13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 6,050 holding rows worth $147,687,895,000.
- Accession
- 0001140361-14-032724
- Filer
- CIK 1000275
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 17,891 entries on the cover page, a total value of $147,687,895,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $147,687,895,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerSky Investment Counsel Inc028-12562
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 8,444 | $807,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 54,675 | $807,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 89,713 | $806,000 | thousands by filing date | |
| SUTRON CORP | 869380105 | COM | 162,169 | $806,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 109,647 | $805,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 37,718 | $804,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 81,033 | $803,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 8,605 | $802,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 21,399 | $801,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 11,944 | $801,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 284,000 | $801,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 47,885 | $800,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 29,867 | $800,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 36,444 | $798,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 105,750 | $797,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 31,393 | $795,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 154,004 | $794,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 24,052 | $792,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 70,000 | $791,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 16,450 | $791,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 35,123 | $790,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 7,543 | $790,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 39,113 | $789,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 7,053 | $788,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 10,766 | $788,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 6,863 | $788,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 46,692 | $788,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 9,263 | $787,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 36,290 | $786,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 29,750 | $785,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 36,793 | $782,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 33,779 | $780,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 74,200 | $780,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 96,905 | $778,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 43,363 | $778,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 18,019 | $776,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 25,000 | $775,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 20,000 | $774,000 | thousands by filing date | put |
| H2O AMERICA | 784305104 | COM | 28,383 | $772,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 16,650 | $771,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 24,800 | $771,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 89,729 | $771,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 23,400 | $771,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 10,352 | $770,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 44,270 | $769,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 33,543 | $768,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 13,624 | $767,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 190,514 | $766,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 30,364 | $765,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 69,099 | $763,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 19,650 | $762,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 41,803 | $761,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 14,555 | $758,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 40,651 | $754,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 606,000 | $753,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W323 | CMN | 28,207 | $751,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 112,228 | $751,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 49,809 | $750,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 16,500 | $750,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 58,700 | $748,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 22,400 | $747,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 6,775 | $747,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 51,550 | $747,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 35,482 | $746,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 56,210 | $746,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 29,902 | $746,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 11,895 | $745,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 10,000 | $745,000 | thousands by filing date | put |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 52,192 | $744,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 25,000 | $742,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 10,000 | $742,000 | thousands by filing date | put |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 31,382 | $742,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 26,680 | $742,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 21,825 | $742,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 85,407 | $742,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 14,627 | $741,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 101,503 | $740,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 56,305 | $738,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 13,012 | $738,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 12,675 | $738,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 43,720 | $738,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 64,652 | $735,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 22,204 | $735,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 220,860 | $735,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 9,392 | $734,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 31,500 | $733,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 7,700 | $732,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 31,492 | $731,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 21,189 | $730,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 21,134 | $729,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 10,682 | $728,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 20,136 | $727,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 82,000 | $727,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 5,740 | $726,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 51,099 | $726,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 104,322 | $725,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 57,480 | $725,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 60,100 | $725,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 64,087 | $724,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 21,878 | $723,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 89,927 | $723,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 9,700 | $722,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 30,656 | $722,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 33,853 | $722,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 9,586 | $721,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,004 | $721,000 | thousands by filing date | |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 16,056 | $721,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 39,000 | $720,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 25,416 | $719,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 34,900 | $718,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 14,941 | $718,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 13,908 | $715,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 11,743 | $715,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 39,339 | $714,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 92,973 | $712,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 20,500 | $711,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 10,000 | $711,000 | thousands by filing date | put |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 98,477 | $711,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 11,084 | $711,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 86,750 | $711,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 51,210 | $710,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 50,325 | $710,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 27,333 | $710,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 20,883 | $709,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 41,043 | $709,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 50,249 | $708,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 26,764 | $708,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 43,063 | $703,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 12,291 | $702,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 18,603 | $702,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 41,100 | $701,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 50,432 | $701,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 99,249 | $700,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 13,083 | $700,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 22,700 | $699,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 7,218 | $698,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 6,940 | $698,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 14,219 | $698,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 10,000 | $697,000 | thousands by filing date | call |
| INNOSPEC INC | 45768S105 | COM | 16,107 | $695,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 62,917 | $695,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 22,791 | $694,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 24,588 | $693,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 12,803 | $692,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 25,070 | $692,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 13,665 | $691,000 | thousands by filing date | |
| SPDR SER TR | 78468R846 | BRCLY HGH YIEL | 27,289 | $691,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 48,814 | $690,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 19,659 | $690,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 14,259 | $689,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 28,659 | $688,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 23,710 | $687,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 15,000 | $686,000 | thousands by filing date | put |
| CASEYS GEN STORES INC | 147528103 | COM | 9,743 | $685,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 13,940 | $684,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 49,043 | $682,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 32,609 | $681,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 25,808 | $680,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 17,604 | $680,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 37,211 | $679,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 6,324 | $679,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 39,630 | $679,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 36,343 | $679,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 47,873 | $679,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 83,923 | $675,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 15,516 | $673,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 10,836 | $673,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 20,000 | $673,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 20,000 | $672,000 | thousands by filing date | put |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 43,923 | $672,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 7,152 | $671,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 42,996 | $671,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 15,700 | $671,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 31,692 | $671,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 28,904 | $670,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 37,223 | $670,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 39,804 | $668,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 33,160 | $667,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 36,041 | $667,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 17,000 | $664,000 | thousands by filing date | call |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 17,300 | $664,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 94,517 | $664,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 15,700 | $664,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 10,363 | $663,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 110,132 | $662,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 3,521 | $661,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 38,267 | $658,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 37,925 | $657,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 39,562 | $657,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 60,558 | $656,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 40,881 | $655,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 30,270 | $653,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 6,489 | $653,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 6,938 | $651,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 52,000 | $651,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 19,200 | $650,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 45,700 | $646,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 23,343 | $645,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 52,425 | $641,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 6,961 | $641,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 43,035 | $640,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 48,700 | $639,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 5,000 | $639,000 | thousands by filing date | call |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 35,840 | $639,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 15,800 | $637,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 12,800 | $635,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 12,250 | $635,000 | thousands by filing date | principal |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 50,402 | $634,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 58,806 | $633,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 132,411 | $630,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 13,262 | $630,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 30,500 | $629,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 6,598 | $628,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 14,945 | $628,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 40,737 | $627,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 38,700 | $627,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 20,869 | $627,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 13,823 | $627,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 24,646 | $627,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 15,019 | $626,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 21,165 | $626,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 17,521 | $626,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 34,143 | $626,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 23,434 | $625,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 10,331 | $624,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 4,697 | $623,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 20,927 | $623,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 77,764 | $622,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 130,000 | $621,000 | thousands by filing date | call |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 18,793 | $621,000 | thousands by filing date | |
| ISHARES TR | 464288232 | S&P NUCIDX ETF | 16,599 | $621,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 72,700 | $620,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 23,421 | $619,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 60,726 | $617,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 24,526 | $616,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 44,153 | $616,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 20,266 | $614,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 79,100 | $611,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 71,136 | $609,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 33,054 | $608,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 50,662 | $608,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 28,650 | $607,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 12,857 | $606,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 6,026 | $603,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 32,598 | $602,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 34,900 | $601,000 | thousands by filing date | put |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 27,246 | $601,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 29,751 | $600,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 14,600 | $599,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 13,517 | $598,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 109,696 | $598,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 37,035 | $598,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 40,000 | $597,000 | thousands by filing date | call |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 10,790 | $597,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 63,587 | $596,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 14,283 | $595,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 9,273 | $595,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 6,224 | $595,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 90,317 | $595,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 68,500 | $594,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 24,975 | $593,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 18,313 | $592,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 7,500 | $591,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 6,389 | $591,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 33,425 | $591,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 5,510 | $589,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 22,910 | $589,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 19,105 | $588,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 355,000 | $588,000 | thousands by filing date | principal |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 13,890 | $587,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 10,000 | $587,000 | thousands by filing date | put |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 33,367 | $587,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 45,969 | $586,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 41,300 | $585,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 13,839 | $584,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 5,561 | $584,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 16,380 | $583,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 61,915 | $583,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 20,950 | $582,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 29,017 | $582,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 34,800 | $582,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 28,054 | $581,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 154,276 | $580,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 37,293 | $578,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 26,957 | $578,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 165,688 | $578,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 34,480 | $577,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 2,577 | $576,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 27,843 | $576,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 18,815 | $576,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 10,264 | $574,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 22,200 | $573,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 33,747 | $573,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 9,886 | $573,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 33,547 | $573,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 23,060 | $573,000 | thousands by filing date | |
| PROSHARES TR | 74347X344 | ULTRASHT 3-7YR | 18,314 | $572,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 14,030 | $569,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 11,196 | $569,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 28,835 | $569,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 28,032 | $564,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 71,655 | $564,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 40,274 | $563,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 17,942 | $561,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 41,800 | $558,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 12,520 | $558,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 36,300 | $557,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 21,648 | $556,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 26,777 | $556,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 64,210 | $555,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 50,000 | $554,000 | thousands by filing date | call |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 9,602 | $553,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 12,815 | $553,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 109,404 | $553,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 373,640 | $553,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 20,500 | $553,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 19,699 | $552,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 12,011 | $551,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 5,426 | $550,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 22,072 | $550,000 | thousands by filing date | principal |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 41,857 | $549,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 172,220 | $549,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 21,483 | $549,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 23,967 | $549,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 32,527 | $548,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 10,590 | $547,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 10,790 | $546,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 24,007 | $546,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 13,100 | $545,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 13,100 | $545,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 30,905 | $544,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 6,438 | $542,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 46,104 | $540,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 45,199 | $539,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 38,125 | $539,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 22,981 | $538,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 23,049 | $537,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 25,581 | $537,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 28,411 | $537,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 19,003 | $535,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 23,350 | $535,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 5,145 | $535,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 28,551 | $534,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 49,959 | $534,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 52,131 | $533,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 44,854 | $532,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 7,156 | $532,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 59,940 | $531,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 38,950 | $531,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 28,745 | $529,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 8,056 | $528,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,000 | $528,000 | thousands by filing date | call |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 40,641 | $528,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 10,675 | $528,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 37,842 | $528,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 13,763 | $527,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 21,117 | $527,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 15,000 | $526,000 | thousands by filing date | put |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 37,600 | $526,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 27,228 | $525,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 11,783 | $525,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 7,800 | $524,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 23,806 | $523,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 11,516 | $523,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 37,300 | $523,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 22,634 | $522,000 | thousands by filing date | principal |
| TRUSTMARK CORP | 898402102 | COM | 21,094 | $521,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 33,848 | $521,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 24,275 | $520,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 7,738 | $520,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 27,219 | $520,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 16,200 | $519,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 11,000 | $518,000 | thousands by filing date | call |
| PTC INC COM | 69370C100 | Stock | 13,298 | $516,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 84,070 | $516,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 36,495 | $515,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 14,386 | $514,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 8,200 | $513,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 16,167 | $512,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 15,974 | $512,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 52,247 | $512,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 30,600 | $512,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 15,572 | $511,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 22,655 | $511,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 20,108 | $509,000 | thousands by filing date | principal |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 20,200 | $508,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 81,149 | $508,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 33,000 | $508,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 8,490 | $507,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 16,386 | $505,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 8,105 | $505,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 16,100 | $504,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,190 | $503,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 20,897 | $502,000 | thousands by filing date | principal |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 35,200 | $501,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 25,295 | $501,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 18,376 | $501,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 11,919 | $500,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 6,052 | $500,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 24,377 | $500,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 28,844 | $500,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 32,700 | $500,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 38,223 | $498,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 55,400 | $498,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 108,621 | $498,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 7,429 | $497,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 10,074 | $496,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 60,000 | $496,000 | thousands by filing date | call |
| EGA EMERGING GLOBAL SHS TR | 268461837 | EGS CHIN INF ETF | 29,409 | $496,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 50,000 | $494,000 | thousands by filing date | call |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 12,180 | $494,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 11,106 | $494,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 11,900 | $494,000 | thousands by filing date | call |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 33,657 | $494,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 27,244 | $493,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 10,822 | $493,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 39,544 | $493,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 7,285 | $491,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 7,763 | $490,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 50,000 | $490,000 | thousands by filing date | put |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 128,637 | $490,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 26,162 | $489,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 37,180 | $489,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 10,653 | $488,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 12,400 | $488,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 41,441 | $488,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 13,190 | $488,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 9,437 | $488,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 5,752 | $486,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 25,586 | $486,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 10,934 | $485,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 14,747 | $485,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 19,286 | $484,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 53,200 | $484,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 29,638 | $484,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 17,458 | $483,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 16,000 | $483,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 37,967 | $483,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 34,062 | $482,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 6,894 | $480,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 22,324 | $479,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 23,000 | $478,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 7,058 | $476,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 20,454 | $475,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 24,853 | $475,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 16,583 | $475,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 20,000 | $474,000 | thousands by filing date | call |
| FIVE BELOW INC COM | 33829M101 | Stock | 11,856 | $473,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 16,681 | $473,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 13,212 | $472,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 11,900 | $471,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 8,237 | $471,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 10,000 | $471,000 | thousands by filing date | put |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 17,522 | $470,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 15,387 | $469,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 9,037 | $468,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 114,120 | $467,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 61,500 | $467,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 17,003 | $467,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 7,440 | $466,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 32,553 | $466,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 43,994 | $466,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 15,941 | $466,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 20,800 | $466,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 137,321 | $465,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 39,900 | $465,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 439,000 | $465,000 | thousands by filing date | principal |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 108,132 | $464,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 38,589 | $463,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 33,307 | $463,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 15,256 | $461,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 155,047 | $461,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 8,707 | $461,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 45,850 | $461,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 8,011 | $460,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 50,756 | $459,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 8,560 | $459,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 34,400 | $459,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 18,689 | $459,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 53,802 | $458,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 18,500 | $458,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 32,496 | $458,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 20,000 | $457,000 | thousands by filing date | put |
| F N B CORP | 302520101 | COM | 35,654 | $457,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 37,042 | $457,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 15,605 | $456,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 26,842 | $456,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 10,320 | $456,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 33,745 | $456,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 6,148 | $455,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 17,410 | $455,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 91,031 | $455,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 28,897 | $455,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 6,395 | $454,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 29,805 | $454,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 26,408 | $454,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 13,015 | $454,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 38,000 | $454,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 17,205 | $454,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 10,534 | $454,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-032724 | this filing | 2014-08-14 | acceptance time not in the bulk data set |