13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 4,418 holding rows worth $122,670,164,000.
- Accession
- 0001140361-14-042311
- Filer
- CIK 824468
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 17,599 entries on the cover page, a total value of $122,670,164,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $122,670,164,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
- included managerCredit Suisse Life & Pension AG028-14487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AAON INC | 000360206 | COM PAR $0.004 | 62,140 | $1,057,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 122,624 | $1,053,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 41,700 | $1,052,000 | thousands by filing date | put |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 82,634 | $1,051,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 105,104 | $1,048,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 8,000 | $1,048,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 32,097 | $1,047,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 24,857 | $1,047,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 57,028 | $1,045,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 27,812 | $1,044,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 24,375 | $1,043,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 86,843 | $1,040,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 187,541 | $1,037,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 18,705 | $1,036,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 52,000 | $1,036,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 142,499 | $1,035,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 53,111 | $1,035,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 81,233 | $1,033,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 27,880 | $1,033,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 18,900 | $1,031,000 | thousands by filing date | call |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 88,000 | $1,029,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 24,088 | $1,029,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 44,266 | $1,028,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 91,052 | $1,027,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 42,698 | $1,026,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 131,682 | $1,026,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 82,207 | $1,024,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 125,119 | $1,020,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 81,447 | $1,017,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 29,806 | $1,017,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 20,922 | $1,015,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 38,200 | $1,015,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 41,169 | $1,015,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 90,280 | $1,014,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 85,064 | $1,014,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G200 | COM | 100,457 | $1,014,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 28,724 | $1,011,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 93,360 | $1,007,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 18,961 | $1,005,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 66,159 | $1,005,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 26,916 | $1,003,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 79,159 | $1,003,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 14,600 | $1,001,000 | thousands by filing date | call |
| FREIGHTCAR AMER INC | 357023100 | COM | 30,037 | $1,000,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 34,742 | $998,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 20,083 | $998,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 249,379 | $998,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 48,923 | $996,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 43,485 | $992,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 39,440 | $992,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 50,000 | $991,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 9,060 | $990,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 40,000 | $990,000 | thousands by filing date | call |
| PLANET PAYMENT INC | U72603118 | SHS | 504,991 | $990,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 27,609 | $988,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 13,332 | $988,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 100,215 | $988,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 46,245 | $987,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 455,207 | $983,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 16,008 | $983,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 7,501 | $982,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 47,421 | $982,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 142,693 | $981,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 290,855 | $981,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 73,536 | $980,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 405,000 | $980,000 | thousands by filing date | principal |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 203,326 | $978,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 50,416 | $978,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 29,660 | $975,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 15,207 | $975,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 35,541 | $974,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 21,376 | $973,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 23,267 | $972,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 59,419 | $972,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 95,367 | $969,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 19,202 | $969,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 23,961 | $968,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 60,212 | $967,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 310,733 | $967,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 23,475 | $965,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 21,949 | $963,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 57,067 | $963,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 61,549 | $960,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 57,610 | $959,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 56,635 | $959,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 30,826 | $958,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 40,732 | $956,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 20,975 | $954,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 12,566 | $953,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 58,735 | $953,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 135,401 | $951,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 15,210 | $951,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 43,208 | $950,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 271,962 | $950,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 15,606 | $950,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 45,356 | $948,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 6,569 | $948,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 20,242 | $947,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 41,538 | $947,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 13,757 | $946,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 17,566 | $946,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 46,779 | $945,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 21,285 | $945,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 113,767 | $945,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 13,687 | $944,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 52,985 | $944,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 28,415 | $943,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 31,312 | $942,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 77,062 | $941,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 31,589 | $940,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 20,568 | $940,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 13,662 | $940,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 43,292 | $940,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 18,661 | $939,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 9,580 | $937,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 27,277 | $937,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 71,349 | $937,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 72,058 | $935,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 12,044 | $933,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 33,815 | $933,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 109,163 | $932,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 58,160 | $932,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 33,203 | $931,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 42,010 | $928,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 74,477 | $926,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 73,776 | $925,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 27,816 | $925,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 104,942 | $924,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 64,415 | $922,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D753 | EXCH NT LKD 31 | 100,254 | $922,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 730,000 | $920,000 | thousands by filing date | principal |
| SPECTRA ENERGY CORP | 847560109 | COM | 23,400 | $919,000 | thousands by filing date | call |
| QUALITY SYS INC | 747582104 | COM | 66,807 | $919,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 135,718 | $916,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 63,051 | $916,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 64,205 | $915,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 46,161 | $914,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 75,800 | $914,000 | thousands by filing date | call |
| TRUSTCO BK CORP N Y | 898349105 | COM | 141,691 | $912,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 33,670 | $911,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 136,416 | $911,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D787 | VIX MID TERM | 50,050 | $908,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 47,094 | $907,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 36,250 | $906,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 26,552 | $904,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 567,767 | $903,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 113,146 | $903,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 45,877 | $902,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 153,406 | $901,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 17,693 | $901,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 46,562 | $899,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 111,424 | $897,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 24,299 | $896,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 12,519 | $896,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 38,637 | $892,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 71,047 | $891,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 20,000 | $887,000 | thousands by filing date | call |
| BJS RESTAURANTS INC | 09180C106 | COM | 24,506 | $883,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 15,000 | $883,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 32,849 | $882,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 63,291 | $882,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 17,529 | $882,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 178,494 | $882,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 11,947 | $881,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 36,071 | $879,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 18,366 | $879,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 20,812 | $879,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 30,400 | $878,000 | thousands by filing date | call |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 25,581 | $878,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 54,287 | $878,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 8,991 | $877,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 38,939 | $877,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 69,553 | $875,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 74,104 | $874,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 46,502 | $873,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 68,138 | $871,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 23,749 | $870,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 66,843 | $866,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 27,834 | $866,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 1,007,000 | $866,000 | thousands by filing date | principal |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 53,830 | $865,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 25,387 | $864,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 12,036 | $864,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 136,092 | $863,000 | thousands by filing date | |
| MARKET VECTORS BANK AND BROK | 57060U175 | CMN | 15,296 | $862,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 71,697 | $861,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 22,018 | $860,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 62,682 | $860,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 26,913 | $859,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 136,839 | $858,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 48,420 | $858,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 15,000 | $858,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 24,645 | $857,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 43,118 | $857,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 28,016 | $856,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 21,752 | $855,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 43,443 | $855,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 26,123 | $855,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 101,753 | $853,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 8,852 | $853,000 | thousands by filing date | |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 40,471 | $852,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 11,989 | $850,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 55,020 | $850,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 95,120 | $849,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 35,189 | $849,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 25,776 | $848,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 53,885 | $847,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 19,227 | $845,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 44,047 | $845,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 28,654 | $845,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 83,440 | $845,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 102,821 | $843,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 112,140 | $841,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 144,431 | $841,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 103,568 | $839,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q205 | UNIT 03/17/2014 | 82,833 | $837,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 73,448 | $836,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 42,929 | $834,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 34,549 | $834,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 23,826 | $834,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 29,650 | $833,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 30,365 | $832,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 136,041 | $830,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 31,653 | $830,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 26,702 | $827,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 22,388 | $824,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y355 | DLY DEV MKT BEAR | 25,000 | $823,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 57,009 | $820,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 54,251 | $820,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 8,495 | $818,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 36,760 | $818,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 16,144 | $817,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 3,773 | $817,000 | thousands by filing date | |
| RAS 4 10/1/33 | 749227AB0 | Bond 30/360P2 U | 870,000 | $816,000 | thousands by filing date | principal |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 25,096 | $815,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 57,290 | $815,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 27,027 | $814,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 43,788 | $814,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 93,224 | $814,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 27,657 | $813,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 214,288 | $813,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 109,231 | $812,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 821,000 | $811,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 725,000 | $811,000 | thousands by filing date | principal |
| MONRO INC | 610236101 | COMMON STOCK | 16,683 | $810,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 55,370 | $809,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 250,682 | $809,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 23,241 | $807,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 52,220 | $807,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 57,629 | $807,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 40,544 | $804,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 83,993 | $804,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 131,987 | $803,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 81,046 | $801,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 33,280 | $800,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 12,813 | $799,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 224,000 | $799,000 | thousands by filing date | principal |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 49,457 | $797,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 14,053 | $797,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 24,200 | $796,000 | thousands by filing date | put |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 66,482 | $795,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 157,567 | $794,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 26,214 | $793,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 29,649 | $792,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 6,366 | $792,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 94,846 | $790,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 96,231 | $789,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 94,291 | $788,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 30,102 | $788,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 59,891 | $787,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 217,975 | $787,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 117,860 | $785,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 28,449 | $785,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 54,075 | $784,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 34,042 | $783,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 20,313 | $782,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 716,415 | $781,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 32,217 | $780,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 17,564 | $780,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 19,221 | $778,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 96,166 | $777,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 12,159 | $777,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 74,867 | $775,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 9,975 | $775,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 27,845 | $773,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 19,688 | $773,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 32,073 | $773,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 49,771 | $772,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 38,902 | $770,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 56,768 | $769,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 12,094 | $769,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 26,781 | $769,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 40,000 | $769,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 21,318 | $766,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 22,305 | $763,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 29,717 | $763,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 16,924 | $762,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 15,000 | $762,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 15,714 | $760,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 31,668 | $759,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 27,658 | $759,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 10,158 | $758,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 10,614 | $757,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 59,187 | $757,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 19,088 | $755,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 14,667 | $755,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 18,668 | $755,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 24,512 | $753,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 22,783 | $753,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 1,008,000 | $753,000 | thousands by filing date | principal |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 21,452 | $750,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 25,488 | $750,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 11,031 | $750,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L124 | UNIT 06/25/2016 | 75,000 | $750,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 13,598 | $749,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 38,330 | $749,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 30,961 | $748,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 194,034 | $747,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 44,888 | $746,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 11,115 | $745,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 35,091 | $745,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 173,383 | $743,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 161,807 | $742,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 750,000 | $742,000 | thousands by filing date | principal |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 49,412 | $741,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V863 | SSGA RISK AWAR | 19,419 | $741,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 36,758 | $740,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 30,091 | $740,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 11,307 | $738,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 50,672 | $737,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 34,249 | $735,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 17,426 | $734,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 38,339 | $732,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 223,329 | $732,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 10,958 | $732,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 20,009 | $731,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 35,583 | $730,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 20,043 | $729,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 83,627 | $726,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 23,469 | $726,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 89,177 | $725,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 16,335 | $724,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 40,544 | $722,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 23,959 | $721,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 20,254 | $720,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 15,876 | $719,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 40,791 | $719,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 89,243 | $717,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 32,658 | $717,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 65,319 | $716,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 6,074 | $715,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 19,473 | $715,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 107,220 | $714,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 24,976 | $713,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 31,852 | $713,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 65,359 | $713,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 207,223 | $713,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 58,637 | $709,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 12,475 | $709,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 22,274 | $708,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 28,685 | $707,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T100 | EXCH TRAD SPVXSP | 30,861 | $707,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 133,723 | $706,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 62,932 | $706,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 6,636 | $705,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 11,424 | $702,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 36,548 | $701,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 42,859 | $699,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 45,539 | $699,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 106,284 | $697,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 24,615 | $697,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 42,733 | $697,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 9,446 | $696,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 51,126 | $695,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 614,900 | $695,000 | thousands by filing date | call |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 19,558 | $692,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 44,314 | $689,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 42,037 | $689,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 80,100 | $689,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 45,724 | $688,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 120,000 | $686,000 | thousands by filing date | put |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 21,686 | $684,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 16,934 | $683,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 33,994 | $682,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 56,805 | $680,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 12,074 | $679,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 90,975 | $679,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 37,182 | $678,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 178,856 | $678,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 34,090 | $676,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 9,927 | $675,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 12,203 | $675,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 83,048 | $675,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 39,538 | $674,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 109,530 | $674,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 317,400 | $673,000 | thousands by filing date | put |
| WILSHIRE BANCORP INC | 97186T108 | COM | 72,810 | $673,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 42,154 | $672,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 34,144 | $670,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 39,773 | $670,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 14,976 | $670,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 34,980 | $670,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 23,777 | $669,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 18,350 | $669,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 68,172 | $666,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 81,900 | $666,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 46,635 | $666,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 51,559 | $666,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 13,826 | $665,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 47,138 | $665,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 22,613 | $663,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 627,000 | $663,000 | thousands by filing date | principal |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 78,278 | $663,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 21,004 | $663,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 18,675 | $662,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 19,182 | $662,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 23,193 | $661,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 19,920 | $661,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 20,392 | $660,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 41,335 | $659,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 13,393 | $657,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 132,927 | $657,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 9,111 | $654,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 116,004 | $653,000 | thousands by filing date | |
| TCP International Holdings Ltd | H84689100 | COMMON | 85,688 | $653,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 26,305 | $652,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 10,501 | $652,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 22,988 | $652,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 29,491 | $652,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 634,000 | $652,000 | thousands by filing date | principal |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 14,970 | $650,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 27,098 | $649,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 7,500 | $649,000 | thousands by filing date | call |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 76,212 | $649,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 309,774 | $647,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 25,437 | $646,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 21,697 | $645,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 25,598 | $645,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 33,877 | $644,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 69,589 | $643,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 59,279 | $642,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 11,352 | $642,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 260,000 | $642,000 | thousands by filing date | put |
| RLI CORP COM | 749607107 | Stock | 14,780 | $641,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 37,955 | $641,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 17,769 | $640,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 10,220 | $640,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 24,159 | $640,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 46,079 | $638,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 92,357 | $636,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 68,187 | $635,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 15,064 | $634,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 43,380 | $633,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 46,150 | $633,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 35,329 | $633,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 1,050,000 | $633,000 | thousands by filing date | call |
| INCONTACT INC | 45336E109 | COM | 72,966 | $633,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 42,166 | $632,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 62,196 | $631,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 133,102 | $631,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 15,915 | $628,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 18,679 | $628,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 77,771 | $628,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 47,109 | $627,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 28,380 | $627,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 67,064 | $626,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 43,443 | $624,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 25,836 | $623,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 25,098 | $623,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 46,400 | $623,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 28,467 | $620,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 22,989 | $620,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 106,317 | $620,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 27,481 | $619,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,641 | $619,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 112,397 | $619,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 11,270 | $617,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 626,000 | $617,000 | thousands by filing date | principal |
| SPS COMM INC COM | 78463M107 | Stock | 11,572 | $616,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 28,656 | $615,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 14,651 | $613,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 19,215 | $612,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 9,601 | $611,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 38,057 | $611,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 50,506 | $610,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 602,000 | $610,000 | thousands by filing date | principal |
| ELLIS PERRY INTL INC | 288853104 | COM | 30,000 | $610,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 57,537 | $609,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 202,420 | $608,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 34,664 | $608,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 56,387 | $607,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 21,987 | $607,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 46,366 | $607,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 27,898 | $607,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 42,449 | $606,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 94,506 | $606,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 24,119 | $605,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 42,905 | $605,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 21,341 | $604,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 6,412 | $604,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-042311 | this filing | 2014-11-14 | acceptance time not in the bulk data set |