13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 8,102 holding rows worth $309,145,581,000.
- Accession
- 0001140361-14-041917
- Filer
- CIK 70858
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 17,932 entries on the cover page, a total value of $309,145,581,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $309,145,581,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FTD COS INC | 30281V108 | COM | 5,216 | $178,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 8,877 | $177,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 12,998 | $177,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 20,089 | $177,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 58,663 | $177,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q825 | VELOSH EMASIA | 5,100 | $177,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,500 | $176,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 22,121 | $176,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,400 | $176,000 | thousands by filing date | call |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 26,019 | $176,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 5,017 | $176,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 4,521 | $175,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 7,005 | $174,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 6,896 | $174,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 3,900 | $174,000 | thousands by filing date | call |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 12,250 | $173,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 12,800 | $173,000 | thousands by filing date | put |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 4,448 | $173,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 11,100 | $173,000 | thousands by filing date | put |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 81,700 | $173,000 | thousands by filing date | call |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 4,700 | $173,000 | thousands by filing date | call |
| PROSHARES TR | 74348A335 | COM | 4,000 | $173,000 | thousands by filing date | put |
| POOL CORP COM | 73278L105 | Stock | 3,199 | $172,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,300 | $172,000 | thousands by filing date | put |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 16,632 | $172,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 5,151 | $172,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 87,357 | $172,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 11,014 | $172,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 13,102 | $171,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 4,027 | $171,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 11,670 | $171,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 3,095 | $171,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 4,101 | $170,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 15,030 | $170,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 6,292 | $170,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 13,151 | $170,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 32,173 | $170,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 11,022 | $170,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 2,600 | $169,000 | thousands by filing date | put |
| HCI GROUP INC | 40416E103 | COM | 4,701 | $169,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 30,100 | $169,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 240,724 | $169,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 55,051 | $169,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 26,500 | $169,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 6,284 | $169,000 | thousands by filing date | |
| MINNESOTA MUNI INCOME PT | 604062109 | CMN | 10,892 | $169,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 3,384 | $168,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 10,160 | $168,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 10,645 | $168,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 9,500 | $168,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 6,251 | $168,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 143,200 | $168,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 2,755 | $168,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 10,669 | $167,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 12,205 | $167,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 11,533 | $167,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 3,900 | $167,000 | thousands by filing date | put |
| SOUTHERN COPPER CORP | 84265V105 | COM | 5,600 | $166,000 | thousands by filing date | call |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 4,196 | $166,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 6,924 | $166,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 41,884 | $166,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 12,900 | $166,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 2,800 | $166,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 3,100 | $166,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 14,000 | $166,000 | thousands by filing date | put |
| SKYWEST INC COM | 830879102 | Stock | 21,243 | $165,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 2,900 | $165,000 | thousands by filing date | call |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 3,290 | $165,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 18,350 | $164,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 3,900 | $164,000 | thousands by filing date | put |
| Taser Intl Inc | 87651B104 | COM | 10,600 | $164,000 | thousands by filing date | call |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 11,779 | $164,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 9,961 | $164,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 4,243 | $163,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 46,099 | $163,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 5,862 | $163,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 4,760 | $163,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 5,478 | $163,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 3,800 | $163,000 | thousands by filing date | call |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 2,551 | $163,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 14,950 | $163,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 162,071 | $163,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 11,339 | $163,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 9,300 | $163,000 | thousands by filing date | put |
| MERCER INTL INC | 588056101 | COM | 16,595 | $162,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 5,821 | $162,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 2,658 | $162,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 6,462 | $162,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 3,300 | $161,000 | thousands by filing date | call |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 8,131 | $161,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 7,101 | $160,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 2,200 | $160,000 | thousands by filing date | call |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 6,566 | $160,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 15,000 | $160,000 | thousands by filing date | call |
| REGIS CORP | 758932107 | COM | 10,000 | $160,000 | thousands by filing date | put |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 3,600 | $160,000 | thousands by filing date | call |
| RYLAND GROUP INC | 783764103 | COM | 4,800 | $160,000 | thousands by filing date | put |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 1,800 | $160,000 | thousands by filing date | call |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,214 | $159,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 4,920 | $159,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 15,586 | $159,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,200 | $159,000 | thousands by filing date | put |
| PETMED EXPRESS INC | 716382106 | COM | 11,671 | $159,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 6,128 | $159,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 6,513 | $159,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 80,026 | $159,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 5,100 | $159,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,400 | $158,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 20,200 | $158,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 52,395 | $158,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,800 | $158,000 | thousands by filing date | put |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 11,800 | $158,000 | thousands by filing date | put |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 12,238 | $158,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 7,926 | $158,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 4,600 | $157,000 | thousands by filing date | call |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 8,800 | $157,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 3,600 | $157,000 | thousands by filing date | put |
| KRATON CORPORATION | 50077C106 | COM | 8,824 | $157,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 17,100 | $157,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 19,178 | $157,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 800 | $156,000 | thousands by filing date | call |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 8,170 | $156,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 14,500 | $156,000 | thousands by filing date | put |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 133,264 | $156,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 11,197 | $156,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 13,602 | $155,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 7,959 | $155,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 3,300 | $155,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 7,058 | $155,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 5,100 | $155,000 | thousands by filing date | call |
| FIRST LONG IS CORP | 320734106 | COM | 4,494 | $155,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 32,000 | $155,000 | thousands by filing date | call |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 11,400 | $155,000 | thousands by filing date | call |
| HEARTWARE INTL INC | 422368100 | COM | 1,994 | $155,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 55,423 | $155,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 14,863 | $155,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 5,970 | $154,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 9,758 | $154,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 1,500 | $154,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424103 | COM | 4,148 | $154,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 2,200 | $154,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,500 | $153,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 4,320 | $153,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1,242 | $153,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 10,025 | $153,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 3,416 | $153,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,300 | $152,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 2,700 | $152,000 | thousands by filing date | call |
| FORTINET INC COM | 34959E109 | Stock | 6,000 | $152,000 | thousands by filing date | call |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 5,079 | $152,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,300 | $152,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 16,172 | $152,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 72,691 | $152,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 1,200 | $152,000 | thousands by filing date | put |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 12,113 | $152,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 9,028 | $152,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 8,609 | $152,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,700 | $151,000 | thousands by filing date | call |
| SENECA FOODS CORP NEW | 817070501 | CL A | 5,263 | $151,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 25,246 | $151,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 11,900 | $151,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 7,826 | $151,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 17,603 | $151,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 5,000 | $151,000 | thousands by filing date | put |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 9,700 | $151,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 106,865 | $151,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 18,828 | $151,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 1,513 | $151,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 11,284 | $150,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 10,300 | $150,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 2,200 | $150,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 20,673 | $150,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 13,300 | $150,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 22,957 | $150,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 11,291 | $150,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 3,125 | $150,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 3,419 | $149,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 44,900 | $149,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 14,421 | $149,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 2,992 | $149,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 5,168 | $149,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 18,500 | $149,000 | thousands by filing date | put |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 18,488 | $149,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 2,600 | $148,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 900 | $148,000 | thousands by filing date | call |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 17,618 | $148,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 9,588 | $148,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 9,679 | $148,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 11,056 | $148,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 8,696 | $148,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 16,558 | $148,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 2,087 | $148,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,892 | $147,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 4,906 | $147,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 2,182 | $147,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 17,862 | $147,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 216,368 | $147,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 12,232 | $147,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 5,743 | $147,000 | thousands by filing date | |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 11,776 | $147,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 3,468 | $146,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 5,323 | $146,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 2,000 | $146,000 | thousands by filing date | put |
| TENNANT CO | 880345103 | COM | 2,161 | $146,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 12,446 | $146,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 7,600 | $146,000 | thousands by filing date | call |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 2,893 | $146,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 5,110 | $146,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 6,462 | $146,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 7,165 | $146,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 146,000 | $146,000 | thousands by filing date | principal |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 3,600 | $145,000 | thousands by filing date | put |
| Walter Energy Inc | 93317Q105 | COM | 62,100 | $145,000 | thousands by filing date | call |
| LinnCo, LLC | 535782106 | LTD | 5,000 | $145,000 | thousands by filing date | put |
| FORMFACTOR INC COM | 346375108 | Stock | 20,113 | $144,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 6,499 | $144,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 44,100 | $143,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 7,458 | $143,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 3,255 | $143,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 8,903 | $143,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 8,027 | $143,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 5,500 | $143,000 | thousands by filing date | call |
| AXIALL CORP | 05463D100 | COM | 4,000 | $143,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 16,465 | $142,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 7,959 | $142,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 15,268 | $142,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 10,600 | $142,000 | thousands by filing date | call |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 159,573 | $142,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 5,325 | $141,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 6,140 | $141,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 42,500 | $141,000 | thousands by filing date | call |
| PROCERA NETWORKS INC | 74269U203 | COM | 14,732 | $141,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 10,239 | $140,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 5,161 | $140,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 8,392 | $140,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 943 | $140,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 23,227 | $139,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 3,600 | $139,000 | thousands by filing date | call |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 20,529 | $139,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 2,600 | $139,000 | thousands by filing date | call |
| EGA EMERGING GLOBAL SHS TR | 268461431 | EGSHS EM DV HIIN | 7,473 | $139,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 17,812 | $138,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 8,075 | $138,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 8,200 | $138,000 | thousands by filing date | call |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 38,464 | $138,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 3,600 | $137,000 | thousands by filing date | put |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 4,147 | $137,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 12,326 | $137,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 15,803 | $137,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 5,500 | $137,000 | thousands by filing date | call |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 4,757 | $137,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 14,485 | $137,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 9,861 | $136,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 2,571 | $136,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 11,389 | $136,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 11,150 | $136,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 13,900 | $135,000 | thousands by filing date | call |
| CARETRUST REIT INC COM | 14174T107 | REIT | 9,427 | $135,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 4,000 | $135,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 4,879 | $135,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 7,689 | $135,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 9,124 | $135,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 13,920 | $135,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 5,511 | $135,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 7,100 | $135,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,400 | $134,000 | thousands by filing date | put |
| ALAMO GROUP INC | 011311107 | COM | 3,274 | $134,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 16,160 | $134,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 4,500 | $134,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 23,873 | $134,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 8,260 | $134,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 45,066 | $134,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 449,506 | $134,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,700 | $133,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,700 | $133,000 | thousands by filing date | put |
| UNITED STATIONERS INC | 913004107 | COM | 3,527 | $133,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 3,683 | $133,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 10,259 | $133,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 2,900 | $132,000 | thousands by filing date | call |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 86,420 | $132,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 2,139 | $131,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 4,532 | $131,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 219,250 | $131,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 20,759 | $131,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,200 | $130,000 | thousands by filing date | put |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 6,407 | $130,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 4,600 | $130,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 15,240 | $130,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 4,300 | $130,000 | thousands by filing date | call |
| DEX MEDIA INC | 25213A107 | COM | 13,531 | $130,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 2,869 | $130,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 2,831 | $129,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 5,700 | $129,000 | thousands by filing date | call |
| MONRO INC | 610236101 | COMMON STOCK | 2,647 | $129,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 25,000 | $129,000 | thousands by filing date | call |
| PHARMACYCLICS INC | 716933106 | COM | 1,100 | $129,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 156,000 | $129,000 | thousands by filing date | principal |
| DENDREON CORP | 24823Q107 | COM | 89,754 | $129,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 14,300 | $128,000 | thousands by filing date | put |
| CAE INC COM | 124765108 | Stock | 10,584 | $128,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 3,470 | $128,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 9,658 | $128,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 1,400 | $128,000 | thousands by filing date | call |
| SALISBURY BANCORP INC | 795226109 | COM | 4,726 | $128,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 11,500 | $128,000 | thousands by filing date | put |
| LPATH INC-CLASS A | 548910306 | CMN | 36,385 | $128,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 2,900 | $127,000 | thousands by filing date | put |
| SPS COMM INC COM | 78463M107 | Stock | 2,383 | $127,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 5,500 | $127,000 | thousands by filing date | call |
| GENTHERM INC | 37253A103 | COM | 3,000 | $127,000 | thousands by filing date | call |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 6,669 | $127,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 15,715 | $127,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 9,143 | $127,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 5,005 | $127,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 1,600 | $127,000 | thousands by filing date | put |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 1,600 | $127,000 | thousands by filing date | call |
| ELECTRO RENT CORP | 285218103 | COM | 9,238 | $127,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 5,931 | $127,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 2,372 | $126,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 5,400 | $126,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 34,952 | $126,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 15,575 | $126,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 3,000 | $125,000 | thousands by filing date | put |
| NETGEAR INC | 64111Q104 | COM | 4,000 | $125,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 50,300 | $125,000 | thousands by filing date | call |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 3,987 | $125,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 20,842 | $125,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 50,200 | $125,000 | thousands by filing date | put |
| SEQUENOM INC COM NEW | 817337405 | COM | 42,100 | $125,000 | thousands by filing date | call |
| SILICON IMAGE INC | 82705T102 | COM | 24,751 | $125,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 55,879 | $125,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 63,829 | $124,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 11,052 | $124,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 14,353 | $124,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 10,379 | $123,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 102,800 | $123,000 | thousands by filing date | call |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 8,381 | $123,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 8,250 | $123,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 5,138 | $122,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 9,653 | $122,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,200 | $122,000 | thousands by filing date | put |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 4,876 | $122,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 6,200 | $122,000 | thousands by filing date | put |
| ISHARES TR | 46434V571 | ISHARES TR | 4,850 | $122,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 2,850 | $121,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 1,468 | $121,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 12,689 | $121,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 3,300 | $121,000 | thousands by filing date | put |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 4,500 | $121,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 12,908 | $121,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 5,000 | $120,000 | thousands by filing date | put |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 9,178 | $120,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 57,739 | $120,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 13,355 | $120,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 5,975 | $120,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 3,000 | $120,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 9,144 | $120,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 3,500 | $120,000 | thousands by filing date | call |
| CYS INVTS INC | 12673A108 | COM | 14,500 | $119,000 | thousands by filing date | put |
| CAVIUM INC | 14964U108 | COM | 2,400 | $119,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 13,000 | $119,000 | thousands by filing date | put |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 129,678 | $119,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 4,975 | $119,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 12,900 | $119,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 120,000 | $119,000 | thousands by filing date | principal |
| WINNEBAGO INDS INC | 974637100 | COM | 5,402 | $118,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 1,900 | $118,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 1,100 | $118,000 | thousands by filing date | put |
| PHOTRONICS INC | 719405102 | COM | 14,668 | $118,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 4,925 | $118,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 3,366 | $118,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 44,779 | $118,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 6,493 | $118,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 11,500 | $118,000 | thousands by filing date | put |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,000 | $117,000 | thousands by filing date | put |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 3,245 | $117,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 8,500 | $117,000 | thousands by filing date | put |
| GABELLI UTIL TR | 36240A101 | COM | 16,376 | $117,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 6,100 | $117,000 | thousands by filing date | put |
| STAPLES INC | 855030102 | COM | 9,700 | $117,000 | thousands by filing date | put |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 5,000 | $117,000 | thousands by filing date | put |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 5,946 | $116,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,100 | $116,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 22,538 | $116,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 14,006 | $116,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 4,212 | $116,000 | thousands by filing date | |
| ISHARES INC | 464286384 | MSCI EMRG EMEA | 2,391 | $116,000 | thousands by filing date | |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 3,030 | $116,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 4,000 | $116,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,300 | $115,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 3,800 | $115,000 | thousands by filing date | put |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 7,000 | $115,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 1,105 | $115,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 19,700 | $115,000 | thousands by filing date | call |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 5,900 | $115,000 | thousands by filing date | put |
| CENTRAL GOLDTRUST | 153546106 | TR U | 2,773 | $115,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 3,300 | $115,000 | thousands by filing date | call |
| LOMBARD MED INC | G55598109 | COM | 15,000 | $115,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 3,000 | $114,000 | thousands by filing date | call |
| CORVEL CORP COM | 221006109 | Stock | 3,346 | $114,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,346 | $114,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 3,155 | $114,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 4,592 | $114,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 2,961 | $114,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 5,702 | $114,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 6,000 | $114,000 | thousands by filing date | put |
| MERCURY SYS INC COM | 589378108 | Stock | 10,307 | $113,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 8,500 | $113,000 | thousands by filing date | call |
| GIBRALTAR INDS INC | 374689107 | COM | 8,225 | $113,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 2,100 | $113,000 | thousands by filing date | call |
| CENTERSTATE BK CORP | 15201P109 | COM | 10,972 | $113,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 3,300 | $113,000 | thousands by filing date | put |
| FEDERAL MOGUL CORP | 313549404 | COM | 7,588 | $113,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 8,346 | $113,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 2,700 | $113,000 | thousands by filing date | put |
| IGI LABORATORIES INC | 449575109 | COM | 12,152 | $113,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,501 | $112,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 19,571 | $112,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 5,385 | $112,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 7,787 | $112,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 41,199 | $112,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 28,782 | $112,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 5,400 | $112,000 | thousands by filing date | call |
| Knight Capital Group, Inc. | 48244B100 | common stock | 11,100 | $112,000 | thousands by filing date | call |
| FORTINET INC COM | 34959E109 | Stock | 4,400 | $111,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 7,800 | $111,000 | thousands by filing date | put |
| TERRENO RLTY CORP | 88146M101 | COM | 5,875 | $111,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 5,421 | $111,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 5,600 | $111,000 | thousands by filing date | call |
| XOMA CORP DEL | 98419J107 | COM | 26,300 | $111,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 5,000 | $110,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 5,500 | $110,000 | thousands by filing date | put |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 8,940 | $110,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 2,000 | $110,000 | thousands by filing date | put |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 4,390 | $110,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 46,700 | $110,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 3,548 | $110,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 3,509 | $110,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 13,005 | $109,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 2,594 | $109,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 4,457 | $109,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 5,200 | $109,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 3,219 | $109,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 2,937 | $108,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 2,933 | $108,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 13,800 | $108,000 | thousands by filing date | put |
| STAPLES INC | 855030102 | COM | 8,900 | $108,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 4,600 | $108,000 | thousands by filing date | put |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 5,068 | $108,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 3,994 | $108,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 6,450 | $108,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 4,349 | $108,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 6,875 | $108,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 35,575 | $108,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,500 | $107,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 1,800 | $107,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 7,957 | $107,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 18,690 | $107,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 3,700 | $107,000 | thousands by filing date | call |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 12,011 | $107,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 17,846 | $107,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 11,150 | $107,000 | thousands by filing date | |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 9,500 | $107,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 5,228 | $107,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,900 | $106,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 8,800 | $106,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 33,872 | $106,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 3,200 | $106,000 | thousands by filing date | call |
| OMEGA PROTEIN CORP | 68210P107 | COM | 8,453 | $106,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 52,500 | $105,000 | thousands by filing date | call |
| BADGER METER INC COM | 056525108 | Stock | 2,084 | $105,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 2,500 | $105,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 10,750 | $105,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 1,500 | $105,000 | thousands by filing date | call |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 5,921 | $105,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 4,638 | $105,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 8,879 | $105,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 39,900 | $105,000 | thousands by filing date | call |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 2,107 | $105,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 5,900 | $104,000 | thousands by filing date | put |
| MYRIAD GENETICS INC | 62855J104 | COM | 2,700 | $104,000 | thousands by filing date | put |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 11,841 | $104,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 24,500 | $104,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 3,904 | $104,000 | thousands by filing date | |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 3,061 | $104,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 2,980 | $104,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 4,300 | $103,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554102 | COM | 2,320 | $103,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 4,657 | $103,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 2,400 | $103,000 | thousands by filing date | call |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 3,158 | $103,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 11,685 | $103,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 2,600 | $102,000 | thousands by filing date | put |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 6,678 | $102,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 8,572 | $102,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 11,709 | $102,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 3,268 | $102,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 1,656 | $102,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 5,393 | $102,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,500 | $101,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-041917 | this filing | 2014-11-14 | acceptance time not in the bulk data set |