13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 4,418 holding rows worth $122,670,164,000.
- Accession
- 0001140361-14-042311
- Filer
- CIK 824468
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 17,599 entries on the cover page, a total value of $122,670,164,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $122,670,164,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Monaco) S.A.M.028-14782
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
- included managerCredit Suisse Life & Pension AG028-14487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 193,000 | $16,911,000 | thousands by filing date | call |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,070,494 | $16,893,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 308,488 | $16,856,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 644,253 | $16,841,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 200,700 | $16,806,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 480,726 | $16,802,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 667,676 | $16,792,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 160,953 | $16,787,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 422,639 | $16,776,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 124,329 | $16,763,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 540,139 | $16,750,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 971,706 | $16,723,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 160,238 | $16,681,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 390,600 | $16,663,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 181,050 | $16,648,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 80,000 | $16,623,000 | thousands by filing date | call |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 250,000 | $16,595,000 | thousands by filing date | call |
| VTI | 922908769 | COM | 163,831 | $16,586,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 630,360 | $16,572,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 483,599 | $16,534,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 1,532,923 | $16,525,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 345,198 | $16,424,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 1,035,065 | $16,386,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 218,641 | $16,385,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 305,741 | $16,383,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 4,954,449 | $16,351,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 440,397 | $16,342,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 14,985,000 | $16,250,000 | thousands by filing date | principal |
| AGCO CORP | 001084102 | COM | 356,605 | $16,210,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 17,030,000 | $16,179,000 | thousands by filing date | principal |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 230,083 | $16,129,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 171,468 | $16,102,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 258,572 | $16,098,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 314,967 | $16,019,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 615,139 | $16,000,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 2,131,424 | $15,963,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 2,209,003 | $15,949,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 240,300 | $15,946,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC | 29266R108 | COM | 129,390 | $15,942,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 213,772 | $15,926,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 287,188 | $15,916,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 298,095 | $15,891,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 310,070 | $15,863,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 236,900 | $15,825,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 202,426 | $15,807,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 506,456 | $15,781,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 143,170 | $15,733,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 183,510 | $15,720,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 794,078 | $15,676,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 37,381 | $15,631,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 2,380,067 | $15,589,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,189,863 | $15,587,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 950,000 | $15,533,000 | thousands by filing date | call |
| COMPUWARE CORP | 205638109 | COM | 1,463,850 | $15,530,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,379,816 | $15,494,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 273,400 | $15,491,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 875,016 | $15,454,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 393,000 | $15,394,000 | thousands by filing date | put |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 696,357 | $15,383,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 389,211 | $15,382,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 309,188 | $15,340,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 390,797 | $15,335,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 338,322 | $15,329,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 167,300 | $15,295,000 | thousands by filing date | put |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 289,776 | $15,254,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 483,261 | $15,145,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 616,722 | $15,005,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 412,846 | $15,002,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 290,194 | $14,964,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 827,527 | $14,912,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,348,915 | $14,892,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 467,810 | $14,886,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 359,559 | $14,815,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 452,045 | $14,760,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 145,100 | $14,755,000 | thousands by filing date | put |
| AUTONATION INC COM | 05329W102 | Stock | 292,600 | $14,721,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 230,205 | $14,679,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 674,169 | $14,630,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 150,000 | $14,598,000 | thousands by filing date | call |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 551,082 | $14,581,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 180,389 | $14,558,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 746,008 | $14,518,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 2,149,764 | $14,490,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 10,500,000 | $14,470,000 | thousands by filing date | principal |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 474,600 | $14,466,000 | thousands by filing date | call |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 272,500 | $14,464,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 172,500 | $14,445,000 | thousands by filing date | call |
| VARIAN MED SYS INC | 92220P105 | COM | 180,281 | $14,444,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D472 | CMDT BCH TOT RET | 764,409 | $14,386,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 1,062,141 | $14,382,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 235,000 | $14,361,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 173,854 | $14,344,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 856,762 | $14,333,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 591,820 | $14,306,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 142,902 | $14,303,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 421,510 | $14,280,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 166,532 | $14,257,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 119,600 | $14,223,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 274,000 | $14,212,000 | thousands by filing date | call |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 1,043,340 | $14,157,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 295,884 | $14,144,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 234,798 | $14,141,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,200,000 | $14,124,000 | thousands by filing date | put |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 239,558 | $14,120,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 665,857 | $14,043,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 1,327,225 | $14,029,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 126,500 | $13,997,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 317,165 | $13,943,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 117,764 | $13,916,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 448,943 | $13,900,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 209,295 | $13,883,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 215,263 | $13,841,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 515,477 | $13,841,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 130,000 | $13,839,000 | thousands by filing date | call |
| Vale Sa | 91912E204 | COM | 1,423,855 | $13,826,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 401,105 | $13,794,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 815,103 | $13,792,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 226,642 | $13,773,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 335,020 | $13,715,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 208,765 | $13,706,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 491,969 | $13,683,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 909,140 | $13,663,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 375,819 | $13,590,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 438,614 | $13,553,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 178,386 | $13,520,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 183,304 | $13,519,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 113,200 | $13,507,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 438,021 | $13,483,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 484,819 | $13,449,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 408,700 | $13,442,000 | thousands by filing date | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 171,718 | $13,410,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 3,435,595 | $13,398,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 240,168 | $13,398,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 105,938 | $13,383,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 340,000 | $13,318,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 813,686 | $13,303,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 102,881 | $13,265,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 232,300 | $13,236,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 143,896 | $13,226,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,960,225 | $13,212,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 214,831 | $13,197,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 554,579 | $13,193,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 178,120 | $13,190,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 182,300 | $13,122,000 | thousands by filing date | call |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 1,209,593 | $13,099,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 79,400 | $13,080,000 | thousands by filing date | put |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 354,211 | $13,049,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 535,191 | $12,995,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,258,737 | $12,990,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 237,149 | $12,977,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 234,293 | $12,971,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 375,191 | $12,970,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 233,689 | $12,934,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 512,800 | $12,907,000 | thousands by filing date | call |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 283,841 | $12,875,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 403,810 | $12,829,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 390,224 | $12,827,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 380,600 | $12,796,000 | thousands by filing date | put |
| KILROY REALTY CORP COM | 49427F108 | REIT | 215,235 | $12,793,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 500,000 | $12,695,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 2,032,656 | $12,663,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 565,000 | $12,640,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,632,233 | $12,633,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 997,311 | $12,567,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 171,492 | $12,520,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 226,981 | $12,483,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 850,000 | $12,461,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 520,726 | $12,451,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 11,230,000 | $12,451,000 | thousands by filing date | principal |
| ALBEMARLE CORP | 012653101 | COM | 209,709 | $12,351,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 222,161 | $12,310,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 759,299 | $12,309,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 9,140,000 | $12,299,000 | thousands by filing date | principal |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 519,034 | $12,296,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 123,542 | $12,292,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 93,664 | $12,281,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 204,287 | $12,270,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 144,200 | $12,209,000 | thousands by filing date | put |
| DDR CORP | 251591AX1 | NOTE | 10,600,000 | $12,203,000 | thousands by filing date | principal |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 834,242 | $12,188,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 732,412 | $12,187,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D456 | BACK ETN LK IDX | 660,737 | $12,158,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 639,784 | $12,139,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 8,240,000 | $12,128,000 | thousands by filing date | principal |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 121,242 | $12,123,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 662,900 | $12,105,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 447,410 | $12,102,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 255,549 | $12,088,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 311,293 | $12,088,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 352,000 | $12,060,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 2,476,116 | $11,986,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 11,834,000 | $11,954,000 | thousands by filing date | principal |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 274,272 | $11,947,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 242,311 | $11,939,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 382,581 | $11,910,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 172,753 | $11,873,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 10,075,000 | $11,863,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 10,875,000 | $11,799,000 | thousands by filing date | principal |
| SYMANTEC CORP | 871503108 | COM | 501,800 | $11,797,000 | thousands by filing date | call |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 155,275 | $11,786,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 331,527 | $11,767,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 450,815 | $11,766,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 604,918 | $11,748,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 180,000 | $11,711,000 | thousands by filing date | put |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 888,109 | $11,697,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 358,712 | $11,691,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 175,294 | $11,654,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 158,646 | $11,642,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 1,825,604 | $11,629,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 764,643 | $11,600,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 273,096 | $11,586,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 366,289 | $11,572,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 234,068 | $11,558,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,712,274 | $11,557,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 370,254 | $11,530,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 8,700,000 | $11,522,000 | thousands by filing date | principal |
| KELLANOVA | 487836108 | COM | 187,000 | $11,519,000 | thousands by filing date | call |
| JARDEN CORP | 471109108 | COM | 191,227 | $11,494,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 216,859 | $11,491,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 8,988,000 | $11,466,000 | thousands by filing date | principal |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 490,624 | $11,427,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 4,567,700 | $11,328,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 319,305 | $11,326,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 264,063 | $11,320,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 482,387 | $11,304,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 130,083 | $11,264,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 302,723 | $11,261,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 556,529 | $11,241,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 10,948,000 | $11,201,000 | thousands by filing date | principal |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 381,881 | $11,200,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 152,065 | $11,172,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 588,491 | $11,111,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 253,003 | $11,101,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 473,925 | $11,095,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 117,364 | $11,024,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,132,254 | $11,016,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 320,000 | $10,973,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 746,231 | $10,962,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 333,098 | $10,962,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 220,000 | $10,910,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 206,252 | $10,909,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 265,914 | $10,891,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 155,561 | $10,888,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 336,930 | $10,857,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 9,650,000 | $10,831,000 | thousands by filing date | principal |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 101,344 | $10,826,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 441,700 | $10,808,000 | thousands by filing date | call |
| DENTSPLY INTL INC | 249030107 | COM | 236,803 | $10,798,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 310,000 | $10,791,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 1,028,239 | $10,776,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 1,619,402 | $10,769,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 307,097 | $10,755,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 241,493 | $10,754,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 207,938 | $10,749,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 85,115 | $10,749,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 233,517 | $10,677,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 179,629 | $10,558,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 192,219 | $10,550,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 738,337 | $10,543,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,015,617 | $10,541,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,002,881 | $10,531,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 288,719 | $10,509,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 390,968 | $10,506,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 9,878,000 | $10,458,000 | thousands by filing date | principal |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 267,491 | $10,405,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 395,920 | $10,373,000 | thousands by filing date | |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 135,492 | $10,372,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 284,039 | $10,352,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 102,900 | $10,347,000 | thousands by filing date | put |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 205,697 | $10,331,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 873,631 | $10,327,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 273,592 | $10,323,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 289,158 | $10,301,000 | thousands by filing date | |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 3,003,000 | $10,274,000 | thousands by filing date | principal |
| GREENHILL & CO INC COM | 395259104 | Stock | 220,528 | $10,252,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 141,401 | $10,215,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 80,000 | $10,190,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 688,600 | $10,184,000 | thousands by filing date | put |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 86,391 | $10,149,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 9,140,000 | $10,145,000 | thousands by filing date | principal |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 713,945 | $10,131,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 176,000 | $10,125,000 | thousands by filing date | call |
| GANNETT INC | 364730101 | COM | 340,252 | $10,095,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 211,425 | $10,086,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 206,485 | $10,067,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 396,257 | $10,057,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 490,101 | $9,959,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 105,000 | $9,955,000 | thousands by filing date | put |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 210,179 | $9,948,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 439,996 | $9,940,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 849,368 | $9,938,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 240,411 | $9,917,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 392,458 | $9,914,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 215,029 | $9,885,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 90,966 | $9,884,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 89,168 | $9,865,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 878,587 | $9,858,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 179,524 | $9,842,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 87,396 | $9,837,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 130,987 | $9,816,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 153,200 | $9,791,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 320,053 | $9,781,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 330,000 | $9,765,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,025,984 | $9,747,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 272,279 | $9,745,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 252,472 | $9,720,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 40,000 | $9,707,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 176,612 | $9,695,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 400,000 | $9,664,000 | thousands by filing date | put |
| POWERSHARES | 73935X286 | COMMON STOCK | 215,796 | $9,655,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 100,000 | $9,631,000 | thousands by filing date | put |
| CORE LABORATORIES N V | N22717107 | COM | 65,735 | $9,620,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 207,802 | $9,617,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 270,000 | $9,615,000 | thousands by filing date | call |
| OMNICARE | 681904AQ1 | NOTE3 | 8,760,000 | $9,614,000 | thousands by filing date | principal |
| AVERY DENNISON CORP COM | 053611109 | Stock | 214,586 | $9,582,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 605,563 | $9,519,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 385,392 | $9,492,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 234,200 | $9,466,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 9,074,000 | $9,460,000 | thousands by filing date | principal |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 262,721 | $9,460,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 289,015 | $9,459,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 720,304 | $9,450,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 227,620 | $9,423,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 251,521 | $9,379,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 648,640 | $9,379,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,147,823 | $9,378,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 3,121,972 | $9,366,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 296,836 | $9,351,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 3,084,018 | $9,345,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 254,246 | $9,331,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 312,348 | $9,323,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 135,000 | $9,296,000 | thousands by filing date | call |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 4,668,944 | $9,290,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 797,142 | $9,288,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 267,308 | $9,281,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 270,061 | $9,255,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 196,515 | $9,240,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 189,403 | $9,231,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 356,665 | $9,220,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 170,948 | $9,218,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 222,113 | $9,203,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 208,920 | $9,199,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 316,300 | $9,191,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 185,953 | $9,178,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 274,784 | $9,172,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 205,278 | $9,147,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 38,628 | $9,143,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 672,268 | $9,143,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 119,045 | $9,128,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 156,029 | $9,107,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 392,242 | $9,100,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 119,381 | $9,088,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 352,904 | $9,058,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 75,244 | $9,056,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 277,970 | $9,048,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 359,021 | $9,046,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 570,457 | $9,042,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 83,217 | $9,035,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 336,183 | $9,000,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 226,514 | $8,992,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 925,638 | $8,987,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 314,165 | $8,985,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 74,119 | $8,973,000 | thousands by filing date | |
| IJH | 464287507 | COM | 65,526 | $8,960,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 8,165,000 | $8,941,000 | thousands by filing date | principal |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 298,078 | $8,934,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 153,321 | $8,929,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 192,046 | $8,904,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 612,197 | $8,902,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 106,004 | $8,886,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 8,298,000 | $8,884,000 | thousands by filing date | principal |
| GROUPON INC | 399473107 | COMMON STOCK | 1,319,100 | $8,812,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 209,400 | $8,797,000 | thousands by filing date | put |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 255,442 | $8,748,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 7,790,000 | $8,744,000 | thousands by filing date | principal |
| BARRICK GOLD CORP | 067901108 | COM | 596,200 | $8,740,000 | thousands by filing date | call |
| Broadcom Inc | Y0486S104 | Common | 100,300 | $8,726,000 | thousands by filing date | put |
| ANNIES INC | 03600T104 | COM | 190,114 | $8,725,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 379,200 | $8,718,000 | thousands by filing date | call |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 193,113 | $8,713,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 370,785 | $8,699,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,088,505 | $8,688,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 152,644 | $8,671,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 111,121 | $8,667,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 106,586 | $8,655,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 8,954,000 | $8,641,000 | thousands by filing date | principal |
| CONCUR TECHNOLOGIES INC | 206708AC3 | NOTE | 6,610,000 | $8,627,000 | thousands by filing date | principal |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,400,149 | $8,625,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 589,049 | $8,618,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 512,038 | $8,591,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 479,044 | $8,574,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 81,379 | $8,567,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 158,836 | $8,502,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 8,015,000 | $8,471,000 | thousands by filing date | principal |
| ENOVIS CORP | 194014106 | COMMON STOCK | 148,644 | $8,468,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 143,732 | $8,462,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 227,372 | $8,454,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 199,467 | $8,451,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 521,946 | $8,435,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 259,523 | $8,435,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 85,900 | $8,424,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 68,816 | $8,418,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 323,875 | $8,417,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 367,837 | $8,412,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 144,858 | $8,400,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 115,091 | $8,399,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 85,864 | $8,350,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 430,596 | $8,345,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 300,659 | $8,328,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 121,998 | $8,327,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 300,000 | $8,310,000 | thousands by filing date | call |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 74,421 | $8,281,000 | thousands by filing date | |
| DIREXION DAILY JUNIOR GOLD MINERS INDEX BULL 3X ETF SHS | 25459Y611 | COM | 700,000 | $8,274,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 205,381 | $8,270,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 830,972 | $8,268,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 343,779 | $8,254,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 275,495 | $8,246,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 148,137 | $8,245,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 200,000 | $8,196,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 1,691,000 | $8,184,000 | thousands by filing date | call |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 6,829,000 | $8,179,000 | thousands by filing date | principal |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 357,200 | $8,169,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 1,615,518 | $8,159,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 116,120 | $8,115,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 74,783 | $8,114,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 8,095,000 | $8,090,000 | thousands by filing date | principal |
| THL CREDIT INC | 872438106 | COM | 626,757 | $8,085,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 218,950 | $8,079,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 68,831 | $8,075,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 135,827 | $8,045,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 156,440 | $8,031,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 6,210,000 | $7,992,000 | thousands by filing date | principal |
| HURON CONSULTING GROUP INC | 447462102 | COM | 131,069 | $7,991,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 175,757 | $7,990,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 1,476,430 | $7,988,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 6,490,000 | $7,983,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 517,420 | $7,977,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 355,369 | $7,974,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 79,907 | $7,964,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 292,918 | $7,921,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 65,218 | $7,912,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 719,676 | $7,902,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 235,000 | $7,894,000 | thousands by filing date | put |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 211,581 | $7,870,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 316,629 | $7,839,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 83,728 | $7,832,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 118,860 | $7,823,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 194,500 | $7,813,000 | thousands by filing date | call |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 858,803 | $7,773,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 130,920 | $7,744,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 176,997 | $7,730,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 137,400 | $7,729,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 187,967 | $7,728,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 193,289 | $7,717,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 79,366 | $7,712,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 195,981 | $7,700,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 235,128 | $7,692,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 189,500 | $7,683,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 344,577 | $7,680,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 494,410 | $7,663,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 150,815 | $7,644,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 6,185,000 | $7,627,000 | thousands by filing date | principal |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 250,000 | $7,620,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 347,676 | $7,617,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 95,311 | $7,606,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 182,458 | $7,604,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 7,630,000 | $7,583,000 | thousands by filing date | principal |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 100,665 | $7,574,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 321,448 | $7,564,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 248,288 | $7,561,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 86,945 | $7,560,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 138,300 | $7,543,000 | thousands by filing date | put |
| VOLCANO CORPORATION | 928645100 | COM | 708,504 | $7,538,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 457,446 | $7,530,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 504,064 | $7,506,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 276,701 | $7,499,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 480,108 | $7,495,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 7,400,000 | $7,488,000 | thousands by filing date | principal |
| Duke Energy Corporation | 26441C204 | COM | 100,000 | $7,477,000 | thousands by filing date | call |
| LEAR CORP COM NEW | 521865204 | Stock | 86,302 | $7,458,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 181,854 | $7,438,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 5,544,000 | $7,408,000 | thousands by filing date | principal |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 149,790 | $7,378,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 60,700 | $7,377,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 6,698,000 | $7,372,000 | thousands by filing date | principal |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 47,849 | $7,362,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 173,087 | $7,356,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 342,158 | $7,333,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 257,410 | $7,329,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 250,000 | $7,315,000 | thousands by filing date | put |
| Dow Chemical Company | 260543103 | COM | 139,300 | $7,305,000 | thousands by filing date | call |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 1,004,852 | $7,264,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 211,140 | $7,257,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 731,339 | $7,248,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 278,069 | $7,229,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 79,426 | $7,223,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 327,952 | $7,202,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 47,527 | $7,198,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 81,195 | $7,174,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-042311 | this filing | 2014-11-14 | acceptance time not in the bulk data set |