13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 4,418 holding rows worth $122,670,164,000.
- Accession
- 0001140361-14-042311
- Filer
- CIK 824468
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 17,599 entries on the cover page, a total value of $122,670,164,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $122,670,164,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
- included managerCredit Suisse Life & Pension AG028-14487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 17,368 | $603,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 125,982 | $603,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 26,585 | $602,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 56,608 | $602,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 23,104 | $601,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 6,800 | $599,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 12,049 | $598,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 7,897 | $597,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 33,643 | $596,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 62,894 | $596,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 26,700 | $593,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 39,961 | $592,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 25,659 | $592,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 18,983 | $592,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 14,000 | $591,000 | thousands by filing date | call |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 24,159 | $591,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 8,342 | $591,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 55,872 | $590,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 29,391 | $587,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 47,847 | $587,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 37,328 | $585,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 32,830 | $585,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 63,469 | $584,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 12,831 | $584,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 9,504 | $584,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 183,771 | $584,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 28,668 | $583,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 62,118 | $582,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 8,116 | $581,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 85,784 | $580,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 48,063 | $579,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 33,322 | $578,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 36,786 | $577,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 11,627 | $577,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 96,752 | $576,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 9,606 | $574,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 10,601 | $573,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 31,485 | $572,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 64,644 | $571,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 112,043 | $570,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 37,393 | $570,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 58,299 | $570,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 250,000 | $570,000 | thousands by filing date | principal |
| BALCHEM CORP | 057665200 | COM | 10,063 | $569,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 15,003 | $569,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 47,994 | $568,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 14,453 | $568,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 16,291 | $567,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 15,685 | $567,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 57,247 | $567,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 6,702 | $566,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 42,887 | $566,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 18,477 | $566,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 15,755 | $563,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 22,281 | $562,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 357,927 | $562,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 41,706 | $560,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 27,694 | $560,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 32,004 | $560,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 29,059 | $559,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 186,937 | $559,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 23,792 | $558,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 21,828 | $558,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 116,274 | $557,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 17,777 | $557,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 47,682 | $556,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 9,656 | $555,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 97,000 | $555,000 | thousands by filing date | call |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 12,114 | $554,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 10,200 | $552,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 156,206 | $552,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 48,434 | $551,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 21,147 | $551,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 82,794 | $551,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 20,659 | $550,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 64,256 | $550,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 26,186 | $550,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 22,472 | $549,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 54,999 | $549,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 19,288 | $548,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 74,643 | $548,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 48,828 | $548,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 17,667 | $546,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 8,000 | $546,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 20,025 | $545,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 19,832 | $545,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 32,374 | $543,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 33,416 | $543,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 5,000 | $543,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 10,000 | $540,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 193,138 | $539,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 40,669 | $539,000 | thousands by filing date | |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 15,849 | $539,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 48,667 | $537,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 45,488 | $537,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 56,200 | $537,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 23,037 | $535,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 9,554 | $535,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 10,514 | $533,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 22,638 | $533,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 39,129 | $532,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 13,608 | $531,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 42,114 | $531,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 67,190 | $529,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 67,832 | $529,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 6,238 | $528,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 17,384 | $527,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 18,742 | $524,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 29,936 | $524,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 25,541 | $524,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 19,971 | $523,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 23,084 | $522,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 500,000 | $522,000 | thousands by filing date | principal |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 26,124 | $520,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 36,475 | $517,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 55,516 | $516,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 612,000 | $516,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 12,520 | $515,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 8,319 | $515,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 23,415 | $515,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 37,433 | $515,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 27,507 | $514,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 43,193 | $514,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 27,981 | $514,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 45,833 | $513,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 14,625 | $513,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 12,359 | $512,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 206,796 | $512,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 55,364 | $512,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 57,128 | $511,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 22,352 | $511,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 13,250 | $509,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 29,818 | $509,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,669 | $509,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 21,630 | $509,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 100,785 | $508,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 31,276 | $508,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 18,898 | $508,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 20,529 | $508,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 34,162 | $508,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 18,322 | $502,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 25,763 | $502,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 47,848 | $502,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 19,584 | $501,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 18,554 | $500,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,825 | $499,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 20,830 | $499,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 30,000 | $499,000 | thousands by filing date | call |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 18,415 | $496,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 30,593 | $494,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,235 | $494,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 22,062 | $494,000 | thousands by filing date | call |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 44,822 | $494,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 300,000 | $492,000 | thousands by filing date | principal |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 13,978 | $490,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 8,607 | $490,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 242,802 | $487,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 31,731 | $487,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 18,293 | $487,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 40,794 | $487,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 31,417 | $487,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 55,159 | $487,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 500,000 | $487,000 | thousands by filing date | principal |
| PATRICK INDS INC | 703343103 | COM | 11,450 | $485,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 35,352 | $485,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 28,343 | $485,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 540,000 | $485,000 | thousands by filing date | principal |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 32,277 | $484,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 52,993 | $484,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 64,346 | $483,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 26,379 | $483,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 32,525 | $481,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 495,000 | $481,000 | thousands by filing date | principal |
| YY INC | G9887YAA5 | BOND | 500,000 | $481,000 | thousands by filing date | principal |
| SAFETY INS GROUP INC | 78648T100 | COM | 8,884 | $479,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 115,616 | $479,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 25,426 | $477,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 18,449 | $477,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 28,500 | $476,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 18,802 | $476,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 7,633 | $474,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 65,743 | $474,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 105,014 | $474,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 52,703 | $469,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 11,795 | $467,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 188,910 | $467,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 6,176 | $466,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 45,951 | $466,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 63,950 | $465,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 220,548 | $464,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 11,567 | $464,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 4,945 | $464,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 33,981 | $463,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 20,347 | $463,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 23,580 | $461,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 101,993 | $461,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 62,242 | $461,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 18,629 | $461,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 57,871 | $460,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 46,075 | $460,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 5,676 | $459,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 76,432 | $459,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 11,764 | $458,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 72,200 | $458,000 | thousands by filing date | call |
| KIMBALL INTL INC | 494274103 | CL B | 30,364 | $457,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 16,580 | $456,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 23,366 | $456,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 8,447 | $456,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 7,100 | $455,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 27,501 | $453,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 440,000 | $453,000 | thousands by filing date | principal |
| U S PHYSICAL THERAPY | 90337L108 | COM | 12,790 | $452,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 36,801 | $451,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 5,258 | $451,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 56,718 | $451,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 10,070 | $450,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 13,128 | $449,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 8,674 | $448,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 20,300 | $448,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 6,645 | $447,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 40,259 | $447,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 13,761 | $446,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 25,993 | $445,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 18,691 | $444,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 12,134 | $443,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 26,705 | $442,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 21,039 | $442,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 73,557 | $440,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 86,658 | $440,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 27,720 | $439,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 27,580 | $438,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 426,000 | $438,000 | thousands by filing date | principal |
| NMI HLDGS INC | 629209305 | COM | 50,533 | $437,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 19,160 | $437,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 18,206 | $436,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 22,942 | $436,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 4,913 | $434,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 12,545 | $432,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 50,604 | $431,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 250,000 | $431,000 | thousands by filing date | principal |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 76,486 | $430,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 38,962 | $429,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 34,544 | $429,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 11,962 | $427,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 9,291 | $427,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 19,419 | $426,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 38,197 | $426,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 66,944 | $426,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 13,929 | $425,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 32,758 | $424,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 310,000 | $424,000 | thousands by filing date | principal |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 11,614 | $421,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 26,309 | $421,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 71,493 | $421,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 60,479 | $421,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 12,829 | $420,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 90,366 | $419,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 29,352 | $417,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 32,072 | $417,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 74,629 | $417,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 38,008 | $417,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 8,317 | $416,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 48,393 | $416,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 13,500 | $414,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 33,465 | $412,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 51,241 | $412,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 11,483 | $412,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 30,065 | $411,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 46,433 | $411,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 11,908 | $410,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 12,489 | $410,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 22,782 | $409,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 24,358 | $408,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 11,672 | $407,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 17,390 | $406,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 469,000 | $406,000 | thousands by filing date | principal |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 31,977 | $406,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,760 | $405,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 10,974 | $405,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 9,781 | $405,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 191,368 | $405,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 16,360 | $404,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 14,244 | $403,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 9,704 | $403,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 49,565 | $401,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 19,962 | $399,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 15,106 | $399,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 25,319 | $399,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 78,850 | $398,000 | thousands by filing date | |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 200,000 | $397,000 | thousands by filing date | principal |
| INTERXION HOLDING N.V | N47279109 | SHS | 14,256 | $395,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 10,509 | $395,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 11,635 | $394,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 16,398 | $392,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 30,032 | $390,000 | thousands by filing date | |
| Ivanhoe Energy Inc | 465790509 | Common Stock | 236,550 | $390,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 32,687 | $389,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 37,203 | $389,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 62,829 | $388,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 27,935 | $387,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 9,902 | $387,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 40,346 | $387,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 116,648 | $387,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 53,795 | $386,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 9,900 | $385,000 | thousands by filing date | put |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 51,350 | $385,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 74,170 | $384,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 68,366 | $381,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 20,186 | $381,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 49,062 | $380,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 35,914 | $379,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 6,064 | $378,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 9,784 | $378,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 30,973 | $377,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 19,546 | $377,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 12,689 | $376,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 34,931 | $376,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 48,737 | $374,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 25,323 | $373,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 133,906 | $373,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 14,133 | $373,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 43,989 | $371,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 3,778 | $370,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 51,906 | $370,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 6,079 | $370,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 3,282 | $369,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 19,287 | $369,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 9,314 | $369,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 18,181 | $369,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 16,836 | $369,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 73,196 | $368,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 22,429 | $365,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 19,484 | $365,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 30,227 | $363,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 9,650 | $363,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 25,746 | $361,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 62,688 | $361,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 15,829 | $358,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 300,000 | $358,000 | thousands by filing date | principal |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 18,473 | $357,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 11,621 | $356,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 12,822 | $356,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 18,378 | $356,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 13,419 | $356,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 12,469 | $356,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 464,000 | $355,000 | thousands by filing date | principal |
| ULTRATECH INC | 904034105 | COM | 15,580 | $354,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 6,376 | $354,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 19,512 | $354,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 1,432 | $353,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 27,569 | $353,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 58,065 | $353,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 88,773 | $352,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 10,841 | $351,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 12,339 | $350,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 25,888 | $350,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 14,754 | $349,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 7,594 | $349,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 11,472 | $347,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 38,566 | $346,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 8,916 | $346,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 129 | $345,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 20,470 | $345,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 13,346 | $343,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 13,214 | $343,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 7,122 | $342,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 15,990 | $342,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,600 | $341,000 | thousands by filing date | call |
| LAKELAND FINL CORP | 511656100 | COM | 9,070 | $340,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 13,681 | $340,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 5,587 | $340,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 14,217 | $339,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 12,314 | $338,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 8,977 | $338,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 16,714 | $337,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 13,430 | $337,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 32,500 | $336,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 9,700 | $336,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 11,938 | $336,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 6,796 | $333,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 19,450 | $333,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 3,750 | $333,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 6,732 | $332,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 20,616 | $332,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 216,263 | $331,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 40,850 | $329,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 2,504 | $328,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 22,222 | $328,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 31,474 | $327,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 10,313 | $327,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 56,026 | $327,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 7,981 | $326,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 26,540 | $325,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 47,000 | $325,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 62,333 | $324,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 86,865 | $324,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 27,200 | $324,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 15,638 | $323,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 4,565 | $323,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 14,867 | $321,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 75,583 | $321,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 32,573 | $321,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 8,148 | $320,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 132,768 | $319,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 13,286 | $318,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 22,062 | $318,000 | thousands by filing date | call |
| QUIDEL CORP | 74838J101 | COM | 11,795 | $317,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 6,255 | $316,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 3,202 | $316,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 15,325 | $315,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,561 | $315,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 25,000 | $315,000 | thousands by filing date | call |
| HAWKINS INC | 420261109 | COM | 8,725 | $314,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 2,425 | $314,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 18,634 | $313,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 2,394 | $312,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 26,087 | $311,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 70,992 | $310,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 7,553 | $310,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 14,821 | $310,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 9,618 | $310,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 31,720 | $309,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,656 | $309,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 8,219 | $309,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 25,000 | $309,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 7,000 | $309,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 6,981 | $308,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 24,768 | $307,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 44,498 | $306,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 85,840 | $306,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 6,589 | $305,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 16,412 | $305,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 90,067 | $304,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 12,113 | $303,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 13,845 | $303,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 9,397 | $303,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 42,112 | $299,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 12,020 | $299,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 26,169 | $296,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 5,416 | $295,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 54,052 | $295,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,500 | $295,000 | thousands by filing date | call |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 22,581 | $295,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 5,093 | $294,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 46,807 | $294,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 6,652 | $294,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 10,112 | $293,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 28,812 | $292,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 288,483 | $291,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 11,099 | $291,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 11,394 | $290,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 2,895 | $290,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 21,084 | $290,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 13,491 | $289,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 10,647 | $289,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,768 | $288,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 16,643 | $287,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 22,218 | $287,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 4,000 | $286,000 | thousands by filing date | call |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 31,761 | $284,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 39,373 | $284,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 9,188 | $284,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 30,049 | $282,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 30,777 | $282,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 92,502 | $281,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 20,218 | $279,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 23,697 | $278,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 64,458 | $278,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 10,212 | $277,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 32,426 | $277,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 70,973 | $277,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 12,218 | $277,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 23,137 | $275,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 19,057 | $275,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 19,858 | $274,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 10,174 | $274,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 116,880 | $274,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 6,633 | $274,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 12,674 | $273,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 7,814 | $273,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 229,300 | $273,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 17,869 | $272,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 15,470 | $271,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 88,945 | $270,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 23,000 | $270,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 39,439 | $269,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 8,144 | $269,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119TAE4 | DEBT 5.000% 6/0 | 415,000 | $269,000 | thousands by filing date | principal |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 8,800 | $268,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 92,118 | $268,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 3,445 | $266,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 16,785 | $265,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 16,416 | $265,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 139,326 | $265,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 11,082 | $265,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 24,679 | $264,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 5,142 | $263,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 32,561 | $263,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 182,735 | $263,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 42,426 | $263,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-042311 | this filing | 2014-11-14 | acceptance time not in the bulk data set |