13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 4,418 holding rows worth $122,670,164,000.
- Accession
- 0001140361-14-042311
- Filer
- CIK 824468
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 17,599 entries on the cover page, a total value of $122,670,164,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $122,670,164,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
- included managerCredit Suisse Life & Pension AG028-14487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 405,435 | $7,152,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 137,701 | $7,117,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 119,219 | $7,106,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 544,569 | $7,101,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 200,000 | $7,094,000 | thousands by filing date | put |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 75,280 | $7,078,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 152,500 | $7,071,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 156,583 | $7,052,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 96,259 | $7,046,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 297,349 | $7,041,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 213,952 | $7,040,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 359,882 | $7,039,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 274,500 | $7,033,000 | thousands by filing date | put |
| ZILLOW INC | 98954A107 | COMMON STOCK | 60,601 | $7,029,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 101,295 | $7,009,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 308,464 | $6,975,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 244,600 | $6,942,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 184,020 | $6,941,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 119,651 | $6,926,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 35,500 | $6,924,000 | thousands by filing date | call |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 1,014,273 | $6,917,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 217,307 | $6,899,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 193,828 | $6,896,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 647,612 | $6,878,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 529,248 | $6,849,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 209,435 | $6,836,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,312,923 | $6,827,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 586,398 | $6,802,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 114,825 | $6,800,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 500,000 | $6,800,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 129,983 | $6,799,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 182,922 | $6,793,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 84,231 | $6,770,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 101,830 | $6,761,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 222,015 | $6,752,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 59,000 | $6,735,000 | thousands by filing date | call |
| PMC-SIERRA INC | 69344F106 | COM | 900,135 | $6,714,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 170,391 | $6,698,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 72,836 | $6,685,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 195,000 | $6,683,000 | thousands by filing date | call |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 605,768 | $6,663,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 724,200 | $6,648,000 | thousands by filing date | call |
| AGL RES INC | 001204106 | COM | 129,333 | $6,640,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 837,403 | $6,640,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 100,000 | $6,638,000 | thousands by filing date | put |
| DOMTAR CORP | 257559203 | COM NEW | 188,920 | $6,637,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 471,593 | $6,634,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 149,132 | $6,612,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 217,700 | $6,590,000 | thousands by filing date | put |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 158,054 | $6,581,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 159,567 | $6,581,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 79,014 | $6,580,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 722,600 | $6,576,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 460,000 | $6,560,000 | thousands by filing date | put |
| THE COOPER COMPANIES | 216648402 | COM NEW | 42,101 | $6,556,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 137,880 | $6,521,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 6,650,000 | $6,509,000 | thousands by filing date | principal |
| AKORN INC | 009728106 | COM | 179,292 | $6,504,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 65,421 | $6,503,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 3,200,399 | $6,497,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 191,378 | $6,484,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 6,000,000 | $6,450,000 | thousands by filing date | principal |
| RANDGOLD RES LTD | 752344309 | ADR | 95,178 | $6,433,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 141,086 | $6,427,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 183,667 | $6,423,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 73,800 | $6,421,000 | thousands by filing date | call |
| LENNOX INTL INC COM | 526107107 | Stock | 83,472 | $6,417,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 564,369 | $6,406,000 | thousands by filing date | |
| SOLARFUN POWER HOLDINGS CO L | 83415UAB4 | NOTE 3.500% 1/1 | 6,741,000 | $6,400,000 | thousands by filing date | principal |
| Coca-Cola Company | 191216100 | COM | 150,000 | $6,399,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 142,501 | $6,395,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 79,740 | $6,389,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 279,911 | $6,385,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 432,220 | $6,380,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 142,831 | $6,370,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 206,152 | $6,367,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 287,129 | $6,364,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 127,675 | $6,340,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 155,283 | $6,334,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 50,000 | $6,309,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 6,328,000 | $6,308,000 | thousands by filing date | principal |
| AVON PRODS INC | 054303102 | COM | 500,000 | $6,300,000 | thousands by filing date | put |
| ONE GAS INC COM | 68235P108 | Stock | 183,884 | $6,297,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 139,741 | $6,281,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 641,052 | $6,275,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 490,209 | $6,274,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,504,262 | $6,273,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 220,307 | $6,270,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 97,158 | $6,259,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 275,000 | $6,259,000 | thousands by filing date | call |
| DST SYS INC DEL | 233326107 | COM | 74,582 | $6,259,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 168,658 | $6,253,000 | thousands by filing date | |
| CTRIP COM INTERNATIONAL LTD | G25861AB4 | DEBT 1.250%10/1 | 6,000,000 | $6,244,000 | thousands by filing date | principal |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 573,388 | $6,233,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 13,800 | $6,226,000 | thousands by filing date | call |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 41,407 | $6,211,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 241,393 | $6,209,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 104,299 | $6,196,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 500,000 | $6,190,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 350,000 | $6,181,000 | thousands by filing date | put |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 134,226 | $6,181,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 318,602 | $6,178,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 244,262 | $6,167,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 408,380 | $6,158,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 201,039 | $6,156,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 189,061 | $6,150,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 343,779 | $6,150,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 85,000 | $6,134,000 | thousands by filing date | call |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 81,614 | $6,111,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 71,195 | $6,106,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 139,600 | $6,099,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 45,180 | $6,096,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 129,019 | $6,064,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 112,332 | $6,062,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 144,859 | $6,056,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 119,406 | $6,054,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 80,600 | $6,027,000 | thousands by filing date | put |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 147,177 | $6,011,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 49,600 | $6,009,000 | thousands by filing date | call |
| COSTAR GROUP INC COM | 22160N109 | Stock | 38,560 | $5,997,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 167,641 | $5,988,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 46,091 | $5,978,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 139,400 | $5,976,000 | thousands by filing date | call |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 793,434 | $5,959,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 114,041 | $5,957,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 235,020 | $5,948,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 133,973 | $5,947,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 230,263 | $5,944,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 5,710,000 | $5,942,000 | thousands by filing date | principal |
| KINROSS GOLD CORP | 496902404 | COM | 1,800,000 | $5,940,000 | thousands by filing date | put |
| Accenture Plc Class A | G1151C101 | COM | 73,000 | $5,936,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 57,227 | $5,932,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 50,311 | $5,929,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 521,019 | $5,923,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 5,000,000 | $5,916,000 | thousands by filing date | principal |
| KKR & CO LP | 48248M102 | COMMON STOCK | 264,800 | $5,905,000 | thousands by filing date | call |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 181,991 | $5,889,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 65,328 | $5,884,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 172,284 | $5,872,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 149,945 | $5,869,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 436,620 | $5,858,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 537,210 | $5,856,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 117,783 | $5,841,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,700,484 | $5,816,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 90,659 | $5,785,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 5,337,000 | $5,770,000 | thousands by filing date | principal |
| GLOBALSTAR INC | 378973408 | COM | 1,575,813 | $5,768,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 144,381 | $5,750,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 77,305 | $5,750,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 126,581 | $5,743,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 304,000 | $5,740,000 | thousands by filing date | put |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 78,691 | $5,735,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 282,006 | $5,733,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 270,000 | $5,727,000 | thousands by filing date | call |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 86,266 | $5,723,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 167,563 | $5,718,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 192,524 | $5,710,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 238,105 | $5,704,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 250,000 | $5,695,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 147,404 | $5,686,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 50,000 | $5,684,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 224,011 | $5,672,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 64,049 | $5,647,000 | thousands by filing date | |
| SPDR SER TR | 78468R846 | BRCLY HGH YIEL | 236,437 | $5,646,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,655,516 | $5,645,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 84,979 | $5,639,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 100,000 | $5,636,000 | thousands by filing date | call |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 407,261 | $5,631,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 259,968 | $5,624,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 150,403 | $5,623,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 70,310 | $5,616,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 9,700 | $5,600,000 | thousands by filing date | call |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 58,113 | $5,575,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 329,936 | $5,572,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 69,407 | $5,569,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 409,000 | $5,562,000 | thousands by filing date | call |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 616,690 | $5,557,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 606,959 | $5,547,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 97,600 | $5,540,000 | thousands by filing date | put |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 436,043 | $5,529,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 66,787 | $5,523,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 56,899 | $5,521,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 147,766 | $5,517,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 186,500 | $5,515,000 | thousands by filing date | put |
| PARTNERRE LTD | G6852T105 | COM | 50,000 | $5,495,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 414,264 | $5,490,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 227,893 | $5,488,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 458,699 | $5,480,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 65,236 | $5,469,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 702,560 | $5,465,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 303,721 | $5,460,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,459,589 | $5,459,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 248,406 | $5,444,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 112,726 | $5,444,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 311,033 | $5,437,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 46,449 | $5,434,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 131,415 | $5,429,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 256,970 | $5,428,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 87,800 | $5,416,000 | thousands by filing date | put |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 4,820,000 | $5,410,000 | thousands by filing date | principal |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 197,472 | $5,405,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 88,470 | $5,392,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 119,384 | $5,391,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 44,636 | $5,380,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 100,000 | $5,372,000 | thousands by filing date | put |
| GOLUB CAP BDC INC | 38173M102 | COM | 336,332 | $5,364,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 222,841 | $5,361,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 441,463 | $5,355,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 73,605 | $5,352,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 100,000 | $5,350,000 | thousands by filing date | put |
| WHOLE FOODS MKT INC | 966837106 | COM | 140,200 | $5,343,000 | thousands by filing date | call |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 363,462 | $5,333,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 1,250,572 | $5,328,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 60,000 | $5,328,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 50,000 | $5,323,000 | thousands by filing date | put |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 575,500 | $5,323,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 315,400 | $5,321,000 | thousands by filing date | call |
| CORECIVIC INC | 22025Y407 | COM | 154,816 | $5,320,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 133,868 | $5,314,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 170,011 | $5,312,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 127,156 | $5,303,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 175,560 | $5,294,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 96,363 | $5,280,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 203,481 | $5,254,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 134,400 | $5,251,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 263,150 | $5,246,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 223,479 | $5,230,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 182,196 | $5,212,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 132,186 | $5,201,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 1,816,289 | $5,194,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 152,641 | $5,189,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 91,798 | $5,174,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 65,348 | $5,143,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 210,000 | $5,141,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 70,766 | $5,121,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 43,525 | $5,116,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 120,555 | $5,111,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 172,800 | $5,110,000 | thousands by filing date | call |
| CREDIT SUISSE NASSAU BRH | 22542D654 | 3X INVERS SILV | 75,000 | $5,108,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 375,524 | $5,104,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 140,500 | $5,079,000 | thousands by filing date | put |
| DIAMOND FOODS INC | 252603105 | COM | 177,123 | $5,067,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 83,358 | $5,061,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 91,300 | $5,060,000 | thousands by filing date | put |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 5,285,000 | $5,053,000 | thousands by filing date | principal |
| Vanguard Utilities ETF | 92204A876 | SHS | 55,311 | $5,051,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 115,800 | $5,041,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 134,613 | $5,036,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,474,300 | $5,027,000 | thousands by filing date | put |
| ATMEL CORP | 049513104 | COM | 622,177 | $5,027,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 561,730 | $5,022,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 186,638 | $5,017,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 51,116 | $5,015,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 585,752 | $5,014,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 77,871 | $5,004,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 98,652 | $4,982,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 182,943 | $4,980,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 4,695,000 | $4,968,000 | thousands by filing date | principal |
| Anglogold Ashanti Plc | 035128206 | Common | 412,013 | $4,944,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 211,067 | $4,924,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 10,900 | $4,918,000 | thousands by filing date | put |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 70,937 | $4,898,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 30,045 | $4,890,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 117,200 | $4,888,000 | thousands by filing date | call |
| QUALYS INC COM | 74758T303 | Stock | 183,717 | $4,887,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 25,812 | $4,878,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 58,349 | $4,877,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 94,000 | $4,876,000 | thousands by filing date | put |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 64,341 | $4,876,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 92,881 | $4,869,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 35,052 | $4,841,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 123,979 | $4,839,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 445,161 | $4,825,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 191,088 | $4,823,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 74,235 | $4,820,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 200,265 | $4,818,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 110,000 | $4,813,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 547,373 | $4,806,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 603,061 | $4,801,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 52,133 | $4,800,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 73,600 | $4,797,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 796,600 | $4,780,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 104,000 | $4,778,000 | thousands by filing date | call |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 56,702 | $4,778,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 145,701 | $4,770,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 54,816 | $4,756,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 79,094 | $4,752,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 167,544 | $4,752,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 60,128 | $4,750,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 256,605 | $4,750,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 521,301 | $4,743,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 327,162 | $4,740,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | G73030AA9 | DEBT 2.500% 9/1 | 4,800,000 | $4,738,000 | thousands by filing date | principal |
| iShares Russell Midcap ETF | 464287499 | SHS | 29,860 | $4,728,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 385,147 | $4,721,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 98,464 | $4,715,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 189,906 | $4,715,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 194,487 | $4,714,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 102,931 | $4,712,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 408,202 | $4,711,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 313,314 | $4,708,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 117,828 | $4,702,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 68,687 | $4,698,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 25,000 | $4,677,000 | thousands by filing date | put |
| Lowes Companies Inc | 42222G108 | LOW | 101,398 | $4,676,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 101,406 | $4,653,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 106,687 | $4,651,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 51,531 | $4,646,000 | thousands by filing date | put |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 190,273 | $4,644,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 242,925 | $4,643,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 150,638 | $4,638,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 4,000 | $4,634,000 | thousands by filing date | put |
| CUBIST PHARMACEUTICALS INC | 229678AF4 | NOTE 1.125% 9/0 | 4,285,000 | $4,622,000 | thousands by filing date | principal |
| NEKTAR THERAPEUTICS | 640268108 | COM | 382,722 | $4,620,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 144,900 | $4,617,000 | thousands by filing date | call |
| MARZETTI COMPANY | 513847103 | COM | 54,117 | $4,616,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 500,747 | $4,597,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 42,498 | $4,594,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 6,123,000 | $4,592,000 | thousands by filing date | principal |
| CDK GLOBAL INC | 12508E101 | COM | 150,028 | $4,589,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 292,002 | $4,581,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 73,500 | $4,573,000 | thousands by filing date | call |
| WOODWARD INC COM | 980745103 | Stock | 96,034 | $4,573,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 133,030 | $4,573,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 81,834 | $4,566,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 101,010 | $4,560,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 379,520 | $4,554,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 150,000 | $4,551,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 681,000 | $4,549,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 437,800 | $4,544,000 | thousands by filing date | put |
| STAPLES INC | 855030102 | COM | 375,000 | $4,538,000 | thousands by filing date | put |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 242,213 | $4,530,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 68,506 | $4,516,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 276,566 | $4,508,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 73,351 | $4,505,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 4,325,000 | $4,501,000 | thousands by filing date | principal |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 48,068 | $4,497,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 642,099 | $4,495,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 85,678 | $4,485,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 189,800 | $4,485,000 | thousands by filing date | call |
| JABIL INC COM | 466313103 | Stock | 221,865 | $4,475,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 183,906 | $4,473,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 214,797 | $4,463,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 58,535 | $4,456,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 383,526 | $4,445,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 58,020 | $4,439,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 135,700 | $4,431,000 | thousands by filing date | call |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 50,514 | $4,429,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 108,930 | $4,424,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 55,067 | $4,410,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 193,628 | $4,406,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 138,000 | $4,404,000 | thousands by filing date | put |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 363,517 | $4,387,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 200,000 | $4,382,000 | thousands by filing date | call |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 356,618 | $4,379,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 168,453 | $4,375,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 247,643 | $4,374,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 77,930 | $4,372,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 206,640 | $4,367,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 143,800 | $4,353,000 | thousands by filing date | call |
| NETSUITE INC | 64118Q107 | COM | 48,609 | $4,352,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 160,856 | $4,350,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 94,000 | $4,349,000 | thousands by filing date | call |
| TIVO INC | 888706108 | COM | 339,870 | $4,349,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 6,829 | $4,345,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 302,989 | $4,329,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 91,964 | $4,322,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 40,900 | $4,319,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 90,100 | $4,301,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 427,409 | $4,292,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 56,410 | $4,291,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 726,142 | $4,291,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 1,144,262 | $4,291,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 85,000 | $4,288,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 77,892 | $4,284,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 66,500 | $4,282,000 | thousands by filing date | call |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 129,229 | $4,280,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 148,852 | $4,276,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 20,000 | $4,267,000 | thousands by filing date | put |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 40,912 | $4,263,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 101,516 | $4,242,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 663,380 | $4,226,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 88,914 | $4,223,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 332,197 | $4,222,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 217,046 | $4,222,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 200,000 | $4,220,000 | thousands by filing date | call |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 129,094 | $4,214,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 204,878 | $4,199,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 86,828 | $4,180,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 323,229 | $4,173,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 289,859 | $4,171,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 231,574 | $4,171,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 22,700 | $4,167,000 | thousands by filing date | call |
| MURPHY USA INC COM | 626755102 | Stock | 78,535 | $4,167,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 177,767 | $4,163,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 35,339 | $4,160,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 54,960 | $4,159,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 186,799 | $4,157,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 4,239,000 | $4,156,000 | thousands by filing date | principal |
| OFFICE DEPOT INC | 676220106 | COM | 807,486 | $4,151,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 127,996 | $4,148,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 70,341 | $4,140,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 447,185 | $4,137,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 182,299 | $4,125,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 146,995 | $4,122,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 58,028 | $4,119,000 | thousands by filing date | |
| 38259p508 | COM | 7,000 | $4,119,000 | thousands by filing date | put | |
| CARTERS INC | 146229109 | COM | 53,001 | $4,108,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 114,026 | $4,107,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 213,519 | $4,104,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 42,600 | $4,099,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 47,000 | $4,097,000 | thousands by filing date | put |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 47,000 | $4,097,000 | thousands by filing date | call |
| ETF | 26923A106 | EXCHANGE TRADED | 54,477 | $4,096,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 3,920,000 | $4,091,000 | thousands by filing date | principal |
| COVANTA HLDG CORP | 22282E102 | COM | 192,616 | $4,087,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 135,768 | $4,087,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 376,546 | $4,086,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 149,048 | $4,079,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 158,747 | $4,078,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 240,709 | $4,070,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 71,131 | $4,064,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 230,000 | $4,062,000 | thousands by filing date | call |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 487,289 | $4,059,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 174,111 | $4,054,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 208,652 | $4,043,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 504,393 | $4,041,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 2,000,000 | $4,034,000 | thousands by filing date | principal |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 146,886 | $4,031,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 340,534 | $4,022,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 3,805,000 | $4,017,000 | thousands by filing date | principal |
| UNIT CORP | 909218109 | COM | 68,275 | $4,005,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 307,177 | $4,005,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 275,698 | $4,003,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 115,779 | $3,998,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 45,424 | $3,994,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 5,700 | $3,987,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 355,241 | $3,983,000 | thousands by filing date | |
| SILVER EAGLE ACQUISITION | 827694209 | UNIT | 385,000 | $3,973,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 278,351 | $3,969,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 46,755 | $3,967,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 99,468 | $3,949,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 77,542 | $3,939,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 39,481 | $3,938,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 222,460 | $3,915,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 128,347 | $3,913,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 261,687 | $3,910,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 177,706 | $3,909,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 146,929 | $3,906,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 309,996 | $3,900,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 127,627 | $3,895,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 3,440 | $3,888,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 404,500 | $3,879,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 102,743 | $3,870,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 244,941 | $3,858,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 94,997 | $3,857,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 264,472 | $3,853,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 42,545 | $3,849,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 40,000 | $3,846,000 | thousands by filing date | put |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 131,598 | $3,836,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 248,510 | $3,835,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 60,563 | $3,829,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 187,607 | $3,828,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 126,884 | $3,823,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 60,570 | $3,822,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 85,010 | $3,820,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 62,938 | $3,814,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 3,464,000 | $3,804,000 | thousands by filing date | principal |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 591,986 | $3,789,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 228,218 | $3,784,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 237,015 | $3,780,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 116,240 | $3,778,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 72,327 | $3,777,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 74,288 | $3,773,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 107,214 | $3,766,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 113,478 | $3,764,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 56,943 | $3,764,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 110,450 | $3,762,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 55,771 | $3,761,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 74,780 | $3,760,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 167,190 | $3,760,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 157,845 | $3,758,000 | thousands by filing date | call |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 3,793,000 | $3,757,000 | thousands by filing date | principal |
| WATSCO INC COM | 942622200 | Stock | 43,544 | $3,752,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 4,155,000 | $3,745,000 | thousands by filing date | principal |
| BROWN & BROWN INC COM | 115236101 | Stock | 116,429 | $3,743,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 62,097 | $3,739,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 170,014 | $3,731,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 178,223 | $3,716,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 448,877 | $3,712,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 151,685 | $3,712,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 76,382 | $3,706,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 3,227 | $3,700,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 293,342 | $3,694,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 33,887 | $3,692,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 156,071 | $3,691,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 245,600 | $3,691,000 | thousands by filing date | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 66,576 | $3,672,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 59,395 | $3,666,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 71,667 | $3,666,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-042311 | this filing | 2014-11-14 | acceptance time not in the bulk data set |