13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 6,050 holding rows worth $147,687,895,000.
- Accession
- 0001140361-14-032724
- Filer
- CIK 1000275
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 17,891 entries on the cover page, a total value of $147,687,895,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $147,687,895,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerSky Investment Counsel Inc028-12562
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 8,676 | $453,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 23,292 | $453,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 32,638 | $453,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 17,673 | $453,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 44,400 | $452,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 5,735 | $451,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 17,400 | $451,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 199,805 | $451,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 23,362 | $450,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 54,980 | $450,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 27,925 | $450,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 12,674 | $450,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 10,581 | $449,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 13,032 | $449,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 21,460 | $448,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 16,300 | $448,000 | thousands by filing date | call |
| BROWN SHOE COMPANY INC | 115736100 | COM | 15,675 | $448,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 19,875 | $447,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 25,781 | $446,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 18,837 | $446,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 19,700 | $446,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 86,701 | $446,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 8,120 | $445,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 35,333 | $445,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 28,300 | $445,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 24,582 | $444,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 40,700 | $444,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 50,096 | $444,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 413,000 | $444,000 | thousands by filing date | principal |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 7,291 | $444,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 7,667 | $442,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 26,514 | $441,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 76,501 | $441,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 62,658 | $440,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3,515 | $440,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 3,574 | $440,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 3,528 | $439,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 10,187 | $439,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 33,590 | $439,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 9,293 | $438,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 5,829 | $438,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 24,650 | $438,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 43,397 | $438,000 | thousands by filing date | |
| Janus Velocity Tail Risk Hdgd Lg Cp ETF | 00162Q817 | com | 15,629 | $438,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 6,550 | $437,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 54,300 | $437,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 5,446 | $436,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 35,473 | $436,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 8,897 | $436,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 24,151 | $436,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 43,271 | $436,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 14,253 | $434,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 8,442 | $433,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 13,881 | $433,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 18,573 | $433,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 20,644 | $432,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 72,247 | $432,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 15,293 | $431,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 35,300 | $431,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 114,782 | $431,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 28,395 | $431,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 25,047 | $429,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 20,357 | $429,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 11,459 | $429,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 9,009 | $428,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 96,329 | $427,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 13,380 | $427,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 38,494 | $427,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 10,104 | $427,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 61,991 | $427,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 30,669 | $426,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 40,600 | $425,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 56,738 | $425,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 28,225 | $424,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 22,209 | $424,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 23,319 | $424,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 25,000 | $424,000 | thousands by filing date | put |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 14,020 | $424,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 112,159 | $424,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 45,200 | $423,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 5,134 | $423,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 17,563 | $423,000 | thousands by filing date | principal |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 24,173 | $422,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 21,054 | $422,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 7,253 | $421,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 32,817 | $421,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 16,853 | $421,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 19,097 | $419,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 33,528 | $419,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 35,662 | $419,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 35,294 | $419,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 15,677 | $418,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 20,182 | $418,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 26,475 | $417,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 46,456 | $416,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 28,873 | $416,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 6,291 | $416,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 6,779 | $415,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 29,900 | $415,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 18,479 | $414,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 9,626 | $414,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 15,841 | $414,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 11,100 | $414,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 63,500 | $414,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 6,806 | $413,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 28,486 | $412,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 22,069 | $412,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 5,355 | $411,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 112,570 | $411,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 44,384 | $410,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 20,726 | $410,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 17,419 | $410,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 300,000 | $410,000 | thousands by filing date | principal |
| Matrix Service Company | 576853105 | COM | 12,466 | $409,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 34,444 | $408,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 28,359 | $408,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 21,100 | $408,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 47,774 | $405,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 38,502 | $405,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 28,200 | $405,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 110,096 | $405,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 33,080 | $404,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 26,213 | $404,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 15,760 | $404,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 21,662 | $403,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 8,568 | $403,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 12,569 | $403,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 20,328 | $402,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 11,332 | $402,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 46,840 | $401,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 8,142 | $401,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 28,013 | $399,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 4,389 | $398,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 10,000 | $398,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 27,710 | $397,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 27,118 | $397,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 19,147 | $397,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 17,900 | $397,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X467 | MSCI EM50 ETF | 7,931 | $397,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 11,000 | $396,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 41,500 | $396,000 | thousands by filing date | call |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 26,463 | $396,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 33,172 | $396,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 27,941 | $396,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 5,123 | $396,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 6,200 | $395,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 12,542 | $394,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 16,998 | $392,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 6,286 | $391,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 13,101 | $391,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 8,700 | $391,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 5,261 | $390,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 11,000 | $390,000 | thousands by filing date | put |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4,717 | $388,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 15,891 | $388,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 4,326 | $387,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 13,144 | $387,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 34,562 | $386,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 13,400 | $386,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 55,000 | $386,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 33,658 | $385,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 18,724 | $385,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 25,000 | $384,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637100 | COM | 15,229 | $384,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 25,641 | $383,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,100 | $381,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 5,328 | $381,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 10,021 | $381,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 7,450 | $381,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 19,186 | $381,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 34,200 | $380,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 6,950 | $380,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 7,350 | $379,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 32,844 | $379,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 28,506 | $379,000 | thousands by filing date | |
| ISHARES TR | 46429B374 | ALCO ASIA INFO | 11,035 | $379,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 5,002 | $378,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 13,772 | $378,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 16,413 | $378,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 5,390 | $377,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 18,200 | $377,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 24,205 | $375,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 15,434 | $374,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 12,200 | $373,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 5,596 | $373,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 37,748 | $373,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 5,886 | $372,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 295,326 | $372,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 18,528 | $372,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 32,900 | $371,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 89,957 | $371,000 | thousands by filing date | |
| MARKET VECTORS INDONESA | 57060U167 | COMMON | 28,542 | $371,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 27,533 | $370,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 49,950 | $370,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 39,150 | $370,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 20,895 | $370,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 3,051 | $369,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 8,061 | $369,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 35,376 | $369,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 21,296 | $368,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 52,127 | $368,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 12,652 | $367,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 11,400 | $367,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 73,122 | $367,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 18,582 | $366,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 15,800 | $366,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 5,691 | $366,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 38,613 | $365,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 6,318 | $365,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 65,765 | $365,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 100,000 | $365,000 | thousands by filing date | put |
| OXFORD INDS INC | 691497309 | COM | 5,449 | $363,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 13,373 | $363,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 15,226 | $363,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 29,129 | $362,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 5,152 | $361,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 5,215 | $361,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 5,200 | $361,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 26,744 | $360,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 47,600 | $360,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 13,564 | $360,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 17,413 | $359,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 13,276 | $359,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 33,500 | $359,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 31,785 | $359,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 10,707 | $358,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 61,586 | $357,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 4,831 | $357,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 28,350 | $357,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 11,751 | $357,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 6,437 | $356,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 17,395 | $356,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 37,665 | $355,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 7,477 | $354,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 16,100 | $354,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 17,588 | $354,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 42,576 | $353,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 15,500 | $353,000 | thousands by filing date | call |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 154,790 | $353,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 3,546 | $353,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 23,212 | $353,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 44,250 | $353,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,936 | $352,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 28,917 | $352,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 22,966 | $352,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 49,429 | $352,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 25,200 | $352,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 147,228 | $352,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 8,623 | $351,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 7,437 | $350,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 53,823 | $350,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 33,575 | $349,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 14,053 | $348,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 18,938 | $347,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 24,214 | $347,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 15,956 | $346,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 9,385 | $346,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 14,553 | $346,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 15,019 | $346,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 27,725 | $345,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 9,719 | $345,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 16,235 | $345,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 8,520 | $344,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 8,554 | $344,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 4,014 | $344,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 47,910 | $343,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 32,280 | $342,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 26,115 | $341,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 9,969 | $340,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 36,931 | $340,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 3,604 | $340,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 11,500 | $339,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 5,400 | $339,000 | thousands by filing date | put |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 41,056 | $339,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 14,125 | $339,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 16,577 | $338,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 3,195 | $338,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 14,181 | $337,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 50,617 | $337,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 10,263 | $336,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 12,300 | $336,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 11,567 | $336,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 5,499 | $335,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 26,771 | $335,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 15,085 | $335,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 19,710 | $335,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 317,000 | $335,000 | thousands by filing date | principal |
| CITY NATL CORP | 178566105 | COM | 4,389 | $333,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 6,675 | $332,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 18,071 | $332,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 7,333 | $332,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 38,640 | $331,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 9,393 | $330,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 36,800 | $330,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 12,599 | $330,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 24,245 | $329,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 21,102 | $329,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 10,600 | $329,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 25,605 | $329,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 6,487 | $328,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 7,170 | $328,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 26,277 | $328,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 15,040 | $328,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 7,900 | $327,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 12,776 | $327,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 8,851 | $327,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 3,350 | $327,000 | thousands by filing date | principal |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 26,260 | $327,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 11,253 | $326,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 26,800 | $326,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 18,400 | $325,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 10,000 | $324,000 | thousands by filing date | put |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 10,000 | $324,000 | thousands by filing date | call |
| CBIZ INC | 124805102 | COM | 35,700 | $323,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 6,281 | $323,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 12,055 | $323,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 7,236 | $322,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 9,422 | $322,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y256 | DLY S&P500 2XS | 7,650 | $322,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 4,947 | $321,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 8,080 | $319,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 12,224 | $319,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 9,600 | $318,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 13,965 | $317,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 15,059 | $317,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 85,425 | $317,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 10,111 | $316,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 74,332 | $316,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 13,187 | $316,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 24,000 | $316,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 6,885 | $315,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 29,592 | $315,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 5,600 | $314,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 22,802 | $313,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 20,500 | $313,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 19,987 | $313,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 9,480 | $313,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 6,902 | $312,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 3,592 | $312,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 18,343 | $312,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 8,206 | $311,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 11,901 | $311,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 6,673 | $311,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 13,600 | $311,000 | thousands by filing date | call |
| INNERWORKINGS INC | 45773Y105 | COM | 36,587 | $311,000 | thousands by filing date | |
| ISHARES TR | 46429B457 | MSCI HK SML CP | 10,522 | $311,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 29,725 | $311,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 3,842 | $310,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 21,151 | $310,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 138,400 | $310,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 17,328 | $307,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 6,328 | $307,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 28,651 | $307,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 17,660 | $306,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 40,000 | $306,000 | thousands by filing date | call |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 23,131 | $306,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 41,900 | $305,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,176 | $304,000 | thousands by filing date | |
| ISHARES MSCI FAR E F S IN FD | 464289214 | CMN | 10,392 | $304,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 6,087 | $302,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 11,000 | $302,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 8,533 | $302,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 28,608 | $302,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 31,110 | $301,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 4,830 | $301,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 10,000 | $301,000 | thousands by filing date | put |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 12,914 | $301,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 64,090 | $300,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 15,259 | $299,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 27,489 | $298,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 21,286 | $297,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 5,375 | $297,000 | thousands by filing date | principal |
| CURIS INC | 231269101 | COM | 159,586 | $297,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 33,421 | $297,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 4,174 | $296,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 11,455 | $296,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 16,350 | $295,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 9,273 | $295,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 5,011 | $294,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 13,514 | $294,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 29,700 | $293,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 39,318 | $293,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 20,000 | $292,000 | thousands by filing date | put |
| MICROSEMI CORP | 595137100 | COM | 10,894 | $292,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 59,200 | $292,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 53,400 | $292,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 5,977 | $291,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 21,120 | $291,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 20,307 | $291,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 16,558 | $291,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 4,652 | $290,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 7,646 | $290,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 20,132 | $290,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 10,563 | $290,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 8,567 | $289,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 21,035 | $289,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 18,291 | $288,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 7,000 | $287,000 | thousands by filing date | put |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 11,400 | $286,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 7,193 | $286,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 9,060 | $286,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 33,090 | $286,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 10,364 | $286,000 | thousands by filing date | principal |
| INVESCO SR INCOME TR | 46131H107 | COM | 56,840 | $285,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 19,151 | $285,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 15,900 | $285,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 16,350 | $285,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 8,440 | $285,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 14,106 | $284,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 3,842 | $284,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 6,445 | $283,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 6,637 | $283,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 70,716 | $283,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 11,571 | $283,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 4,473 | $282,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 7,312 | $281,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 25,668 | $281,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 13,029 | $281,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 21,705 | $281,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 22,250 | $281,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 13,062 | $280,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 21,100 | $278,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 10,677 | $278,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 15,000 | $278,000 | thousands by filing date | put |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 65,284 | $278,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 14,423 | $277,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 13,530 | $277,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 17,457 | $276,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 20,839 | $276,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 33,407 | $276,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 13,378 | $275,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 5,871 | $275,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 15,300 | $275,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 21,052 | $275,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 29,531 | $274,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 5,096 | $274,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 66,844 | $274,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 15,117 | $272,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 5,092 | $272,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 53,951 | $272,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 13,141 | $272,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H321 | ETN DJUBSALUMI38 | 14,341 | $272,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 2,448 | $271,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 6,687 | $271,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 12,800 | $271,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 58,600 | $271,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 4,236 | $269,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 8,829 | $269,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 10,111 | $269,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 111,000 | $268,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 46,339 | $268,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 9,000 | $268,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 29,149 | $268,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 11,561 | $268,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 9,705 | $266,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 62,564 | $266,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 6,415 | $266,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 51,551 | $266,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 10,645 | $266,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 10,450 | $265,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 30,141 | $265,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 17,719 | $264,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 2,633 | $264,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 11,286 | $264,000 | thousands by filing date | |
| OMNICOM GROUP INC | 681919AV8 | NOTE 7/3 | 200,000 | $264,000 | thousands by filing date | principal |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 31,630 | $264,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786U101 | COM | 5,292 | $264,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 6,600 | $263,000 | thousands by filing date | call |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 12,344 | $262,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 14,735 | $262,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 7,200 | $262,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 11,400 | $262,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 11,789 | $262,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 9,114 | $261,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 18,282 | $261,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 13,100 | $261,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 23,516 | $261,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 16,700 | $260,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 47,153 | $260,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 6,565 | $259,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 10,291 | $259,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 84,922 | $259,000 | thousands by filing date | |
| SKYSTAR BIO-PHARMA CO | 830884300 | COM PAR $.001 | 35,323 | $259,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 7,100 | $258,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 13,900 | $258,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 6,190 | $258,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 22,000 | $257,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 19,986 | $257,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 14,949 | $257,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 8,888 | $257,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 9,838 | $257,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 21,333 | $257,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 4,809 | $256,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 200,000 | $256,000 | thousands by filing date | principal |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 12,971 | $256,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 3,700 | $255,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 15,952 | $255,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 2,626 | $255,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 17,100 | $255,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 20,512 | $255,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-032724 | this filing | 2014-08-14 | acceptance time not in the bulk data set |