13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 8,102 holding rows worth $309,145,581,000.
- Accession
- 0001140361-14-041917
- Filer
- CIK 70858
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 17,932 entries on the cover page, a total value of $309,145,581,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $309,145,581,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KVH INDS INC | 482738101 | COM | 511 | $6,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 300 | $6,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 200 | $6,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 187 | $6,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 1,700 | $6,000 | thousands by filing date | call |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 25 | $6,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 280 | $6,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 239 | $6,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 157 | $6,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 945 | $6,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 1,517 | $6,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 447 | $6,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 200 | $6,000 | thousands by filing date | |
| Northeast Community Bancorp Inc | 664112109 | COM | 800 | $6,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,784 | $6,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 4,131 | $6,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 4,000 | $6,000 | thousands by filing date | put |
| PLY GEM HLDGS INC | 72941W100 | COM | 541 | $6,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 15,200 | $6,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 100 | $6,000 | thousands by filing date | call |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 3,400 | $6,000 | thousands by filing date | call |
| WAUSAU PAPER CORP | 943315101 | COM | 729 | $6,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 4,300 | $6,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,000 | $6,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 3,060 | $6,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 3,200 | $6,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 309 | $6,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 400 | $6,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 238 | $6,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 1,000 | $6,000 | thousands by filing date | principal |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 2,000 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 378 | $6,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 525 | $6,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 1,595 | $6,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 300 | $6,000 | thousands by filing date | |
| SUTOR TECHNOLOGY GROUP LTD | 869362103 | CMN | 10,000 | $6,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 2,000 | $6,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 6,800 | $6,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 273 | $6,000 | thousands by filing date | |
| BDCA VENTURE INC | 05543L106 | COM | 1,145 | $6,000 | thousands by filing date | |
| OVERLAND STORAGE INC | 690310305 | COM NO PAR | 1,920 | $6,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 301 | $5,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 100 | $5,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 180 | $5,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 342 | $5,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 725 | $5,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 236 | $5,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 1,400 | $5,000 | thousands by filing date | call |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 200 | $5,000 | thousands by filing date | put |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 382 | $5,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 356 | $5,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 303 | $5,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 209 | $5,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 191 | $5,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 100 | $5,000 | thousands by filing date | put |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 2,789 | $5,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 20,000 | $5,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 100 | $5,000 | thousands by filing date | call |
| RARE ELEMENT RES LTD | 75381M102 | COM | 8,150 | $5,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 5,000 | $5,000 | thousands by filing date | principal |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 400 | $5,000 | thousands by filing date | put |
| Zagg, Inc. | 98884U108 | COM | 900 | $5,000 | thousands by filing date | call |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 622 | $5,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 500 | $5,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 400 | $5,000 | thousands by filing date | call |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 300 | $5,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 1,100 | $5,000 | thousands by filing date | put |
| COMPUWARE CORP | 205638109 | COM | 500 | $5,000 | thousands by filing date | call |
| NEW YORK & CO INC | 649295102 | COM | 1,500 | $5,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 1,500 | $5,000 | thousands by filing date | put |
| RAND CAP CORP | 752185108 | COM | 1,461 | $5,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 759 | $5,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 3,900 | $5,000 | thousands by filing date | put |
| CHARLES + COLVARD LTD | 159765106 | COM | 2,345 | $5,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 383 | $5,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 529 | $5,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 1,000 | $5,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 1,812 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 200 | $5,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 4,524 | $5,000 | thousands by filing date | |
| PROLOGIS | 743410AY8 | NOTE 3.250% 3/1 | 5,000 | $5,000 | thousands by filing date | principal |
| BANK OF AMERICA CORP | 060505153 | CMN | 5,000 | $5,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 394 | $5,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 35 | $5,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 5,000 | $5,000 | thousands by filing date | principal |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 1,600 | $5,000 | thousands by filing date | |
| Alliance Bancorp, Inc. of Pennsylvania | 01890A108 | Common Stock | 299 | $5,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 1,176 | $5,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 1,000 | $5,000 | thousands by filing date | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 1,030 | $5,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 4,000 | $5,000 | thousands by filing date | principal |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 305 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 200 | $5,000 | thousands by filing date | |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 1,258 | $5,000 | thousands by filing date | |
| VBI VACCINES INC CDA | 91790E102 | Stock | 1,517 | $5,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 4,000 | $5,000 | thousands by filing date | principal |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 355 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B613 | CONTRARIAN OPP | 200 | $5,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 4,745 | $5,000 | thousands by filing date | |
| LOOKSMART LTD | 543442602 | COM PAR $0.001 | 2,294 | $5,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 68 | $4,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 200 | $4,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 500 | $4,000 | thousands by filing date | call |
| CHEFS WHSE INC | 163086101 | COM | 236 | $4,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 148 | $4,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 248 | $4,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 1,100 | $4,000 | thousands by filing date | put |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 260 | $4,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 448 | $4,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 299 | $4,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 150 | $4,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 146 | $4,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 100 | $4,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 524 | $4,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 1,600 | $4,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 1,807 | $4,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 122 | $4,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 464 | $4,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 198 | $4,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 472 | $4,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 1,900 | $4,000 | thousands by filing date | put |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 2,000 | $4,000 | thousands by filing date | call |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 4,000 | $4,000 | thousands by filing date | principal |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 171 | $4,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 1,530 | $4,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 450 | $4,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 4,002 | $4,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 930 | $4,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 175 | $4,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 2,000 | $4,000 | thousands by filing date | call |
| NOVACOPPER INC | 66988K102 | COM | 4,648 | $4,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 800 | $4,000 | thousands by filing date | call |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 289 | $4,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 3,000 | $4,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 30 | $4,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 100 | $4,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 700 | $4,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 1,046 | $4,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 1,060 | $4,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 1,622 | $4,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 8,100 | $4,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 4,000 | $4,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 206 | $4,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 154 | $4,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 226 | $4,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 1,146 | $4,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 1,273 | $4,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 476 | $4,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 154 | $4,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 800 | $4,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 92 | $4,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 2,000 | $4,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 2,000 | $4,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 2,000 | $4,000 | thousands by filing date | principal |
| PRICELINE COM INC | 741503AN6 | BOND | 1,000 | $4,000 | thousands by filing date | principal |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 740 | $4,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 782 | $4,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 10,000 | $4,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 527 | $4,000 | thousands by filing date | |
| BLUEPHOENIX SOLUTIONS LTD | M20157117 | SHS NEW | 1,000 | $4,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 374 | $4,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 789 | $4,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 2,237 | $4,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 321 | $4,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL INC | 73937B738 | COM | 74 | $4,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 460 | $4,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 684 | $4,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,008 | $4,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 400 | $4,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 15,600 | $4,000 | thousands by filing date | call |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 300 | $4,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 1,300 | $4,000 | thousands by filing date | call |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 1,704 | $4,000 | thousands by filing date | |
| ENVENTIS CORP | 29402J101 | COM | 203 | $4,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 100 | $3,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,000 | $3,000 | thousands by filing date | put |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 390 | $3,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 118 | $3,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 17 | $3,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 135 | $3,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 58 | $3,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 33 | $3,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 155 | $3,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 54 | $3,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 1,600 | $3,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 385 | $3,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 133 | $3,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 81 | $3,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 134 | $3,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 712 | $3,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 2,000 | $3,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 200 | $3,000 | thousands by filing date | put |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 2,500 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 63 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 35 | $3,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 500 | $3,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 200 | $3,000 | thousands by filing date | put |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 54 | $3,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | principal |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 124 | $3,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 200 | $3,000 | thousands by filing date | put |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 106 | $3,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | principal |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 250 | $3,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 500 | $3,000 | thousands by filing date | call |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 389 | $3,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 300 | $3,000 | thousands by filing date | call |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 3,000 | $3,000 | thousands by filing date | principal |
| SWS GROUP INC | 78503N107 | COM | 415 | $3,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 500 | $3,000 | thousands by filing date | put |
| EXFO INC | 302046107 | SUB VTG SHS | 829 | $3,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 100 | $3,000 | thousands by filing date | put |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 2,000 | $3,000 | thousands by filing date | principal |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 292 | $3,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 1,350 | $3,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 1,960 | $3,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 2,404 | $3,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 373 | $3,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 127 | $3,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 5,100 | $3,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 1,500 | $3,000 | thousands by filing date | call |
| CENVEO INC | 15670S105 | COM | 1,359 | $3,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 127 | $3,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 135 | $3,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 423 | $3,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 783 | $3,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 1,112 | $3,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 400 | $3,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 2,666 | $3,000 | thousands by filing date | principal |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 2,002 | $3,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 333 | $3,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 375 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 200 | $3,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 9,000 | $3,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 741 | $3,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 156 | $3,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 388 | $3,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 2,000 | $3,000 | thousands by filing date | principal |
| DB-X FUNDS | 233052406 | XTRAK 2040TGT DT | 87 | $3,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 700 | $3,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 160 | $3,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 249 | $3,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 240 | $3,000 | thousands by filing date | |
| FIRST FED NORTHN MICH BANCOR | 32021X105 | COM | 500 | $3,000 | thousands by filing date | |
| NOVAGOLD RES INC | 66987EAA5 | NOTE 5.500% 5/0 | 3,000 | $3,000 | thousands by filing date | principal |
| ENZYMOTEC LTD | M4059L101 | SHS | 500 | $3,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 500 | $3,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 255 | $3,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 1,732 | $3,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 112 | $3,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 76 | $3,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 1,000 | $3,000 | thousands by filing date | |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 2,000 | $3,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403102 | Cmn | 1,431 | $3,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES IN | 043635309 | COM NEW | 1,288 | $3,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 5,967 | $3,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 550 | $2,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 65 | $2,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 400 | $2,000 | thousands by filing date | put |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 289 | $2,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 100 | $2,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 200 | $2,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 100 | $2,000 | thousands by filing date | put |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 235 | $2,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 100 | $2,000 | thousands by filing date | call |
| PREFORMED LINE PRODS CO | 740444104 | COM | 38 | $2,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 141 | $2,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 143 | $2,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 156 | $2,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 262 | $2,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 98 | $2,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 509 | $2,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 105 | $2,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 28 | $2,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 81 | $2,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 120 | $2,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 441 | $2,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 207 | $2,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 259 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 100 | $2,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 600 | $2,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 200 | $2,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 400 | $2,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 200 | $2,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 211 | $2,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 454 | $2,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 296 | $2,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 1,000 | $2,000 | thousands by filing date | principal |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 177 | $2,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 224 | $2,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 131 | $2,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 300 | $2,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 92 | $2,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 200 | $2,000 | thousands by filing date | put |
| Gevo Inc | 374396109 | COMMON | 5,244 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 22 | $2,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 100 | $2,000 | thousands by filing date | call |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 2,000 | $2,000 | thousands by filing date | principal |
| ENDOCYTE INC | 29269A102 | COM | 408 | $2,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 200 | $2,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 300 | $2,000 | thousands by filing date | put |
| SERVOTRONICS INC | 817732100 | COM | 200 | $2,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 400 | $2,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 1,060 | $2,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 258 | $2,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 1,150 | $2,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 151 | $2,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 4,002 | $2,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 2,000 | $2,000 | thousands by filing date | principal |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 2,334 | $2,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 200 | $2,000 | thousands by filing date | put |
| CLEVELAND BIOLABS INC | 185860103 | COM | 5,390 | $2,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 812 | $2,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 2,250 | $2,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 1,000 | $2,000 | thousands by filing date | call |
| DOVER MOTORSPORTS INC | 260174107 | COM | 1,000 | $2,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 229 | $2,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| EMC INS GROUP INC | 268664109 | COM | 86 | $2,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 267 | $2,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 50 | $2,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 144 | $2,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 161 | $2,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 200 | $2,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 932 | $2,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 99 | $2,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 200 | $2,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 484 | $2,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 138 | $2,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 55 | $2,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 256 | $2,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 258 | $2,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 9,300 | $2,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 4,100 | $2,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 300 | $2,000 | thousands by filing date | call |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 654 | $2,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 730 | $2,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 184 | $2,000 | thousands by filing date | |
| Professional Diversity Network | 74312y103 | COM | 348 | $2,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 32 | $2,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 200 | $2,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 2,089 | $2,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 2,000 | $2,000 | thousands by filing date | principal |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 185 | $2,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 113 | $2,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 750 | $2,000 | thousands by filing date | |
| POSTROCK ENERGY CORP | 737525105 | COM | 1,429 | $2,000 | thousands by filing date | |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 815 | $2,000 | thousands by filing date | |
| TIMBERLINE RESOURCES CORP | 887133106 | COM | 25,400 | $2,000 | thousands by filing date | |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 2,000 | $2,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 124 | $2,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 732 | $2,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 129 | $2,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 161 | $2,000 | thousands by filing date | |
| ZAZA ENERGY CORP - NEW | 98919T407 | COM | 680 | $2,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 1,000 | $2,000 | thousands by filing date | put |
| MELA SCIENCES INC | 55277R308 | COM NEW | 1,000 | $2,000 | thousands by filing date | call |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 210 | $2,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 922 | $2,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 151 | $2,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 416 | $2,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U404 | COM PAR$ | 753 | $2,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 500 | $1,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 200 | $1,000 | thousands by filing date | call |
| STELLUS CAP INVT CORP | 858568108 | COM | 99 | $1,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 30 | $1,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 111 | $1,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 110 | $1,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 16 | $1,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 55 | $1,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 100 | $1,000 | thousands by filing date | call |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 77 | $1,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 43 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 56 | $1,000 | thousands by filing date | |
| ALDERON IRON ORE CORP | 01434T100 | COM | 1,001 | $1,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 100 | $1,000 | thousands by filing date | call |
| CROWN CRAFTS INC | 228309100 | COM | 200 | $1,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 200 | $1,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 20 | $1,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 60 | $1,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 100 | $1,000 | thousands by filing date | put |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 58 | $1,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 1,000 | $1,000 | thousands by filing date | principal |
| LO JACK CORP | 539451104 | COMMON STOCK | 302 | $1,000 | thousands by filing date | |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 51 | $1,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 701 | $1,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 35 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 902 | $1,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 68 | $1,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 130 | $1,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 133 | $1,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 63 | $1,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 67 | $1,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 66 | $1,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 745 | $1,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 85 | $1,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 802 | $1,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 400 | $1,000 | thousands by filing date | put |
| METABOLIX INC | 591018809 | COM | 940 | $1,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 200 | $1,000 | thousands by filing date | put |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 1,000 | $1,000 | thousands by filing date | principal |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 1,000 | $1,000 | thousands by filing date | principal |
| HALCON RES CORP | 40537Q209 | COM NEW | 200 | $1,000 | thousands by filing date | call |
| RADISYS CORP | 750459109 | COM | 284 | $1,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 378 | $1,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 2,782 | $1,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 1,000 | $1,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 1,050 | $1,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 46 | $1,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 49 | $1,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 75 | $1,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 864 | $1,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 1,000 | $1,000 | thousands by filing date | call |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 31 | $1,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 77 | $1,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 100 | $1,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 300 | $1,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 742 | $1,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 500 | $1,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 236 | $1,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 1,065 | $1,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 156 | $1,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,000 | $1,000 | thousands by filing date | principal |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 100 | $1,000 | thousands by filing date | put |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 25 | $1,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 115 | $1,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 149 | $1,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 100 | $1,000 | thousands by filing date | call |
| SARATOGA RES INC | 803521103 | COM | 1,000 | $1,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 50 | $1,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 25 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 100 | $1,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 135 | $1,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 84 | $1,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 635 | $1,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 293 | $1,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 203 | $1,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 1,595 | $1,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 351 | $1,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 46 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 400 | $1,000 | thousands by filing date | |
| STANDARD REGISTER CO | 853887206 | COM | 166 | $1,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 50 | $1,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 507 | $1,000 | thousands by filing date | |
| CHYRONHEGO CORP | 171607104 | COM | 333 | $1,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 518 | $1,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 132 | $1,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 100 | $1,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 18 | $1,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 295 | $1,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 172 | $1,000 | thousands by filing date | |
| Birner Dental Management | 091283200 | COM NEW | 42 | $1,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 926 | $1,000 | thousands by filing date | |
| MEDICIS PHARMACEUTICAL | 584690AC5 | NOTE 1.375% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 182 | $1,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 196 | $1,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 520 | $1,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 353 | $1,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 83 | $1,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,000 | $1,000 | thousands by filing date | principal |
| OPOWER INC | 68375Y109 | COM | 35 | $1,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 50 | $1,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 430 | $1,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 71 | $1,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 351 | $1,000 | thousands by filing date | |
| RUTHIGEN INC | 783330103 | COM | 139 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CAMTEK LTD ORD | M20791105 | Stock | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVA LTD COM | M7516K103 | Stock | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HECLA MNG CO | 422704106 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FS BANCORP INC | 30263Y104 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAR TECHNOLOGY CORP | 698884103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAYS J W INC | 578473100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATUS PPTYS INC | 863167201 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMREP CORP | 032159105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-041917 | this filing | 2014-11-14 | acceptance time not in the bulk data set |