13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 8,102 holding rows worth $309,145,581,000.
- Accession
- 0001140361-14-041917
- Filer
- CIK 70858
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 17,932 entries on the cover page, a total value of $309,145,581,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $309,145,581,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 1,385 | $101,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 2,930 | $101,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 2,400 | $101,000 | thousands by filing date | put |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 12,438 | $101,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 7,283 | $101,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 80,000 | $101,000 | thousands by filing date | principal |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 6,882 | $101,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 36,600 | $101,000 | thousands by filing date | |
| ISHARES TR | 46434VAJ9 | Cmn | 1,014 | $101,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 29,166 | $100,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 1,485 | $100,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 12,700 | $100,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 2,000 | $100,000 | thousands by filing date | put |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 900 | $100,000 | thousands by filing date | put |
| Lee Enterprises Inc | 523768109 | COM | 29,662 | $100,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 15,700 | $100,000 | thousands by filing date | call |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 5,800 | $100,000 | thousands by filing date | call |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 11,940 | $100,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 4,500 | $99,000 | thousands by filing date | call |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 2,969 | $99,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 3,180 | $99,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 17,057 | $99,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 4,100 | $98,000 | thousands by filing date | put |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 5,771 | $98,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 6,514 | $98,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 6,375 | $98,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 11,727 | $98,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 2,200 | $98,000 | thousands by filing date | put |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 21,713 | $98,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 1,100 | $98,000 | thousands by filing date | put |
| NB & T FINL GROUP INC | 62874M104 | COM | 3,310 | $98,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 3,200 | $97,000 | thousands by filing date | call |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 50,888 | $97,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 30,919 | $97,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 7,500 | $97,000 | thousands by filing date | call |
| GIGAMON INC | 37518B102 | COM | 9,245 | $97,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 28,351 | $97,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 6,925 | $97,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 11,500 | $97,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 8,100 | $96,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 62,418 | $96,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 1,120 | $96,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 10,110 | $96,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 5,700 | $96,000 | thousands by filing date | call |
| MCGRATH RENTCORP | 580589109 | COM | 2,815 | $96,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 1,800 | $96,000 | thousands by filing date | call |
| China Yuchai Intl Ltd | G21082105 | COM | 5,138 | $96,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 14,700 | $96,000 | thousands by filing date | call |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 10,700 | $96,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 3,900 | $96,000 | thousands by filing date | call |
| CLIFTON BANCORP INC | 186873105 | COM | 7,645 | $96,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,100 | $95,000 | thousands by filing date | call |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,916 | $95,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 6,100 | $95,000 | thousands by filing date | call |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 18,657 | $95,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 69,803 | $95,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 3,000 | $94,000 | thousands by filing date | put |
| SHOE STA GROUP INC | 824889109 | COM | 5,303 | $94,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 5,881 | $94,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 10,907 | $94,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 2,500 | $94,000 | thousands by filing date | call |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 1,721 | $94,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 3,622 | $94,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 7,636 | $94,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 37,125 | $94,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 26,517 | $94,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 6,700 | $94,000 | thousands by filing date | call |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1,013 | $93,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,700 | $93,000 | thousands by filing date | put |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 1,502 | $93,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 2,029 | $93,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 3,859 | $93,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 3,217 | $93,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 2,900 | $92,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 3,000 | $92,000 | thousands by filing date | put |
| EXONE CO | 302104104 | COM | 4,400 | $92,000 | thousands by filing date | call |
| NEUSTAR INC | 64126X201 | CL A | 3,700 | $92,000 | thousands by filing date | put |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 7,095 | $92,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 6,418 | $92,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 14,095 | $92,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 1,482 | $91,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 2,604 | $91,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 2,600 | $91,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 2,763 | $91,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 70,000 | $91,000 | thousands by filing date | principal |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 9,500 | $91,000 | thousands by filing date | put |
| PSIVIDA CORP | 74440J101 | COM | 20,500 | $91,000 | thousands by filing date | call |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 5,000 | $91,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 5,200 | $91,000 | thousands by filing date | call |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 2,158 | $91,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 2,500 | $90,000 | thousands by filing date | put |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 7,780 | $90,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 8,195 | $90,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 1,500 | $90,000 | thousands by filing date | call |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 4,512 | $90,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 16,799 | $90,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 1,499 | $90,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 9,100 | $90,000 | thousands by filing date | put |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 42,000 | $90,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 7,100 | $89,000 | thousands by filing date | put |
| CEVA INC | 157210105 | COMMON STOCK | 6,637 | $89,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 1,880 | $89,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 12,161 | $89,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 5,600 | $89,000 | thousands by filing date | call |
| AGRIUM INC | 008916108 | COM | 1,000 | $89,000 | thousands by filing date | call |
| PROVIDENCE SVC CORP | 743815102 | COM | 1,830 | $89,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 3,286 | $89,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 5,018 | $89,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 3,203 | $88,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 7,336 | $88,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 4,002 | $88,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 3,489 | $88,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 2,000 | $88,000 | thousands by filing date | put |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 6,435 | $88,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 11,307 | $88,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 6,500 | $87,000 | thousands by filing date | put |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 5,284 | $87,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 20,700 | $87,000 | thousands by filing date | put |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 35,200 | $87,000 | thousands by filing date | call |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 9,563 | $87,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 6,500 | $87,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 6,000 | $87,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 9,713 | $87,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y330 | Cmn | 950 | $87,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 700 | $86,000 | thousands by filing date | call |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 2,679 | $86,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 11,410 | $86,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 4,541 | $86,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 2,773 | $86,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 6,631 | $86,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 3,200 | $86,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 2,952 | $86,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 2,000 | $86,000 | thousands by filing date | call |
| COMERICAINC | 200340107 | COM | 1,700 | $85,000 | thousands by filing date | put |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 3,449 | $85,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 2,600 | $85,000 | thousands by filing date | call |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 4,708 | $85,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 20,300 | $85,000 | thousands by filing date | call |
| VENAXIS INC | 92262A107 | COM | 51,409 | $85,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 4,098 | $85,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 1,687 | $85,000 | thousands by filing date | |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 3,292 | $85,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 2,675 | $84,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 3,915 | $84,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 35,887 | $84,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,000 | $84,000 | thousands by filing date | call |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 8,932 | $84,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 6,259 | $84,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 16,621 | $84,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 3,261 | $84,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 5,334 | $84,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 23,213 | $84,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 45,015 | $84,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 6,084 | $84,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 5,400 | $84,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 21,730 | $84,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,400 | $84,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 1,675 | $83,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 3,278 | $83,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,900 | $83,000 | thousands by filing date | call |
| CUBIC CORP | 229669106 | COM | 1,769 | $83,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 1,807 | $83,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 2,200 | $83,000 | thousands by filing date | put |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 14,104 | $83,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 2,900 | $83,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 6,600 | $83,000 | thousands by filing date | call |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 1,676 | $83,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 15,069 | $83,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 4,376 | $83,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 8,300 | $82,000 | thousands by filing date | call |
| PCM FD INC | 69323T101 | COM | 7,361 | $82,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 15,800 | $82,000 | thousands by filing date | put |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 12,001 | $82,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 2,679 | $82,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 2,489 | $82,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 3,600 | $81,000 | thousands by filing date | call |
| ALEXANDERS INC COM | 014752109 | REIT | 216 | $81,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,128 | $81,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 1,719 | $81,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 6,100 | $81,000 | thousands by filing date | put |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 10,000 | $81,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 6,400 | $80,000 | thousands by filing date | call |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 5,670 | $80,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 4,986 | $80,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 56,508 | $80,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 4,500 | $80,000 | thousands by filing date | put |
| EMERALD OIL INC | 29101U209 | COM NEW | 12,982 | $80,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 4,100 | $79,000 | thousands by filing date | call |
| POWELL INDS INC | 739128106 | COM | 1,934 | $79,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 78,205 | $79,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 3,900 | $79,000 | thousands by filing date | put |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 4,500 | $79,000 | thousands by filing date | call |
| BON-TON STORES INC | 09776J101 | COM | 9,500 | $79,000 | thousands by filing date | call |
| MEDIVATION INC | 58501N101 | COM | 800 | $79,000 | thousands by filing date | put |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 2,259,098 | $79,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 1,220 | $79,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 8,364 | $79,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 3,069 | $79,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 946 | $78,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 2,299 | $78,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 7,681 | $78,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 5,205 | $78,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 700 | $78,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 13,000 | $78,000 | thousands by filing date | call |
| BANKRATE INC DEL | 06647F102 | COM | 6,900 | $78,000 | thousands by filing date | call |
| MILLER ENERGY RES INC | 600527105 | COM | 17,724 | $78,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 3,000 | $78,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 3,553 | $78,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 4,000 | $78,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 3,344 | $77,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 4,500 | $77,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 11,494 | $77,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 9,360 | $77,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 59,975 | $77,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 14,011 | $77,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 1,359 | $76,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 5,877 | $76,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 1,224 | $76,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 1,600 | $76,000 | thousands by filing date | call |
| FINISAR CORP | 31787A507 | COM NEW | 4,600 | $76,000 | thousands by filing date | call |
| IGATE CORP | 45169U105 | COM | 2,064 | $76,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 2,115 | $76,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 9,055 | $76,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 2,876 | $76,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 21,562 | $76,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 9,778 | $76,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 6,691 | $76,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 6,125 | $76,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 3,765 | $76,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 4,000 | $75,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 7,032 | $75,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,700 | $75,000 | thousands by filing date | put |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 8,388 | $75,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 40,380 | $75,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 3,749 | $75,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 3,518 | $74,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 10,859 | $74,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 300 | $74,000 | thousands by filing date | put |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 700 | $74,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 17,800 | $74,000 | thousands by filing date | call |
| VERASTEM INC | 92337C104 | COM | 8,714 | $74,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 12,700 | $74,000 | thousands by filing date | put |
| K12 INC | 48273U102 | COM | 4,687 | $74,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 41,000 | $74,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 19,818 | $74,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 2,429 | $74,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 1,701 | $74,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 2,996 | $74,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 3,000 | $74,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 3,000 | $73,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,400 | $73,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 2,970 | $73,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 2,559 | $73,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 5,100 | $73,000 | thousands by filing date | put |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 5,703 | $73,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 5,469 | $73,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 5,835 | $73,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 4,074 | $73,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 1,291 | $73,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 7,400 | $73,000 | thousands by filing date | call |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 5,012 | $73,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 11,400 | $73,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 6,793 | $72,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 3,000 | $72,000 | thousands by filing date | call |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,576 | $72,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 19,500 | $72,000 | thousands by filing date | call |
| ELLIS PERRY INTL INC | 288853104 | COM | 3,551 | $72,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,700 | $72,000 | thousands by filing date | call |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 1,287 | $72,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 4,000 | $72,000 | thousands by filing date | call |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 10,700 | $72,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 10,666 | $72,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 1,005 | $71,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,900 | $71,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 700 | $71,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 2,600 | $71,000 | thousands by filing date | put |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 1,134 | $71,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 3,828 | $71,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 6,092 | $71,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 4,800 | $71,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075F106 | COM | 5,200 | $71,000 | thousands by filing date | call |
| INNERWORKINGS INC | 45773Y105 | COM | 8,673 | $71,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 61,735 | $71,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 3,224 | $71,000 | thousands by filing date | |
| ETFS ASIAN GOLD TR PHYS ASAIN | 26923C102 | GLD | 596 | $71,000 | thousands by filing date | |
| DIREXION DAILY JUNIOR GOLD MINERS INDEX BULL 3X ETF SHS | 25459Y611 | COM | 6,000 | $71,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 4,800 | $70,000 | thousands by filing date | call |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 4,454 | $70,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 2,394 | $70,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 10,141 | $70,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 1,410 | $70,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 3,759 | $70,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 64,209 | $70,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 3,800 | $70,000 | thousands by filing date | call |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 25,000 | $70,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 60,000 | $70,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 3,143 | $69,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 4,400 | $69,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 10,154 | $69,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 6,431 | $69,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 2,910 | $69,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 5,010 | $69,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 100,000 | $69,000 | thousands by filing date | principal |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 1,991 | $69,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 10,333 | $69,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,500 | $69,000 | thousands by filing date | put |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 1,623 | $69,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 6,800 | $69,000 | thousands by filing date | put |
| NASDAQ INC COM | 631103108 | Stock | 1,600 | $68,000 | thousands by filing date | call |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 2,400 | $68,000 | thousands by filing date | call |
| ASTEC INDS INC | 046224101 | COM | 1,870 | $68,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 6,116 | $68,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 16,464 | $68,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 5,657 | $68,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 10,007 | $68,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 3,483 | $68,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 5,300 | $68,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 9,285 | $67,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 2,537 | $67,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 6,000 | $67,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 8,278 | $67,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 15,900 | $67,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 58,399 | $67,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 3,970 | $67,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 32,393 | $67,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 1,600 | $67,000 | thousands by filing date | call |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 18,100 | $67,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 4,816 | $67,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 2,192 | $67,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 2,300 | $66,000 | thousands by filing date | call |
| DICE HOLDINGS INC | 253017107 | COM | 7,852 | $66,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 1,600 | $66,000 | thousands by filing date | call |
| AMER MUN INCOME PORT INC | 027649102 | COM | 4,473 | $66,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 6,000 | $66,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 5,569 | $66,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 7,100 | $65,000 | thousands by filing date | call |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 10,491 | $65,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 80,000 | $65,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 9,687 | $65,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 2,537 | $65,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 4,700 | $64,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 3,600 | $64,000 | thousands by filing date | call |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 895 | $64,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 3,806 | $64,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 5,442 | $64,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 7,592 | $64,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 5,120 | $64,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 4,201 | $64,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 1,430 | $64,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 4,742 | $64,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 1,871 | $64,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 1,600 | $63,000 | thousands by filing date | put |
| HOLOGIC INC | 436440101 | COM | 2,600 | $63,000 | thousands by filing date | put |
| HEICO CORP NEW | 422806208 | CL A | 1,574 | $63,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,514 | $63,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 4,385 | $63,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 4,445 | $63,000 | thousands by filing date | |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 2,100 | $63,000 | thousands by filing date | call |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 10,500 | $63,000 | thousands by filing date | put |
| XOMA CORP DEL | 98419J107 | COM | 15,000 | $63,000 | thousands by filing date | put |
| VALHI INC NEW | 918905100 | COM | 9,676 | $63,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 67,100 | $63,000 | thousands by filing date | call |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 1,621 | $63,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 3,035 | $63,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 5,528 | $63,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,000 | $62,000 | thousands by filing date | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,900 | $62,000 | thousands by filing date | put |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,100 | $62,000 | thousands by filing date | call |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 4,168 | $62,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 1,800 | $62,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 3,581 | $62,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 5,445 | $62,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 3,824 | $62,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AA0 | NOTE 4.000% 2/1 | 60,000 | $62,000 | thousands by filing date | principal |
| NORTHERN TR CORP COM | 665859104 | Stock | 900 | $61,000 | thousands by filing date | call |
| RADIAN GROUP INC COM | 750236101 | Stock | 4,300 | $61,000 | thousands by filing date | call |
| KFORCE INC COM | 493732101 | Stock | 3,099 | $61,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 2,704 | $61,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 1,338 | $61,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 6,560 | $61,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 13,400 | $61,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 2,101 | $61,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 5,051 | $61,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 2,028 | $61,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 1,521 | $61,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 1,203 | $61,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 6,782 | $61,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 3,800 | $60,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,100 | $60,000 | thousands by filing date | call |
| LHC GROUP | 50187A107 | COM | 2,586 | $60,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 800 | $60,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 8,057 | $60,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 1,402 | $60,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 6,953 | $60,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 396 | $59,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 300 | $59,000 | thousands by filing date | call |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 2,750 | $59,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 6,055 | $59,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,200 | $59,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q209 | COM NEW | 14,900 | $59,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,100 | $58,000 | thousands by filing date | call |
| ARTIVION INC | 228903100 | COM | 5,914 | $58,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 3,769 | $58,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,900 | $58,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 4,020 | $58,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 52,980 | $58,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 782 | $58,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 3,100 | $58,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 13,300 | $58,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,200 | $57,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 17,600 | $57,000 | thousands by filing date | call |
| HERSHEY CO COM | 427866108 | Stock | 600 | $57,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 500 | $57,000 | thousands by filing date | call |
| MASCO CORP | 574599106 | COM | 2,400 | $57,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 2,600 | $57,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 7,300 | $57,000 | thousands by filing date | call |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 4,400 | $57,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 21,449 | $57,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 5,245 | $57,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 84,000 | $57,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 1,708 | $57,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 11,273 | $57,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 1,623 | $57,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 41,000 | $57,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 2,800 | $57,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 5,063 | $57,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 3,634 | $57,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 957 | $56,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 397 | $56,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 9,359 | $56,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 3,248 | $56,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 6,198 | $56,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 3,054 | $56,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 2,600 | $56,000 | thousands by filing date | call |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 4,109 | $56,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 2,695 | $56,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 4,400 | $56,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 7,934 | $56,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 890 | $55,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 1,812 | $55,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,726 | $55,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 2,004 | $55,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 2,035 | $55,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 1,100 | $55,000 | thousands by filing date | put |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 4,857 | $55,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 3,709 | $55,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 26,182 | $55,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 23,531 | $55,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 4,825 | $55,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 4,007 | $55,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 2,100 | $55,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1,100 | $54,000 | thousands by filing date | call |
| VSE CORP COM | 918284100 | Stock | 1,093 | $54,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 1,920 | $54,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 1,373 | $54,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,700 | $54,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 600 | $54,000 | thousands by filing date | put |
| WINMARK CORP | 974250102 | COM | 734 | $54,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 1,496 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 1,124 | $54,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 3,181 | $54,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 5,186 | $54,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 6,695 | $54,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 1,400 | $54,000 | thousands by filing date | put |
| ANGIES LIST INC | 034754101 | COM | 8,400 | $54,000 | thousands by filing date | put |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 42,108 | $54,000 | thousands by filing date | principal |
| SELECT COMFORT CORP | 81616X103 | COM | 2,600 | $54,000 | thousands by filing date | put |
| CORPBANCA | 21987A209 | SPONSORED ADR | 2,766 | $54,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 57,100 | $54,000 | thousands by filing date | put |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 9,900 | $54,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 1,000 | $54,000 | thousands by filing date | put |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 1,000 | $54,000 | thousands by filing date | call |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 6,061 | $54,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 2,024 | $53,000 | thousands by filing date | |
| NUVEEN NEW JERSEY DIVID | 67071T109 | COM | 4,029 | $53,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 3,000 | $53,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U530 | LAT AM SML CAP | 3,019 | $53,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 953 | $52,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,754 | $52,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 6,572 | $52,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 1,163 | $52,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 1,620 | $52,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 12,606 | $52,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 2,166 | $52,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 5,800 | $52,000 | thousands by filing date | call |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 5,358 | $52,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 2,083 | $52,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 4,067 | $52,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 21,386 | $52,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 5,900 | $51,000 | thousands by filing date | put |
| MESA LABS INC COM | 59064R109 | Stock | 891 | $51,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 3,002 | $51,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 3,398 | $51,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 2,775 | $51,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 9,106 | $51,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 1,900 | $51,000 | thousands by filing date | call |
| HORSEHEAD HLDG CORP | 440694305 | COM | 3,107 | $51,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 2,354 | $51,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 38,987 | $51,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 8,014 | $51,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-041917 | this filing | 2014-11-14 | acceptance time not in the bulk data set |