13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 6,050 holding rows worth $147,687,895,000.
- Accession
- 0001140361-14-032724
- Filer
- CIK 1000275
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 17,891 entries on the cover page, a total value of $147,687,895,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $147,687,895,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerSky Investment Counsel Inc028-12562
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PPL CORP COM | 69351T106 | Stock | 85,000 | $3,020,000 | thousands by filing date | call |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 78,899 | $3,018,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 326,349 | $3,015,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 52,000 | $3,014,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 3,000,000 | $3,014,000 | thousands by filing date | principal |
| ST JOE CO | 790148100 | COM | 117,866 | $2,998,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 46,971 | $2,994,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 28,600 | $2,992,000 | thousands by filing date | put |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 75,449 | $2,989,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 60,661 | $2,986,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 37,065 | $2,972,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 114,006 | $2,972,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 48,149 | $2,960,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 491,545 | $2,959,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 138,771 | $2,953,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 162,310 | $2,946,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 61,385 | $2,943,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 278,460 | $2,943,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 36,700 | $2,937,000 | thousands by filing date | call |
| TRULIA INC | 897888103 | COM | 61,946 | $2,935,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 58,119 | $2,924,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 118,729 | $2,920,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 18,891 | $2,909,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 57,113 | $2,904,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 112,010 | $2,896,000 | thousands by filing date | principal |
| SPLUNK INC | 848637104 | COM | 52,312 | $2,895,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 205,817 | $2,888,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 166,751 | $2,878,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 33,152 | $2,877,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 24,828 | $2,876,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 34,792 | $2,876,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 92,228 | $2,876,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 32,051 | $2,871,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 106,810 | $2,857,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 313,619 | $2,854,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 55,470 | $2,849,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 256,533 | $2,840,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 30,289 | $2,836,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 26,300 | $2,830,000 | thousands by filing date | call |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 76,660 | $2,825,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 64,574 | $2,823,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 43,062 | $2,823,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 212,907 | $2,821,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 206,172 | $2,820,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 224,600 | $2,814,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 82,300 | $2,812,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 35,422 | $2,808,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 19,843 | $2,799,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 24,600 | $2,795,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 58,081 | $2,787,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 60,314 | $2,783,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 47,163 | $2,781,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 268,145 | $2,767,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 132,466 | $2,765,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 75,211 | $2,763,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 27,831 | $2,758,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 47,326 | $2,751,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 70,400 | $2,743,000 | thousands by filing date | put |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 167,750 | $2,734,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 122,192 | $2,731,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 50,000 | $2,729,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 44,453 | $2,714,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 655,000 | $2,712,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 152,989 | $2,709,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 125,000 | $2,708,000 | thousands by filing date | put |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 59,627 | $2,707,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 75,916 | $2,693,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 35,000 | $2,692,000 | thousands by filing date | call |
| CAREFUSION CORP | 14170T101 | COM | 60,702 | $2,692,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 99,630 | $2,689,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 2,273,000 | $2,683,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 49,124 | $2,677,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 135,517 | $2,677,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 535,195 | $2,676,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 280,510 | $2,674,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 50,000 | $2,674,000 | thousands by filing date | put |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 50,000 | $2,674,000 | thousands by filing date | call |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 30,000 | $2,672,000 | thousands by filing date | put |
| CEPHEID | 15670R107 | COM | 55,711 | $2,671,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 123,818 | $2,670,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 121,249 | $2,666,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 176,242 | $2,665,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 52,618 | $2,657,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 107,630 | $2,657,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 57,509 | $2,652,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 74,381 | $2,651,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 25,479 | $2,645,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 52,571 | $2,645,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 134,887 | $2,644,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 124,844 | $2,644,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 62,007 | $2,636,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 64,990 | $2,635,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 53,762 | $2,629,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 60,000 | $2,623,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 50,000 | $2,621,000 | thousands by filing date | call |
| PARTNERRE LTD | G6852T105 | COM | 24,004 | $2,621,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 65,569 | $2,619,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 30,437 | $2,618,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 53,123 | $2,618,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 121,768 | $2,608,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 350,186 | $2,605,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 64,054 | $2,601,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 110,368 | $2,601,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 96,796 | $2,599,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 35,000 | $2,597,000 | thousands by filing date | put |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 56,378 | $2,593,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 78,834 | $2,589,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 84,136 | $2,588,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 46,644 | $2,579,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 43,363 | $2,576,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 56,988 | $2,575,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 25,397 | $2,571,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 76,090 | $2,570,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 100,377 | $2,570,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 85,283 | $2,570,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 51,763 | $2,568,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 76,664 | $2,566,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 51,299 | $2,562,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AA0 | NOTE 4.000% 2/1 | 2,412,000 | $2,551,000 | thousands by filing date | principal |
| Boeing Company | 097023105 | COM | 20,000 | $2,545,000 | thousands by filing date | call |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 56,118 | $2,536,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 41,292 | $2,535,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 21,269 | $2,521,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 136,157 | $2,519,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 56,412 | $2,509,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 103,950 | $2,502,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 240,000 | $2,501,000 | thousands by filing date | call |
| FULTON FINL CORP PA | 360271100 | COM | 201,471 | $2,497,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 48,089 | $2,496,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 20,000 | $2,495,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 39,700 | $2,493,000 | thousands by filing date | call |
| HILLSHIRE BRANDS CO | 432589109 | COM | 40,000 | $2,492,000 | thousands by filing date | put |
| XEROX CORP | 984121103 | COM | 200,000 | $2,488,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 26,300 | $2,486,000 | thousands by filing date | call |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 2,450,000 | $2,483,000 | thousands by filing date | principal |
| Washington Prime Group | 939647103 | COM | 132,520 | $2,483,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 61,042 | $2,482,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 38,516 | $2,480,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 40,000 | $2,480,000 | thousands by filing date | call |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 300,175 | $2,479,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 69,798 | $2,478,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 44,653 | $2,469,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 50,000 | $2,463,000 | thousands by filing date | call |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 50,000 | $2,461,000 | thousands by filing date | call |
| HARRIS CORP INC | 413875105 | COM | 32,507 | $2,461,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 324,953 | $2,458,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 389,868 | $2,456,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 122,501 | $2,454,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 105,916 | $2,451,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 50,000 | $2,447,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 57,250 | $2,447,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 88,615 | $2,446,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 509,400 | $2,445,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 130,813 | $2,444,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 40,614 | $2,440,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 75,361 | $2,432,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 99,291 | $2,431,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 129,407 | $2,430,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 30,000 | $2,429,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 30,000 | $2,429,000 | thousands by filing date | call |
| PVH CORPORATION COM | 693656100 | Stock | 20,821 | $2,428,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 58,587 | $2,428,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 51,581 | $2,426,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 34,103 | $2,425,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 62,044 | $2,422,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 289,100 | $2,419,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 81,541 | $2,417,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 38,412 | $2,408,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 44,324 | $2,408,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 191,666 | $2,407,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 92,811 | $2,398,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q841 | VELOCSHS EMKTS | 48,385 | $2,397,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 41,664 | $2,390,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 63,358 | $2,386,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 121,865 | $2,386,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 77,714 | $2,383,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 47,854 | $2,372,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 30,945 | $2,367,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 127,305 | $2,364,000 | thousands by filing date | |
| IMRIS INC | 45322N105 | COM | 2,092,627 | $2,364,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 116,887 | $2,361,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 20,000 | $2,359,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 681,859 | $2,359,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 35,000 | $2,354,000 | thousands by filing date | put |
| RPC INC | 749660106 | COMMON STOCK | 100,221 | $2,354,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 36,956 | $2,349,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 16,421 | $2,347,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 138,261 | $2,347,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 20,597 | $2,341,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 19,769 | $2,337,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 32,700 | $2,336,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q833 | VELOSH RUSSSEL | 48,327 | $2,336,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 164,908 | $2,335,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 82,572 | $2,329,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 178,305 | $2,329,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 40,000 | $2,328,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 55,000 | $2,324,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 59,757 | $2,323,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 161,565 | $2,322,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 60,058 | $2,315,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 260,710 | $2,315,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 15,000 | $2,314,000 | thousands by filing date | put |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 50,000 | $2,314,000 | thousands by filing date | put |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 287,100 | $2,311,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 27,839 | $2,310,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 78,524 | $2,306,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 24,868 | $2,301,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 58,801 | $2,298,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 10,000 | $2,298,000 | thousands by filing date | call |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 150,000 | $2,294,000 | thousands by filing date | call |
| PowerShares CEF Income Composite | 73936Q843 | Com | 89,820 | $2,291,000 | thousands by filing date | |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 79,452 | $2,288,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 96,140 | $2,287,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 38,754 | $2,287,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 12,357 | $2,286,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 69,483 | $2,286,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 21,630 | $2,282,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 26,193 | $2,274,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 166,235 | $2,274,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 106,889 | $2,272,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 96,567 | $2,267,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 24,930 | $2,266,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 100,000 | $2,260,000 | thousands by filing date | put |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 23,040 | $2,254,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 20,625 | $2,253,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 48,081 | $2,252,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 33,664 | $2,249,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 121,362 | $2,246,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 31,581 | $2,246,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 255,909 | $2,244,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 51,152 | $2,242,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 166,526 | $2,238,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 79,462 | $2,237,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 51,936 | $2,234,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 43,838 | $2,232,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 66,756 | $2,221,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 109,216 | $2,218,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 63,050 | $2,211,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 89,749 | $2,211,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 44,397 | $2,210,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 100,000 | $2,195,000 | thousands by filing date | call |
| INTL FCSTONE INC | 46116V105 | COM | 110,172 | $2,195,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 21,480 | $2,192,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 29,612 | $2,183,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 74,281 | $2,176,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 2,195,000 | $2,173,000 | thousands by filing date | principal |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 352,419 | $2,167,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 74,863 | $2,167,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 115,168 | $2,162,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 78,934 | $2,160,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 25,222 | $2,155,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 16,879 | $2,150,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 85,917 | $2,150,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 56,621 | $2,143,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 97,119 | $2,141,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 185,410 | $2,140,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 89,335 | $2,139,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 156,288 | $2,137,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 23,100 | $2,137,000 | thousands by filing date | put |
| CNA FINL CORP | 126117100 | COM | 52,820 | $2,135,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 252,004 | $2,134,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 68,371 | $2,134,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 2,000,000 | $2,130,000 | thousands by filing date | principal |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 42,000 | $2,120,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701107 | COM | 71,866 | $2,119,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 200,327 | $2,119,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 157,383 | $2,115,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 44,047 | $2,103,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 89,847 | $2,103,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 27,669 | $2,102,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 242,996 | $2,100,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 50,000 | $2,099,000 | thousands by filing date | put |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 234,870 | $2,095,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 112,595 | $2,092,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 47,334 | $2,085,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 111,511 | $2,082,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 30,000 | $2,078,000 | thousands by filing date | call |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 79,958 | $2,077,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 41,905 | $2,074,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 63,080 | $2,072,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 57,399 | $2,069,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 242,295 | $2,067,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 44,577 | $2,067,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 483,822 | $2,061,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 35,288 | $2,057,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 28,145 | $2,057,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 262,925 | $2,053,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 41,231 | $2,052,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 218,999 | $2,052,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 92,400 | $2,049,000 | thousands by filing date | call |
| PROTECTIVE LIFE CORP | 743674103 | COM | 29,547 | $2,047,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 75,458 | $2,031,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 244,248 | $2,020,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 272,020 | $2,016,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 50,596 | $2,008,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 35,587 | $2,008,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 154,794 | $2,007,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 76,051 | $2,007,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 21,937 | $2,006,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 25,868 | $2,006,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 185,891 | $2,002,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 79,202 | $2,000,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 58,936 | $1,991,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 35,242 | $1,989,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 24,426 | $1,986,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 1,500,000 | $1,986,000 | thousands by filing date | principal |
| Viacom Inc Cl A | 92553P102 | CL A | 22,737 | $1,973,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 65,731 | $1,972,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 37,600 | $1,971,000 | thousands by filing date | put |
| Powershares ETF KBW Insurance | 73936q777 | COM | 50,115 | $1,966,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 133,650 | $1,962,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 26,812 | $1,959,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 61,535 | $1,957,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 26,180 | $1,949,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 18,600 | $1,946,000 | thousands by filing date | call |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 18,787 | $1,946,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 86,810 | $1,943,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 34,862 | $1,941,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 43,442 | $1,939,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 75,457 | $1,936,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 4,700 | $1,935,000 | thousands by filing date | call |
| TANGER INC | 875465106 | COM | 55,295 | $1,934,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 27,981 | $1,929,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 85,238 | $1,928,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 40,000 | $1,926,000 | thousands by filing date | |
| ISHARES INC | 464286418 | EMKT CNSM DISC | 32,830 | $1,924,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 27,372 | $1,917,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 25,458 | $1,916,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 21,506 | $1,908,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 66,243 | $1,907,000 | thousands by filing date | |
| PROSHARES ULTRA RUSS2000 VAL | 74347R479 | PSHS | 31,217 | $1,907,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 19,766 | $1,905,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 64,145 | $1,902,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 50,983 | $1,899,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 66,850 | $1,897,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AC2 | CONV BND | 1,610,000 | $1,894,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 35,000 | $1,892,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 46,149 | $1,891,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 13,100 | $1,886,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 20,755 | $1,885,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 70,694 | $1,880,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 118,892 | $1,880,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 35,528 | $1,876,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 51,449 | $1,865,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 41,316 | $1,864,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 53,151 | $1,860,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 232,200 | $1,858,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 43,043 | $1,851,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 19,804 | $1,848,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 213,250 | $1,847,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 19,095 | $1,846,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 29,761 | $1,846,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 17,529 | $1,843,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 113,873 | $1,840,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 127,075 | $1,838,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 51,552 | $1,838,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 72,366 | $1,838,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 58,996 | $1,837,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 133,615 | $1,836,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 28,641 | $1,832,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 63,415 | $1,828,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 12,421 | $1,826,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 41,300 | $1,822,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD | 72200R107 | COM | 126,524 | $1,821,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 50,000 | $1,818,000 | thousands by filing date | call |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 88,514 | $1,814,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 56,527 | $1,808,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 28,957 | $1,808,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 29,624 | $1,807,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 33,340 | $1,807,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 18,944 | $1,807,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 16,946 | $1,806,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 30,941 | $1,803,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 55,600 | $1,800,000 | thousands by filing date | call |
| Surmodics Inc | 868873100 | Common Stock | 83,973 | $1,799,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 81,760 | $1,797,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 56,936 | $1,792,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 40,000 | $1,789,000 | thousands by filing date | put |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 56,791 | $1,789,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 26,976 | $1,785,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 132,930 | $1,785,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 188,546 | $1,782,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 17,800 | $1,782,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 94,445 | $1,781,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 54,688 | $1,779,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 33,475 | $1,777,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 21,772 | $1,771,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 15,333 | $1,765,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 30,505 | $1,764,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 37,914 | $1,764,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 34,646 | $1,762,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 69,453 | $1,762,000 | thousands by filing date | principal |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 1,957,523 | $1,762,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 36,182 | $1,760,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 66,627 | $1,760,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 34,970 | $1,759,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 35,154 | $1,758,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 30,873 | $1,755,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 35,000 | $1,754,000 | thousands by filing date | put |
| BOB EVANS FARMS | 096761101 | COM | 35,035 | $1,753,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 198,548 | $1,753,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 54,339 | $1,746,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,140,000 | $1,746,000 | thousands by filing date | principal |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 30,286 | $1,740,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 34,491 | $1,736,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 33,515 | $1,731,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 58,674 | $1,731,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 75,625 | $1,724,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 69,451 | $1,723,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 135,327 | $1,723,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 131,266 | $1,721,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,575,000 | $1,721,000 | thousands by filing date | principal |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 60,790 | $1,720,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 39,827 | $1,717,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 126,814 | $1,715,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 128,490 | $1,714,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 40,091 | $1,713,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 61,303 | $1,713,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 590,440 | $1,700,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 47,955 | $1,695,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 82,400 | $1,693,000 | thousands by filing date | call |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 68,592 | $1,687,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 60,000 | $1,686,000 | thousands by filing date | call |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 35,899 | $1,679,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 21,998 | $1,673,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 422,334 | $1,672,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 98,442 | $1,669,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 171,933 | $1,668,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 104,498 | $1,663,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 17,611 | $1,663,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 205,465 | $1,662,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 164,233 | $1,659,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 63,278 | $1,659,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 93,399 | $1,658,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 147,161 | $1,657,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 37,396 | $1,656,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 171,756 | $1,656,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 55,086 | $1,656,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 11,948 | $1,653,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 25,552 | $1,653,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 46,909 | $1,645,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 23,400 | $1,644,000 | thousands by filing date | call |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 15,912 | $1,643,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 64,828 | $1,643,000 | thousands by filing date | principal |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 175,190 | $1,640,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 18,265 | $1,639,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 26,977 | $1,633,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 131,832 | $1,630,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 25,000 | $1,630,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 30,902 | $1,627,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 78,782 | $1,623,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 19,747 | $1,623,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 69,108 | $1,621,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 18,103 | $1,617,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 102,267 | $1,616,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 35,000 | $1,615,000 | thousands by filing date | call |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 40,063 | $1,613,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 313,489 | $1,612,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 46,628 | $1,612,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 75,000 | $1,612,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 42,100 | $1,609,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 312,500 | $1,609,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 29,188 | $1,605,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 163,208 | $1,604,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 129,896 | $1,602,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 18,494 | $1,599,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 70,000 | $1,598,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 28,758 | $1,597,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 70,000 | $1,595,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 200,000 | $1,592,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 6,716 | $1,590,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 19,248 | $1,590,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 35,863 | $1,589,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 125,100 | $1,588,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 18,264 | $1,586,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 904,000 | $1,585,000 | thousands by filing date | principal |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 101,183 | $1,579,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 67,371 | $1,574,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 108,694 | $1,572,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 183,800 | $1,568,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 133,715 | $1,567,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 61,220 | $1,567,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 13,885 | $1,564,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 98,613 | $1,560,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 87,260 | $1,559,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 147,586 | $1,558,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 104,140 | $1,557,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 30,235 | $1,554,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 53,586 | $1,552,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 799,499 | $1,551,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 52,817 | $1,549,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 59,672 | $1,548,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 58,140 | $1,548,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 53,981 | $1,546,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 83,000 | $1,536,000 | thousands by filing date | call |
| Lincoln National Corporat | 524901105 | COM | 29,840 | $1,532,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 50,670 | $1,527,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 37,039 | $1,523,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 50,743 | $1,521,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 53,178 | $1,521,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-032724 | this filing | 2014-08-14 | acceptance time not in the bulk data set |