13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 8,102 holding rows worth $309,145,581,000.
- Accession
- 0001140361-14-041917
- Filer
- CIK 70858
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 17,932 entries on the cover page, a total value of $309,145,581,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $309,145,581,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 18,900 | $22,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 3,482 | $22,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 9,675 | $22,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 10,000 | $22,000 | thousands by filing date | principal |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 200 | $22,000 | thousands by filing date | call |
| GEEKNET INC | 36846Q203 | COM | 2,318 | $22,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 1,200 | $22,000 | thousands by filing date | call |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 985 | $21,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 752 | $21,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 670 | $21,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 3,065 | $21,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 4,400 | $21,000 | thousands by filing date | put |
| Surmodics Inc | 868873100 | Common Stock | 1,140 | $21,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 500 | $21,000 | thousands by filing date | put |
| IXYS CORP | 46600W106 | COMMON STOCK | 1,966 | $21,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,560 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 1,400 | $21,000 | thousands by filing date | |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 6,000 | $21,000 | thousands by filing date | principal |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 1,623 | $21,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 500 | $21,000 | thousands by filing date | call |
| RTI BIOLOGICS INC | 74975N105 | COM | 4,384 | $21,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 14,400 | $21,000 | thousands by filing date | call |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 5,666 | $21,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 3,265 | $21,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 20,000 | $21,000 | thousands by filing date | principal |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,886 | $21,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 6,820 | $21,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 19,382 | $21,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 141 | $21,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 7,332 | $21,000 | thousands by filing date | |
| RIVER VY BANCORP | 768475105 | COM | 982 | $21,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 1,780 | $21,000 | thousands by filing date | |
| World Energy Solutions Inc. | 98145W208 | COM | 4,300 | $21,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 1,200 | $21,000 | thousands by filing date | call |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 500 | $21,000 | thousands by filing date | put |
| REALTY INCOME CORP COM | 756109104 | REIT | 500 | $20,000 | thousands by filing date | put |
| OLIN CORP | 680665205 | COM PAR $1 | 800 | $20,000 | thousands by filing date | call |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 296 | $20,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 700 | $20,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 500 | $20,000 | thousands by filing date | put |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 3,297 | $20,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,000 | $20,000 | thousands by filing date | put |
| TAHOE RES INC | 873868103 | COM | 1,000 | $20,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 800 | $20,000 | thousands by filing date | call |
| ISHARES | 464286830 | EXCHANGE TRADED | 1,300 | $20,000 | thousands by filing date | call |
| PIXELWORKS INC | 72581M305 | COM NEW | 3,100 | $20,000 | thousands by filing date | call |
| REALPAGE INC | 75606N109 | COM | 1,286 | $20,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 1,600 | $20,000 | thousands by filing date | call |
| CURIS INC | 231269101 | COM | 14,656 | $20,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,693 | $20,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 1,500 | $20,000 | thousands by filing date | put |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 8,000 | $20,000 | thousands by filing date | principal |
| INVENTURE FOODS INC | 461212102 | COM | 1,569 | $20,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 9,000 | $20,000 | thousands by filing date | principal |
| BLUE NILE INC | 09578R103 | COM | 700 | $20,000 | thousands by filing date | put |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,991 | $20,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 6,483 | $20,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 1,937 | $20,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 900 | $20,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 700 | $20,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 5,150 | $20,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 3,200 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 400 | $20,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 700 | $20,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 609 | $20,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 16,047 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287135 | NYSE 100INX FD | 225 | $20,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 2,000 | $20,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461456 | EGSHS E MKTS DIV | 1,000 | $20,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,516 | $19,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 2,089 | $19,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 689 | $19,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 500 | $19,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 2,800 | $19,000 | thousands by filing date | put |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,300 | $19,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,000 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 300 | $19,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 1,000 | $19,000 | thousands by filing date | put |
| REIS INC | 75936P105 | COM | 793 | $19,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 620 | $19,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 400 | $19,000 | thousands by filing date | put |
| CIBER INC | 17163B102 | COM | 5,606 | $19,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 667 | $19,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 2,706 | $19,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 2,306 | $19,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 1,208 | $19,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 700 | $19,000 | thousands by filing date | call |
| HHGREGG INC | 42833L108 | COM | 3,000 | $19,000 | thousands by filing date | put |
| HHGREGG INC | 42833L108 | COM | 3,000 | $19,000 | thousands by filing date | call |
| CYTRX CORP | 232828509 | COM PAR $.001 | 7,468 | $19,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 12,321 | $19,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 1,100 | $19,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 1,484 | $19,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 850 | $19,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 1,030 | $19,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 688 | $18,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 686 | $18,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 1,300 | $18,000 | thousands by filing date | call |
| LAKELAND FINL CORP | 511656100 | COM | 474 | $18,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 476 | $18,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,946 | $18,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1,713 | $18,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 250 | $18,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 5,548 | $18,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 1,200 | $18,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 12,700 | $18,000 | thousands by filing date | call |
| MCCLATCHY CO | 579489105 | CL A | 5,302 | $18,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 1,013 | $18,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 1,100 | $18,000 | thousands by filing date | call |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 1,300 | $18,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 5,579 | $18,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 7,549 | $18,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 16,200 | $18,000 | thousands by filing date | call |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 5,856 | $18,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 744 | $18,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 891 | $18,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 700 | $18,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 4,778 | $18,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 1,073 | $18,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 2,001 | $18,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 931 | $18,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 709 | $18,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 839 | $18,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 800 | $18,000 | thousands by filing date | call |
| WENDYS CO COM | 95058W100 | Stock | 2,000 | $17,000 | thousands by filing date | call |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 400 | $17,000 | thousands by filing date | put |
| CASELLA WASTE SYS INC | 147448104 | CL A | 4,180 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 700 | $17,000 | thousands by filing date | call |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 2,002 | $17,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 1,163 | $17,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 1,302 | $17,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 814 | $17,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 10,000 | $17,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 1,400 | $17,000 | thousands by filing date | call |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,667 | $17,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 4,208 | $17,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,100 | $17,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 20,000 | $17,000 | thousands by filing date | principal |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 4,754 | $17,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 10,000 | $17,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 1,301 | $17,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 5,000 | $17,000 | thousands by filing date | principal |
| China Recycling Energy Corp | 168913101 | Com | 13,895 | $17,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 1,000 | $17,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 1,000 | $17,000 | thousands by filing date | call |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 2,500 | $17,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 681 | $17,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 7,925 | $16,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 2,729 | $16,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 800 | $16,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 335 | $16,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 700 | $16,000 | thousands by filing date | call |
| UNITED GUARDIAN INC | 910571108 | COM | 700 | $16,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | call |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 15,660 | $16,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 1,653 | $16,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 400 | $16,000 | thousands by filing date | call |
| TEXTURA CORP | 883211104 | COM | 600 | $16,000 | thousands by filing date | put |
| Almaden Minerals Ltd | 020283107 | COM | 12,500 | $16,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 2,200 | $16,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 54,900 | $16,000 | thousands by filing date | put |
| SKULLCANDY INC | 83083J104 | COM | 2,000 | $16,000 | thousands by filing date | put |
| SALESFORCE COM INC | 79466LAB0 | BOND | 6,000 | $16,000 | thousands by filing date | principal |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 1,642 | $16,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 600 | $16,000 | thousands by filing date | |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 2,500 | $16,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 700 | $16,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 889 | $16,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 1,100 | $16,000 | thousands by filing date | put |
| CIVEO CORP | 178787107 | COM | 1,400 | $16,000 | thousands by filing date | put |
| NORCRAFT COS INC | 65557Y105 | COM | 1,000 | $16,000 | thousands by filing date | |
| LAKES ENTERTAINMEN | 51206P208 | COM | 1,952 | $16,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 400 | $15,000 | thousands by filing date | put |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,000 | $15,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 1,551 | $15,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 1,500 | $15,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 764 | $15,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 600 | $15,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,000 | $15,000 | thousands by filing date | call |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1,600 | $15,000 | thousands by filing date | call |
| PIKE ELEC CORP | 721283109 | COM | 1,283 | $15,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 408 | $15,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 11,750 | $15,000 | thousands by filing date | |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 955 | $15,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 5,254 | $15,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 7,000 | $15,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 696 | $15,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 13,400 | $15,000 | thousands by filing date | put |
| FIRST BUSEY CORP | 319383105 | COM | 2,637 | $15,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 815 | $15,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 6,920 | $15,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 1,118 | $15,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 4,502 | $15,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 1,500 | $15,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 5,000 | $15,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q205 | COM | 23,020 | $15,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 1,400 | $15,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 2,703 | $15,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 5,035 | $15,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 3,070 | $15,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 54,559 | $15,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 149 | $14,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 1,000 | $14,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 400 | $14,000 | thousands by filing date | put |
| EXTREME NETWORKS INC | 30226D106 | COM | 3,000 | $14,000 | thousands by filing date | call |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,216 | $14,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 300 | $14,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 847 | $14,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 391 | $14,000 | thousands by filing date | |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 5,000 | $14,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 594 | $14,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 88 | $14,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,200 | $14,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 2,500 | $14,000 | thousands by filing date | put |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 679 | $14,000 | thousands by filing date | |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 7,000 | $14,000 | thousands by filing date | principal |
| FRESH MKT INC | 35804H106 | COM | 400 | $14,000 | thousands by filing date | call |
| DIAMOND FOODS INC | 252603105 | COM | 500 | $14,000 | thousands by filing date | call |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 2,300 | $14,000 | thousands by filing date | |
| VISION-SCIENCES INC | 927912105 | COM | 14,750 | $14,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 800 | $14,000 | thousands by filing date | |
| POKERTEK INC | 730864204 | COM | 10,502 | $14,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 13,000 | $14,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 400 | $14,000 | thousands by filing date | put |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 606 | $14,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 1,275 | $14,000 | thousands by filing date | |
| ASTEA INTL INC | 04622E208 | COM | 7,010 | $14,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 1,700 | $14,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 429 | $14,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 4,000 | $14,000 | thousands by filing date | principal |
| SUNGY MOBILE LTD | 86737M100 | ADR | 2,168 | $14,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 2,348 | $14,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 400 | $13,000 | thousands by filing date | call |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 1,077 | $13,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 1,918 | $13,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 100 | $13,000 | thousands by filing date | call |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 2,231 | $13,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 200 | $13,000 | thousands by filing date | call |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 200 | $13,000 | thousands by filing date | put |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 719 | $13,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 2,247 | $13,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 1,000 | $13,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 2,100 | $13,000 | thousands by filing date | call |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 565 | $13,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 10,608 | $13,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 9,050 | $13,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 11,000 | $13,000 | thousands by filing date | principal |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 1,045 | $13,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 812 | $13,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 800 | $13,000 | thousands by filing date | put |
| OLD POINT FINL CORP | 680194107 | COM | 875 | $13,000 | thousands by filing date | |
| FIRST AMERICAN MN MUN INC II | 31849P104 | CMN | 900 | $13,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 1,000 | $13,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 4,296 | $13,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 1,000 | $13,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 1,809 | $13,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,100 | $12,000 | thousands by filing date | put |
| INNOSPEC INC | 45768S105 | COM | 329 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 502 | $12,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 1,211 | $12,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 552 | $12,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 600 | $12,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 338 | $12,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 97 | $12,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 1,000 | $12,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 1,088 | $12,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 2,526 | $12,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 3,500 | $12,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 2,000 | $12,000 | thousands by filing date | call |
| KIMBALL INTL INC | 494274103 | CL B | 778 | $12,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 1,422 | $12,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 4,700 | $12,000 | thousands by filing date | put |
| HHGREGG INC | 42833L108 | COM | 1,907 | $12,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 6,000 | $12,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 8,000 | $12,000 | thousands by filing date | principal |
| VIVUS INC | 928551100 | COM | 3,100 | $12,000 | thousands by filing date | put |
| DIGIRAD CORP | 253827109 | COM | 3,000 | $12,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 3,700 | $12,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 1,000 | $12,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 961 | $12,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 1,000 | $12,000 | thousands by filing date | put |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 10,000 | $12,000 | thousands by filing date | principal |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,000 | $11,000 | thousands by filing date | call |
| QUANTA SVCS INC | 74762E102 | COM | 300 | $11,000 | thousands by filing date | call |
| 1ST SOURCE CORP COM | 336901103 | Stock | 369 | $11,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 516 | $11,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 331 | $11,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,169 | $11,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 740 | $11,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 400 | $11,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 559 | $11,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 400 | $11,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 400 | $11,000 | thousands by filing date | put |
| CKX LDS INC | 12562N104 | COM | 731 | $11,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 900 | $11,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 8,000 | $11,000 | thousands by filing date | principal |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 1,400 | $11,000 | thousands by filing date | put |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 1,300 | $11,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 11,877 | $11,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,300 | $11,000 | thousands by filing date | call |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 16,599 | $11,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 20,000 | $11,000 | thousands by filing date | principal |
| TEXTURA CORP | 883211104 | COM | 400 | $11,000 | thousands by filing date | call |
| GFI GROUP INC | 361652209 | COM | 2,116 | $11,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 1,000 | $11,000 | thousands by filing date | call |
| DENDREON CORP | 24823Q107 | COM | 7,700 | $11,000 | thousands by filing date | put |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 855 | $11,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 3,632 | $11,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 2,072 | $11,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 755 | $11,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 13,557 | $11,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 4,000 | $11,000 | thousands by filing date | principal |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 6,827 | $11,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 502 | $11,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 575 | $11,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 3,717 | $11,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 3,200 | $11,000 | thousands by filing date | put |
| STONEGATE MTG CORP | 86181Q300 | COM | 847 | $11,000 | thousands by filing date | |
| UBS AG | 90270KAW9 | NOTE 2/1 | 11,000 | $11,000 | thousands by filing date | principal |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 2,500 | $11,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,100 | $10,000 | thousands by filing date | call |
| VERACYTE INC COM | 92337F107 | Stock | 1,052 | $10,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 100 | $10,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 800 | $10,000 | thousands by filing date | put |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 153 | $10,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 2,032 | $10,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 700 | $10,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 300 | $10,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 449 | $10,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 300 | $10,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 1,200 | $10,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 3,100 | $10,000 | thousands by filing date | call |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | put |
| 2U INC | 90214J101 | COM | 644 | $10,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 2,475 | $10,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 9,464 | $10,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 717 | $10,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 5,100 | $10,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 5,648 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 400 | $10,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 6,182 | $10,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 30,000 | $10,000 | thousands by filing date | |
| OI S.A. | 670851104 | SPONSORED ADR | 13,029 | $10,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 3,500 | $10,000 | thousands by filing date | put |
| ONCOTHYREON INC | 682324108 | COM | 5,352 | $10,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 13,701 | $10,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 1,300 | $10,000 | thousands by filing date | call |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 5,924 | $10,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 2,400 | $10,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 1,463 | $10,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 46,705 | $10,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 4,225 | $10,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 3,550 | $10,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 979 | $10,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 400 | $10,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 1,000 | $10,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 900 | $10,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 5,000 | $10,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 9,000 | $10,000 | thousands by filing date | principal |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 808 | $10,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 4,000 | $10,000 | thousands by filing date | principal |
| NXT ID INC COM | 67091J107 | Stock | 3,825 | $10,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 4,500 | $10,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 791 | $9,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 300 | $9,000 | thousands by filing date | put |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 1,200 | $9,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 550 | $9,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,400 | $9,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 2,150 | $9,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 355 | $9,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 479 | $9,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 600 | $9,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 7,000 | $9,000 | thousands by filing date | principal |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 4,000 | $9,000 | thousands by filing date | principal |
| CAREER EDUCATION CORP | 141665109 | COM | 1,800 | $9,000 | thousands by filing date | put |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 9,807 | $9,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 1,500 | $9,000 | thousands by filing date | call |
| NEONODE INC | 64051M402 | COM NEW | 4,000 | $9,000 | thousands by filing date | put |
| BLUE NILE INC | 09578R103 | COM | 300 | $9,000 | thousands by filing date | call |
| Female Health Company | 314462102 | COM | 2,500 | $9,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 100 | $9,000 | thousands by filing date | put |
| CIENA CORP | 171779AE1 | NOTE | 9,000 | $9,000 | thousands by filing date | principal |
| SYNERON MEDICAL LTD | M87245102 | ORD | 898 | $9,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 598 | $9,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 395 | $9,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 1,600 | $9,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 751 | $9,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 524 | $9,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 222 | $9,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 472 | $9,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 8,667 | $9,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 6,000 | $9,000 | thousands by filing date | |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 611 | $9,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P170 | INV JAP GOV BD | 500 | $9,000 | thousands by filing date | |
| ISHARES MSCI FAR E F S IN FD | 464289214 | CMN | 313 | $9,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 1,122 | $9,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 1,001 | $9,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L485 | US TRES FLATT | 145 | $9,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 1,000 | $9,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 358 | $9,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 400 | $9,000 | thousands by filing date | call |
| COVISINT CORP | 22357R103 | COM | 2,271 | $9,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 1,797 | $9,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,400 | $8,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 15,070 | $8,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 100 | $8,000 | thousands by filing date | call |
| CARNIVAL PLC ADS | 14365C103 | ADR | 214 | $8,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 5,040 | $8,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 548 | $8,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 800 | $8,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 629 | $8,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 900 | $8,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 867 | $8,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 1,600 | $8,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 400 | $8,000 | thousands by filing date | call |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 2,300 | $8,000 | thousands by filing date | put |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 937 | $8,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 5,686 | $8,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 8,000 | $8,000 | thousands by filing date | principal |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 331 | $8,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1,240 | $8,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 3,400 | $8,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 1,907 | $8,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 631 | $8,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 283 | $8,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 1,000 | $8,000 | thousands by filing date | call |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 1,649 | $8,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 710 | $8,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 411 | $8,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 4,000 | $8,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 1,000 | $8,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 1,036 | $8,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 442 | $8,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 180 | $8,000 | thousands by filing date | |
| EQUINIX INC | 29444UAG1 | CNV | 4,000 | $8,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 116 | $8,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 2,461 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 500 | $8,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 600 | $8,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 233,858 | $8,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 900 | $8,000 | thousands by filing date | |
| WOORI FIN HLDGS CO LTD | 981063209 | ADR NEW | 221 | $8,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 100 | $7,000 | thousands by filing date | put |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 800 | $7,000 | thousands by filing date | put |
| LANDSTAR SYS INC COM | 515098101 | Stock | 100 | $7,000 | thousands by filing date | put |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 122 | $7,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 287 | $7,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 781 | $7,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 621 | $7,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 200 | $7,000 | thousands by filing date | call |
| SIERRA BANCORP | 82620P102 | COM | 447 | $7,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 520 | $7,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 595 | $7,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 1,857 | $7,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 700 | $7,000 | thousands by filing date | put |
| HORIZON BANCORP IND | 440407104 | COM | 304 | $7,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 418 | $7,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 249 | $7,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 205 | $7,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 318 | $7,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 300 | $7,000 | thousands by filing date | call |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 390 | $7,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 1,000 | $7,000 | thousands by filing date | put |
| BROADWIND INC | 11161T207 | CMN | 1,000 | $7,000 | thousands by filing date | call |
| AIR T INC | 009207101 | COM | 538 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 123 | $7,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 1,156 | $7,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 7,000 | $7,000 | thousands by filing date | principal |
| ZION OIL & GAS INC | 989696109 | COM | 4,292 | $7,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 3,000 | $7,000 | thousands by filing date | call |
| GABELLI EQUITY TR INC | 362397184 | RIGHT 10/20/2014 | 121,877 | $7,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 474 | $7,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 3,000 | $7,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 6,000 | $7,000 | thousands by filing date | principal |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 256 | $7,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 344 | $7,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 400 | $7,000 | thousands by filing date | put |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 2,131 | $7,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 516 | $7,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 600 | $7,000 | thousands by filing date | call |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 3,000 | $7,000 | thousands by filing date | principal |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 500 | $7,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 2,000 | $7,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 9,000 | $7,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 242 | $7,000 | thousands by filing date | |
| ATLATSA RES CORP | 049477102 | COM | 25,125 | $7,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 6,000 | $7,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 600 | $7,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 1,500 | $7,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 121 | $7,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 167 | $6,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 333 | $6,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 255 | $6,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 500 | $6,000 | thousands by filing date | call |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 314 | $6,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 800 | $6,000 | thousands by filing date | call |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 418 | $6,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 120 | $6,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 132 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-041917 | this filing | 2014-11-14 | acceptance time not in the bulk data set |