13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 6,050 holding rows worth $147,687,895,000.
- Accession
- 0001140361-14-032724
- Filer
- CIK 1000275
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 17,891 entries on the cover page, a total value of $147,687,895,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $147,687,895,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerSky Investment Counsel Inc028-12562
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 71,900 | $254,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 10,747 | $254,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 9,175 | $253,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 16,256 | $252,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 9,972 | $252,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 6,427 | $251,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 12,200 | $251,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 18,892 | $250,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 10,413 | $250,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 42,500 | $250,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 9,953 | $250,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 4,120 | $249,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 15,289 | $249,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 6,277 | $249,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 11,151 | $249,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 4,993 | $248,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 65,200 | $248,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 31,109 | $247,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 16,713 | $246,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 9,999 | $246,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 8,900 | $246,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 8,000 | $246,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 4,108 | $245,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 3,130 | $245,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 18,430 | $245,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 16,692 | $244,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 10,669 | $244,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 25,835 | $243,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 6,910 | $243,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 3,576 | $243,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 24,094 | $242,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 32,806 | $242,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 2,230 | $242,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 15,105 | $242,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 5,818 | $241,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 5,907 | $241,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 15,034 | $241,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 9,933 | $240,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 6,410 | $240,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 11,231 | $239,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 1,600 | $239,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 3,771 | $238,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 4,700 | $238,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 11,812 | $238,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 22,015 | $237,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 18,494 | $237,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 27,454 | $236,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 5,312 | $235,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 7,388 | $235,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 12,765 | $235,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 4,418 | $235,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 3,561 | $235,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 3,203 | $235,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 17,540 | $234,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 16,010 | $233,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 222,000 | $233,000 | thousands by filing date | principal |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 18,180 | $232,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 5,082 | $232,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 37,100 | $232,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 120,790 | $232,000 | thousands by filing date | |
| DEUTSCHE BK AG RT | D17698107 | RIGHT 06/24/2014 | 120,395 | $232,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 18,034 | $231,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 18,701 | $231,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 13,841 | $231,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 27,408 | $231,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 13,232 | $231,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E838 | GLB X BRZ FINL | 19,297 | $231,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 11,461 | $230,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 97,750 | $230,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 4,350 | $230,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 11,300 | $229,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 17,825 | $229,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 6,736 | $228,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 12,850 | $228,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 15,042 | $228,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 15,387 | $227,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 4,025 | $227,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 8,960 | $227,000 | thousands by filing date | principal |
| AbbVie,Inc. | 00287Y109 | COM | 4,000 | $226,000 | thousands by filing date | call |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 10,792 | $226,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 22,591 | $226,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 16,094 | $225,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 3,539 | $225,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 8,929 | $225,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 20,205 | $224,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 17,086 | $224,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 6,334 | $224,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 4,540 | $224,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U381 | GERMANY SM CAP | 7,015 | $224,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 22,085 | $223,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 7,511 | $223,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 19,300 | $223,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 13,001 | $223,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 45,114 | $222,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 68,560 | $221,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 12,432 | $220,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 9,181 | $220,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 4,108 | $220,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 39,850 | $220,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 6,432 | $220,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 1,880 | $219,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 17,650 | $219,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 17,100 | $219,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 23,031 | $219,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 13,439 | $219,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 15,866 | $219,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 4,155 | $219,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 5,891 | $218,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 22,938 | $218,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W200 | ENH US SCP ETF | 7,094 | $218,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 6,109 | $217,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 8,948 | $217,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 5,905 | $217,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 3,510 | $217,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 4,758 | $217,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 7,458 | $217,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 17,015 | $217,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 16,509 | $216,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 9,732 | $216,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 8,198 | $216,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 8,701 | $215,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 15,995 | $215,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 19,675 | $214,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 71 | $214,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 9,413 | $214,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 7,600 | $214,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 17,915 | $214,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,922 | $213,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 3,225 | $213,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 4,510 | $213,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 16,527 | $213,000 | thousands by filing date | |
| ISHARES INC | 464286467 | EMKTS GRW IDX | 3,726 | $213,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 15,000 | $212,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 14,124 | $212,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 13,078 | $212,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 34,578 | $212,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 10,400 | $212,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 6,582 | $211,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 31,610 | $211,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 15,284 | $210,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 2,320 | $209,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 8,801 | $209,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 9,900 | $209,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 6,991 | $209,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 2,652 | $208,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 10,300 | $208,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,600 | $208,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 13,427 | $208,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 69,722 | $207,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 5,083 | $207,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 10,800 | $207,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 4,370 | $207,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 149,919 | $206,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 8,725 | $206,000 | thousands by filing date | principal |
| EASTGROUP PPTYS INC | 277276101 | COM | 3,192 | $205,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 2,166 | $204,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 26,400 | $204,000 | thousands by filing date | |
| ISHARES NYSE COMPOSITE INDEX | 464287143 | COM | 2,037 | $204,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,174 | $203,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 3,747 | $203,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 7,621 | $203,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 6,034 | $203,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 41,200 | $203,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 14,586 | $203,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,100 | $202,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 5,570 | $202,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 4,943 | $202,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 5,000 | $201,000 | thousands by filing date | put |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 13,515 | $201,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,396 | $201,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 12,100 | $201,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 9,047 | $200,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 11,330 | $200,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 11,731 | $199,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 7,121 | $199,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 5,998 | $199,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 26,620 | $199,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 2,739 | $199,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 111,350 | $199,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 191,000 | $199,000 | thousands by filing date | principal |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 11,053 | $198,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 9,400 | $198,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 26,675 | $196,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 6,693 | $196,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 4,745 | $196,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 12,006 | $196,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 62,072 | $196,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 46,860 | $196,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 11,000 | $195,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 4,070 | $195,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 329,514 | $195,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,670 | $194,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 15,053 | $194,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 8,236 | $194,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 25,582 | $193,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 14,607 | $193,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 2,480 | $193,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 19,021 | $192,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 22,960 | $191,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 6,511 | $191,000 | thousands by filing date | |
| MARKET VECTORS BANK AND BROK | 57060U175 | CMN | 3,398 | $191,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 898 | $190,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 3,880 | $190,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 3,898 | $190,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 10,799 | $190,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 14,379 | $189,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 17,310 | $189,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 26,100 | $189,000 | thousands by filing date | |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 6,139 | $189,000 | thousands by filing date | |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 9,142 | $189,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 4,831 | $188,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 1,700 | $187,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 5,975 | $187,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 3,872 | $187,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 3,493 | $187,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1,558 | $186,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 5,994 | $185,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 6,151 | $185,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 7,137 | $185,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 25,931 | $184,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 5,298 | $184,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 4,216 | $184,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 8,561 | $184,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 11,425 | $184,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 1,999 | $184,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 12,472 | $184,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 24,700 | $184,000 | thousands by filing date | |
| BAXANO SURGICAL | 071773105 | COM | 323,752 | $184,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 12,846 | $183,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 14,971 | $183,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 6,326 | $182,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 190,081 | $182,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 4,634 | $182,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 4,221 | $181,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 16,900 | $181,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 10,300 | $181,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 21,800 | $180,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 5,600 | $180,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 9,002 | $180,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 13,817 | $180,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 3,050 | $180,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 13,999 | $180,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 5,502 | $180,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 4,873 | $180,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 8,280 | $179,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 4,105 | $179,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 6,793 | $179,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 10,209 | $179,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 8,446 | $178,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 6,315 | $178,000 | thousands by filing date | |
| PIMCO BUILD | 72201R825 | BLD AMER BD FD | 3,481 | $178,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 12,401 | $177,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 5,519 | $177,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,861 | $176,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 10,290 | $175,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 4,319 | $175,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 2,589 | $175,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 11,854 | $175,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 15,004 | $174,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 6,000 | $174,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 11,835 | $173,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 8,400 | $173,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 4,539 | $173,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,516 | $173,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 2,318 | $173,000 | thousands by filing date | |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 10,900 | $173,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 139,731 | $172,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 18,942 | $172,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 13,650 | $172,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 35,538 | $172,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 359,586 | $172,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 2,674 | $171,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 10,400 | $171,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 9,459 | $171,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 5,011 | $170,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 24,900 | $170,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 198,610 | $170,000 | thousands by filing date | |
| DENALI FD INC | 24823A102 | COM | 7,930 | $170,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 13,626 | $169,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 6,177 | $169,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 7,022 | $169,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 11,091 | $168,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 6,633 | $168,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 13,814 | $167,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 4,500 | $167,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 6,748 | $167,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 5,648 | $166,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 8,933 | $166,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 9,089 | $166,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 11,321 | $166,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A524 | S&P MTG FIN | 2,969 | $166,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 3,798 | $165,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 6,075 | $165,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 27,076 | $165,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 15,000 | $164,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 9,799 | $164,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 8,891 | $164,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 8,693 | $164,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 4,692 | $163,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 11,235 | $163,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 2,488 | $163,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 14,850 | $163,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 14,140 | $163,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 6,149 | $162,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 11,894 | $162,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 11,506 | $161,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 10,269 | $160,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,600 | $160,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 4,650 | $160,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 7,941 | $160,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 62,357 | $160,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 7,640 | $160,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 25,000 | $159,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 10,085 | $159,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 15,300 | $159,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 10,000 | $158,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 11,669 | $158,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 989 | $158,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 8,625 | $158,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 23,500 | $158,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 15,876 | $158,000 | thousands by filing date | |
| HASTINGS ENTERTAINMENT INC | 418365102 | COM | 53,400 | $158,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 2,150 | $157,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 7,054 | $157,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 11,572 | $157,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 9,219 | $157,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 3,812 | $157,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 11,750 | $156,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 8,092 | $156,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 5,926 | $156,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 4,442 | $155,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 12,000 | $155,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 35,550 | $154,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 3,325 | $154,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 6,175 | $153,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 17,990 | $153,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 2,947 | $153,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 3,263 | $152,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 10,543 | $152,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 8,750 | $152,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 44,400 | $151,000 | thousands by filing date | put |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 3,133 | $150,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 14,299 | $149,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 118,837 | $149,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 8,284 | $149,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 3,097 | $148,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 8,300 | $148,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 10,400 | $147,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 11,176 | $146,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 3,805 | $146,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 4,253 | $146,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 1,414 | $146,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 1,117 | $146,000 | thousands by filing date | principal |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 8,573 | $145,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 11,119 | $145,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 3,490 | $145,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 5,542 | $145,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 5,200 | $144,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 8,236 | $144,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 11,700 | $144,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 9,465 | $144,000 | thousands by filing date | |
| MGC | 921910873 | COM | 2,130 | $143,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 4,985 | $143,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 14,476 | $143,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 5,944 | $143,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 16,600 | $143,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 7,600 | $143,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 5,110 | $143,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 6,580 | $143,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 4,905 | $142,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 9,564 | $142,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 39,283 | $142,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 18,842 | $141,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 500 | $141,000 | thousands by filing date | call |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,395 | $141,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 3,227 | $141,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 9,275 | $141,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 8,400 | $141,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 5,450 | $141,000 | thousands by filing date | principal |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 2,028 | $141,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1,542 | $140,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 5,563 | $140,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 39,361 | $140,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 4,685 | $140,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 21,300 | $139,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 7,491 | $139,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,152 | $138,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 1,406 | $138,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 2,610 | $137,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 11,857 | $137,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 6,632 | $137,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 17,500 | $137,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 4,105 | $136,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 7,202 | $136,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 4,149 | $136,000 | thousands by filing date | |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 5,300 | $136,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 4,385 | $136,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 1,469 | $135,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 16,445 | $135,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 4,804 | $135,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,490 | $134,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 5,100 | $134,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 6,309 | $134,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 4,392 | $133,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 8,800 | $133,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 6,931 | $133,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 2,898 | $132,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 17,889 | $132,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 9,613 | $132,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 5,100 | $131,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 9,839 | $131,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 11,088 | $131,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 4,400 | $130,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 15,400 | $130,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 13,149 | $130,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 39,907 | $130,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P143 | RBS NASD LKD41 | 3,474 | $130,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 4,204 | $130,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 8,000 | $129,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 15,470 | $129,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 11,184 | $129,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 6,450 | $129,000 | thousands by filing date | principal |
| PACIFIC BOOKER MINERALS INC | 69403R108 | COM | 26,290 | $129,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 4,148 | $128,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 3,815 | $128,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 4,559 | $128,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 3,683 | $127,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 8,040 | $127,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 9,360 | $126,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 2,556 | $126,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 8,794 | $126,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 1,466 | $125,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 19,129 | $125,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 8,606 | $125,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 6,400 | $125,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 6,275 | $124,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,000 | $124,000 | thousands by filing date | call |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 9,000 | $124,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 9,796 | $124,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 21,929 | $124,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 11,237 | $124,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 2,145 | $124,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 2,900 | $124,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 13,553 | $124,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 4,133 | $123,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 2,041 | $123,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 2,315 | $123,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 14,809 | $123,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461431 | EGSHS EM DV HIIN | 6,120 | $123,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 3,905 | $122,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 9,500 | $122,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 1,786 | $121,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 4,804 | $121,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 7,857 | $121,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 8,964 | $121,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 414 | $120,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 48,584 | $120,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 4,500 | $120,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 11,650 | $120,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 5,000 | $120,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 75,000 | $120,000 | thousands by filing date | principal |
| MATSON INC COM | 57686G105 | Stock | 4,441 | $119,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 2,736 | $119,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 7,980 | $119,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 11,400 | $119,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 10,500 | $119,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 2,684 | $118,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 7,850 | $118,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 3,137 | $118,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 3,736 | $118,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 7,362 | $117,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 17,329 | $117,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 4,200 | $117,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 29,200 | $117,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 982 | $116,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 5,196 | $116,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 1,593 | $116,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 4,203 | $116,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 5,412 | $116,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 14,300 | $116,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 7,886 | $116,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 9,033 | $115,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 1,741 | $115,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 6,893 | $115,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 16,398 | $115,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 4,433 | $115,000 | thousands by filing date | principal |
| CORVEL CORP COM | 221006109 | Stock | 2,515 | $114,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 3,065 | $114,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 4,319 | $114,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 8,517 | $114,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 1,320 | $114,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 10,082 | $114,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 11,700 | $114,000 | thousands by filing date | |
| ALCO STORES INC | 001600105 | COM | 15,007 | $114,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 3,215 | $113,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,822 | $113,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 4,213 | $113,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 22,622 | $113,000 | thousands by filing date | |
| PROSHARES TR | 74347R123 | SHT INV GRD CP | 3,812 | $113,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 6,000 | $113,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-032724 | this filing | 2014-08-14 | acceptance time not in the bulk data set |