 | thousands by filing date | principal |
| MOSAIC CO COM | 61945C103 | Stock | 307,000 | $14,015,000 | thousands by filing date | put |
| MAIN STR CAP CORP | 56035L104 | COM | 478,627 | $13,995,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 561,000 | $13,991,000 | thousands by filing date | put |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 376,474 | $13,982,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 72,059 | $13,962,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 403,025 | $13,945,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 413,410 | $13,940,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 128,614 | $13,936,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 122,253 | $13,922,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 500,000 | $13,908,000 | thousands by filing date | call |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 323,192 | $13,904,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 480,824 | $13,877,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 13,208,000 | $13,868,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 62,160 | $13,824,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 383,400 | $13,753,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 673,435 | $13,724,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 395,894 | $13,711,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 441,800 | $13,643,000 | thousands by filing date | call |
| MARKELGROUPINC | 570535104 | STOK | 19,870 | $13,567,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 190,783 | $13,540,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 753,742 | $13,499,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 291,975 | $13,481,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 83,140 | $13,476,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 330,844 | $13,464,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 150,100 | $13,449,000 | thousands by filing date | call |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 165,071 | $13,382,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 39,066 | $13,346,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 200,000 | $13,300,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 226,749 | $13,294,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 108,372 | $13,254,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 257,500 | $13,238,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 265,501 | $13,182,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 104,600 | $13,171,000 | thousands by filing date | put |
| AIR LEASE CORP | 00912X302 | CL A | 382,091 | $13,110,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 223,721 | $13,086,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 118,470 | $13,061,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 311,101 | $13,061,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 264,052 | $13,044,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 302,100 | $13,005,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 264,934 | $13,000,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 300,000 | $12,987,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 525,000 | $12,984,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 90,000 | $12,975,000 | thousands by filing date | call |
| COVIDIEN PLC | G2554F113 | SHS | 126,320 | $12,920,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 424,196 | $12,916,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 194,779 | $12,914,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 226,053 | $12,893,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 166,287 | $12,883,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 150,000 | $12,857,000 | thousands by filing date | call |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 549,132 | $12,822,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 699,345 | $12,818,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 267,000 | $12,779,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 369,863 | $12,764,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 1,101,259 | $12,753,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 147,519 | $12,715,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 156,515 | $12,679,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 416,162 | $12,668,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 61,116 | $12,627,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 207,596 | $12,605,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 288,929 | $12,589,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 2,765,038 | $12,580,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 446,089 | $12,557,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,067,365 | $12,531,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 959,602 | $12,524,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 10,003,000 | $12,472,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 565,850 | $12,466,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 357,299 | $12,462,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 405,365 | $12,294,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 889,211 | $12,280,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 527,642 | $12,278,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 250,542 | $12,277,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 408,592 | $12,266,000 | thousands by filing date | put |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 609,487 | $12,128,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 258,000 | $12,069,000 | thousands by filing date | put |
| DONALDSON INC COM | 257651109 | Stock | 312,370 | $12,066,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 329,900 | $12,031,000 | thousands by filing date | call |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 344,275 | $12,019,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 231,678 | $12,008,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 127,900 | $11,984,000 | thousands by filing date | call |
| CIENA CORP COM NEW | 171779309 | Stock | 615,900 | $11,955,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 106,937 | $11,936,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 92,941 | $11,925,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,584,683 | $11,917,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 508,242 | $11,908,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 734,818 | $11,853,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 239,860 | $11,844,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 442,484 | $11,832,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 180,500 | $11,812,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 244,214 | $11,797,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 161,700 | $11,780,000 | thousands by filing date | put |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 11,491,000 | $11,750,000 | thousands by filing date | principal |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 274,298 | $11,748,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 92,470 | $11,744,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 225,184 | $11,683,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 11,670,000 | $11,670,000 | thousands by filing date | principal |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 625,928 | $11,661,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 255,047 | $11,605,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 534,406 | $11,575,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 262,274 | $11,541,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 521,136 | $11,522,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 44,700 | $11,506,000 | thousands by filing date | call |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 11,200,000 | $11,480,000 | thousands by filing date | principal |
| FOX CORP CLASS B | 90130A200 | COM | 310,732 | $11,462,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 83,086 | $11,446,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 16,706 | $11,436,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 10,000 | $11,402,000 | thousands by filing date | call |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 227,620 | $11,386,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 293,433 | $11,356,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 561,172 | $11,352,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 711,097 | $11,342,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 189,468 | $11,336,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 607,436 | $11,304,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 177,797 | $11,271,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 417,413 | $11,266,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 848,835 | $11,248,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 74,222 | $11,237,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 194,129 | $11,237,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 111,229 | $11,232,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 550,000 | $11,182,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 255,379 | $11,164,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 1,229,096 | $11,123,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 190,506 | $11,122,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 446,000 | $11,114,000 | thousands by filing date | put |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 116,042 | $11,088,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 239,941 | $11,079,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 217,526 | $11,072,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,659,995 | $11,072,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 335,400 | $11,061,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 153,200 | $11,053,000 | thousands by filing date | put |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 265,000 | $11,048,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 181,659 | $11,043,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 216,537 | $11,013,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 612,093 | $10,993,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 10,561,000 | $10,983,000 | thousands by filing date | principal |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 124,654 | $10,922,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 169,888 | $10,914,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 68,000 | $10,910,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 220,400 | $10,910,000 | thousands by filing date | put |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 126,617 | $10,901,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 4,755,000 | $10,901,000 | thousands by filing date | principal |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 137,700 | $10,900,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,492,500 | $10,895,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 421,638 | $10,891,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 530,982 | $10,879,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 228,806 | $10,862,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 380,067 | $10,858,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 163,100 | $10,818,000 | thousands by filing date | call |
| ISHARES TR | 464287754 | US INDUSTRIALS | 101,360 | $10,805,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 185,565 | $10,798,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 959,400 | $10,784,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 650,438 | $10,777,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 139,806 | $10,763,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 298,740 | $10,715,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 174,668 | $10,698,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 78,932 | $10,691,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 487,512 | $10,677,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 138,800 | $10,665,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 92,500 | $10,638,000 | thousands by filing date | put |
| ISHARES TR | 464287564 | SELECT US REIT | 109,726 | $10,626,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 135,153 | $10,620,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 66,600 | $10,609,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 722,600 | $10,572,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 721,100 | $10,549,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 88,400 | $10,531,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 249,234 | $10,494,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 8,420,000 | $10,493,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 189,369 | $10,478,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 198,300 | $10,476,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 185,000 | $10,467,000 | thousands by filing date | call |
| KNOWLES CORP COM | 49926D109 | Stock | 443,829 | $10,452,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 141,854 | $10,440,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 182,184 | $10,432,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 800,683 | $10,377,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 514,939 | $10,325,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 797,076 | $10,298,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 194,736 | $10,288,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 709,377 | $10,286,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 225,000 | $10,262,000 | thousands by filing date | call |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 314,068 | $10,245,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 154,653 | $10,194,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,040,612 | $10,167,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 10,000,000 | $10,150,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 8,629,000 | $10,144,000 | thousands by filing date | principal |
| STAPLES INC | 855030102 | COM | 556,589 | $10,085,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 106,300 | $10,080,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 404,090 | $10,079,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 210,021 | $10,056,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 179,500 | $10,014,000 | thousands by filing date | call |
| NORTHERN TR CORP COM | 665859104 | Stock | 148,322 | $9,997,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 945,681 | $9,986,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 82,540 | $9,984,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 449,000 | $9,959,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 368,896 | $9,937,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 694,968 | $9,924,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 196,300 | $9,915,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 320,000 | $9,875,000 | thousands by filing date | put |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 176,150 | $9,861,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 326,300 | $9,851,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 143,100 | $9,845,000 | thousands by filing date | call |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 146,668 | $9,836,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 159,697 | $9,824,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 755,000 | $9,823,000 | thousands by filing date | put |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 7,484,000 | $9,804,000 | thousands by filing date | principal |
| TERADATA CORP DEL | 88076W103 | COM | 223,951 | $9,782,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 123,800 | $9,743,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 107,685 | $9,735,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 351,586 | $9,704,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 45,605 | $9,692,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 202,529 | $9,667,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 139,734 | $9,562,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 736,058 | $9,554,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 170,395 | $9,553,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 51,500 | $9,504,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 395,410 | $9,502,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 197,008 | $9,448,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 210,936 | $9,410,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 350,883 | $9,348,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 127,900 | $9,323,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 166,932 | $9,312,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 243,604 | $9,301,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 157,000 | $9,268,000 | thousands by filing date | put |
| KKR & CO LP | 48248M102 | COMMON STOCK | 398,920 | $9,258,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 174,455 | $9,248,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 273,300 | $9,246,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 412,234 | $9,239,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 196,154 | $9,189,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 521,770 | $9,189,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 87,531 | $9,170,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 308,632 | $9,167,000 | thousands by filing date | |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 5,886,000 | $9,142,000 | thousands by filing date | principal |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 344,289 | $9,124,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 119,340 | $9,096,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 83,500 | $9,076,000 | thousands by filing date | call |
| TRANSALTA CORP | 89346D107 | COM | 1,000,000 | $9,060,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 98,900 | $9,052,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 173,605 | $9,044,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 192,095 | $9,035,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 206,299 | $9,021,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 174,889 | $9,019,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 250,000 | $9,015,000 | thousands by filing date | call |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 355,551 | $9,013,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 6,945,000 | $9,006,000 | thousands by filing date | principal |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 292,011 | $8,976,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 185,559 | $8,960,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 113,782 | $8,955,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 105,209 | $8,909,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 117,830 | $8,905,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 983,600 | $8,902,000 | thousands by filing date | put |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 200,000 | $8,898,000 | thousands by filing date | put |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 192,638 | $8,896,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 83,155 | $8,882,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 546,178 | $8,880,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 830,231 | $8,876,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 240,377 | $8,826,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 287,006 | $8,825,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 596,593 | $8,770,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 155,909 | $8,758,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 63,554 | $8,724,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 31,978 | $8,716,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 101,300 | $8,707,000 | thousands by filing date | call |
| DOVER CORP COM | 260003108 | Stock | 121,158 | $8,689,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 193,763 | $8,668,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 297,965 | $8,639,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 150,000 | $8,635,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 441,555 | $8,628,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 150,000 | $8,627,000 | thousands by filing date | put |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 498,500 | $8,624,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 256,700 | $8,623,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 176,800 | $8,589,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 115,563 | $8,570,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 187,860 | $8,566,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 99,036 | $8,565,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 230,028 | $8,545,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 296,731 | $8,537,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 74,171 | $8,537,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 121,275 | $8,529,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 153,767 | $8,513,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 311,114 | $8,490,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 217,001 | $8,477,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 170,426 | $8,472,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 36,748 | $8,440,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 16,000 | $8,422,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 279,692 | $8,396,000 | thousands by filing date | call |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 95,558 | $8,394,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 350,000 | $8,376,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 224,676 | $8,358,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 335,700 | $8,356,000 | thousands by filing date | call |
| ONEOK INC NEW | 682680103 | COM | 167,681 | $8,349,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 252,701 | $8,338,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 62,885 | $8,325,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 40,000 | $8,303,000 | thousands by filing date | put |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 364,682 | $8,282,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 194,626 | $8,258,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,271,600 | $8,240,000 | thousands by filing date | call |
| BROADCOM CORP | 111320107 | CL A | 190,000 | $8,233,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 325,500 | $8,232,000 | thousands by filing date | put |
| RELIANCE INC | 759509102 | COM | 134,312 | $8,229,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 138,700 | $8,226,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 377,630 | $8,194,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 641,410 | $8,191,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 36,077 | $8,179,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 230,900 | $8,155,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 62,972 | $8,154,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 442,900 | $8,141,000 | thousands by filing date | call |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 152,346 | $8,119,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 195,853 | $8,118,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 108,720 | $8,117,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 219,718 | $8,117,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 8,112,000 | $8,113,000 | thousands by filing date | principal |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 140,657 | $8,106,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 189,797 | $8,095,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 426,352 | $8,089,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 77,417 | $8,040,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 200,000 | $8,026,000 | thousands by filing date | call |
| ALCOA INC | 013817101 | COM | 508,200 | $8,024,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 96,490 | $8,021,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 211,344 | $8,014,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 426,636 | $7,991,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 2,053,594 | $7,988,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 105,000 | $7,965,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 200,000 | $7,916,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 190,215 | $7,907,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 30,000 | $7,891,000 | thousands by filing date | put |
| MEADWESTVACO CORP | 583334107 | COM | 177,592 | $7,884,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 111,263 | $7,861,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 131,904 | $7,834,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 227,261 | $7,828,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 48,600 | $7,797,000 | thousands by filing date | call |
| STILLWATER MINING CO | 86074Q102 | COM | 528,096 | $7,784,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 77,120 | $7,769,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 67,500 | $7,763,000 | thousands by filing date | call |
| PROSHARES | 74347R503 | COMMON STOCK | 356,357 | $7,761,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 57,338 | $7,750,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 462,597 | $7,734,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 169,447 | $7,732,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 90,000 | $7,718,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 90,139 | $7,716,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 324,426 | $7,714,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 339,163 | $7,705,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 242,594 | $7,688,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 153,255 | $7,667,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 7,510,000 | $7,660,000 | thousands by filing date | principal |
| iShares Global Healthcare ETF | 464287325 | SHS | 76,838 | $7,650,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 66,982 | $7,645,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 269,221 | $7,630,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 148,722 | $7,623,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 174,431 | $7,622,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 12,300 | $7,615,000 | thousands by filing date | call |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 120,028 | $7,612,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 147,774 | $7,607,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 180,245 | $7,590,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 105,834 | $7,585,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 300,000 | $7,581,000 | thousands by filing date | call |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 56,174 | $7,563,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 83,534 | $7,554,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 242,769 | $7,548,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 163,800 | $7,545,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 699,800 | $7,523,000 | thousands by filing date | call |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 323,525 | $7,518,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 187,500 | $7,517,000 | thousands by filing date | call |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 50,000 | $7,443,000 | thousands by filing date | call |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 7,500,000 | $7,439,000 | thousands by filing date | principal |
| UGI CORP NEW COM | 902681105 | Stock | 195,785 | $7,436,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 285,500 | $7,420,000 | thousands by filing date | call |
| UNITIL CORP COM | 913259107 | Stock | 201,553 | $7,391,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 220,000 | $7,390,000 | thousands by filing date | put |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 291,584 | $7,389,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 205,192 | $7,370,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 127,296 | $7,326,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 39,522 | $7,318,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 66,032 | $7,314,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 202,500 | $7,298,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 100,000 | $7,289,000 | thousands by filing date | call |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 197,374 | $7,252,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 609,803 | $7,250,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 230,000 | $7,236,000 | thousands by filing date | put |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 90,979 | $7,235,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 200,000 | $7,212,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 207,796 | $7,211,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 102,015 | $7,180,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 166,747 | $7,174,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 880,167 | $7,146,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,030,882 | $7,144,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 168,329 | $7,142,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 118,065 | $7,131,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 492,114 | $7,131,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 250,226 | $7,105,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 149,812 | $7,102,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 223,728 | $7,082,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 80,000 | $7,078,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 147,798 | $7,075,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 83,160 | $7,045,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 360,300 | $7,040,000 | thousands by filing date | call |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 235,187 | $7,028,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 222,876 | $7,012,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 83,251 | $7,010,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 149,888 | $6,994,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 168,398 | $6,986,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 368,670 | $6,979,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 280,000 | $6,978,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 71,082 | $6,978,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 234,259 | $6,976,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 147,500 | $6,965,000 | thousands by filing date | put |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 220,661 | $6,955,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 5,474,841 | $6,953,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 103,284 | $6,908,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 100,000 | $6,907,000 | thousands by filing date | call |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 102,640 | $6,900,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 110,000 | $6,894,000 | thousands by filing date | call |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 117,066 | $6,890,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 300,000 | $6,879,000 | thousands by filing date | put |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 156,434 | $6,876,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 256,733 | $6,864,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 275,000 | $6,859,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 138,900 | $6,832,000 | thousands by filing date | call |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 154,033 | $6,830,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 175,151 | $6,799,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 100,000 | $6,790,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 101,698 | $6,770,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 95,683 | $6,765,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 130,218 | $6,736,000 | thousands by filing date | |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 6,530,000 | $6,734,000 | thousands by filing date | principal |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 65,260 | $6,718,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 65,422 | $6,712,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 301,897 | $6,695,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 218,575 | $6,692,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 61,291 | $6,691,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 82,199 | $6,682,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 301,808 | $6,680,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 770,874 | $6,668,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 160,000 | $6,659,000 | thousands by filing date | call |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 53,710 | $6,637,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 206,766 | $6,622,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 108,858 | $6,613,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 115,747 | $6,594,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 475,000 | $6,588,000 | thousands by filing date | call |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 108,355 | $6,576,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 51,217 | $6,565,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 98,684 | $6,565,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 53,831 | $6,556,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 117,694 | $6,531,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 153,822 | $6,525,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 165,109 | $6,522,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 120,237 | $6,513,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 67,225 | $6,506,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 157,596 | $6,504,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 93,528 | $6,503,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 121,477 | $6,496,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 154,006 | $6,491,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 62,448 | $6,485,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 238,905 | $6,480,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 474,959 | $6,459,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 47,115 | $6,443,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 60,553 | $6,422,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 320,000 | $6,416,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 73,126 | $6,415,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 124,800 | $6,405,000 | thousands by filing date | call |
| NEWMONT CORP | 651639106 | COM | 338,900 | $6,405,000 | thousands by filing date | put |
| STERLING BANCORP DEL | 85917A100 | COM | 445,059 | $6,400,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 130,000 | $6,395,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 119,600 | $6,394,000 | thousands by filing date | call |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 121,955 | $6,392,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 1,000,586 | $6,388,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 178,813 | $6,362,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-007480 | this filing | 2015-02-17 | acceptance time not in the bulk data set |