13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 4,418 holding rows worth $122,670,164,000.
- Accession
- 0001140361-14-042311
- Filer
- CIK 824468
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 17,599 entries on the cover page, a total value of $122,670,164,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $122,670,164,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
- included managerCredit Suisse Life & Pension AG028-14487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 50,984 | $3,665,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 82,932 | $3,662,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 132,877 | $3,662,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 34,826 | $3,658,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 276,248 | $3,657,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,029,021 | $3,654,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 70,243 | $3,652,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 130,808 | $3,642,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 34,542 | $3,636,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 106,520 | $3,633,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 130,899 | $3,631,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 115,910 | $3,630,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 107,330 | $3,622,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 148,313 | $3,608,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 182,714 | $3,604,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 295,932 | $3,596,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 214,712 | $3,591,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 106,404 | $3,591,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 260,071 | $3,578,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 227,929 | $3,573,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 248,349 | $3,566,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 99,584 | $3,563,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 105,159 | $3,563,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 356,385 | $3,553,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 142,963 | $3,551,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 45,292 | $3,545,000 | thousands by filing date | |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 33,300 | $3,544,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y439 | DLY TECBEARX NEW | 265,000 | $3,543,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 107,262 | $3,537,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 107,504 | $3,530,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 296,324 | $3,529,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 158,738 | $3,527,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 135,824 | $3,527,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 69,674 | $3,514,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 180,184 | $3,513,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 126,765 | $3,511,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 225,803 | $3,506,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 68,816 | $3,502,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 95,053 | $3,496,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 28,072 | $3,494,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 170,000 | $3,488,000 | thousands by filing date | call |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 25,958 | $3,485,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 120,000 | $3,484,000 | thousands by filing date | put |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 120,000 | $3,484,000 | thousands by filing date | call |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 1,285,459 | $3,483,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 107,437 | $3,482,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 1,031,590 | $3,466,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 40,400 | $3,457,000 | thousands by filing date | put |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 3,548,000 | $3,449,000 | thousands by filing date | principal |
| BIG LOTS INC | 089302103 | COM | 79,943 | $3,442,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 15,504 | $3,439,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 77,021 | $3,438,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 134,000 | $3,433,000 | thousands by filing date | call |
| COMMERCE BANCSHARES INC | 200525103 | COM | 76,700 | $3,425,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 142,491 | $3,420,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 71,389 | $3,411,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 115,427 | $3,397,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 370,758 | $3,396,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 22,986 | $3,395,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 89,645 | $3,392,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 790,213 | $3,390,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 122,840 | $3,388,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 47,407 | $3,387,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 142,497 | $3,387,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 31,951 | $3,382,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 546,485 | $3,378,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 341,818 | $3,376,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 48,637 | $3,362,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 128,827 | $3,362,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 88,155 | $3,356,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 178,365 | $3,356,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 33,310 | $3,354,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 122,900 | $3,351,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 201,551 | $3,351,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 78,319 | $3,350,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 189,681 | $3,348,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 148,687 | $3,347,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 50,000 | $3,339,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 33,341 | $3,337,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 90,385 | $3,333,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 96,300 | $3,329,000 | thousands by filing date | put |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 31,979 | $3,322,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 127,564 | $3,317,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 12,767 | $3,308,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 353,327 | $3,308,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 80,131 | $3,305,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 147,241 | $3,304,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 157,251 | $3,299,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 33,896 | $3,286,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 143,543 | $3,284,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 32,215 | $3,282,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 292,441 | $3,281,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 61,000 | $3,281,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 210,853 | $3,275,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 53,354 | $3,273,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 425,511 | $3,272,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 12,485 | $3,269,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 2,859,714 | $3,260,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUIS | 425886207 | COM | 315,000 | $3,260,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 77,215 | $3,253,000 | thousands by filing date | |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 3,145,000 | $3,248,000 | thousands by filing date | principal |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 62,638 | $3,229,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 52,249 | $3,204,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 167,082 | $3,202,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 71,563 | $3,201,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 153,140 | $3,195,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 217,321 | $3,195,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 9,900 | $3,192,000 | thousands by filing date | call |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 99,569 | $3,192,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 295,657 | $3,189,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 181,517 | $3,186,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 173,019 | $3,185,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 321,693 | $3,185,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 136,385 | $3,180,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 46,524 | $3,173,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 67,007 | $3,168,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 31,944 | $3,156,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 74,726 | $3,152,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 90,532 | $3,152,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 132,337 | $3,144,000 | thousands by filing date | |
| DIREXION DAILY SEMICON 3X | 25459Y314 | Cmn | 167,500 | $3,141,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 171,070 | $3,140,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 531,262 | $3,140,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 28,485 | $3,138,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 93,359 | $3,137,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 127,103 | $3,135,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 179,814 | $3,134,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 21,117 | $3,133,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 190,080 | $3,131,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 34,257 | $3,116,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 47,831 | $3,112,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 56,819 | $3,110,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 154,374 | $3,110,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 335,910 | $3,108,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 127,699 | $3,106,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 22,790 | $3,106,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 266,241 | $3,105,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 2,200,000 | $3,101,000 | thousands by filing date | principal |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 67,278 | $3,099,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 33,000 | $3,098,000 | thousands by filing date | call |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 146,400 | $3,094,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 77,027 | $3,094,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 61,590 | $3,088,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 40,027 | $3,068,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 111,655 | $3,068,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 89,575 | $3,065,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 364,283 | $3,063,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 40,000 | $3,061,000 | thousands by filing date | put |
| ENERNOC INC | 292764107 | COMMON STOCK | 180,479 | $3,061,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 99,982 | $3,060,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 82,813 | $3,054,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 184,517 | $3,054,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 55,321 | $3,053,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 162,486 | $3,052,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 150,000 | $3,050,000 | thousands by filing date | put |
| RED HAT INC | 756577102 | COM | 54,200 | $3,043,000 | thousands by filing date | call |
| TYSON FOODS | 902494301 | COM | 60,288 | $3,036,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 163,640 | $3,029,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 88,800 | $3,027,000 | thousands by filing date | call |
| WESTERN REFNG INC | 959319104 | COM | 72,103 | $3,027,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 88,200 | $3,023,000 | thousands by filing date | put |
| OTTER TAIL CORP | 689648103 | COM | 113,248 | $3,020,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 141,882 | $3,018,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 132,289 | $3,018,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 473,551 | $3,017,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 365,224 | $3,016,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 253,204 | $3,006,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 83,849 | $3,002,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 68,706 | $3,001,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 111,654 | $2,998,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 397,849 | $2,997,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 268,976 | $2,980,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 62,266 | $2,975,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 80,153 | $2,974,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 24,336 | $2,974,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 63,403 | $2,968,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 50,000 | $2,964,000 | thousands by filing date | put |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 148,092 | $2,964,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 182,209 | $2,961,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 734,048 | $2,958,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 24,010 | $2,956,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 65,000 | $2,955,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 76,172 | $2,954,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 82,277 | $2,952,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 20,807 | $2,944,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 52,577 | $2,943,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 293,062 | $2,932,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 2,465,000 | $2,927,000 | thousands by filing date | principal |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 60,692 | $2,919,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 76,696 | $2,919,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 34,341 | $2,916,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 56,617 | $2,915,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 108,370 | $2,912,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 339,700 | $2,908,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 40,651 | $2,902,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 146,819 | $2,899,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 7,602 | $2,896,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 370,433 | $2,889,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 75,798 | $2,888,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 55,143 | $2,882,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 222,030 | $2,880,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 412,804 | $2,877,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 45,506 | $2,876,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 2,850,000 | $2,874,000 | thousands by filing date | principal |
| BLACKROCK INC CL A COM | 09247X101 | COM | 8,700 | $2,856,000 | thousands by filing date | put |
| INVENSENSE INC | 46123D205 | COM | 144,500 | $2,851,000 | thousands by filing date | put |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 2,890,000 | $2,839,000 | thousands by filing date | principal |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 36,838 | $2,836,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 162,657 | $2,826,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 507,103 | $2,825,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 59,605 | $2,824,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 70,594 | $2,824,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 112,578 | $2,818,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 135,815 | $2,813,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 237,407 | $2,806,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 56,083 | $2,802,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 191,701 | $2,798,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 96,748 | $2,792,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 86,145 | $2,788,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 83,965 | $2,783,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 270,334 | $2,780,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 87,000 | $2,779,000 | thousands by filing date | put |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 223,575 | $2,779,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 80,118 | $2,779,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 8,550 | $2,773,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 125,607 | $2,772,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 118,071 | $2,770,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 81,354 | $2,769,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 119,215 | $2,768,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 194,488 | $2,764,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 300,845 | $2,762,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 87,397 | $2,757,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 31,359 | $2,757,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 108,763 | $2,745,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 65,507 | $2,740,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 36,098 | $2,731,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 30,537 | $2,729,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 73,859 | $2,729,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 50,500 | $2,728,000 | thousands by filing date | call |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 128,645 | $2,719,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 152,222 | $2,714,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 352,338 | $2,713,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 75,353 | $2,708,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 208,852 | $2,707,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 45,000 | $2,696,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 151,233 | $2,695,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 112,162 | $2,693,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 55,312 | $2,686,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 51,035 | $2,683,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 124,073 | $2,678,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 91,165 | $2,677,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 263,943 | $2,673,000 | thousands by filing date | |
| SALESFORCE COM INC | 79466LAB0 | BOND | 1,000,000 | $2,673,000 | thousands by filing date | principal |
| CNO FINL GROUP INC | 12621E103 | COM | 157,491 | $2,671,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 30,000 | $2,670,000 | thousands by filing date | put |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 262,444 | $2,663,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 31,131 | $2,662,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 45,513 | $2,660,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 340,382 | $2,659,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 98,685 | $2,656,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 197,516 | $2,655,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 210,447 | $2,655,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 160,151 | $2,648,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 95,304 | $2,638,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 12,400 | $2,635,000 | thousands by filing date | put |
| DEVRY INC DEL | 251893103 | COM | 61,573 | $2,635,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 106,969 | $2,632,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 122,239 | $2,628,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 2,315,900 | $2,617,000 | thousands by filing date | put |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 45,664 | $2,611,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 2,255,000 | $2,609,000 | thousands by filing date | principal |
| IAMGOLD CORP COM | 450913108 | Stock | 945,000 | $2,608,000 | thousands by filing date | put |
| CST BRANDS INC | 12646R105 | COM | 72,497 | $2,606,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 205,150 | $2,605,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,050,021 | $2,604,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 80,681 | $2,600,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 60,792 | $2,591,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 2,493,000 | $2,590,000 | thousands by filing date | principal |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 69,557 | $2,589,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 22,805 | $2,587,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 111,400 | $2,584,000 | thousands by filing date | call |
| FIRST AMERN FINL CORP | 31847R102 | COM | 95,100 | $2,579,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 21,921 | $2,576,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 115,094 | $2,576,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 89,851 | $2,572,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 107,012 | $2,572,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 138,602 | $2,570,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 2,645,000 | $2,569,000 | thousands by filing date | principal |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 132,740 | $2,563,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 2,360,000 | $2,562,000 | thousands by filing date | principal |
| CREDIT SUISSE AG NASSAU BRH | 22539T563 | BG CP GRTH ETN | 50,481 | $2,562,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 136,939 | $2,559,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 42,568 | $2,558,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 3,675,000 | $2,555,000 | thousands by filing date | principal |
| FAIR ISAAC CORP COM | 303250104 | Stock | 46,358 | $2,554,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 172,048 | $2,541,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 93,856 | $2,540,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 31,124 | $2,539,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 119,750 | $2,537,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 79,903 | $2,534,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 455,000 | $2,534,000 | thousands by filing date | put |
| CYS INVTS INC | 12673A108 | COM | 307,271 | $2,531,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 35,000 | $2,519,000 | thousands by filing date | put |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 42,170 | $2,519,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 30,705 | $2,516,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 84,225 | $2,515,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 34,818 | $2,514,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 36,788 | $2,511,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 40,861 | $2,510,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 650,000 | $2,509,000 | thousands by filing date | call |
| UNILEVER N V | 904784709 | N Y SHS NEW | 63,116 | $2,504,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 30,216 | $2,504,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 39,792 | $2,502,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 107,212 | $2,501,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 105,695 | $2,498,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 65,792 | $2,497,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 71,588 | $2,496,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 278,839 | $2,494,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 52,225 | $2,493,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 3,000,000 | $2,484,000 | thousands by filing date | principal |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 388,751 | $2,481,000 | thousands by filing date | |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 2,450,000 | $2,478,000 | thousands by filing date | principal |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 305,524 | $2,477,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 42,362 | $2,468,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 79,747 | $2,467,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 23,262 | $2,466,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 87,454 | $2,464,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 55,151 | $2,464,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 98,915 | $2,463,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 163,924 | $2,461,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 43,787 | $2,460,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 71,732 | $2,459,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 58,352 | $2,459,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 107,800 | $2,456,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 223,140 | $2,454,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 183,734 | $2,450,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 40,532 | $2,445,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 29,100 | $2,443,000 | thousands by filing date | put |
| B/E AEROSPACE INC | 073302101 | COM | 29,100 | $2,443,000 | thousands by filing date | call |
| GENESEE & WYOMING INC | 371559105 | CL A | 25,620 | $2,442,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 139,452 | $2,442,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 240,251 | $2,438,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 118,857 | $2,438,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 22,303 | $2,433,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 204,357 | $2,428,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 877,415 | $2,422,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 86,557 | $2,420,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 72,016 | $2,414,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 59,374 | $2,413,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 306,337 | $2,411,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AC2 | CONV BND | 2,455,000 | $2,411,000 | thousands by filing date | principal |
| WARREN RESOURCES INC | 93564A100 | COM | 454,585 | $2,409,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 36,700 | $2,403,000 | thousands by filing date | call |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 109,029 | $2,402,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 140,555 | $2,400,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 46,923 | $2,398,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 76,000 | $2,392,000 | thousands by filing date | put |
| INLAND REAL ESTATE CORP | 457461200 | COM | 241,226 | $2,391,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 35,000 | $2,386,000 | thousands by filing date | put |
| GOODRICH | 382410AG3 | NOTE5 | 2,257,000 | $2,383,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240M108 | COM | 106,859 | $2,370,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 54,200 | $2,367,000 | thousands by filing date | put |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 135,305 | $2,364,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 212,617 | $2,360,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 58,589 | $2,351,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 27,489 | $2,342,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 89,161 | $2,342,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 41,463 | $2,332,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 48,832 | $2,327,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 52,601 | $2,327,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 74,151 | $2,325,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 41,804 | $2,323,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 72,241 | $2,320,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 99,636 | $2,316,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 22,488 | $2,314,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 31,697 | $2,303,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 33,700 | $2,303,000 | thousands by filing date | put |
| NRG YIELD INC | 62942X108 | CL C | 48,921 | $2,302,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 108,907 | $2,299,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 99,464 | $2,295,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 25,671 | $2,294,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 65,623 | $2,293,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 112,515 | $2,284,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 186,441 | $2,282,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 35,620 | $2,280,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 25,000 | $2,277,000 | thousands by filing date | call |
| OM GROUP INC | 670872100 | COM | 87,707 | $2,276,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 33,871 | $2,276,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 151,409 | $2,275,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 126,349 | $2,274,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 30,935 | $2,271,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 51,418 | $2,265,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 75,756 | $2,265,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 184,133 | $2,262,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 761,370 | $2,262,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 112,717 | $2,260,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 50,443 | $2,260,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 1,770,000 | $2,257,000 | thousands by filing date | principal |
| MCDERMOTT INTL INC | 580037109 | COM | 393,347 | $2,250,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 125,328 | $2,246,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 611,166 | $2,243,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 300,195 | $2,242,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 232,776 | $2,234,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 217,888 | $2,228,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 29,441 | $2,221,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 76,198 | $2,220,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 79,716 | $2,216,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 66,959 | $2,215,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 340,143 | $2,214,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 100,000 | $2,211,000 | thousands by filing date | call |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 177,541 | $2,209,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 28,378 | $2,207,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 53,349 | $2,204,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 40,849 | $2,202,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 50,261 | $2,201,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 53,823 | $2,195,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 123,123 | $2,193,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 47,300 | $2,189,000 | thousands by filing date | put |
| HEICO CORP NEW COM | 422806109 | Stock | 46,839 | $2,187,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 48,178 | $2,186,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 89,350 | $2,183,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 32,791 | $2,179,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 98,956 | $2,174,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 58,367 | $2,174,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 125,345 | $2,173,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 52,435 | $2,173,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 19,689 | $2,163,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 2,423,000 | $2,158,000 | thousands by filing date | principal |
| ANN INC | 035623107 | COM | 52,355 | $2,153,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 148,328 | $2,151,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 115,305 | $2,147,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 93,152 | $2,145,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 62,484 | $2,141,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 971,415 | $2,138,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 6,280 | $2,132,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 88,762 | $2,129,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 3,380 | $2,129,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 111,373 | $2,127,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 54,627 | $2,126,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 85,130 | $2,120,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 93,686 | $2,120,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 157,438 | $2,113,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 29,253 | $2,111,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 60,405 | $2,109,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 390,647 | $2,109,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 28,167 | $2,107,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 82,545 | $2,104,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 36,398 | $2,103,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 39,957 | $2,098,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 40,000 | $2,097,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 34,284 | $2,096,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 25,000 | $2,096,000 | thousands by filing date | put |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 1,126,870 | $2,096,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 88,118 | $2,092,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 152,303 | $2,091,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 163,131 | $2,080,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 414,112 | $2,079,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 26,604 | $2,075,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 153,810 | $2,072,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 299,918 | $2,070,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 128,147 | $2,070,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 25,974 | $2,066,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 101,307 | $2,063,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 64,595 | $2,061,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 19,955 | $2,060,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 170,742 | $2,057,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 16,099 | $2,056,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 41,606 | $2,054,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 131,600 | $2,054,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 48,431 | $2,049,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 40,910 | $2,048,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 5,467 | $2,044,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 74,565 | $2,039,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 106,002 | $2,039,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 15,479 | $2,038,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 147,500 | $2,033,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 44,617 | $2,029,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 88,475 | $2,025,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 168,243 | $2,024,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 23,903 | $2,015,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 139,197 | $2,013,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 111,491 | $2,012,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 184,482 | $2,012,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 47,584 | $2,009,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 50,000 | $2,008,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 102,015 | $2,007,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 162,194 | $2,003,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 54,110 | $2,001,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 89,509 | $2,001,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 100,000 | $1,999,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 45,734 | $1,996,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 33,873 | $1,995,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 32,502 | $1,994,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 67,183 | $1,994,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 83,901 | $1,989,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 311,343 | $1,986,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 74,287 | $1,982,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 27,236 | $1,981,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 19,532 | $1,980,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D845 | ETN IDX-LKD 20 | 100,486 | $1,980,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-042311 | this filing | 2014-11-14 | acceptance time not in the bulk data set |