13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 4,418 holding rows worth $122,670,164,000.
- Accession
- 0001140361-14-042311
- Filer
- CIK 824468
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 17,599 entries on the cover page, a total value of $122,670,164,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $122,670,164,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
- included managerCredit Suisse Life & Pension AG028-14487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 183,311 | $1,978,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 147,680 | $1,965,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 71,867 | $1,960,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 30,899 | $1,959,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 98,116 | $1,959,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 1,444,000 | $1,959,000 | thousands by filing date | principal |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 42,017 | $1,954,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 831,900 | $1,947,000 | thousands by filing date | call |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 77,809 | $1,947,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 73,297 | $1,944,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 1,357,883 | $1,942,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 48,475 | $1,941,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 96,186 | $1,941,000 | thousands by filing date | |
| MGC | 921910873 | COM | 28,658 | $1,936,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 39,649 | $1,936,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 123,710 | $1,935,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 43,568 | $1,933,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 1,860,000 | $1,933,000 | thousands by filing date | principal |
| OLIN CORP | 680665205 | COM PAR $1 | 76,419 | $1,930,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 50,300 | $1,929,000 | thousands by filing date | call |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 37,066 | $1,928,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 80,625 | $1,928,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 178,902 | $1,927,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 35,951 | $1,923,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 38,106 | $1,921,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 387,175 | $1,920,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 76,593 | $1,919,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 71,988 | $1,915,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 48,283 | $1,913,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 73,428 | $1,913,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 38,437 | $1,906,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 133,817 | $1,905,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 29,200 | $1,904,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 85,278 | $1,904,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 65,436 | $1,903,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 300,000 | $1,902,000 | thousands by filing date | put |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 66,709 | $1,901,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 32,394 | $1,899,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 228,028 | $1,889,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 24,728 | $1,884,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 306,207 | $1,883,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D720 | X LNK HOLT MKT | 101,695 | $1,881,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 159,041 | $1,878,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 53,106 | $1,876,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 42,473 | $1,876,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 20,000 | $1,873,000 | thousands by filing date | put |
| OI S.A. | 670851203 | SPN ADR REP PFD | 2,673,409 | $1,872,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 84,440 | $1,862,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 1,740,000 | $1,862,000 | thousands by filing date | principal |
| Microsoft Corp | 594918104 | COM | 40,100 | $1,859,000 | thousands by filing date | put |
| K12 INC | 48273U102 | COM | 116,476 | $1,859,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 150,000 | $1,857,000 | thousands by filing date | call |
| MARKETO INC | 57063L107 | COM | 57,474 | $1,855,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 54,188 | $1,849,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 160,286 | $1,843,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 14,604 | $1,842,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 200,600 | $1,842,000 | thousands by filing date | put |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 70,095 | $1,841,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 72,912 | $1,838,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 788,880 | $1,838,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 98,800 | $1,837,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 59,115 | $1,835,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 38,004 | $1,834,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 104,707 | $1,833,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 73,835 | $1,833,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 332,928 | $1,831,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 123,800 | $1,828,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 155,196 | $1,827,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 188,410 | $1,826,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 43,420 | $1,826,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 39,302 | $1,823,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 1,683,000 | $1,822,000 | thousands by filing date | principal |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 19,645 | $1,817,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 88,499 | $1,817,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 38,726 | $1,810,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 38,843 | $1,809,000 | thousands by filing date | |
| BDCA VENTURE INC | 05543L106 | COM | 344,389 | $1,808,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 55,691 | $1,804,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 86,201 | $1,803,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 119,543 | $1,801,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 58,564 | $1,798,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 15,596 | $1,798,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 25,000 | $1,794,000 | thousands by filing date | put |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 126,700 | $1,794,000 | thousands by filing date | put |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 95,410 | $1,790,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 104,724 | $1,789,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 99,200 | $1,786,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 534,122 | $1,785,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 127,042 | $1,782,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 58,364 | $1,781,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 79,723 | $1,780,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 20,128 | $1,779,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 257,085 | $1,769,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 47,782 | $1,767,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 44,159 | $1,766,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 35,446 | $1,762,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 47,277 | $1,759,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 51,479 | $1,758,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 43,702 | $1,757,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 39,523 | $1,751,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 50,084 | $1,749,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 175,693 | $1,749,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 202,999 | $1,738,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 46,220 | $1,736,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 31,387 | $1,727,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 70,440 | $1,726,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 1,625,000 | $1,725,000 | thousands by filing date | principal |
| CASH AMER INTL INC | 14754D100 | COM | 39,369 | $1,724,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 91,684 | $1,723,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 59,489 | $1,722,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 32,071 | $1,719,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 128,448 | $1,717,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 100,000 | $1,711,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 66,337 | $1,708,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 121,950 | $1,707,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 79,580 | $1,704,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 150,000 | $1,703,000 | thousands by filing date | put |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 31,581 | $1,702,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 467,590 | $1,702,000 | thousands by filing date | call |
| LinnCo, LLC | 535782106 | LTD | 58,598 | $1,697,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 174,521 | $1,694,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 20,000 | $1,693,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 416,469 | $1,690,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 67,427 | $1,687,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 170,402 | $1,687,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 28,589 | $1,684,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 75,666 | $1,682,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 157,603 | $1,682,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 83,323 | $1,681,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 45,248 | $1,681,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y546 | DRX DLYBRZB 3X | 100,000 | $1,681,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 11,963 | $1,679,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 148,473 | $1,676,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 47,651 | $1,676,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 345,910 | $1,675,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 34,055 | $1,666,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 37,406 | $1,665,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 37,208 | $1,665,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 24,283 | $1,661,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 1,421,000 | $1,661,000 | thousands by filing date | principal |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 82,875 | $1,660,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 79,536 | $1,659,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 69,330 | $1,658,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 50,142 | $1,653,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 66,136 | $1,649,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 25,692 | $1,649,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 29,882 | $1,647,000 | thousands by filing date | |
| MERGEWORTHRX CORP | 58952R106 | COM | 200,000 | $1,646,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 68,833 | $1,645,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 106,592 | $1,645,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 57,680 | $1,644,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 139,886 | $1,644,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 53,923 | $1,640,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 101,375 | $1,640,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 41,493 | $1,639,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 21,852 | $1,634,000 | thousands by filing date | |
| COMPRESSCO PARTNERS L P | 20467A101 | COM UNIT | 67,474 | $1,630,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 65,442 | $1,629,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 42,359 | $1,628,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 83,815 | $1,627,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 18,797 | $1,626,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 50,915 | $1,623,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 44,793 | $1,619,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 42,729 | $1,619,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 99,682 | $1,616,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 170,686 | $1,611,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 62,300 | $1,609,000 | thousands by filing date | put |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 64,020 | $1,603,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 16,580 | $1,602,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 228,724 | $1,601,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 135,791 | $1,599,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 29,082 | $1,593,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 111,802 | $1,591,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 111,817 | $1,587,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 72,479 | $1,587,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 49,379 | $1,586,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 42,800 | $1,581,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 284,585 | $1,577,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 72,146 | $1,576,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 51,414 | $1,575,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 76,394 | $1,574,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 102,066 | $1,572,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 61,772 | $1,569,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 1,521,000 | $1,569,000 | thousands by filing date | principal |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 25,904 | $1,567,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 88,758 | $1,567,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 70,122 | $1,564,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 62,375 | $1,563,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 81,956 | $1,561,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 85,767 | $1,559,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 33,185 | $1,556,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 38,961 | $1,551,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 1,450,000 | $1,546,000 | thousands by filing date | principal |
| OFG BANCORP | 67103X102 | COM | 103,108 | $1,545,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 31,772 | $1,544,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 92,224 | $1,544,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 123,887 | $1,539,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 32,545 | $1,536,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 51,734 | $1,531,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 36,709 | $1,529,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 37,653 | $1,526,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 80,237 | $1,525,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 128,908 | $1,524,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 88,874 | $1,519,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 257,023 | $1,515,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 125,000 | $1,513,000 | thousands by filing date | call |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 44,267 | $1,500,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 1,500,000 | $1,500,000 | thousands by filing date | principal |
| OMEGA PROTEIN CORP | 68210P107 | COM | 119,786 | $1,498,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 30,107 | $1,497,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 6,271 | $1,496,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 178,451 | $1,495,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 32,708 | $1,493,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 79,901 | $1,493,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 20,925 | $1,491,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 413,043 | $1,491,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 147,588 | $1,489,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 72,984 | $1,487,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 47,896 | $1,485,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 48,863 | $1,483,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 55,505 | $1,483,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 128,112 | $1,480,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 54,422 | $1,478,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 80,416 | $1,473,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 19,701 | $1,472,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 24,543 | $1,470,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 33,111 | $1,468,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 48,115 | $1,466,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 30,763 | $1,465,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 139,254 | $1,463,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 77,500 | $1,463,000 | thousands by filing date | call |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 64,606 | $1,461,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 53,999 | $1,455,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 54,446 | $1,455,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 21,534 | $1,454,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W284 | DL RUSSIA BEAR | 99,000 | $1,454,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 32,374 | $1,453,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 26,161 | $1,452,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 21,039 | $1,452,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 43,481 | $1,451,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 27,445 | $1,451,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 28,578 | $1,449,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 33,897 | $1,444,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 220,418 | $1,442,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 22,612 | $1,441,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 71,259 | $1,441,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 105,900 | $1,436,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 242,493 | $1,434,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 65,971 | $1,430,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 18,492 | $1,428,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 163,820 | $1,427,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 432,001 | $1,417,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 19,891 | $1,416,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 25,219 | $1,415,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 19,135 | $1,414,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 23,110 | $1,409,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 529,355 | $1,409,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 23,241 | $1,408,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 84,024 | $1,408,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 12,504 | $1,406,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 20,322 | $1,405,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 29,658 | $1,403,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 55,634 | $1,401,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 46,243 | $1,401,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 60,822 | $1,400,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 41,867 | $1,399,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 187,864 | $1,396,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 232,959 | $1,395,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 2,313,971 | $1,395,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 54,909 | $1,389,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 165,366 | $1,386,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 29,431 | $1,383,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 30,009 | $1,382,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 30,093 | $1,379,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 73,106 | $1,378,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 79,952 | $1,376,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 36,700 | $1,372,000 | thousands by filing date | call |
| GOODRICH PETE CORP | 382410405 | COM NEW | 92,370 | $1,370,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 31,216 | $1,367,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 60,500 | $1,367,000 | thousands by filing date | call |
| ISHARES INC | 464286103 | MSCI AUST ETF | 57,046 | $1,366,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 51,963 | $1,365,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 61,991 | $1,361,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 29,120 | $1,360,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 49,829 | $1,351,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 12,000 | $1,350,000 | thousands by filing date | put |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 10,028 | $1,347,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 1,150,000 | $1,347,000 | thousands by filing date | principal |
| CLARCOR INC | 179895107 | COM | 21,271 | $1,342,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 21,158 | $1,341,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 10,425 | $1,340,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 55,441 | $1,338,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 25,000 | $1,338,000 | thousands by filing date | put |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 132,360 | $1,338,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 96,138 | $1,337,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 26,681 | $1,336,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 39,964 | $1,336,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 27,047 | $1,335,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 61,218 | $1,333,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 24,828 | $1,332,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 68,595 | $1,331,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 19,597 | $1,330,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 136,305 | $1,329,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 76,839 | $1,327,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 20,524 | $1,326,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 39,481 | $1,326,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 56,496 | $1,326,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 47,588 | $1,324,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 3,895 | $1,324,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 29,575 | $1,322,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 92,907 | $1,321,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 100,418 | $1,321,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 270,676 | $1,318,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 422,549 | $1,318,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 20,000 | $1,317,000 | thousands by filing date | call |
| ONEMAIN HOLDINGS | 85172J101 | COM | 41,241 | $1,317,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 1,125,724 | $1,316,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 25,236 | $1,315,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 46,235 | $1,315,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 94,065 | $1,314,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 11,000 | $1,313,000 | thousands by filing date | put |
| UTI WORLDWIDE INC | G87210103 | ORD | 123,529 | $1,313,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 1,325,000 | $1,313,000 | thousands by filing date | principal |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 49,778 | $1,312,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 32,902 | $1,307,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 53,255 | $1,306,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 1,305,000 | $1,304,000 | thousands by filing date | principal |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 55,163 | $1,303,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 38,042 | $1,303,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 120,700 | $1,302,000 | thousands by filing date | call |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 24,373 | $1,300,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 60,905 | $1,298,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 89,454 | $1,298,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 278,461 | $1,298,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 27,837 | $1,295,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 50,000 | $1,291,000 | thousands by filing date | call |
| SELECTIVE INS GROUP INC | 816300107 | COM | 58,295 | $1,291,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 37,316 | $1,291,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 186,635 | $1,290,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 60,374 | $1,285,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 43,941 | $1,282,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 43,433 | $1,282,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 57,295 | $1,281,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 38,367 | $1,280,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 7,369 | $1,280,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 164,320 | $1,279,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 51,072 | $1,278,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 300,000 | $1,278,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 32,900 | $1,276,000 | thousands by filing date | put |
| INSULET CORP COM | 45784P101 | Stock | 34,592 | $1,275,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 77,556 | $1,266,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 70,512 | $1,266,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 37,602 | $1,265,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 148,583 | $1,263,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 17,992 | $1,259,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 28,572 | $1,259,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 49,868 | $1,259,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 150,450 | $1,259,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 300,344 | $1,258,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 56,702 | $1,257,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 29,208 | $1,257,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 141,971 | $1,249,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 34,685 | $1,247,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 46,002 | $1,247,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 18,100 | $1,246,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 37,686 | $1,244,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 25,996 | $1,240,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 90,139 | $1,240,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 39,362 | $1,234,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 109,985 | $1,233,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 53,212 | $1,232,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 40,677 | $1,231,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 57,717 | $1,230,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 268,397 | $1,229,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 74,960 | $1,227,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 110,499 | $1,227,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 17,091 | $1,226,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 25,262 | $1,226,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 46,153 | $1,226,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 35,471 | $1,225,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 25,624 | $1,225,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 123,100 | $1,225,000 | thousands by filing date | put |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 1,250,000 | $1,225,000 | thousands by filing date | principal |
| MARINEMAX INC | 567908108 | COM | 72,609 | $1,224,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 47,284 | $1,222,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 656,045 | $1,221,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 13,000 | $1,220,000 | thousands by filing date | put |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 210,700 | $1,220,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 49,657 | $1,219,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 47,999 | $1,217,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 30,441 | $1,212,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 34,118 | $1,211,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 39,907 | $1,211,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 44,795 | $1,206,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 42,891 | $1,206,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 365,543 | $1,203,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 38,521 | $1,198,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 9,678 | $1,197,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 61,373 | $1,194,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 21,144 | $1,193,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 53,075 | $1,191,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 38,990 | $1,190,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 10,000 | $1,189,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 113,223 | $1,189,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 28,226 | $1,186,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 86,050 | $1,185,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 40,420 | $1,184,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 80,281 | $1,184,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 75,040 | $1,183,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 91,350 | $1,181,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 47,852 | $1,180,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 33,767 | $1,180,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 196,600 | $1,180,000 | thousands by filing date | call |
| BANKRATE INC DEL | 06647F102 | COM | 103,557 | $1,176,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 105,779 | $1,172,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 70,641 | $1,171,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 30,768 | $1,170,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 52,261 | $1,170,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 500,000 | $1,170,000 | thousands by filing date | put |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 19,552 | $1,168,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 70,365 | $1,163,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 20,216 | $1,162,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 37,190 | $1,160,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 677,348 | $1,159,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 37,898 | $1,158,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 34,857 | $1,158,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 34,514 | $1,155,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 39,132 | $1,154,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 91,607 | $1,152,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 22,637 | $1,151,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 41,973 | $1,150,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 59,646 | $1,148,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 22,726 | $1,148,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 13,400 | $1,147,000 | thousands by filing date | call |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 39,342 | $1,147,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 65,874 | $1,146,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 83,129 | $1,146,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 28,624 | $1,144,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 25,526 | $1,144,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 32,237 | $1,144,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 63,074 | $1,142,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y645 | DLY RUSSIA BUL | 100,000 | $1,142,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 45,592 | $1,140,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 23,404 | $1,140,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 112,786 | $1,140,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 44,805 | $1,140,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 28,555 | $1,139,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 35,997 | $1,139,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 36,575 | $1,138,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 43,873 | $1,134,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 51,964 | $1,125,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 42,585 | $1,125,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 25,060 | $1,122,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 15,014 | $1,122,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 19,451 | $1,121,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 89,100 | $1,121,000 | thousands by filing date | put |
| GENESCO INC | 371532102 | COM | 14,967 | $1,119,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 63,001 | $1,117,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 42,396 | $1,115,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 89,897 | $1,114,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 49,527 | $1,112,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 48,144 | $1,112,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 81,407 | $1,112,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 101,303 | $1,112,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 33,040 | $1,110,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 46,244 | $1,109,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 35,582 | $1,109,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 184,560 | $1,107,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 19,746 | $1,105,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 1,120,000 | $1,105,000 | thousands by filing date | principal |
| HALCON RES CORP | 40537Q209 | COM NEW | 278,485 | $1,103,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 20,165 | $1,100,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 113,983 | $1,100,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 151,204 | $1,095,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 35,160 | $1,093,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 164,988 | $1,092,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 102,472 | $1,086,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 46,007 | $1,085,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 56,493 | $1,085,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 39,963 | $1,084,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 316,490 | $1,083,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 90,231 | $1,082,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 85,088 | $1,081,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 67,645 | $1,080,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 52,052 | $1,077,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 136,284 | $1,074,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 53,812 | $1,072,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 39,023 | $1,072,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 25,726 | $1,071,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 12,699 | $1,069,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 62,875 | $1,069,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 49,231 | $1,069,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 52,708 | $1,069,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 86,223 | $1,069,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 60,384 | $1,068,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 77,315 | $1,067,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 1,013,000 | $1,066,000 | thousands by filing date | principal |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 67,425 | $1,065,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 96,364 | $1,061,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 75,993 | $1,059,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-042311 | this filing | 2014-11-14 | acceptance time not in the bulk data set |