13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 8,102 holding rows worth $309,145,581,000.
- Accession
- 0001140361-14-041917
- Filer
- CIK 70858
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 17,932 entries on the cover page, a total value of $309,145,581,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $309,145,581,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46429B135 | INT PFD STK FD | 2,150 | $51,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 4,500 | $51,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 3,400 | $51,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 600 | $50,000 | thousands by filing date | put |
| WIX COM LTD SHS | M98068105 | Stock | 3,100 | $50,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 3,483 | $50,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 200 | $50,000 | thousands by filing date | call |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 765 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 1,126 | $50,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 2,825 | $50,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1,725 | $50,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 10,301 | $50,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 1,500 | $50,000 | thousands by filing date | put |
| TW TELECOM INC | 87311L104 | COM | 1,200 | $50,000 | thousands by filing date | call |
| XO GROUP INC | 983772104 | COM | 4,432 | $50,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 5,241 | $50,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 809 | $50,000 | thousands by filing date | |
| KNIGHT CAPITAL GROUP INC | 499005AE6 | CONV BD US | 50,000 | $50,000 | thousands by filing date | principal |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 2,550 | $50,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 3,400 | $50,000 | thousands by filing date | call |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2,000 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 641 | $49,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,300 | $49,000 | thousands by filing date | put |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 38,884 | $49,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 444,218 | $49,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 1,507 | $49,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 4,287 | $49,000 | thousands by filing date | |
| ELONG - ADR | 290138205 | ADR | 2,361 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 1,100 | $49,000 | thousands by filing date | put |
| AMERICANRLTYINVSINC | 029174109 | STOK | 9,002 | $48,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 1,168 | $48,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 4,067 | $48,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 2,400 | $48,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 400 | $48,000 | thousands by filing date | call |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 3,795 | $48,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 3,000 | $48,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 2,200 | $48,000 | thousands by filing date | call |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 2,200 | $48,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 13,050 | $48,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 4,500 | $48,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 1,508 | $48,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 400 | $47,000 | thousands by filing date | put |
| NextEra Energy,Inc. | 65339F101 | COM | 500 | $47,000 | thousands by filing date | call |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 505 | $47,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 2,900 | $47,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 2,800 | $47,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 3,000 | $47,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 747 | $47,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 10,755 | $47,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 678 | $47,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 4,000 | $47,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 800 | $47,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 4,778 | $47,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 7,200 | $47,000 | thousands by filing date | put |
| BAZAARVOICE INC | 073271108 | COM | 6,341 | $47,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 20,554 | $47,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 24,013 | $47,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 2,856 | $46,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 2,327 | $46,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 400 | $46,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 1,200 | $46,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 2,000 | $46,000 | thousands by filing date | put |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 2,743 | $46,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 2,000 | $46,000 | thousands by filing date | put |
| VIPER | 92763M105 | COMMON STOCK | 2,000 | $46,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 2,005 | $46,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 5,124 | $46,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 4,000 | $46,000 | thousands by filing date | put |
| GSI GROUP INC | 36191C205 | COM | 4,000 | $46,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 2,848 | $46,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 2,943 | $46,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 3,301 | $46,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 3,200 | $46,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 6,950 | $45,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,692 | $45,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 8,702 | $45,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 7,000 | $45,000 | thousands by filing date | put |
| TIVO INC | 888706108 | COM | 3,500 | $45,000 | thousands by filing date | put |
| TIVO INC | 888706108 | COM | 3,500 | $45,000 | thousands by filing date | call |
| EXACTECH INC | 30064E109 | COM | 1,973 | $45,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 12,471 | $45,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 3,584 | $45,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 3,200 | $45,000 | thousands by filing date | put |
| LIPOSCIENCE INC | 53630M108 | COM | 8,738 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74347X476 | SHT KBW REGBNK | 1,500 | $45,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 5,800 | $45,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 4,847 | $44,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 632 | $44,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 9,860 | $44,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,100 | $44,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 2,000 | $44,000 | thousands by filing date | call |
| COHU INC | 192576106 | COM | 3,695 | $44,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 5,151 | $44,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 600 | $44,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 5,867 | $44,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 3,425 | $44,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 800 | $44,000 | thousands by filing date | put |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 3,900 | $44,000 | thousands by filing date | put |
| PHARMATHENE INC | 71714G102 | COM | 24,675 | $44,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 2,100 | $44,000 | thousands by filing date | put |
| QUANTUM CORP | 747906204 | COM DSSG | 37,850 | $44,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 21,428 | $44,000 | thousands by filing date | |
| TAOMEE HLDGS LTD | 87600Y106 | SPONSORED ADR | 10,000 | $44,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,623 | $43,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 5,160 | $43,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 16 | $43,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 18,001 | $43,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 4,899 | $43,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 3,204 | $43,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 937 | $43,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 1,300 | $43,000 | thousands by filing date | call |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 2,209 | $43,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 5,450 | $43,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 9,257 | $43,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 352 | $43,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 650 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 1,000 | $43,000 | thousands by filing date | call |
| NEPHROGENEX INC | 640667101 | Cmn | 9,100 | $43,000 | thousands by filing date | |
| MYOS CORP | 554051201 | Cmn | 3,000 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 500 | $42,000 | thousands by filing date | put |
| HAWKINS INC | 420261109 | COM | 1,161 | $42,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,300 | $42,000 | thousands by filing date | call |
| CHEMOCENTRYX INC | 16383L106 | COM | 9,300 | $42,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,914 | $42,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,387 | $42,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 1,850 | $42,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 4,263 | $42,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 1,435 | $42,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 11,227 | $42,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 4,088 | $42,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 2,000 | $42,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 600 | $42,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 11,000 | $42,000 | thousands by filing date | call |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 38,950 | $42,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 7,700 | $42,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 2,674 | $41,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 400 | $41,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 10,987 | $41,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 1,464 | $41,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 2,570 | $41,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 3,319 | $41,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 8,730 | $41,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 5,053 | $41,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 5,968 | $41,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 5,000 | $41,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 3,676 | $41,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 4,227 | $41,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 2,286 | $41,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 7,317 | $41,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 6,575 | $41,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 6,400 | $41,000 | thousands by filing date | put |
| SUSSEX BANCORP | 869245100 | COMMON | 4,077 | $41,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 2,239 | $41,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 383 | $41,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 3,900 | $40,000 | thousands by filing date | put |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 3,708 | $40,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 1,939 | $40,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 323 | $40,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 603 | $40,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,888 | $40,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 800 | $40,000 | thousands by filing date | call |
| OFG BANCORP | 67103X102 | COM | 2,669 | $40,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 500 | $40,000 | thousands by filing date | put |
| KOSS CORP | 500692108 | COM | 19,500 | $40,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,633 | $40,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 2,125 | $40,000 | thousands by filing date | |
| ISHARES FTSE | 464288554 | INDL OFF CAP IDX | 1,257 | $40,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 2,238 | $40,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 2,900 | $39,000 | thousands by filing date | put |
| OCEANFIRST FINL CORP | 675234108 | COM | 2,472 | $39,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,000 | $39,000 | thousands by filing date | put |
| H2O AMERICA | 784305104 | COM | 1,468 | $39,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 2,747 | $39,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 4,323 | $39,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 1,047 | $39,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 9,300 | $39,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 3,600 | $39,000 | thousands by filing date | call |
| GLEN BURNIE BANCORP | 377407101 | COM | 3,124 | $39,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 5,498 | $39,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 6,120 | $39,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 12,659 | $39,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 6,703 | $39,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 3,200 | $39,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 300 | $38,000 | thousands by filing date | call |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 677 | $38,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 300 | $38,000 | thousands by filing date | call |
| LA Z BOY INC | 505336107 | COM | 1,900 | $38,000 | thousands by filing date | put |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 894 | $38,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,415 | $38,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 13,120 | $38,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 3,222 | $38,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 4,738 | $38,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 4,700 | $38,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 14,938 | $38,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 15,718 | $38,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 42,000 | $38,000 | thousands by filing date | principal |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 26,000 | $38,000 | thousands by filing date | principal |
| DYNAMIC MATLS CORP | 267888105 | COM | 2,000 | $38,000 | thousands by filing date | call |
| PLANAR SYSTEMS INC | 726900103 | COM | 10,100 | $38,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 626 | $38,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 3,443 | $38,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 8,010 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 2,000 | $38,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 30,900 | $38,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 1,751 | $38,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 23,023 | $38,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,393 | $37,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 5,233 | $37,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 2,435 | $37,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 4,734 | $37,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 2,595 | $37,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 5,895 | $37,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 4,631 | $37,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 4,600 | $37,000 | thousands by filing date | call |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 4,051 | $37,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 1,126 | $37,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 14,000 | $37,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 3,700 | $37,000 | thousands by filing date | put |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 2,512 | $37,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 4,600 | $37,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 1,230 | $37,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 1,500 | $37,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 36,000 | $37,000 | thousands by filing date | principal |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 7,500 | $37,000 | thousands by filing date | |
| CROWN CASTLE CNV PFD | 228227500 | PFDs, REITs, | 350 | $37,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 2,200 | $36,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 1,174 | $36,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 300 | $36,000 | thousands by filing date | put |
| SOTHEBYS | 835898107 | COM | 1,000 | $36,000 | thousands by filing date | put |
| U S CONCRETE INC | 90333L201 | COM | 1,411 | $36,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 4,380 | $36,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,608 | $36,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,100 | $36,000 | thousands by filing date | call |
| POTBELLY CORP | 73754Y100 | COM | 3,100 | $36,000 | thousands by filing date | put |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 2,762 | $36,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 1,000 | $36,000 | thousands by filing date | put |
| BANKRATE INC DEL | 06647F102 | COM | 3,239 | $36,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 3,805 | $36,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 2,000 | $36,000 | thousands by filing date | put |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 2,420 | $36,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 2,905 | $36,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,700 | $36,000 | thousands by filing date | put |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 2,000 | $36,000 | thousands by filing date | put |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 3,600 | $36,000 | thousands by filing date | call |
| UNI-PIXEL INC | 904572203 | COM | 5,700 | $36,000 | thousands by filing date | put |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 750 | $36,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 18,600 | $36,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 1,400 | $36,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 6,455 | $36,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 3,388 | $35,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,581 | $35,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 33,000 | $35,000 | thousands by filing date | principal |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 12,134 | $35,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 4,300 | $35,000 | thousands by filing date | put |
| BANRO CORP | 066800103 | COM | 223,677 | $35,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 1,300 | $35,000 | thousands by filing date | put |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 2,541 | $35,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 14,929 | $35,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 5,771 | $35,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 563 | $35,000 | thousands by filing date | |
| ACORN INTL INC | 004854105 | SPON ADR | 16,414 | $35,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 2,985 | $35,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 800 | $34,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 27,466 | $34,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 13,843 | $34,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,198 | $34,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 1,528 | $34,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 1,265 | $34,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 5,212 | $34,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 2,500 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 694 | $34,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 3,200 | $34,000 | thousands by filing date | put |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 45,101 | $34,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 4,759 | $34,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 2,035 | $34,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 2,057 | $34,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 4,878 | $34,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 1,200 | $34,000 | thousands by filing date | put |
| DSP GROUP INC | 23332B106 | COM | 3,923 | $34,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 3,480 | $34,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 1,234 | $34,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 2,706 | $34,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 2,279 | $34,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 1,500 | $34,000 | thousands by filing date | put |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 6,002 | $33,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 400 | $33,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 3,200 | $33,000 | thousands by filing date | call |
| OCEANEERING INTL INC | 675232102 | COM | 500 | $33,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 2,037 | $33,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 2,210 | $33,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,400 | $33,000 | thousands by filing date | call |
| INTERPHASE CORP | 460593106 | COM | 10,496 | $33,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 2,000 | $33,000 | thousands by filing date | put |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 2,700 | $33,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 624 | $32,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 16,100 | $32,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 2,800 | $32,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,000 | $32,000 | thousands by filing date | call |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 2,006 | $32,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 6,632 | $32,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 680 | $32,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 994 | $32,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 2,839 | $32,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 3,000 | $32,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P108 | COM | 10,700 | $32,000 | thousands by filing date | call |
| UNI-PIXEL INC | 904572203 | COM | 5,100 | $32,000 | thousands by filing date | call |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 664 | $32,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 1,497 | $32,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 300 | $32,000 | thousands by filing date | put |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 900 | $32,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 18,656 | $32,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 3,600 | $31,000 | thousands by filing date | call |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,400 | $31,000 | thousands by filing date | call |
| DIGI INTL INC | 253798102 | COM | 4,101 | $31,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,000 | $31,000 | thousands by filing date | call |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 52,000 | $31,000 | thousands by filing date | put |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 4,392 | $31,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 2,100 | $31,000 | thousands by filing date | call |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 10,000 | $31,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 1,000 | $31,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 13,575 | $31,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 2,078 | $31,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 3,100 | $31,000 | thousands by filing date | call |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 36,000 | $31,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 8,655 | $31,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 3,120 | $31,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 570 | $30,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 2,000 | $30,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 658 | $30,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,000 | $30,000 | thousands by filing date | put |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 1,700 | $30,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 2,500 | $30,000 | thousands by filing date | call |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 1,884 | $30,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 14,800 | $30,000 | thousands by filing date | put |
| MOLYCORP INC DEL | 608753109 | COM | 25,300 | $30,000 | thousands by filing date | put |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 2,170 | $30,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 27,085 | $30,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 1,025 | $30,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 1,250 | $30,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 4,049 | $29,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 500 | $29,000 | thousands by filing date | put |
| HOLOGIC INC | 436440101 | COM | 1,200 | $29,000 | thousands by filing date | call |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 3,680 | $29,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 803 | $29,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 5,100 | $29,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 7,300 | $29,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 9,000 | $29,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 12,958 | $29,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 19,103 | $29,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 2,015 | $29,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 3,100 | $29,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 3,000 | $29,000 | thousands by filing date | put |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 3,000 | $29,000 | thousands by filing date | call |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 2,342 | $29,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 2,300 | $29,000 | thousands by filing date | put |
| APPLOVIN CORP CLASS A | 023850100 | COM | 36,160 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 967 | $29,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 7,637 | $29,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 15,001 | $29,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 1,214 | $29,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 181,170 | $29,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 1,966 | $29,000 | thousands by filing date | |
| ELEMENTS LKD TO S&P CMDTY TR | 4042EP602 | CMN | 4,637 | $29,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 1,100 | $28,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 800 | $28,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1,000 | $28,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 3,500 | $28,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 2,000 | $28,000 | thousands by filing date | call |
| BIOLASE INC | 090911108 | COMMON STOCK | 11,222 | $28,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 40,754 | $28,000 | thousands by filing date | principal |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 5,000 | $28,000 | thousands by filing date | call |
| VERSO PAPER CORP | 92531L108 | COM | 8,600 | $28,000 | thousands by filing date | call |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 31,218 | $28,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W227 | COM | 1,174 | $28,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 1,259 | $28,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 1,737 | $28,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 14,000 | $28,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 600 | $27,000 | thousands by filing date | call |
| CTS CORP | 126501105 | COM | 1,695 | $27,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 5,300 | $27,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 2,433 | $27,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 8,041 | $27,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 1,038 | $27,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 13,487 | $27,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 2,097 | $27,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 7,871 | $27,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 300 | $27,000 | thousands by filing date | call |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 837 | $27,000 | thousands by filing date | |
| COBRA ELECTRONICS CORP | 191042100 | COM | 6,375 | $27,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 13,400 | $27,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 10,026 | $27,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 3,700 | $27,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 6,000 | $27,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 1,300 | $27,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 1,638 | $27,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 1,700 | $27,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 800 | $27,000 | thousands by filing date | put |
| TRINSEO S A | L9340P101 | SHS | 1,688 | $27,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 1,050 | $27,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 200 | $26,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 18,505 | $26,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 974 | $26,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,100 | $26,000 | thousands by filing date | put |
| GLADSTONE LAND CORP | 376549101 | REIT | 2,128 | $26,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,900 | $26,000 | thousands by filing date | put |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 1,369 | $26,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 20,216 | $26,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 3,700 | $26,000 | thousands by filing date | call |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 4,600 | $26,000 | thousands by filing date | put |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 12,333 | $26,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 895 | $26,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 1,600 | $26,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 1,000 | $26,000 | thousands by filing date | call |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 8,190 | $26,000 | thousands by filing date | |
| HAMPDEN BANCORP INC | 40867E107 | COM | 1,500 | $26,000 | thousands by filing date | |
| RADIO ONE INC | 75040P108 | CL A | 8,537 | $26,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 653 | $26,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 1,000 | $26,000 | thousands by filing date | put |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 700 | $26,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 2,500 | $25,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 2,600 | $25,000 | thousands by filing date | put |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 200 | $25,000 | thousands by filing date | put |
| QUIDEL CORP | 74838J101 | COM | 923 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 300 | $25,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 1,476 | $25,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 1,865 | $25,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 1,176 | $25,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 4,200 | $25,000 | thousands by filing date | call |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 1,917 | $25,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 3,000 | $25,000 | thousands by filing date | put |
| TW TELECOM INC | 87311L104 | COM | 600 | $25,000 | thousands by filing date | put |
| BRIDGE CAP HLDGS | 108030107 | COM | 1,098 | $25,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 289 | $25,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 25,000 | $25,000 | thousands by filing date | principal |
| ACETO CORP | 004446100 | COM | 1,292 | $25,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 1,400 | $25,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 29,659 | $25,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 1,523 | $25,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 1,420 | $25,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 1,800 | $25,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 3,018 | $25,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 6,940 | $24,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 500 | $24,000 | thousands by filing date | call |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 3,500 | $24,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 300 | $24,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 1,786 | $24,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 600 | $24,000 | thousands by filing date | put |
| ISHARES TR | 46434V886 | CMN | 900 | $24,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,000 | $24,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 763 | $24,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 1,410 | $24,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 2,692 | $24,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 1,510 | $24,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 4,800 | $24,000 | thousands by filing date | call |
| MEI PHARMA INC | 55279B202 | COM NEW | 3,453 | $24,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 5,585 | $24,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 800 | $24,000 | thousands by filing date | put |
| SEQUENOM INC COM NEW | 817337405 | COM | 8,000 | $24,000 | thousands by filing date | put |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 26,504 | $24,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 6,630 | $24,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 3,874 | $24,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W227 | COM | 1,000 | $24,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 298 | $24,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 3,000 | $24,000 | thousands by filing date | |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 16,077 | $24,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 201,500 | $24,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 2,000 | $23,000 | thousands by filing date | call |
| ARGAN INC | 04010E109 | COM | 698 | $23,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 4,650 | $23,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 1,730 | $23,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 9,948 | $23,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 1,000 | $23,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 1,248 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 400 | $23,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,500 | $23,000 | thousands by filing date | call |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 11,731 | $23,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 2,000 | $23,000 | thousands by filing date | put |
| BROADSOFT INC | 11133B409 | COM | 1,100 | $23,000 | thousands by filing date | put |
| SELECT COMFORT CORP | 81616X103 | COM | 1,100 | $23,000 | thousands by filing date | call |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 1,286 | $23,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 966 | $23,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 16,866 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286418 | EMKT CNSM DISC | 425 | $23,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 6,800 | $23,000 | thousands by filing date | |
| VIGGLE INC | 92672V204 | COM NEW | 6,500 | $23,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,000 | $22,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 800 | $22,000 | thousands by filing date | call |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 2,024 | $22,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 3,000 | $22,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,700 | $22,000 | thousands by filing date | put |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 500 | $22,000 | thousands by filing date | put |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 1,330 | $22,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 1,218 | $22,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 3,211 | $22,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,000 | $22,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 604 | $22,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 525 | $22,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 800 | $22,000 | thousands by filing date | call |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 607 | $22,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 18,600 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-041917 | this filing | 2014-11-14 | acceptance time not in the bulk data set |